The K-inductive Structure of the Noncommutative Fourier Transform
Samuel G. Walters

TL;DR
This paper demonstrates that the noncommutative Fourier transform of certain irrational rotation C*-algebras possesses a K-inductive structure, extending the understanding of automorphisms in noncommutative geometry.
Contribution
It introduces a K-inductive structure for the noncommutative Fourier transform in irrational rotation C*-algebras, generalizing the tracially AF concept with additional structural requirements.
Findings
K-inductive structure established for a large class of irrational parameters
Structure analogous to Huaxin Lin's tracially AF but with extra projection conditions
Results applicable to dense G_delta sets of parameters
Abstract
The noncommutative Fourier transform of the irrational rotation C*-algebra is shown to have a K-inductive structure (at least for a large concrete class of irrational parameters, containing dense 's). This is a structure for automorphisms that is analogous to Huaxin Lin's notion of tracially AF for C*-algebras, except that it requires more structure from the complementary projection.
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Taxonomy
TopicsAdvanced Operator Algebra Research · Noncommutative and Quantum Gravity Theories · Advanced Topics in Algebra
The K-inductive Structure of the
Noncommutative Fourier Transform
Samuel G. Walters
Department of Mathematics and Statistics, University of Northern B.C., Prince George, B.C. V2N 4Z9, Canada.
Dedicated to Canada on her 150 th birthday http://hilbert.unbc.ca
(Date: May 20, 2017)
Abstract.
The noncommutative Fourier transform of the irrational rotation C*-algebra is shown to have a K-inductive structure (at least for a large concrete class of irrational parameters, containing dense ’s). This is a structure for automorphisms that is analogous to Huaxin Lin’s notion of tracially AF for C*-algebras, except that it requires more structure from the complementary projection.
Key words and phrases:
C*-algebras; irrational rotation algebras; Fourier transform; automorphisms; K-theory; AF-algebras; Connes-Chern character
2000 Mathematics Subject Classification:
46L80, 46L40, 46L35, 81T30, 81T45, 83E30, 55N15, 81T45
Contents
1. Introduction
In this paper we prove that the noncommutative Fourier transform of the irrational rotation C*-algebra has a K-inductive structure for at least a large class of irrationals (containing concrete dense ’s) – see Theorem 1.2. Let us explain this.
Let denote the collection of C*-algebras (which we regard as building blocks) consisting of matrix algebras, matrix algebras over the unit circle, or finite direct sums of these. By a -type algebra we mean one that is C*-isomorphic to an algebra in the collection . For example, the Elliott-Evans structure theorem [4] states that the irrational rotation C*-algebra can be approximated by unital C*-subalgebras of the form , which are in the class .
Definition 1.1**.**
Let be an automorphism of a unital C*-algebra . We say that is K-inductive if, for each and each finite subset of , there exist a finite number of -type building block C*-subalgebras of with respective unit projections , such that
(1) and are -invariant for each ,
(2) , and each ,
(3) is to within distance from , and each ,
(4) in .
Here, is the fixed point subalgebra of (i.e., the C*-orbifold under ). Note that the equality of -classes in condition (4) is stronger than simply requiring it to hold in . A projection is a matrix projection in when it is approximately central and is the unit of a subalgebra (for some ), and the cut downs are close to for each in any prescribed finite subset .
The rotation C*-algebra (or noncommutative 2-torus) is the universal C*-algebra generated by unitaries enjoying the Heisenberg relation
[TABLE]
The noncommutative Fourier transform (NCFT) of is the canonical order four automorphism (or symmetry) given by
[TABLE]
We will simply say ‘Fourier transform’ (and drop the adjective ‘noncommutative’). 111The connection between this C*-Fourier transform and the classical Fourier transform is aptly expressed in terms of the C*-inner product equation as in [9] (but we will not need this fact here). The Elliott Fourier Transform problem, which is still open, is the problem of determining the inductive limit structure of the Fourier transform of the irrational rotation C*-algebra with respect to basic building blocks consisting of finite dimensional algebras and circle algebras. (Or, more generally, in terms of type I C*-subalgebras.)
The main result of this paper is the following theorem, where is any of the dense sets in constructed in Section 2.5 below.
Theorem 1.2**.**
(Structure Theorem) For each irrational number in the dense Gδ-set , the noncommutative Fourier transform of is a K-inductive automorphism with respect to matrix algebras. More specifically, for each and each finite subset of , there are three -type building block matrix C-subalgebras*
[TABLE]
(for some integers ), with respective unit projections
[TABLE]
where is the unit projection of with (for ), such that
(1) and are -invariant,
(2) and , and ,
(3) and are to within distance from and , respectively, and each .
Further, there exist -invariant unitaries in satisfying the equation
[TABLE]
This equation (1.2) is equivalent to condition (4) in the above definition since the orbifold has the cancellation property.
We may schematically display the K-inductive structure of the NCFT on in terms of building blocks as “” where each bullet represents a -invariant matrix algebra and the open bullets are matrix algebras that are cyclically permuted by the NCFT.
The notion of K-inductive is a natural extension of Huaxin Lin’s notion of tracially AF for C*-algebras [5] to automorphisms. The one difference is that whereas tracially AF means that there are plenty of finite dimensional projections whose complements are equivalent to some projection in a prescribed hereditary C*-subalgebra, in the case of K-inductive the complement is required to have a rather specific structure – i.e., is required to be invariantly equivalent to other projections of a building block nature.
We believe that a similar result can be proved for any irrational . Our choice of the classes of irrationals makes our computations far more accessible by avoiding number theoretic complications (and helps to make the paper shorter). A similar approach to that presented in this paper would probably also show that the cubic and hexic transforms of – namely the canonical order 3 and 6 automorphisms studied in [2], [3], [11] – are K-inductive automorphisms as well, with respect to matrix algebras possibly including circle algebra building blocks. The hoped-for conclusion, then, is that all the canonical finite order automorphisms (the only orders being 2, 3, 4, and 6) are K-inductive automorphisms for all irrational .
2. The Framework
2.1. Continuous Field of Fourier Transforms
We write for the continuous sections of canonical unitaries of the continuous field of rotation C*-algebras such that , where we’ve used the now common notation
[TABLE]
(The unitaries generate for each .) When dealing with a specific irrational rotation algebra we often write its unitary generators simply as instead of . On the field there is a field of noncommutative Fourier transforms given on the fiber by
[TABLE]
Often we omit the subscript on and simply write since there will be no risk of confusion.
2.2. Basic Matrix Approximation
We will use the following result from [10], Theorem 1.5 (a result that was originally rooted in [9]).
Theorem 2.1**.**
([10], Theorem 1.5.) Let be an irrational number and be a rational number in reduced form such that . Let be the Fourier transform of . Then there exists a Fourier invariant smooth projection in of trace and a Fourier equivariant isomorphism
[TABLE]
where and are Fourier transform automorphisms of and , respectively, given by
[TABLE]
where and are order unitary matrices with , and is generated by unitaries with , where is an irrational number in the GL orbit of . (Here, are integers such that .)
*Furthermore, given a sequence of rational approximations of such that for some fixed number , the projection is a matrix projection: is approximately central and are close to order unitary generators of and which is Fourier invariant – the approximations here go to 0 as . *
It is easy to see that a similar result to this theorem applies for rational approximations of such that – simply by replacing by and using the canonical isomorphism which canonically intertwines the Fourier transform.
Since will be fixed throughout the paper, we will write for the above canonical projection of trace , since it has positive label (or ‘charge’), and write for the canonical projection of trace with negative label (see (2.4)). According to the last assertion of Theorem 2.1, we can have Fourier invariant matrix projections of both these types.
2.3. Covariant Projections
In [12] (but also somewhat evident in [9]) we showed that the Fourier invariant projections of Theorem 2.1 are instances of one and the same continuous field of projections of the continuous field of rotation algebras such that . The relation is canonically furnished by equation (2.3) for and (2.4) for its negative charge counterpart .
Given an irrational number and integers , where , one has the canonical unital *-morphism
[TABLE]
This map clearly intertwines the Fourier transform
[TABLE]
For rational approximations such that , we have the projection
[TABLE]
whose trace is . This is what we mean by saying that is covariant (that it arises from the projection field in a natural manner). We could also write down negatively charged projections222In the mathematical physics literature related to string theory and noncommutative geometry, the Connes-Chern number , for a projection of trace , is referred to as the “charge” of the projection (or that of its associated instanton). in defined by
[TABLE]
of trace , where is the canonical isomorphism
[TABLE]
We will need to use the parity automorphism of defined by
[TABLE]
because it commutes with the Fourier transform333In fact, is the only nontrivial of the toral action automorphisms that commutes with the Fourier transform . and has the nice effect of flipping the signs of two of the topological invariants below (namely, ), while preserving the others.
2.4. Topological Invariants
With denoting the canonical unitaries satisfying
[TABLE]
and the Fourier transform defined by
[TABLE]
the following are the basic unbounded “trace” functionals defined on the canonical smooth dense *-subalgebra :
[TABLE]
where is divisor delta function defined to be 1 if divides , and 0 otherwise. These maps were calculated in [7] and used in [8], [9], [12]. (Sometime is omitted from the notation when there is no risk of confusion.)
The functionals are -invariant -traces and are -invariant -traces. Recall that if is an automorphism of an algebra (usually a pre-C*-algebra like ), by an -trace we understand a complex-valued linear map defined on satisfying the condition
[TABLE]
for each in ; and we say that is -invariant when . (Clearly, a -trace is automatically -invariant if its domain contains the identity, but a -trace need not be -invariant.) These unbounded linear functionals induce trace maps on the smooth C*-orbifold , thereby inducing homomorphisms on -theory .
In [7] it was shown that is a basis for the 2-dimensional vector space of all -traces on , and that is a basis for the 3-dimensional vector space of all -invariant -traces on .
The unbounded traces along with the canonical bounded trace comprise the associated Connes-Chern character group homomorphism for the fixed point algebra :
[TABLE]
For the identity one has . It will be convenient to write
[TABLE]
where
[TABLE]
consists of the discrete topological invariants of . Indeed, in view of [7] and [8], the values of the unbounded traces on projections, and on , are quantized, with having range in the lattice subgroup of ; have range ; and has range . (Cf. Lemma 2.3 below which gives the topological invariants for the field .)
It is straightforward to check that the parity automorphism changes the signs of and :
[TABLE]
and it keeps the other unchanged. Thus,
[TABLE]
The Connes-Chern map was shown to be injective [8] for a dense set of irrationals , but since for all by [3] or [6], is injective for all irrational . This allows us to conclude that since has the cancellation property for any irrational , two projections and in are unitarily equivalent by a -invariant unitary if and only if .
Definition 2.2**.**
A projection is called flat (or -flat), when it is an orthogonal sum of the form
[TABLE]
for some projection . We call such projection a cyclic subprojection for since it is orthogonal to its orbit under and its orbit sum gives .
Another reason we call “flat” is because its topological invariants vanish:
[TABLE]
Indeed, if is any of the two kinds of unbounded traces in (2.4), we have (can assume is smooth) for , hence .
In [12] we proved that the topological invariants of the continuous section mentioned in Section 2.3 are given as follows.
Lemma 2.3**.**
([12], Theorem 1.7.) The topological invariants of the projection section are
[TABLE]
*and its trace is for each . *
This will allow us to calculate the topological invariants of the canonical projections and of Theorem 2.1 using the following lemma.
Lemma 2.4**.**
([12], Lemma 3.2.) Let where are integers. The unbounded traces on and are related by according to the equations
[TABLE]
(Lemma 2.4 is in fact easy to check by directly working out both sides on generic unitaries .)
Combining these two lemmas and applying them to the canonical projection , we obtain its topological invariants
[TABLE]
Likewise, the topological invariants of the negatively charged canonical projection of trace (where are coprime) are
[TABLE]
To check the latter invariants of , one uses the following relations between the unbounded traces and the canonical isomorphism of (2.5):
[TABLE]
[TABLE]
which are straightforward to check by working them out on the unitary elements . (Here, is the Hermitian adjoint .)
To verify the first component of , for example, we compute:
[TABLE]
where we have written . By Lemma 2.4, with replaced by , and by Lemma 2.3 we get
[TABLE]
since if is odd the delta term vanishes and when is even, has to be odd so can be removed in the power of . After conjugating we obtain , as asserted. The other invariants of in (2.8) are similarly checked.
2.5. Class of Irrationals
We begin with any dense set of rational numbers in the open interval where . We form the following integers
[TABLE]
which can easily be checked to satisfy the modular equation
[TABLE]
(for any ). Let be any fixed pair of positive numbers such that
[TABLE]
One checks (using (2.9)) directly that the following inequality
[TABLE]
holds for large enough . The left inequality holds for large enough (specifically for such that , since as ). (Indeed, the left inequality holds for such that .) The middle inequality holds for all by virtue of (2.10)444The middle inequality yields the quadratic inequality , where . By (2.10), the quadratic is a decreasing function over the interval and is positive at the endpoints, so it is positive on ., and the right inequality holds always since .
It is easy to see that the difference goes to [math] for large , hence the set of rationals is dense in the open interval , as also is the set .
We can extend slightly inequality (2.11) to the following
[TABLE]
where will be the type of irrational that we’ll be interested in. The leftmost and rightmost inequalities here can be checked to hold for all since they follow from the equalities
[TABLE]
Of course, the remaining inequalities in (2.12) hold for large enough depending on choice of satisfying (2.10).
The above leads to the construction of various dense sets of irrational numbers in for each choice of satisfying (2.10) and choice of dense set of rational numbers in . Such irrationals possess infinitely many pairs of integers , and associated rational approximations satisfying (2.12). For example, based on the inner inequality in (2.12), one takes a countable intersection of the dense unions of open intervals
[TABLE]
One could conceivably construct specific irrationals in the class .
3. Proof of Structure Theorem
We begin the proof with the following lemma. If is a C*-subalgebra of and , we use the standard notation for the norm distance between and : .
Lemma 3.1**.**
Let be an irrational number and positive coprime integers such that . Then for each such that
[TABLE]
there exists a cyclic projection (i.e., for ) of trace
[TABLE]
If, in addition, there is a sequence of rationals such that for some fixed , then for each , there are large enough such that
- (1)
, 2. (2)
there is a matrix C-subalgebra of having has its unit such that*
[TABLE]
Proof.
Consider the canonical Fourier invariant projection in of trace given by Theorem 2.1 and corresponding isomorphism
[TABLE]
and are integers such that . Write , for some integers , and let and . Then
[TABLE]
so that is in . By Theorem 1.6 of [10]555One could also use Theorem 1.5 in [13]., there exists a -cyclic projection in of trace , where is the Fourier transform of in Theorem 2.1. This gives the cyclic projection
[TABLE]
of trace
[TABLE]
Since the isomorphism is Fourier covariant, as expressed by (2.1), the projection is a cyclic subprojection of .
To prove the second assertion of the lemma, assume we have an infinite sequence of rationals such that for some fixed . In view of the second part of Theorem 2.1, given there is large enough so that and are to within of some elements of the matrix algebra . Then
[TABLE]
is a matrix C*-subalgebra of with identity element . (So the algebra is cyclic under .) As commutes with , the cut downs and are to within of elements of , hence condition (2) holds, and , for . To see that is approximately central, let and write
[TABLE]
so that from one gets . Further, since is an isometry we get
[TABLE]
and since is to within of an element of , with which commutes, one gets . Therefore, and is approximately central.
Remark 3.2**.**
We point out that the proof of this lemma can be modified slightly to give approximately central Fourier invariant projections of trace (with the factor removed from the hypothesis on ).
We now have the groundwork necessary in order to proceed with the proof of Theorem 1.2.
Fix an irrational in the class given by (2.13).
The inequalities (2.12) give three rational convergents of and three respective numbers
[TABLE]
We are interested in the following approximately central canonical matrix projections
[TABLE]
with respective traces . From (2.7) and (2.8) we obtain the topological invariants of the last two to be
[TABLE]
as and are odd. Since mod and mod (see first paragraph of Section 2.5), these become
[TABLE]
Taking the parity of gives
[TABLE]
and adding gives
[TABLE]
Therefore
[TABLE]
where the trace value here is
[TABLE]
Computing these in terms of the parameters , one gets
[TABLE]
and
[TABLE]
where
[TABLE]
Thus, we can write
[TABLE]
We now claim that is the trace of an approximately central flat projection
[TABLE]
whose cyclic subprojection is approximately central as well. First, it is straightforward to check that
[TABLE]
is positive (for all ), and that one has the equality
[TABLE]
These give the inequality
[TABLE]
from which we get
[TABLE]
To be sure that , in view of (2.12) it is enough to see that
[TABLE]
Cross multiplying the last inequality here reduces it to (again using ) which holds since and follows from .
To establish the claim just made, apply Lemma 3.1 with
[TABLE]
i.e., with and , and with . The hypothesis of this lemma that has already been checked in (3.7). Therefore, by Lemma 3.1 there exists an approximately central cyclic projection of trace
[TABLE]
The second part of Lemma 3.1 (where the “” there can be taken to be in view of the inequalities (2.12) relating and ) gives the matrix cut down approximation for . The corresponding flat projection is then
[TABLE]
with trace
[TABLE]
Therefore (3.6) becomes
[TABLE]
where all the underlying projections are approximately central matrix projections. Since the Connes-Chern map is injective we get the following equality of classes in
[TABLE]
as required by Definition 1.1. Since the orbifold C*-algebra has the cancellation property, this equation of -classes gives equation (1.2) of Theorem 1.2 for some Fourier invariant unitaries – namely, .
This completes the proof of Theorem 1.2 that the Fourier transform is K-inductive on the irrational rotation C*-algebra .
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