The Samuel realcompactification
M. Isabel Garrido, Ana S. Mero\~no

TL;DR
This paper introduces the Samuel realcompactification for uniform spaces, exploring its construction, properties, and conditions under which a space coincides with its realcompactification, highlighting a new completeness property called Bourbaki-completeness.
Contribution
It defines the Samuel realcompactification, provides multiple construction methods, and characterizes when a uniform space is Samuel realcompact using Bourbaki-completeness.
Findings
Established the Samuel realcompactification as a new concept.
Connected Samuel realcompactification with Bourbaki-completeness.
Proved a Katětov-Shirota type theorem for uniform spaces.
Abstract
For a uniform space (X, ), we introduce a realcompactification of X by means of the family of all the real-valued uniformly continuous functions, in the same way that the known Samuel compactification is given by the set of all the bounded functions in . We will call it "the Samuel realcompactification" by several resemblances to the Samuel compactification. In this note, we present different ways to construct such realcompactification as well as we study the corresponding problem of knowing when a uniform space is Samuel realcompact, that is, it coincides with its Samuel realcompactification. At this respect we obtain as main result a theorem of Kat\v{e}tov-Shirota type, by means of a new property of completeness recently introduced by the authors, called Bourbaki-completeness.
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The Samuel realcompactification
M. Isabel Garrido
Instituto de Matemática Interdisciplinar (IMI), Departamento de Geometría y Topología, Universidad Complutense de Madrid, 28040 Madrid, Spain
and
Ana S. Meroño
Departamento de Análisis Matemático, Universidad Complutense de Madrid, 28040 Madrid, Spain
Abstract.
For a uniform space , we introduce a realcompactification of by means of the family of all the real-valued uniformly continuous functions, in the same way that the known Samuel compactification is given by the set of all the bounded functions in . We will call it “the Samuel realcompactification” by several resemblances to the Samuel compactification. In this note, we present different ways to construct such realcompactification as well as we study the corresponding problem of knowing when a uniform space is Samuel realcompact, that is, it coincides with its Samuel realcompactification. At this respect we obtain as main result a theorem of Katětov-Shirota type, by means of a new property of completeness recently introduced by the authors, called Bourbaki-completeness.
Key words and phrases:
Uniform space, realcompactification, real-valued uniformly continuous function, Samuel realcompactification, Cauchy filter, Bourbaki-Cauchy filter, Bourbaki-completeness.
Partially supported by MINECO Project-MTM2015-65825-P (Spain)
2010 Mathematics Subject Classification:
Primary 54D60, 54E15; Secondary 54D35, 54A20, 54A25
1. Introduction
A realcompactification of a Tychonoff space is a realcompact space in which is densely embedded. For instance, the well-known Hewitt-Nachbin realcompactification . Recall that is characterized as the smallest realcompactification of (in the usual order on the family of all the realcompactifications) such that every real-valued continuous function can be continuously extended to it [10]. In the frame of uniform spaces, since we can also consider , the set of all the real-valued uniformly continuous functions on the uniform space , it is natural to ask what is the smallest realcompactification of such that every function can be continuously extended to it. Here, following the ideas of [4], we will introduce this realcompactification that we denote by because in fact it can be represented as the set of all the real homomorphisms on the unital vector-lattice . Moreover, we will see that it also coincides with the completion of the uniform space , where denotes the weak uniformity on generated by (Theorem 1).
We will call the Samuel realcompactification of in likeness to the Samuel compactification . Recall that the Samuel compactification of a uniform space , also known as the Smirnov compactification, is the smallest (real)compactification of such that every bounded real-valued uniformly continuous function can be continuously extended to it ([19]). The resemblance between the Samuel realcompactification and the Samuel compactification, is not only due to their characterization as the smallest realcompactification, respectively compactification, such that every real-valued, respectively bounded, uniformly continuous function can be continuously extended to it. In fact, as well as every compactification of a Tychonoff space can be considered as a Samuel compactification for some compatible (we will say that a uniformity is compatible if it defines the same topology on ) totally bounded (precompact) uniformity on [3] (see also [11]), every realcompactification of can be considered as a Samuel realcompactification for some compatible uniformity on it, as we will explain forward (Theorem 2).
As a Tychonoff space is realcompact whenever , then we can similarly define for a uniform space to be Samuel realcompact if . This paper is mainly devoted to give a uniform analogue to the well-known Theorem of Katětov-Shirota [20] (see also [10]) about the realcompactness of Tychonoff spaces. Recall that this classical theorem states that a topological Tychonoff space is realcompact if and only if is completely uniformizable and every closed discrete subspace has non-measurable cardinal. In this line, we will obtain our analogous result that asserts that a uniform space is Samuel realcompact if and only if it is Bourbaki-complete and every uniformly closed subspace has non-measurable cardinal (Theorem 12). The property of Bourbaki-completeness was introduced and well-studied by the authors in [6] (see also [7] and [13]), and it is a uniform property stronger than usual completeness. We say that a uniform space is Bourbaki-complete if every Bourbaki-Cauchy filter, defined later, clusters.
It turns out that Bourbaki-Cauchy filters are a useful tool to study Samuel realcompactness. In fact, the Samuel realcompactification, as the completion of , is always a Bourbaki-complete uniform space (Theorem 7). Furthermore, assuming that the uniform partitions of have non-measurable cardinality, the Cauchy filters are precisely Bourbaki-Cauchy filters of (Proposition 10), and then it follows that is complete if and only of is Bourbaki-complete (Theorem 11). And this will be the key not only for proving our main result but in order to find another description of the Samuel realcompactification . Namely, is the subset of formed by the cluster points of the Bourbaki-Cauchy filters in (Theorem 14).
Very recently in [8], we have proved the same result of Samuel realcompactness but in the frame of metric spaces. The techniques that we used are not the same as those of now since we worked there with a family of metrics defined on the space being uniformly equivalent to the initial one. Moreover, in this line, Hušek and Pulgarín gave in [14] a kind of uniform Katetov-Shirota result for the case of the so-called uniformly [math]-dimensional uniform spaces. We will see how it can be easily derived now.
In the last section we are going to see that the Samuel realcompactification also admits a characterization by means of some compatible uniformity whose uniform covers are countable, which reminds in some sense, as we will show, to some of the classical results by Shirota [20].
2. Preliminaries results about realcompactifications
We start this section with some basic facts about realcompactifications, that can be found mainly in [4]. Thus, the classical way of generating realcompactifications of a Tychonoff space is the following. First, we take a family of real-valued continuous functions, that we suppose having the algebraic structure of unital vector lattice and separating points from closed sets of . Then, we embed (homeomorphically) into the product space of real lines , through the evaluation map
[TABLE]
[TABLE]
Next, we take the closure of in . We will denote this closure by because it is exactly the set of all the real unital homomorphisms on . Since is closed in then it is in fact a realcompactification of . If we just take the bounded functions in (where is the family of bounded real-valued continuous functions) we get that is now a compactification of .
Likewise compactifications, we can consider a partial order on the set of all the realcompactifications of . Namely, for two realcompactifications and , we write whenever there is a continuous mapping leaving pointwise fixed. We say that and are equivalent whenever and , and this implies the existence of a homeomorphism between and leaving pointwise fixed.
In particular, (resp. ) is characterized (up to equivalence) as the smallest realcompactification (resp. compactification) of such that every function can be continuously extended to it. Besides, it is easy to see that can be considered as a topological subspace of . Thus, we can write
[TABLE]
If we consider in the family of all the realcompactifications of , the above defined partial order , then is a complete upper semi-lattice where the largest element is exactly the Hewitt-Nachbin realcompactification . Recall that, in the case of the compactifications of the space , then is also a complete upper semi-lattice where, the largest element is now the Stone-Čech compactification .
In particular, in the frame of uniform spaces, when we deal with the the Samuel realcompactification and the Samuel compactification defined in the introduction, we have that they are respectively and , and also that and Moreover, by we know that
In both cases, for realcompactifications and compactifications, it is known that , (respectively ) is a complete lattice if and only if is locally compact. In that case, the smallest element in both lattices is the Alexandroff or the one-point compactification of which is generated by all the real-valued functions which are constant at infinity [17].
We will say that a Tychonoff space is -realcompact, for the unital vector lattice of real-valued continuous functions , if . Thus, a space is realcompact if and only if and is compact if and only if . Clearly every - realcompact space is realcompact. We will see later that, in general, when we are considering different lattices and , if is -realcompact then it is not necessarily true that is -realcompact. For instance, there are realcompact spaces which are not realcompact for other lattices different from . However, when a space is compact then it is -compact for any lattice .
On the other hand, for a unital vector lattice we can consider the weak uniformity in which is the weakest uniformity making each function in uniformly continuous [21]. When separates points and closed sets in , then this Hausdorff uniformity is compatible with the topology of . If we endowed with the weak uniformity and with the product uniformity then, the evaluation map is uniformly continuous and the inverse map
[TABLE]
is also uniformly continuous. Thus, is uniformly embedded in . Since endowed with the product uniformity is a complete uniform space then , being the closure of in , must be the completion of by uniqueness of the completion. We can summarize all of this as follows.
Theorem 1**.**
The realcompactification , where is a unital vector lattice separating points and closed sets in , is homeomorphic to the completion of the uniform space where is the weak uniformity generated by .
If we apply this result to the above defined realcompactifications we get that is homeomorphic to the completion of , to the completion of , to the completion of and to the completion of .
In general, when we have a realcompactification of which is not generated by an explicit lattice , if is the family of all the real-valued continuous functions on , then is complete [10]. Precisely it is the completion of where are the restrictions to of the functions in [12]. Moreover we can describe as the continuous real-valued functions on which preserves Cauchy filters of the weak uniformity [1]. Therefore since , because every uniformly continuous functions preserves Cauchy filters (or nets) [1], we have the following result.
Theorem 2**.**
Let be a realcompactification of the Tychonoff space . Then is homeomorphic to the Samuel realcompactification of the uniform space .
For instance, the Hewitt-Nachbin realcompactification can be considered the Samuel realcompactification of the uniform space [10]. Equivalently, is the Samuel realcompactification of the uniform space where is the universal uniformity on , because the family of real-valued uniformly continuous functions on is exactly . In the same way, the Stone-Čech compactification is the Samuel compactification of the uniform space .
Now, we are going to finish this section with some easy results in this topic, that we will use later.
Theorem 3**.**
Let be a uniform space. For every compatible uniformity on satisfying that it is satisfied that . Besides, .
Proof.
It follows easy from the fact that . The same is true for bounded functions. ∎
Theorem 4**.**
Let be the completion of a uniform space . Then and .
Proof.
It is known that the functions in are exactly the restrictions of the real-valued uniformly continuous functions of the completion (see [21]). Thus, by density, the result follows. As in the previous theorem, the same is true for bounded functions. ∎
3. Main results
We star this section recalling the notion of Bourbaki-completeness for uniform spaces that was introduced and well studied by the authors in [6], in the frame of metric spaces, and in [7] for some special uniformities.
So let , a uniform cover in . For let us write
[TABLE]
and put
[TABLE]
[TABLE]
Definition 5**.**
A filter in the uniform space is said to be Bourbaki-Cauchy if for every there exist and such that , for some (i.e. ). Moreover, we said that is Bourbaki-complete whenever every Bourbaki-Cauchy filter in clusters.
It is easy to see that every Cauchy filter is Bourbaki-Cauchy, and therefore every Bourbaki-complete uniform space is complete. In general the reverse implication is not true. For example, every infinite-dimensional Banach space is not Bourbaki-complete with the uniformity given by its norm (see [6]). In fact, we know that a normed space is Bourbaki-complete if and only if it has finite dimension [6]. More examples can be found in [13].
On the other hand, it is easy to check that a subspace of a Bourbaki-complete uniform space is Bourbaki-complete if and only if it is closed. Furthermore this uniform property is also productive as next result proves.
Proposition 6**.**
Any nonempty product of uniform spaces is Bourbaki-complete if and only if each factor is Bourbaki-complete.
Proof.
Suppose is Bourbaki-complete. Since each factor is (uniformly) homeomorphic to a closed subspace of this product, then it must be Bourbaki-complete, as we have said above.
On the other hand, suppose is Bourbaki-complete for every , and let a Bourbaki-Cauchy filter in the product. Take an ultrafilter containing . Clearly, is also Bourbaki-Cauchy and then its projection into will be a Bourbaki-Cauchy ultrafilter, for every . Now, from the Bourbaki-completeness of every factor, this projection must converges to a point in . Therefore, also converges to a point in the product, and this means, in particular, that the initial filter clusters, as we wanted. ∎
Theorem 7**.**
Let be a uniform space. Then its Samuel realcompactification , as the completion of , is Bourbaki-complete.
Proof.
First note that the completion of is precisely the closed subspace with the uniformity inherit by the product space . And then the proof follows at once from the above Proposition 6, since is Bourbaki-complete. ∎
Next result, that is an easy corollary of the above, is in the line of those contained in [7] comparing both completeness properties for some special uniformities.
Theorem 8**.**
Let be a uniform space. Then is complete if and only if it is Bourbaki-complete.
Now we are going to see an interesting relationship between the Bourbaki-Cauchy filters in the space and its Samuel realcompactification.
Proposition 9**.**
Let be a uniform space and the subspace of all the cluster points of the Bourbaki-Cauchy filters of . Then .
Proof.
Clearly . So, let be a Bourbaki-Cauchy filter in and a cluster point of . Consider the filter in generated by the family . Then is also Bourbaki-Cauchy in , since it contains . Taking into account that the identity mapping is uniformly continuous, is Bourbaki-Cauchy in . Now, from Theorem 7, this filter must cluster in . And we finish, noting that is the only cluster point of . ∎
Now, we are going to study the problem of the Samuel realcompactness of a uniform space, and we will see that a Katětov-Shirota type theorem can be obtained where Bourbaki-completeness will play the role of completeness in the classical one. Recall that every uniform countable cover such that whenever belongs also to the weak uniformity (see [15]). This kind of covers were called linear covers by Isbell in [15], and 2-finite covers by Garrido and Montalvo in [5].
Proposition 10**.**
Let be a uniform space. If every uniform partition of has non-measurable cardinal then every Cauchy filter of is a Bourbaki-Cauchy filter of .
Proof.
Let be a Cauchy filter in and let . Note that the family , can be seen as a (uniform) partition of . Indeed, it is clearly a cover of and two members of this family are equal or they are disjoint. Now we are going to prove that, since every uniform partition of has non-measurable cardinal then there exists a unique such that . Observe that we can fix representative elements , , such that and whenever . Next, define
[TABLE]
We want to prove that is an ultrafilter in , with the countable intersection property, where is endowed with the discrete metric . We are going to check only that satisfies the maximal property for being an ultrafilter and the countable intersection property, leaving the remaining properties to the reader.
Let and suppose that . In order to see that , consider
[TABLE]
Since is a uniform finite partition of then . Now as is a Cauchy filter, then we have that
[TABLE]
Now we prove that satisfies the countable intersection property. Take and suppose without loss of generality it is a strictly decreasing family. If , then the sets , form a cover on . Define the family of sets by
[TABLE]
where . Then, is a uniform countable partition of and therefore, . Since is a Cauchy filter of then for some . Since then , and therefore . But this is a contradiction because is an ultrafilter and . Hence, and has the countable intersection property.
By hypothesis, the uniform partition of , has non-measurable cardinal, and therefore the discrete space is realcompact. Hence the ultrafilter must be fixed, that is, there exists a unique such that . But this is equivalent to say that there exists a unique such that .
Now we are going to see that is Bourbaki-Cauchy in . For that we need to find some such that So, let us define the cover of as follows:
if .
Then is a uniform countable cover satisfying that whenever and hence, . Again, since is Cauchy in there exists some such that . But as , then for some . Since , then and we have finished. ∎
Theorem 11**.**
Let be a uniform such that every uniform partition of has non-measurable cardinal. Then, is Bourbaki-complete if and only if is complete.
Proof.
First, suppose that is complete then, from Proposition 8, it is Bourbaki-complete. Now, as the uniformity is finer than , then will be also Bourbaki-complete.
Reciprocally, suppose is Bourbaki-complete and let be a Cauchy filter in . From Proposition 10, we have that is a Bourbaki-Cauchy filter in , and hence it clusters. Since any Cauchy filter with a cluster point converges, it follows that is complete. ∎
We have already all the ingredients in order to establish our main result in this section.
Theorem 12**.**
(Katětov-Shirota type theorem)* Let be a uniform space. Then is Samuel realcompact if and only is Bourbaki-complete and every uniform discrete subspace of has non-measurable cardinal.*
Proof.
If is Samuel realcompact then it is realcompact and hence every discrete closed subspace has non-measurable cardinal [10]. In particular, every uniformly discrete subspace must have non-measurable cardinal since it is in addition closed. On the other hand, from the identity , it follows that coincides with its completion and then is complete, or equivalently, from Theorem 11, is Bourbaki-complete. Note that we can apply that theorem because every uniform partition produces a uniformly discrete subspace with the same cardinal.
Conversely, again from Theorem 11, the Bourbaki-completeness of together with the property of non-measurability of the corresponding cardinals, imply the completeness of . Therefore , and this means that is Samuel realcompact. ∎
Remark 13*.*
Note that the condition of non-measurable cardinality can not be deleted in the three previous results. Indeed, if is a set with a measurable cardinal endowed with the uniformity given by the 0-1 metric, then the corresponding uniform (metric) discrete space is Bourbaki-complete ([6]), but not Samuel realcompact since it is not even realcompact. In this case , is not complete, and there exist Cauchy filters in that are not Bourbaki-Cauchy filters in .
On the other hand, it is clear that in Theorem 12 only the non-measurability of the uniform partitions are needed and not the (stronger) condition of non-measurability of the uniform discrete subspaces. Next result characterizes precisely the property for a uniform space to have every uniform partition with a non-measurable cardinal. But in order to establish this we need to recall some property of the Samuel compactification (see [2]). Namely, for subsets and of a uniform space , we have that
[TABLE]
Theorem 14**.**
Let be a uniform space and the subspace of of all the cluster points of the Bourbaki-Cauchy filters of . The following statements are equivalent:
- (1)
every uniform partition of has non-measurable cardinal; 2. (2)
; 3. (3)
* is realcompact.*
Proof.
By Proposition 9, we have . The other inclusion follows from Proposition 10.
This implication is trivial.
. We are going to see how every uniform partition of determines a closed discrete subspace of . Indeed, let a uniform partition of . Then for some (open) uniform cover , , for every , . In particular, for , we have that and this implies that is open and , for every . Moreover, if is a Bourbaki-Cauchy filter of then there is some (unique) such that . Thus if is a cluster point of then . Hence, , where , for every with (see the equivalence before the theorem).
Now, for every take a representative point . Then is a discrete subspace of . Indeed, every is a neighborhood of every point belonging to , because if for some open set of , and then . Finally in order to see that is closed in , suppose , then there exists a unique such that . Again as , we have that . This means that .
We finish, since if is realcompact then has non-measurable cardinal. Therefore the uniform partition has non-measurable many elements. ∎
Note that last result provides another interesting description of the Samuel realcompactification for those uniform spaces fulfilling condition (1). Namely, the Samuel realcompactification of these spaces are formed by the cluster points in the Samuel compactification of their Bourbaki-Cauchy filters. Note that there are many spaces with this property, for instance, connected spaces, or more generally uniformly connected, separable, Lindelöf, and many other spaces.
Observe also that this last theorem reminds of the result in [10, Theorem 15.21] that asserts that the completion of a uniform space is realcompact if and only if every uniform closed discrete subspace has non-measurable cardinal. In fact, think of the completion of a uniform space as the set of all the convergence points, equivalently cluster points, in of the Cauchy filters in , and take into account that every uniform partition is a uniformly closed subspace. However, in our case, we cannot do without Bourbaki-completeness and we cannot change uniform partitions by uniformly closed subspaces.
We finish this section recalling a result of Katětov-Shirota type given by Hušek and Pulgarín in the setting of uniform spaces with weak uniformities ([14]). They define a uniform space to be uniformly realcomplete when is complete. Thus, in that paper, it is proved the following result for the particular case of uniformly 0-dimensional spaces, where a uniform space is uniformly 0-dimensional if it has a base for the uniformity composed by partitions (for instance, every uniformly discrete space).
Theorem 15**.**
(Hušek-Pulgarín [14])* A 0-dimensional uniform space is uniformly realcomplete if and only if it is complete and it does not have uniformly discrete subsets of measurable cardinality.*
Proof.
The proof follows easily from Theorem 12. Indeed, we only need to take into account that every complete uniformly 0-dimensional space is clearly Bourbaki-complete, and also that for the uniform space the condition to be uniformly realcomplete is equivalent to say that is Samuel realcompact. ∎
4. Uniformities with uniform countable covers
In his famous paper Shirota [20] proved that the Hewitt-Nachbin realcompactification of a space is homoemorphic to the completion of where is the uniformity having as a base all the countable normal covers of . Thus he was proving that the completion of and the completion of are (topologically) equivalent even if the uniformities and are not.
Later on, Isbell proved (see [16]) a similar result in the frame of the so called locally fine uniform spaces ([9]). Recall that to be locally fine is equivalent to the more intuitive notion of being subfine, i.e., to be a uniform subspace of a fine space [18]. The result of Isbell states that for a locally fine uniform space every Cauchy filter in is Cauchy in , where is the compatible uniformity on having as a base all the countable covers of ([9]). Then we can say now that, for locally fine uniform space , the completion of is homeomorphic to its Samuel realcompactification .
In particular, since every fine space is locally fine, we can apply last result to the fine uniformity on a Tychonoff space . Thus, we can deduce easily the above result of Shirota because for fine uniform spaces every continuous function is uniformly continuous. Observe that, in general, locally fine uniform spaces do not satisfy that every continuous function is uniformly continuous. In fact, locally fine uniform spaces are characterized as those uniform spaces satisfying that every uniformly locally uniformly continuous function into a metric space is uniformly continuous [18]. Therefore, for locally fine uniform spaces the Hewitt-Nachbin realcompactification and the Samuel realcompactification are not necessarily equivalent.
In the next example we show that, in general, the completion of is not homeomorphic to the Samuel realcompactification . To that purpose we need to recall some results and concepts from [6].
Recall that a uniform space is Bourbaki-bounded if for every there exists and finitely many , such that . Observe that it was precisely the notion of Bourbaki-bounded that originated the study of Bourbaki-Cauchy filters, nets and sequences, as well as Bourbaki-completeness (see [6] and [7]). In particular in [7] it is proved that a uniform space is compact if and only if it is Bourbaki-bounded and Bourbaki-complete.
Example 16*.*
Let be any complete metric space which is also Lindelöf and Bourbaki-bounded for the metric uniformity, but not compact. For instance the metric hedgehog of countable many spines, or any closed and bounded subset of the classical Hilbert space . Then the metric uniformity given by coincides with the uniformity by the Lindelöf property. Therefore is complete. However, by Theorem 11, is not complete because fails to be Bourbaki-complete. Otherwise, since is Bourbaki-bounded would be compact which is false.
In the previous example, the completion of is not homeomorphic to the Samuel realcompactification because completeness is not enough. In fact we need Bourbaki-completeness as it is shown by the following two results.
Theorem 17**.**
Let be a uniform space and the subspace of of all the cluster points of the Bourbaki-Cauchy filters of . Then .
Proof.
By Theorem 3, it is clear that . Since it is not difficult to see that every uniform partition of is countable the result follows from Theorem 14. ∎
Corollary 18**.**
A uniform space is Samuel realcompact if and only if is Bourbaki-complete.
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