Rational Maps with Invariant Surfaces
N. Joshi, CM. Viallet

TL;DR
This paper introduces new integrable rational maps in four dimensions with two invariants, revealing unexpected geometric behaviors and enabling reconstruction of the maps from invariants, expanding understanding of such systems.
Contribution
It presents novel examples of integrable rational maps with unique geometric properties and methods for reconstructing maps from invariants, surpassing previous classifications.
Findings
Orbits confined to non algebraic varieties
Reconstruction of maps from invariants
Discovery of non trivial fibrations of initial conditions space
Abstract
We provide new examples of integrable rational maps in four dimensions with two rational invariants, which have unexpected geometric properties, as for example orbits confined to non algebraic varieties, and fall outside classes studied by earlier authors. We can reconstruct the map from both invariants. One of the invariants defines the map unambiguously, while the other invariant also defines a new map leading to non trivial fibrations of the space of initial conditions.
| Total degree | ||||||
|---|---|---|---|---|---|---|
| 1 | 3 | 3 | 1 | 3 | 4 | |
| 1 | 3 | 3 | 1 | 5 | 6 | |
| 2 | 4 | 4 | 2 | 3 | 5 | |
| 2 | 4 | 4 | 2 | 7 | 8 |
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Rational Maps with Invariant Surfaces
Nalini Joshi
School of Mathematics and Statistics F07, The University of Sydney, NSW 2006, Australia
and
Claude-Michel Viallet
Sorbonne Université, Centre National de la Recherche Scientifique
UMR 7589, LPTHE, 4 Place Jussieu
F-75252 Paris CEDEX 05, France
Abstract.
We provide new examples of integrable rational maps in four dimensions with two rational invariants, which have unexpected geometric properties, as for example orbits confined to non algebraic varieties, and fall outside classes studied by earlier authors. We can reconstruct the map from both invariants. One of the invariants defines the map unambiguously, while the other invariant also defines a new map leading to non trivial fibrations of the space of initial conditions.
2010 Mathematics Subject Classification:
37F10;14J30
This research was supported by an Australian Laureate Fellowship # FL 120100094 from the Australian Research Council.
1. Introduction
Rational maps in two dimensions with invariant curves form the starting point for many developments in algebraic geometry and integrable systems theory. Elliptic curves play a crucial rôle in the development of the field [23, 24, 25, 11, 6], see also [16, 19].
Up to now, there has been no general framework to describe integrable maps in dimension higher than two, but there exists a number of examples, obtained by various methods. In this paper, we suggest a new starting point and deduce properties of a new class of integrable maps in four dimensions.
In the study of integrable maps, the simplest starting point has been to construct periodic reductions of integrable lattice equations [18, 26], as well as symmetry reduction [17, 15], since such reductions are automatically integrable. A different approach taken in [20, 21] was to start from integrable Hamiltonian systems, and use an appropriate discretisation to obtain birational maps, together with the adequate symplectic structure, ensuring integrability in the sense of Liouville.
Finally, a direct generalisation of the two dimensional case to four dimensions was given in [3], the idea being to start from a multiquadratic expression and construct generating involutions leaving these quantities invariant. Among the resulting maps are autonomous versions of members of hierarchies of -discrete Painlevé equations [9]111For example the autonomous version of equation (4.4) in [9] is the same as equation (4.29) in [3]..
In this paper, we provide new four-dimensional maps with two rational invariants. The invariants are not multiquadratic, different coordinates appear with different degrees, and therefore our maps do not fall into the class described in [3]. They arose from the autonomous limit of additive discrete Painlevé equations [4]. We show that they have vanishing algebraic entropy [2]. The vanishing of the entropy will be our test of integrability throughout the paper.
We start by describing our notation. Let , for each , be iterates of a mapping. We take homogeneous coordinates in four dimensions in to be , which stands for up to a common factor and define a map by the action
[TABLE]
The two main maps which form the focus of this paper are given by defined by Equation (2.1), with action (2.2), and (3.1), with action (3.2). Before we state our main result about these maps and their properties (see Theorem 1), we give a description of these results.
It is possible to reconstruct the maps from the invariants. While the original map can be recovered unambiguously from the lower degree invariant, the other invariant defines two maps, thus providing us with an alternate one which we called the shadow map. This phenomenon was described in [22], where the case of two maps in four dimensions was studied, and the additional map was called a “dual” map.
The reason for the existence of this additional map is simple. Maps coming from recurrences are entirely determined by a unique equation, and this equation automatically appears as a factor in any invariance condition. Depending on the degree structure of the invariants, more factors may then arise, each defining a different map. For the examples we give here, one invariant (the one with the lower degrees) yields the original map, while the other invariant (with higher degrees) yields two different maps: original and shadow.
For all the cases presented here, the shadow map is itself integrable and we show that it leads to a non-trivial fibration by curves of the 3-fold given by the higher degree invariant.
Based on these results, we propose a model of four-dimensional maps with two rational invariants, and give two more instances of such maps, one with a structure of invariants similar to the previous ones, and one presenting novel features.
Our main results are collected in the following theorem.
Theorem 1**.**
The maps and are integrable. Each map has two explicit homogeneous polynomial invariants given respectively by
[TABLE]
defined in Equations (2.3) and
[TABLE]
*defined in Equations (3.3).
These maps have the following properties.*
- (a)
Each map and has vanishing algebraic entropy. 2. (b)
Both maps and their invariants are unchanged by the involution 3. (c)
The condition that each pair of polynomials (1.2) and (1.3) remains invariant under the iteration (1.1) gives rise to two new maps and , defined respectively by Equations (2.7) and (3.5). We call these shadow maps. 4. (d)
The invariants of each map share a degree pattern in the variables . In particular, and are of degree , while and are of degree .
The paper is organised as follows. In Section 2, we describe the autonomous limit of the second member of the hierarchy of the discrete first Painlevé equation (the equation with initial-value space ) [4]. The map is defined from a recurrence of order 4, and acts on . We give its two invariants. We show that the shadow map is integrable by calculating its algebraic entropy, giving its three invariants and deducing a non-trivial elliptically fibered 3-fold from these results. In Section 3, we provide parallel results for the second member of the hierarchy of the discrete second Painlevé equation (). Section 4 describes the geometry of the invariant surfaces, and gives a construction scheme for four dimensional maps with two algebraic invariants. Section 5 and 6 give two new recurrences, constructed along the lines of the scheme given in the previous section. Both are integrable, but with different characteristics, revealed by the analysis of the growth of the degrees of their iterates. This difference is reflected in the nature of the invariants of their shadow maps: the first shadow map possesses three independent rational invariants, while the second only has two rational invariants, but also one non-rational invariant, a situation already encountered in [5]. In Section 7, we introduce a notion of inflation, which allows us to produce from a recurrence of order a new recurrence of order . We use this notion to analyse the model described in Section 6. We conclude with some directions for further studies.
2. Autonomous
In this section, we study the autonomous version of a fourth-order member of the hierarchy of the discrete first Painlevé equation [4], denoted by (Equation (2.9) of [4]). We study the map in , by providing invariants, constructing the shadow map and deducing further properties.
Denoting the iterates by , for each , we take homogeneous coordinates in four dimensions in to be , which stands for up to a common factor. The map then sends
[TABLE]
up to common factors. We denote this map by
[TABLE]
where
[TABLE]
It can be checked that the map has two invariants and which are:
[TABLE]
Both invariants are unchanged by the involution
[TABLE]
The sequence of degrees of the iterates of ,
[TABLE]
is fitted by the rational generating function
[TABLE]
The distribution of the poles in (2.6) shows that the degrees grow polynomially in with quadratic growth, implying vanishing of the algebraic entropy.
Remark: the rational nature and the explicit form of the generating function (2.6) comes from the fact that the sequence of degrees (2.5) verifies a finite recurrence relation with integer coefficients. Such a property may be proved along the lines given in [27].
Using the fact that the map is coming from a recurrence, we can recover the map from each invariant. In particular, decomposes into two factors, one being trivial () and the other giving back the map (2.1). The similar difference constructed with the invariant also decomposes into two factors, both now giving nonlinear maps, as observed in [22]. One is the original map (2.1), while the other one turns out to be
[TABLE]
The integrability of can be seen from the evaluation of its algebraic entropy. The sequence of degrees of its iterates
[TABLE]
has a generating function given by the rational fraction
[TABLE]
showing again quadratic growth and vanishing of the entropy.
The map possesses three independent rational invariants:
[TABLE]
There is a simple algebraic relation between and the invariants :
[TABLE]
The three invariants define a non-trivial elliptic fibration of the 3-folds of constant . Indeed the curves in defined by have an infinite group of automorphisms provided by itself, and are consequently of genus .
Furthermore, the compositions and define further involutions, which moreover commute, i.e. .
Remark: Note that any functional combination of and will also be an invariant of . Different choices will lead to different shadow maps (see [22]). The choices we made above were based on two requirements: firstly, to produce invariants of minimal degree, and secondly to define the simplest possible shadow map.
3. Autonomous
In this section, we study the autonomous version of a fourth-order member of the hierarchy of the discrete second Painlevé equation [4], denoted by . (The latter is Equation (3.7) of [4].)
In , this equation gives rise to the map
[TABLE]
with
[TABLE]
The invariants and of are given by
[TABLE]
Both invariants are again unchanged by the involution
[TABLE]
In this case, the shadow map , defined as above, is
[TABLE]
and it turns out to also have vanishing algebraic entropy.
We find that has three independent rational invariants
[TABLE]
The invariant has a simple algebraic relation to the :
[TABLE]
The situation is very similar to the previous section.
4. On the structure of the invariants
In this section, we study the structure of the rational invariants given in the previous two sections. Our starting point is the distribution of degrees shared by the pair of invariants arising from autonomous and that arising from . We show that their properties give rise to ruled 3-folds and elliptic 3-folds. We extend these properties to new rational invariants with similar structures.
The invariants in the previous sections are ratios of homogeneous polynomials. These polynomials have well defined degrees with respect to the homogeneous coordinates . For both models we gave the simplest form of the invariants, where the denominators are just powers of .
While the invariants of each model have different total degree ( and for , and for ), they share the same structure: the distribution of degrees with respect to each variable is similar for the numerators of and (respectively for and ). See Table 1.
Notice that and are linear in and . Therefore, the varieties (resp. ) have intersections with the and -coordinate hyperplanes that are straight lines. Therefore, these varieties are ruled 3-folds.
On the other hand, notice that and are quadratic in and . Therefore, there is an elliptic fibration of the 3-dimensional varieties (resp. ).
For both previous cases, the shadow maps provide us with a non trivial elliptic fibration of the varieties (resp. ). Indeed their orbits are confined to algebraic curves defined by the invariants (resp. ). We know these curves are elliptic (or accidentally rational) curves since they possess an infinite group of automorphisms: the iterates of the shadow map.
To construct new recurrences of the same type, we will proceed as follows.
Choose two polynomials and with respective degrees and in as in Table 1, and total degrees and . 2. 2.
Impose the condition that both polynomials are invariant by the involution (Equation (2.4)), and define and . 3. 3.
Assume that the conservation condition of factors as
[TABLE]
We thus get from Equation (4.1) a recurrence relation, and a birational map
[TABLE] 4. 4.
Impose the condition that the higher degree polynomial verifies:
[TABLE]
The previous condition ensures the invariance of under and defines the shadow map by solving .
Remark: Denoting by the discriminant of with respect to variable , verifies the necessary condition
[TABLE]
In what follows, we study examples of pairs of polynomials solving these conditions, both with the minimal total degrees and .
5. Another elliptic fibration
In this section, we provide an example of a pair of polynomials satisfying the conditions given in Section 4. Define two polynomials
[TABLE]
The corresponding map and shadow map are given respectively by
[TABLE]
and
[TABLE]
The sequence of degrees of the iterates are:
[TABLE]
fitted by the rational generating functions
[TABLE]
[TABLE]
showing quadratic growth and, therefore, integrability. Again, has three independent rational invariants
[TABLE]
and can be expressed in terms of the :
[TABLE]
The orbits of are confined to elliptic curves which provide us with an elliptic fibration of the variety . The situation is very similar to the one encountered in sections 2 and 3.
6. Beyond elliptic fibrations
In this section, we show that not all shadow maps arising from polynomials of the type defined in Section 4 result in elliptic fibrations. Consider the two polynomials:
[TABLE]
The corresponding map and shadow map are given by
[TABLE]
and
[TABLE]
The sequence of degrees of the iterates is now
[TABLE]
and
[TABLE]
These two sequence are fitted by the generating functions
[TABLE]
and
[TABLE]
The fact that the poles of and at unity are of order 4 means that the two above sequences have cubic growth.
The map has only two independent rational invariants and :
[TABLE]
and can be expressed in terms of the :
[TABLE]
At this point drawing a typical orbit of is extremely useful. See Figure 6.1 for a projection of an orbit on a 2-dimensional plane. The picture of a generic orbit shows that there exists an additional invariant of the shadow map. This third invariant cannot be rational. Indeed, if it was rational the orbits would be confined to elliptic curves and the growth of the degree of the iterates would be quadratic, not cubic [1, 8].
The orbits of the shadow map are not confined to elliptic curves, but to non algebraic curves drawn on the two dimensional algebraic variety , .
Remark: Maps with a cubic degree growth such as the ones described in this section cannot be obtained by a reduction from any of the known integrable quad equation, since these quad equations all lead to a quadratic degree growth.
7. An inflation process
The two maps of the previous section are related to algebraically integrable models, by a simple inflation process, defined as follows.
Given an integrable recurrence of order defined on a variable , leading to a birational map on , one may “inflate” the recurrence to order on a new variable related to by
[TABLE]
with arbitrary constants.
Remark 1: With specific choices of the parameters , Equation (7.1) is known to appear in various transformations, among which are the definition of potential forms, the so-called discrete Cole-Hopf transformation [14], the discrete Miura transformation (see for example Equation (1) in [10]) and the ”Gambier coupling” (Equation (3.1) in [13]). Such transformations act non-trivially, as they are not just coordinate transformations.
Remark 2: Going from the order recurrence on to the order recurrence on can be undone by a “deflation” transform, going from the recurrence on to the one on . While inflation is always possible, deflation cannot be done on arbitrary recurrences.
The recurrence on defines a birational map on . Even if the entropy is preserved by inflation, the sequence of degrees of the iterates is not. In the integrable case, where the degrees of the iterates of grow polynomially, the inflated map will then still have vanishing entropy, but possibly with a different polynomial growth. This is what happens for the two maps of the previous section, with the simple redefinition
[TABLE]
The map (6.1) in is obtained by (7.2) from the following map in :
[TABLE]
The latter has quadratic growth and two rational invariants and
[TABLE]
One may further reduce the order, eliminating by specifying the value of the invariant . One obtains a birational map of :
[TABLE]
This map possesses an invariant with
[TABLE]
It is interesting to notice that defining a recurrence in from the invariant by imposing gives (7.4) as well as non rational maps, due to its degree distribution. This indicates that it may be of a non QRT type [6].
The shadow map (6.2) may be understood in a similar way. The reduction to three dimensions obtained by eliminating u through the invariance condition yields the map in
[TABLE]
for which the sequence of degrees has cubic growth. One gets (7.5) as the result of the inflation process (7.2) applied to the known recurrence
[TABLE]
In fact, taking , we find
[TABLE]
with , which is an autonomous version of the discrete first Painlevé equation [7].
Remark: (7.4), (7.5) and (7.6) can be made non-autonomous by varying and respectively. This turns (7.6) into the first discrete Painlevé equation .
8. Conclusion
By examining the autonomous limits of the first members of hierarchies of discrete Painlevé equations we have exhibited maps in three and four dimensions which generalise the known two-dimensional discrete integrable maps.
The simple scheme we have described provides a plethora of interesting cases which we plan to examine further, in particular to characterise higher dimensional invariant varieties completely, provide Lax pairs, relate non-autonomous generalisations to the results of [12], and study the inflation process in more detail.
Acknowledgements
We gratefully acknowledge enlightening correspondence with Ivan Cheltsov (University of Edinburgh) on geometric properties of 3-dimensional manifolds. NJ would like to thank the LPTHE, Université Pierre et Marie Curie, Sorbonne Université, Paris for their hospitality while carrying out the research reported here.
Funding
Nalini Joshi received funding through an Australian Laureate Fellowship Grant #FL120100094 from the Australian Research Council while completing this work.
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