Discriminant of the ordinary transversal singularity type. The local aspects
Dmitry Kerner, Andr\'as N\'emethi

TL;DR
This paper introduces a discriminant scheme for the transversal singularity type in spaces with positive-dimensional singular loci, analyzing its properties, local geometry, and behavior under deformations and morphisms.
Contribution
It defines and studies the discriminant of the transversal type, establishing its basic properties, functoriality, flatness, and local geometric structure.
Findings
The discriminant is a Cartier divisor in Z.
It is functorial under base change.
Its local structure and multiplicity are explicitly computed.
Abstract
Consider a space X with the singular locus, Z=Sing(X), of positive dimension. Suppose both Z and X are locally complete intersections. The transversal type of X along Z is generically constant but at some points of Z it degenerates. We introduce (under certain conditions) the discriminant of the transversal type, a subscheme of Z, that reflects these degenerations whenever the generic transversal type is `ordinary'. The scheme structure of this discriminant is imposed by various compatibility properties and is often non-reduced. We establish the basic properties of this discriminant: it is a Cartier divisor in Z, functorial under base change, flat under some deformations of (X,Z), and compatible with pullback under some morphisms, etc. Furthermore, we study the local geometry of this discriminant, e.g. we compute its multiplicity at a point, and we obtain the resolution of its…
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Taxonomy
TopicsAlgebraic Geometry and Number Theory · Commutative Algebra and Its Applications · Polynomial and algebraic computation
Discriminant of the ordinary transversal singularity type. The local aspects.
Dmitry Kerner and András Némethi
Department of Mathematics, Ben Gurion University of the Negev, Israel
Alfréd Rényi Institute of Mathematics, Hungarian Academy of Sciences, Reáltanoda utca 13-15, H-1053, Budapest, Hungary
ELTE - University of Budapest, Dept. of Geometry, Budapest, Hungary
BCAM - Basque Center for Applied Math., Mazarredo, 14 E48009 Bilbao, Basque Country Spain
Abstract.
Consider a space with the singular locus, , of positive dimension. Suppose both and are locally complete intersections. The transversal type of along is generically constant but at some points of it degenerates. We introduce (under certain conditions) the discriminant of the transversal type, , a subscheme of , that reflects these degenerations whenever the generic transversal type is ‘ordinary’.
The scheme structure of is imposed by various compatibility properties and is often non-reduced. We establish the basic properties of : it is a Cartier divisor in , functorial under base change, flat under some deformations of , and compatible with pullback under some morphisms, etc. Furthermore, we study the local geometry of , e.g. we compute its multiplicity at a point, and we obtain the resolution of (as -module) and study the locally defining equation.
Key words and phrases:
Non-isolated singularities, singularity scheme, transversal singularity type, discriminant of complete intersections, virtual number of points, degeneracy loci
D.K. was supported by the grant FP7-People-MCA-CIG, 334347. Part of the work was done during D.K.’s posdoctoral fellowship in the University of Toronto.
A.N. was partially supported by NKFIH Grant 112735 and ERC Adv. Grant LDTBud of A. Stipsicz at Rényi Institute of Math., Budapest
We thank V. Goryunov, P. Milman, D. Siersma, D. van Straten, B. Sturmfels for important advices.
Contents
- 1 Introduction
- 2 Preliminaries
- 3 The classical discriminant of projective complete intersections
- 4 The discriminant of transversal singularity type,
- 5 Some general properties of
1. Introduction
1.1. The setup
Let be an algebraically closed field of zero characteristic, e.g. . Let be either a smooth irreducible algebraic variety (over ), or, for , a complex-analytic connected manifold. Let be a reduced subscheme with non-isolated singularities. We assume that is connected, otherwise one fixes a connected component and replaces by some neighborhood of . We always take with its reduced structure.
In many examples of non-isolated singularities one observes the following pattern. For each smooth point consider a smooth germ, , transversal to , such that . The singularity is usually isolated and its type is in some sense generically constant along (thus it is called the “transversal singularity type”). The points where the transversal singularity type degenerates usually form a subset of codimension 1 in . It is natural to call this subset the discriminant of the transversal type, . This is the target of our work.
With the following examples we try to give some intuition and the guiding principles. The precise discussion will be given later.
First we show that at some points the transversal type is not well defined.
Example 1.1**.**
Consider the singular surface . Its (reduced) singular locus is the line . This is the classical Whitney umbrella/pinch point/ point. For the generic point , i.e. for , the transversal singularity, , is the plane curve singularity of type , i.e. two smooth non-tangent branches. As the transversal singularity degenerates, at the origin the transversal type is not well defined. Indeed, we choose the transversal section among those defined by equation .
- •
For the intersection is a cusp, .
- •
For the intersection is -singularity.
- •
For the intersection is a double line, a non-isolated singularity.
Therefore the expectation is that the point belongs to the discriminant .
The following example suggests that sometimes the scheme structure on should be taken non-reduced.
Example 1.2**.**
Let for . As before, the singular locus is and the transversal type degenerates as . Consider the deformation: for . It preserves the singular set: . For the discriminantal point splits into points , each of them being of -type. Thus, for , it is natural to consider the point with multiplicity (or a multiple of ). One can say roughly that for the transversal type degenerates (as ) ‘faster’. (In examples of §4 we give other reasons for non-reducedness of .)
We remark that the naive geometric consideration of the transversal section, , does not work at the singular points of . Hence it should be replaced by an algebraic counterpart.
1.2. Assumptions
The definition of transversal type and its discriminant in the full generality seems out of reach at the present stage. Indeed, this would use the equisingularity theory in arbitrary dimension and codimension for arbitrary classes of singularities (e.g. whenever is not necessarily Gorenstein or Cohen-Macaulay). Thus we work under the following assumptions. (The precise definition, examples and properties are in §2.)
- •
The (reduced) singular locus, or , is a locally complete intersection at each point (l.c.i.).
- •
For each point the germ is a strictly complete intersection over (s.c.i.). This is a strengthening of the notion of complete intersection, needed to ensure that the strict transform under blowup along is again a complete intersection. In particular, if has several irreducible components then the multidegree of at generic points of each component is the same.
- •
The transversal type of along is generically ‘ordinary’. Namely, for sufficiently generic point , the projectivized tangent cone, , is a smooth complete intersection of expected dimension.
Under these assumptions we define the discriminant of transversal type, , (with the natural scheme structure), and establish some local and global properties. (The further global properties are established in [K.K.N.].) For the history of the question and some known results see §1.5.
1.3. On the choice of scheme structure of the discriminant
In simple cases, like that of examples 1.1, 1.2, it is obvious which points belong to . This determines as a subset, not as a subscheme. On the other hand, it is less obvious whether/when the singular points of belong to .
Our definition of the subscheme is guided by the wish-list of the following natural properties:
- (1)
(Normalization) For the classical Whitney umbrella, , the discriminant is the reduced point . More generally, for a point, , the discriminant is the reduced point . Even more generally, suppose the germ is smooth and the multiplicity of along is locally constant at . Take the generic section , suppose the projectivization of the tangent cone, , has just one singularity. Then is reduced at . 2. (2)
(Behaviour in families. Note that the family of example 1.2 is flat.) Suppose that a flat family satisfies:
- •
the family is flat;
- •
the generic multiplicity of along does not vary with ;
- •
for any the transversal type of along is generically ordinary (see §1.2).
Then the family is flat. 3. (3)
(Pullback of the classical discriminant) Suppose (or its germ at a point) is smooth. Take the strict transform under blowup, . The exceptional divisor, induces the family of projective complete intersections, . Thus one has a (rational) map from to the parameter space of projective complete intersections. (In the hypersurface case this parameter space is , for complete intersections one can take e.g. .) In this parameter space we have the classical discriminant . Then should be the pullback of . 4. (4)
(The image of the critical locus) Suppose the fibres of the projection are (generically) of dimension . The critical locus, is defined via the relative cotangent sheaf, \Omega^{1}_{{\footnotesize\left.\raisebox{1.37775pt}{{\tilde{X}}\cap E}\!/\!\raisebox{-1.37775pt}{Z}\right.}}, by the Fitting ideal Fitt_{d}(\Omega^{1}_{{\footnotesize\left.\raisebox{1.37775pt}{{\tilde{X}}\cap E}\!/\!\raisebox{-1.37775pt}{Z}\right.}})\subseteq\mathcal{O}_{{\tilde{X}}\cap E}. Then is the image of , with the Fitting scheme structure, .
We define the subscheme in §4, it has all these properties.
1.4. Additional basic properties of
Besides the minimal requirements listed above, the discriminant of transversal singularity type possesses (as a scheme) various other nice/natural properties.
- (1)
The scheme structure of is completely determined by the ‘infinitesimal neighborhood’ of in , more precisely, by the exceptional divisor of blowup: , see §5.2. In this way it is independent of those ‘higher-order’ degenerations of that preserve the tangent cone. (In particular we do not see any direct relation of to the Lê cycles of [Massey], see §5.4.) 2. (2)
(The discriminant pulls back.) Given a morphism , inducing and . Suppose are reduced l.c.i. and are connected components of . Suppose are s.c.i. over at each point and are generically ordinary along , with the same multiplicity sequences. Then , see §5.1.
A particular case of the statement is the following: given a smooth hypersurface germ , such that the tangent cones intersection is generic enough, then . 3. (3)
The (local) defining equation of is obtained by elimination procedure and thus cannot be written explicitly in the full generality. Yet, following the tradition, we present the discriminant as the determinant of a matrix. More precisely, we establish the (traditional) free resolution of , as a module over , see §5.6. We use this resolution to get some information about the monomials of the defining equation of . In particular, in the weighted-homogeneous case, we compute the total (weighted) degree of monomials that occur in the discriminantal polynomial, see Proposition 5.16. 4. (4)
Flatness of a deformation of (under the deformation of , see (2) of §1.3) means the following: the sheaves glue to a locally free sheaf of ideals on and the schemes glue to a Cartier divisor on . If are not equimultiple along or the induced deformation is not flat then the family is not flat and in general is not semi-continuous in any sense, see §5.3. 5. (5)
(The multiplicity of at a point.) Given the projection suppose the fibre has only isolated singularities. Then , the sum of Cartier divisors corresponding to the singular points of . Thus it is enough to assume that has only one singular point. In the hypersurface case, suppose in some local coordinates on and on the locally defining equation of is . Then . For complete intersection we obtain a similar result, using the Lê-Greuel formula, see §5.5. 6. (6)
In §4.3 we define a further stratification of , corresponding to the higher degenerations of transversal type.
We emphasize that in the hypersurface case most statements of our paper appear in the standard literature. But the case of complete intersections is less known.
1.5. History and motivation
- •
The discriminant of transversal singularity type appears naturally in geometry and singularity theory and in some particular cases was considered already by Salmon, Cayley, Noether and Zeuthen, see [Piene1977]. One context where it appears is the image of the generic map from a smooth –fold into . The image has non-isolated ordinary singularities, [Mond-Pellikaan, page 111], (not to be confused with the ‘ordinary transversal type’ used in this paper). The natural question is to understand their degenerations, as one runs along the singular locus.
- •
The class of for projective surface, , with ordinary singularities goes back (probably) to the early history. For a computation see [Piene1977] (among various other invariants).
- •
The case of one-dimensional singular locus, i.e. is a curve, with the generic transversal type , was thoroughly studied by Siersma, see e.g. [Siersma2000]. The local degree of the discriminant, called also ‘the virtual number of points’ was studied in [Pellikaan1985], [Pellikaan1990] and [de Jong1990]. In particular, the authors show pathological behavior when is not a locally complete intersection. In [de Jong-de Jong1990] the degree of is computed for the case is a projective hypersurface, is of (pure) dimension one and the generic transversal type is . For the review of various related result see [AGLV-book2, §I.4.6]. For the recent results and applications to real singularities see [van Straten2011].
We emphasize that in Pelikaan-de Jong’s approach the scheme structure on the discriminant is compatible with flat deformations, [de Jong1990, §2.5], and the discriminant is reduced for Whitney umbrella. These two conditions determine the scheme structure uniquely, therefore their and our scheme structures (for non-isolated singularities of surfaces) coincide. In example 4.2 we show this directly.
- •
One often considers the singular locus with the scheme structure defined by Jacobian ideal, , [Aluffi-1995], [Aluffi-2005]. The scheme also reflects the degenerations of transversal type. We emphasize, that this Jacobian scheme structure is incompatible with flat deformations and it differs from the scheme structure of our paper.
2. Preliminaries
For the general introduction to singularities see [AGLV-book1], [Dimca-book], [Looijenga-book] and [Seade-book].
2.1. Local neighborhoods
Working locally, we consider germs of spaces, . These germs can be algebraic, analytic (for ), formal, etc., the category is specified by the (local) ring of regular functions. The ring is a regular (Noetherian) local ring over a field of zero characteristic, e.g. one of the following: (localization of the affine ring), or (the ring of analytic power series, for ), or (the ring of algebraic power series), or . For a subgerm the local ring is the quotient by the defining ideal, \mathcal{O}_{(X,o)}={\footnotesize\left.\raisebox{1.37775pt}{\mathcal{O}{(\mathbbm{k}^{N},o)}}\!/\!\raisebox{-1.37775pt}{I{(X,o)}}\right.}. In many cases the algebraic germs are ‘too large and rigid’, e.g. when speaking of irreducible components or rectifying locally a smooth variety. In such cases we take henselization or completion (i.e. we pass to henselian or formal germs).
If the germ is not algebraic/analytic then one cannot take its “small enough representative”, e.g. a formal germ has no closed points besides the base point. Yet, using the standard algebra-geometry dictionary the ideas/notions of “working near the origin” are applicable. One just translates a geometric statement/condition into the algebraic one, e.g.:
- •
“the points of the subgerm satisfy …” is replaced by “the ideal satisfies …”
- •
“generic points of satisfy …” is replaced by “the localization of , , at the prime components of satisfies …”
We denote the maximal ideal in the local ring by (e.g. , ) or just by .
2.2. Multiplicity at a point, generic vanishing order and symbolic powers of ideals
The (Taylor) order or multiplicity of an element in a local ring is defined as usual: . More generally, the order of with respect to an ideal is .
The multiplicity of a germ of pure dimension is defined as dim_{\mathbbm{k}}{\footnotesize\left.\raisebox{1.37775pt}{\mathcal{O}{(X,o)}}\!/\!\raisebox{-1.37775pt}{(l{1},\dots,l_{n})}\right.}, where is the ideal generated by any -tuple of generic elements of .
Let the germ be reduced. An element has generic order along if its (Taylor) order at smooth points of is . The general definition of this property goes via the notion of symbolic powers, as follows. (We replace by and by .)
Let be a Noetherian ring and a primary ideal, whose corresponding prime is . The ’th symbolic power is defined as
[TABLE]
If the ideal is not primary but radical, one takes the primary decomposition and defines . In the most general case the definition goes as follows (see definition 3.5.1 of [Vasconcelos]). For any ideal in a Noetherian ring, , take the decomposition: , where is the intersection of the primary ideals associated with the minimal primes of , while is the intersection of primary ideals corresponding to embedded primes of . Then .
Definition 2.1**.**
We say that is generically of order on all the components of if .
For the explanation that means this geometric condition see [Eisenbud-book, §3.9].
One has the obvious inclusion and this inclusion can be proper.
Example 2.2**.**
Let , thus . The generic order of along is , thus , but . In fact we have the primary decomposition: , thus .
Such pathologies do not occur when is a complete intersection:
Lemma 2.3**.**
If is a complete intersection (not necessarily reduced) then for any .
*Proof. *Let be the defining ideal of .
- •
If is prime then we can use the general proposition 3.5.12 of [Vasconcelos]:
[TABLE]
- •
If is not prime, but is regular and in the primary decomposition, , all the minimal primes are complete intersections, then one can use:
[TABLE]
- •
In general, the minimal primes are not complete intersections, then one argues as follows. Suppose is a regular local ring and is a complete intersection, with . Consider the ideal {\footnotesize\left.\raisebox{1.37775pt}{J^{(m)}}\!/\!\raisebox{-1.37775pt}{J^{m}}\right.}\subset{\footnotesize\left.\raisebox{1.37775pt}{R}\!/\!\raisebox{-1.37775pt}{J^{m}}\right.}. By the definition of symbolic powers, for any the localization vanishes: ({\footnotesize\left.\raisebox{1.37775pt}{J^{(m)}}\!/\!\raisebox{-1.37775pt}{J^{m}}\right.})_{{\mathfrak{p}}_{i}}=\{0\}. Thus {\footnotesize\left.\raisebox{1.37775pt}{J^{(m)}}\!/\!\raisebox{-1.37775pt}{J^{m}}\right.} is a torsion. But, as is a complete intersection, the ring {\footnotesize\left.\raisebox{1.37775pt}{R}\!/\!\raisebox{-1.37775pt}{J^{m}}\right.} has no torsion. Thus {\footnotesize\left.\raisebox{1.37775pt}{J^{(m)}}\!/\!\raisebox{-1.37775pt}{J^{m}}\right.}=0.
2.3. The functor of associated graded modules
Fix a (commutative, associative) ring , and an ideal . This ideal induces the filtration, . Take the associated graded ring, gr_{I}(R)=\mathop{\oplus}\limits_{j\geq 0}{\footnotesize\left.\raisebox{1.37775pt}{I^{j}}\!/\!\raisebox{-1.37775pt}{I^{j+1}}\right.}. Explicitly, fix some generators, , of , and its module of relations, . Then
[TABLE]
Thus is a graded algebra over {\footnotesize\left.\raisebox{1.37775pt}{R}\!/\!\raisebox{-1.37775pt}{I}\right.}, and is an affine scheme over Spec({\footnotesize\left.\raisebox{1.37775pt}{R}\!/\!\raisebox{-1.37775pt}{I}\right.}).
Consider the category , of (finitely generated) filtered -modules,
[TABLE]
The morphisms here are the filtered homomorphisms:
[TABLE]
To each filtered -module one associates a graded module over , by gr(M):=\mathop{\oplus}\limits_{j\geq 0}{\footnotesize\left.\raisebox{1.37775pt}{M^{j}}\!/\!\raisebox{-1.37775pt}{M^{j+1}}\right.}. The filtered morphisms of are then sent to the graded morphisms of . This defines the “associated graded” functor
[TABLE]
In our case is Noetherian and all the filtration are exhaustive () and separated (), in particular . Therefore this functor is faithful, i.e. implies , [Năstăsescu-Van Oystaeyen, Proposition I.4.1].
This functor is not exact, however it preserves exactness of strictly filtered sequences. In more detail, take a filtered morphism , i.e. . This morphism is called strictly filtered if .
Theorem 2.4**.**
[Năstăsescu-Van Oystaeyen, Theorem I.4.4]** Consider a filtered sequence in and the associated sequence in :
[TABLE]
Suppose all the filtrations are exhaustive and complete. Then is exact iff is exact and strictly filtered.
2.4. The normal cone
Given a filtration and an element , fix the order , i.e. with . The leading term of is defined as the residue class l.t.(f)\in{\footnotesize\left.\raisebox{1.37775pt}{I^{p}}\!/\!\raisebox{-1.37775pt}{I^{p+1}}\right.}\subset gr_{I}(R). We associate with an ideal the ideal , generated by the leading terms of all the elements of .
In our case, for a triple of germs, , we have the diagram:
[TABLE]
One can write explicitly: gr_{I_{(Z,o)}}I_{(X,o)}=\mathop{\oplus}\limits_{j\geq 0}{\left.\raisebox{6.88889pt}{I_{(X,o)}\cap(I_{(Z,o)})^{j}+(I_{(Z,o)})^{j+1}}\!\!\!\!\!{\scalebox{2.0}{\diagup}}\!\!\!\!\!\raisebox{-4.30554pt}{(I_{(Z,o)})^{j+1}}\right.}.
Note that the transition , , is not a homomorphism and is never injective/surjective. (Its image is the disjoint union of all the homogeneous components of .)
Definition 2.5**.**
*1. The ideal is called the co-normal ideal.
- The normal cone of along is the scheme .*
2.4.1. Example: is a complete intersection
Let be a complete intersection (not necessarily reduced) and fix some regular sequence of generators . Then the only relations among are the Koszul relations, therefore equation (4) gives:
[TABLE]
(Here the isomorphism is defined by the choice of the generators . This ambiguity results in the action , see also below.
For any we have:
[TABLE]
Using this expansion we write down the leading term of explicitly:
[TABLE]
(By the construction: , therefore too.)
The coefficients are not unique, because of the Koszul relations. But the restrictions are defined uniquely. (Indeed, if then \sum g^{m_{I}}_{I}(a_{m_{I}}-b_{m_{I}})=0\in{\footnotesize\left.\raisebox{1.37775pt}{R}\!/\!\raisebox{-1.37775pt}{I^{p+1}}\right.}_{(Z,o)}, which means a syzygy between ’s in {\footnotesize\left.\raisebox{1.37775pt}{R}\!/\!\raisebox{-1.37775pt}{I^{p+1}_{(Z,o)}}\right.}. It lifts to a syzygy in , with some contribution of term from . But, being a regular sequence, all the syzygies are linear combinations of the Koszul ones, and this forces to belong to , which implies .)
The set of all such leading terms, , generates the co-normal ideal . Again, the transition is not a homomorphism and is never injective/surjective. The ideal is graded (by construction).
Example 2.6**.**
Suppose and is just a reduced point, then and gr_{(Z,o)}\mathcal{O}_{(\mathbbm{k}^{N},o)}=\mathop{\oplus}\limits_{j\geq 0}{\footnotesize\left.\raisebox{1.37775pt}{{\mathfrak{m}}^{j}}\!/\!\raisebox{-1.37775pt}{{\mathfrak{m}}^{j+1}}\right.}. The transition takes the leading term of Taylor expansion, . The normal cone is just the tangent cone, .
To identify we have chosen a set of generators of , but the dependence of the image of in on this particular choice is non-essential:
Lemma 2.7**.**
The ideal in is well defined up to the action , in particular the subscheme is defined up to an isomorphism.
*Proof. *Fix some other set of generators of , then , where the matrix is invertible. This matrix induces an automorphism of , denote it by . Then any homogeneous expansion transforms to Thus and differ by an element of .
2.5. Strictly complete intersections
The tangent cone of a hypersurface germ is a hypersurface, but the tangent cone to a complete intersection is not necessarily a complete intersection.
Example 2.8**.**
For the complete intersection the tangent cone is . Indeed, [Eisenbud-book, §15.10.3], it is enough to check the Groebner basis of the homogenized ideal, , with respect to any monomial ordering. For the ordering the Groebner basis is:
[TABLE]
By sending and taking the leading terms we get the projectivized tangent cone. Now, by direct check, this projectivization is a collection of smooth (!) points, whose defining ideal is not a complete intersection.
For various other pathologies of tangent cone and conditions to prevent them see [Heinzer-Kim-Ulrich].
Definition 2.9**.**
The germ is called a strictly complete intersection (s.c.i.) over if the normal cone, , is a complete intersection over . Algebraically: the ideal is generated by a regular sequence.
Many results around this notion are scattered in the literature. We collect here the relevant results and examples.
Example 2.10**.**
Let be a hypersurface with a complete intersection.
- i.
Suppose is irreducible and reduced, then is s.c.i. over . Indeed: if then , and is regular, i.e. not a zero divisor. 2. ii.
If is reduced but reducible then is still generated by one element, but this might be not a regular sequence, since this element can be a zero divisor. More precisely, let with and . Then is s.c.i. over iff . 3. iii.
Similarly for the case: is a multiple of an irreducible germ, e.g. and . Here the ideal is principal. But its generator is not regular, being a zero divisor.
Example 2.11**.**
Suppose is just a reduced point, then definition 2.9 reads as follows: the germ is called a strictly complete intersection, s.c.i. at , if it is a complete intersection and its tangent cone is a complete intersection too. (The condition “ is a complete intersection at ” is redundant here, as we show below.) Thus a hypersurface germ is always a s.c.i. at the origin. The name “strict complete intersection” seems to be coined by [Bennett-1977, pg.31]. The name “strong complete intersection” is used in commutative algebra to denote “geometric” complete intersections, i.e. rings of the form {\footnotesize\left.\raisebox{1.37775pt}{S}\!/\!\raisebox{-1.37775pt}{(f_{1},\dots,f_{r})}\right.}, where is a regular local ring and is a regular sequence, [Heitmann-Jorgensen]. The name “absolute complete intersection” would suggest that both the germ and all its proper transforms and exceptional loci in the resolution are locally complete intersections.
Proposition 2.12**.**
If is a strictly complete intersection over then is a complete intersection, i.e. is generated by a regular sequence. Moreover, there exists a choice of generators, , such that the leading terms, , form a regular sequence that generates .
(For the proof see Corollary 2.4 of [Valabrega-Valla]. Following that paper the sequence is often called a “super-regular” sequence.)
This proposition, together with example 2.8, show that the condition “ is a s.c.i. over ” is stronger than the condition “ is a complete intersection as a scheme over ”.
Example 2.13**.**
Suppose is a reduced complete intersection such that is also a complete intersection, and is also a complete intersection. (Equivalently, has a basis that can be extended to a basis of . Indeed, choose a regular sequence that generates the defining ideal of , take some representatives . Take some generators of , then is generated by . And this is a regular sequence.) Then is s.c.i. over . Indeed, take a basis of as above, . Then ,…, is a regular sequence in that generates .
If is smooth and is a reduced complete intersection the the condition “ is also a complete intersection” holds automatically. More generally, this often holds when . Usually we assume .
Example 2.14**.**
Let and . Here . Then is not a complete intersection. Note though that is generically complete intersection along .
Example 2.10 shows that “being s.c.i. at ” does not imply “being s.c.i. over ”. The converse implication does not hold either:
Example 2.15**.**
Fix any complete intersection and some basis . Let , …, be some homogeneous polynomials, , such that is a regular sequence in . Consider the ideal
[TABLE]
Then is a complete intersection at and s.c.i. over . But in general is not s.c.i. at . As a particular example, let , see example 2.8, and take , , i.e. . Then , thus is s.c.i. over . But is not s.c.i. at the origin.
Example 2.16**.**
A warning: even if is a s.c.i. at , is smooth, and the intersection is proper, it can happen that is in general not a s.c.i. at . For example, let , where denote some elements of . Let , then is not a s.c.i.
2.6. Good bases and multiplicity sequences
Let be a reduced complete intersection and be s.c.i. over . By Proposition 2.12 we can choose some regular sequence of generators, , whose leading terms form a (graded) basis of . We can assume in addition:
[TABLE]
By the construction: . Recall that for complete intersections the ordinary and symbolic powers coincide, . Then is the generic order of vanishing of along , in particular it is the same on all the components of . Indeed, (cf. example 2.10) let be the irreducible decomposition, so that . If holds for some , then {\tilde{f}}_{i}\in{\footnotesize\left.\raisebox{1.37775pt}{I^{(ord(f_{i}))}{(Z,o)}}\!/\!\raisebox{-1.37775pt}{I^{(ord(f{i})+1)}{(Z,o)}}\right.}={\footnotesize\left.\raisebox{1.37775pt}{I^{ord(f{i})}{(Z,o)}}\!/\!\raisebox{-1.37775pt}{I^{ord(f{i})+1}_{(Z,o)}}\right.}\subset gr_{(Z,o)}(R) is a zero divisor, contradicting regularity of the sequence ,…, .
Definition 2.17**.**
The sequence , as in equation (13), is called a good basis of . The sequence of integers , ,…, is called the multiplicity sequence of along , associated with .
Example 2.18**.**
(The case: is a point.) Let be a s.c.i. with multiplicity sequence . Blowup at , see the diagram, then is a globally complete intersection of multi-degree .
.
Eventhough the good basis is never unique, the multiplicity sequence is well defined.
Proposition 2.19**.**
*1. The multiplicity sequence of along does not depend on the choice of bases of , .
- The product equals the generic multiplicity of along . In particular, it is the same on all the components of .*
(For the proof of part, for the case of point, , see example 12.4.9 in [Fulton].)
*Proof. *We decompose and localize at . We get the local ring with the maximal ideal and elements \big{\{}f_{j}\in(I_{(Z_{i},o)})^{ord(f_{j})}_{{\mathfrak{p}}_{i}}\big{\}}. So the situation is reduced to the case when is a point.
Suppose is a point, then is the graded basis of the tangent cone, . Thus the uniqueness of the multiplicity sequence (up to permutation) follows from the fact that any two graded bases of the graded ideal are related by a graded(!) invertible linear map.
To compute the multiplicity of , at , let be some generic elements. Geometrically they define a smooth subspace transversal and complementary to . The quotient ring {\footnotesize\left.\raisebox{1.37775pt}{\mathcal{O}{(\mathbbm{k}^{n+r},o)}}\!/\!\raisebox{-1.37775pt}{(l{1},\dots,l_{n},f_{1},\dots,f_{r})}\right.} is still a strictly complete intersection. Therefore we can assume from the beginning , i.e. is a one-point scheme and mult(X,o)=dim{\footnotesize\left.\raisebox{1.37775pt}{\mathcal{O}{(\mathbbm{k}^{r},o)}}\!/\!\raisebox{-1.37775pt}{(f{1},\dots,f_{r})}\right.}. But then the multiplicity can be computed by blowing up. And the total transform of is a complete intersection of multidegree , thus of degree .
Example 2.20**.**
(Behavior of multiplicity sequence in a family.) Let be a s.c.i. over with a good basis . Consider a deformation that preserves the multiplicity sequence (generic multiplicity over ), . Then, by the openness of regularity in deformations, the generic member of this family is a s.c.i. over . (Indeed, any relation leads to the relation , which is necessarily Koszul. Subtract this relation from the initial one, to get , i.e. is divisible by . Divide all by (a power of ) and proceed in the same way. The statement then follows by Nakayama-type argument.)
If the multiplicities are not preserved then a flat deformation of s.c.i. is not s.c.i. For example, the family of ideals defines s.c.i. at the origin for but not for .
2.7. Singularities generically ordinary along
Recall that an isolated hypersurface singularity, , is called an ordinary multiple point if its projectivized tangent cone, , is smooth. In the case this can be stated as follows: the hypersurface germ is topologically equisingular to . This is “the lowest/simplest” hypersurface singularity of a given multiplicity. Similarly, among the s.c.i. germs of a given multiplicity at , the “lowest” is the one whose projectivized tangent cone is a smooth complete intersection.
Let be reduced, , though is not necessarily a complete intersection or pure dimensional. Then the primary decomposition contains only prime ideals, .
Definition 2.21**.**
* is called generically ordinary along if for any the localization is a complete intersection over , whose projectivization is smooth.*
Example 2.22**.**
If and is irreducible then is generically smooth along , in particular is generically ordinary along . However, in this case , thus, as will be shown in example 3.2, the discriminant is empty. Therefore we assume .
Example 2.23**.**
Let , , and . Then and . Thus is not generically ordinary along .
- •
The hypersurface is generically ordinary along .
- •
Let and . Then and
[TABLE]
This is a hypersurface and its projectivization is smooth. Thus is generically ordinary along .
Example 2.24**.**
Let thus . Then and . This is a complete intersection, but its projectivization is not a smooth subscheme of , here is the fraction field of .
Let , here the orders of are, and . Then
[TABLE]
This is a complete intersection and its projectivization is a smooth subscheme of . Thus is generically ordinary over . Note that is not s.c.i. at the origin.
3. The classical discriminant of projective complete intersections
While there are many extensive treatments of the discriminant of projective hypersurfaces in , see e.g. [G.K.Z.], we do not know any textbook or lecture notes on the discriminant of projective complete intersections.
However, for some recent particular results on the classical discriminant of projective complete intersections see [Esterov2011], [Benoist2012], [C.C.D.R.S.2011]. In particular, in many cases the multi-degrees were computed.
In [Teissier1976], [Looijenga-book] one treats mostly the local case. See also [AGLV-book2, §I.2.2] for a collection of known local facts.
In this section we (re)prove some of the standard needed results.
3.1. The critical locus and the discriminant of a map
Let be a flat map of (algebraic/analytic/formal) spaces, with fibres of pure dimension . Then is defined, see e.g. [Teissier1976, pg.587], by the (coherent) sheaf of ideals . Here \Omega^{1}_{X/S}={\left.\raisebox{6.88889pt}{\Omega^{1}{X}}\!\!\!\!\!{\scalebox{2.0}{\diagup}}\!\!\!\!\!\raisebox{-4.30554pt}{\pi^{*}\Omega^{1}{S}}\right.} is the sheaf of relative differentials, while is the ’th Fitting ideal of an -module, [Eisenbud-book, §20].
Suppose the restriction is finite. The discriminant of is defined as the image, , with the Fitting scheme structure, , [Teissier1976, pg. 588]. Here is the pushforward of the -module , while is the minimal Fitting ideal of a module, as an module, i.e. the ideal of maximal minors of a presentation matrix of the module.
3.2. Assumptions on the base of the family
Consider the family of complete intersections,
[TABLE]
We denote the fiber in over the point by . We have the natural projection .
We assume:
- •
is quasi-projective, smooth, connected.
- •
The generic fibre over is a smooth complete intersection in and the family is smooth.
- •
Denote by the subset of points whose fibres are singular or not of expected dimension. Denote by the subset of points corresponding to fibres with just one node. Then we assume that is dense in and is connected in Zariski topology.
For hypersurfaces of degree in the standard parameter space is . For complete intersections of multi-degree in one can consider the multi-projective space . To a point of this space, , corresponds the subscheme . These subschemes are projective complete intersections when the polynomials form a regular sequence. Thus there exists a Zariski open subset , whose points correspond to projective complete intersections. (Note that the complement, , is of high codimension.) This is the reason to consider as a parameter space for globally complete intersections, eventhough for the correspondence is far from being injective.
3.3. An example: the critical locus in the case
The critical locus of is defined (as in §3.1) by the sheaf of ideals . We write down the generators explicitly.
Fix some points , and work locally near these points, with the local coordinates , . We work with modules and then glue them to sheaves. One has
[TABLE]
where the differentials in are taken with respect to both variables, . Therefore
[TABLE]
The -resolution of this module begins as
[TABLE]
Therefore the ideal is defined by all the -minors of the matrix
[TABLE]
To get the sheaf of ideals we pass from the local coordinates of to the homogeneous coordinates . Using Euler’s formula we get on : the rows of the matrix in equation (17) are linearly dependent iff the extended rows of derivatives in homogeneous coordinates, , are linearly dependent. Therefore the explicit equations of the critical locus are:
[TABLE]
3.4. The discriminant as the pushforward of the critical locus
Usually the projection is not flat over its image. More precisely, it is generically finite over its image (with varying degrees of fibres) but the fibres over some points can be of positive dimension (when contains points whose fibres have non-isolated singularities or are not of expected dimension). Yet this projection is proper everywhere, thus the pushforward is a coherent sheaf of modules.
We work in the assumptions of §3.2.
Definition 3.1**.**
The (classical) discriminant of complete intersections is the closure of a (algebraic) subscheme, which is defined by the zero Fitting ideal, at points where is finite.
Example 3.2**.**
Suppose the multi-degree is . Then every fiber of is smooth, in particular . Therefore, according to our definition, .
Proposition 3.3**.**
*1. (Set theoretically) A point belongs to iff the subscheme is singular or not of expected dimension.
- is a reduced irreducible Cartier divisor. The germ is smooth iff the fibre has just one singularity of type .*
*Proof. *1. It is enough to check only the points of over which is finite. (Indeed, the fibre over a point of added by the closure procedure is the limit of singular fibres, hence cannot be a smooth variety of expected dimension.)
For the points where is finite, it is enough to check the support of the module . Note that the presentation of equation (16) holds locally for any , and for a fixed the minors of (17) define the singular set of . This proves the statement.
2. Recall that is smooth and is defined as the closure of a scheme well-defined on an open set above which is finite. Thus, to establish that is a reduced Cartier divisor, it is enough to check only those points, where is finite.
We should prove that the defining ideal is locally principal at each point.
Note that is smooth and is a determinantal subscheme of expected dimension. Therefore is a Cohen Macaulay subscheme, [Eisenbud-book, Theorem 18.18]. As is smooth, the module has a finite projective dimension and we use the Auslander-Buchsbaum formula, [Eisenbud-book, theorem 19.9]:
[TABLE]
Since is finite, is a Cohen-Macaulay module over , i.e. . Therefore the minimal resolution of is of length one,
[TABLE]
Thus the presentation matrix is square and its Fitting ideal is principal.
As is Cartier, to prove reducedness it is enough to find just one reduced point. Suppose has -singularity at a point , here . Then in some local coordinates the defining equations of are: ,…,, , where . As is smooth, is not a critical point of . Thus, we can choose as one of the local coordinates, denote it .
Then using (16) we get: , i.e. in the chosen coordinates . Therefore \mathcal{O}_{Crit(\pi)}\approx{\footnotesize\left.\raisebox{1.37775pt}{\mathbbm{k}[[s_{1},\dots,s_{r}]]}\!/\!\raisebox{-1.37775pt}{(s_{1})}\right.} and . This ideal defines a reduced, smooth germ .
Suppose has a singularity other than then the local length of at this point is at least two. Thus the germ is singular.
Suppose the singular points of are , then , hence the local multiplicity of is at least the number of these points. Thus, if has more than one singular point then is singular.
Finally, we know that is a reduced divisor, thus to prove the irreducibility it is enough to check that the space is connected. But , the open set of points corresponding to complete intersections with just one node and is connected.
3.5. Discriminant as a dual variety
For a fixed tuple consider the multi-Veronese embedding,
[TABLE]
A hyperplane in corresponds to a choice of coefficients , (up to -action), i.e. to a choice of the hypersurface . Pullback this hyperplane under the projection and denote the resulting hyperplane by . Thus we have hyperplanes and the intersection defines the subscheme .
This subscheme is a smooth complete intersection (of codimension ) iff the intersection is transversal. Thus belongs to the discriminant iff is either tangent to or intersects it non-properly, i.e. the resulting codimension is smaller than . Thus is the dual variety of the embedding . In particular it is a hypersurface, i.e. a Cartier divisor.
To relate this definition to the definition in §3.4 we note that for a regular sequence the deformation is flat iff each is flat. And any tuple can be deformed to a tuple defining a complete intersection with isolated singularities. Therefore the full projective discriminant can be obtained as the (Zariski) closure:
[TABLE]
In particular it is irreducible and reduced and coincides with the discriminant of §3.4.
3.6. The transversal multiplicity of the discriminant
Given a complete intersection germ (with isolated singularity), choose some generic basis . Then, besides the ordinary Milnor number, , we define the auxiliary number . (For we put .) This is well defined and depends on only. (By the genericity of the basis one could omit any instead of . ) Accordingly, for any (global) variety with ICIS, we define the total Milnor/auxiliary numbers,
[TABLE]
Proposition 3.4**.**
Suppose the projection is finite at and contains the (germ of) miniversal deformation of . Then .
*Proof. *Fix a smooth curve germ, , whose tangent line does not belong to the tangent cone , then mult(\Delta,s)=deg\big{(}(C,s)\cap(\Delta,s)\big{)}. The later degree is computed by restriction of onto . By the base-change properties of Fitting ideals (i.e. the right exactness of tensor product) we have
[TABLE]
Furthermore, . Therefore we can assume a smooth curve-germ. The module is then a skyscraper at and the degree of the ideal Fitt_{0}\big{(}\pi_{*}\mathcal{O}_{Crit(\pi)}\big{)} equals the length of the module . Finally,
[TABLE]
To compute we write the local presentation:
[TABLE]
Here is the local parameter of the curve , the constants are generic because the curve is not tangent to the discriminant. The differentials are taken with respect to -variables only.
Write , with . Then, by Nakayama lemma, we can eliminate and write:
[TABLE]
Here are some generators of . They are generic, as the constants are generic. Finally we use the Lê-Greuel formula, [Lê],[Greuel]:
[TABLE]
Therefore
[TABLE]
Remark 3.5**.**
In the last proposition was assumed “large enough”. Often the deformation space is rather small then the statement should be corrected. Consider a particular case, being just one dimensional, with defined by . Here we do not assume to be generic, but we assume that both and define isolated (complete intersection) singularities. In this case, instead of the invariant , we define the invariant
[TABLE]
Then the same proof of proposition 3.4 gives: . This formula is well known, see e.g. [Teissier1976, page 589].
4. The discriminant of transversal singularity type,
4.1. The definition of as a pullback of the classical discriminant
4.1.1. The local case
Let with a reduced complete intersection. Suppose is s.c.i. over . Fix a good basis, , such that the leading terms of form a basis of , as in §2.6. Let the generic multiplicity of along be . Fix some basis . Projectivize the normal cone to get the family:
[TABLE]
Let be the classical discriminant in the parameter space of projective complete intersections in of codimension and multidegree , see §3. It is a hypersurface, defined by one equation, . We assume that is generically ordinary along , see §2.7, thus .
We define the Cartier divisor by the principal ideal
[TABLE]
By the definition of : if and only if is not ordinary along . Note that is a polynomial, therefore this construction “preserves the category”: if the germs are algebraic/analytic/formal/etc. then so is the subgerm .
This definition can be restated more geometrically as follows. The choice of a good basis of near , defines a rational map from to the parameter space of complete intersections:
[TABLE]
As is generically ordinary along this map is generically well defined. Its indeterminacy locus consists of those points where at least one of the collections of coefficients vanishes, i.e. the multiplicity of some jumps. The discriminant of transversal type is the pullback: .
Proposition 4.1**.**
The defining ideal is independent of all the choices made (the local coordinates in , the basis of , the good basis of ).
Indeed, as is proved in proposition 2.7, the change of bases/coordinates results in the action . This action is linear, it preserves the classical discriminant. Thus it does not change the defining ideal of .
Example 4.2**.**
In the simplest case let be a hypersurface singularity, with a complete intersection. Suppose the generic transversal type of along is ordinary of multiplicity two. (In Siersma’s notations this is called: -transversal type.) Then , and we can assume that the matrix is symmetric. The discriminant is then {\Delta^{\bot}}=\{det\Big{(}\{a_{ij}\}_{ij}|_{(Z,o)}\Big{)}=0\}. Suppose is smooth and , i.e. , then the generic singularity type of along is . Take a deformation of that preserves and splits into a few reduced points. Near such points the local equation of can be brought to the form , the standard notation for this singularity type is . Then we get: the number of these points is the degree of the scheme \{det\Big{(}\{a_{ij}\}_{ij}|_{(Z,o)}\Big{)}=0\}. This recovers [Pellikaan1985, theorem 7.18], see also [de Jong1990, page 176].
Example 4.3**.**
Let , where are invertible. Here and is a hypersurface smooth over . Thus is not supported at the origin, eventhough is singular. Note also that the flat deformation induces a (flat) smoothing of , while preserving the generic vanishing order. And for all the fibres of are smooth, thus . Compare to the flatness of in deformations, proposition 5.6.
4.1.2. The global case
Suppose we begin from quasi-projective or analytic (for ) spaces . Then the local/pointwise definition of germs globalizes. Here the germs are algebraic/analytic (i.e. all the local rings are either localizations of affine or analytic), thus we can take the representatives/open neighborhoods and glue along them.
Proposition 4.4**.**
The local divisors glue to the global effective Cartier divisor .
*Proof. *The defining ideal of each germ is principal. Thus it is enough to prove that these ideals glue to a coherent sheaf of ideals, . Namely, we should check compatibility: given a germ with some representatives , the identification of sheaves induces the identity isomorphism . And this follows as does not depend on the choice of coordinates/representatives/bases of ideals, see Proposition 4.1.
4.2. The defining ideal of
The discriminant of transversal type is defined in the last section as the pullback of the classical discriminant. It is often useful to work directly with the ideal or the sheaf . These are directly obtained using §3.3.
Fix the complete intersections , suppose is s.c.i. over . Fix a basis and a good basis . Then , where is obtained as the leading term of . The projection is precisely the projection of §3. Thus equation (18) and definition 3.1 give us:
Corollary 4.5**.**
1. The critical locus of the projection is the subscheme:
[TABLE]
*where are columns of partial derivatives of , taken with respect to the homogeneous coordinates in .
- Suppose the restriction is a finite map. Then the defining ideal of is: .*
4.3. Further stratifications of the singular locus
Recall that at some points of the () singularity type of depends on the choice of the section , see example 1.1. Therefore we make the stratification according to the singularities of the fibers of the projectivized normal cone, .
Any stratification of the parameter space, or , e.g. by singularity type for some equivalence relation, induces a stratification of . More precisely, using the map of equation (33), we get the following:
if (the closure of) some stratum is defined by an ideal then
the ideal defines the corresponding stratum on the singular locus.
Example 4.6**.**
Consider the stratification of : the points of a stratum correspond to all the hypersurfaces that can be deformed to a given hypersurface in a way. This defines the strata:
[TABLE]
5. Some general properties of
The definition of as the pullback of the classical discriminant is somewhat theoretical, as in most cases it is extremely difficult to write down the classical discriminant explicitly. (Recall that even in the hypersurface case, , is a polynomial of degree in variables.) Also the computation of the Fitting ideal is, in general, an involved procedure. Yet, some consequences are obtained immediately.
5.1. The discriminant pulls back
Suppose we are given morphisms of (germs of) manifolds, as on the diagram.
Here and are pullback of schemes/ideals. Assume , are reduced, l.c.i., is a connected component of and is s.c.i. over . Suppose, moreover, is generically ordinary along and the multiplicity sequences, of along and along , coincide.
Proposition 5.1**.**
Then .
*Proof. *It is enough to check the statement locally at each point. Thus we work with germs. We have: and , and in both cases the sequences are regular.
To define we expand:
[TABLE]
But we can also pullback the initial expansions, . As form a regular sequence, we get . Therefore:
[TABLE]
Example 5.2**.**
Consider the surface , cf. example 1.2. Then is the pullback of , under the covering . Thus
[TABLE]
Remark 5.3**.**
(Importance of being reduced.) Let by . Then for we have and . But and , the transversal type is generically non-ordinary, i.e. .
5.2. The discriminant is determined by infinitesimal neighborhood of in
By its construction reflects degenerations of the projectivized normal cone and does not depend on the degenerations of
’higher order terms’. This ideas is made precise by a variation of the last proposition. Fix two triples (of germs) \Big{\{}Z_{i}=Sing(X_{i})\subset X_{i}\subset(M_{i})\Big{\}}_{i=1,2}. Suppose is generically ordinary along and the multiplicity sequences in both cases are the same: .
Proposition 5.4**.**
Suppose the restriction is an isomorphism and moreover \phi^{*}(I_{X_{2}}\otimes{\footnotesize\left.\raisebox{1.37775pt}{\mathcal{O}{M{2}}}\!/\!\raisebox{-1.37775pt}{I^{p_{r}+1}{Z{2}}}\right.})=I_{X_{1}}\otimes{\footnotesize\left.\raisebox{1.37775pt}{\mathcal{O}{M{1}}}\!/\!\raisebox{-1.37775pt}{I^{p_{r}+1}{Z{1}}}\right.}. Then .
*Proof. *As before, it is enough to check the statement pointwise. As is fully determined by , it is enough to show that induces isomorphism \mathbb{P}\mathcal{N}_{{\footnotesize\left.\raisebox{1.37775pt}{(X_{1},o)}\!/\!\raisebox{-1.37775pt}{(Z_{1},o)}\right.}}\xrightarrow{\sim}\mathbb{P}\mathcal{N}_{{\footnotesize\left.\raisebox{1.37775pt}{(X_{2},o)}\!/\!\raisebox{-1.37775pt}{(Z_{2},o)}\right.}}. Fix a basis so that . Fix a good basis then the assumption reads: there exist such that is a basis of . It follows that this is a good basis. But then the expansion ensures the expansion:
[TABLE]
Thus
[TABLE]
The proposition states that is determined by the -infinitesimal neighborhood of in . Therefore is determined by the formal neighborhood:
Corollary 5.5**.**
Given two triples and with . Suppose and the completions along the singular loci are isomorphic . Then the discriminants are (embedded) isomorphic.
The converse statement to proposition 5.4 does not hold: if the map restricts to an isomorphism , with , this does not imply much relation of to . For example, compare and . In both cases and their generic type along is the ordinary multiple point of multiplicity 4. For the degeneration of transversal type at is: 3 roots collide to a triple root. For the degeneration is: two pairs of roots collide to two double roots. Thus in both cases .
5.3. Flat deformations
We prove that deforms flatly in those flat deformations of that induce flat deformations of (reduced!) singular locus and preserve the multiplicity sequence. More precisely, given a good basis , fix a flat deformation with , such that the (reduced) singular locus is a flat family: and .
Proposition 5.6**.**
Suppose is s.c.i. over and is s.c.i. over and the multiplicity sequence is preserved. Then the family is flat and its central fibre is .
*Proof. *By the assumption we can use the standard expansion . Thus is a flat family that specializes to . (Note that is a power series in .)
In many cases this property allows the quick computation of the transversal multiplicity of .
Example 1.2 shows that can be non-reduced if the degeneration occurs ‘faster than normally’. Another reason for being non-reduced is when the degeneration is not ‘minimal’.
Example 5.7**.**
Consider the surface . Its singular locus is the line . Consider the projection , , and the fibres . Then we have a family of plane curve singularities, , for . This family is equimultiple, thus the projectivized tangent cones of these curve singularities form the flat family: . For each there are distinct roots, while for all these roots coincide, thus is supported at . Now the multiplicity can be computed using a flat deformation or via the critical locus and the Fitting ideal.
- i.
Under a generic deformation this multiple root at splits into several double roots near . In our case one can take . By direct check, for each fixed the number of the double roots near is . So, by the flatness of in deformations, the multiplicity of for the initial surface is . 2. ii.
Blow-up along the line , let be the exceptional divisor, consider the strict transform and the projection . Explicitly: . This is a covering, totally ramified over and the ramification degree is . The critical locus is (see proposition 4.5) . Thus \mathcal{O}_{Crit(\pi)}\approx{\footnotesize\left.\raisebox{1.37775pt}{\mathbbm{k}[[z,\sigma_{y}]]}\!/\!\raisebox{-1.37775pt}{(z,\sigma^{p-1}_{y})}\right.} and \pi_{*}(\mathcal{O}_{Crit(\pi)})\approx\big{(}{\footnotesize\left.\raisebox{1.37775pt}{\mathbbm{k}[z]}\!/\!\raisebox{-1.37775pt}{(z)}\right.}\big{)}^{p-1}, as a module over . Therefore .
Example 5.8**.**
Consider the hypersurface , with . Again, and the discriminant is a point on -axis, namely, , as a set. The deformation splits the discriminant into two: at and at . The previous example gives that both points have multiplicity , regardless of . (Compare to proposition 5.4.) Hence the multiplicity in the current case is .
If in the family the generic multiplicity along changes then the (non-flat) family is not semicontinuous in any reasonable sense. For example, consider . Then , while .
5.4. Comparison of to Lê numbers/cycles
We give just one example to show that the relation to Lê numbers of Massey is not at all obvious. We work in the notations of [Massey, Chapter 1].
Example 5.9**.**
For the ideal defining the singular scheme is . Its saturation gives .
Then the polar schemes are and .
Now the Lê cycles are:
[TABLE]
Thus \lambda^{1}=dim_{\mathbbm{k}}{\footnotesize\left.\raisebox{1.37775pt}{\mathbbm{k}[x,y,t]}\!/\!\raisebox{-1.37775pt}{(t,x^{p-1},y^{p-1})}\right.}=(p-1)^{2}, while .
But , as can be seen e.g. by deformation , see also example ii.
5.5. The transversal multiplicity of the discriminant
Proposition 3.4 implies the following formula: if has only isolated singularities and contains the miniversal deformation of the singularities of then
[TABLE]
In most cases of interest is of low dimension and does not contain the miniversal deformation of . Thus the only conclusion is , see example 1.2. (Indeed, we have the usual map from to the germ of miniversal deformation, such that the family is the pullback. And computation of corresponds to the intersection of the discriminant in the miniversal deformation by a not-necessarily-transversal, not-necessarily-smooth curve-germ.)
Proposition 5.10**.**
In the notations of §4.2 suppose the map is finite at .
1. Let be the points of the fibre , let be the corresponding discriminants. Then, as Cartier divisors, .
2. Take a one dimensional complete intersection subgerm , such that is zero dimensional (Cartier divisor). Then deg\Big{(}(C,o)\cap{\Delta^{\bot}}\Big{)}=deg\Big{(}Crit(\pi)\cap\pi^{-1}(C,o)\Big{)}.
3. Suppose is a hypersurface and is smooth. Suppose near each the defining equation of in some local coordinates has the form , here are the local coordinates of . Then .
In part 2 on both sides we have the scheme-theoretic intersection, defined by the union of the ideals. By the degree of a zero-dimensional scheme we mean the length of its ring: .
*Proof. *1. In this case is a multi-germ, thus . For the direct sum of modules one has: . Thus .
2. We should prove the two equalities: deg\Big{(}(C,o)\cap{\Delta^{\bot}}\Big{)}=deg(\Delta^{\bot}_{\pi|_{C}})=deg\Big{(}Crit(\pi)\cap\pi^{-1}(C,o)\Big{)}.
The left equality is immediate by base-change, as is defined by pulling back the classical discriminant, §4.1.
Therefore we can restrict to . So, we assume that is a one-dimensional locally complete intersection and is a Cartier divisor (in particular it is a zero dimensional subscheme). We should prove: .
By part 1 it is enough to consider the one-point critical locus, .
- •
We start from the case: is smooth. Note that
[TABLE]
Thus, the statement to prove is: given a finite module over a one-dimensional regular local ring, , the colength of the Fitting ideal satisfies: . This is a standard statement of commutative algebra. Take the minimal free resolution: . As is finite, it is supported at one point only, so . Furthermore, as the ring is local and regular, is equivalent, by , to a diagonal matrix. Let be a generator of , then , here are the exponents of the diagonal. Thus and . Proving that .
- •
Suppose is a complete intersection (of dimension one), then it can be smoothed. Let be a smoothing, then we have the (flat) family of projections, . Explicitly, if then .
This induces the flat family . Thus, for small enough, we can fix some (small enough, Zariski open) neighborhood of such that . Here the r.h.s. is the total degree of in the neighborhood. Note that is a subscheme of a smooth curve . Thus the statement holds for and then, by flatness, for .
3. Restrict from to the generic curve , then
[TABLE]
Thus it is enough to verify the claim for each point. In the local coordinates:
[TABLE]
Working locally, we can redefine to get , where . Then, as a -module, \mathcal{O}_{(Crit(\pi),pt_{i})}\approx{\footnotesize\left.\raisebox{1.37775pt}{\mathbbm{k}[\underline{x}]}\!/\!\raisebox{-1.37775pt}{\partial_{\underline{x}}f}\right.}\cdot<1,z,\dots,z^{p-2}>. Therefore .
Example 5.11**.**
- i.
Using part 3 of the proposition one gets immediately the multiplicity of the discriminant in examples 1.2, 5.7, 5.8. For example 4.3 (with non-smooth ) one can use Part 2. 2. ii.
(Extending example 5.7.) Consider the hypersurface singularity , where is a homogeneous form of degree , while . Suppose is generic, so that is smooth. Suppose contains a monomial for some . Then and the generic transversal type (for ) is ordinary. The discriminant is supported at the point and its multiplicity equals the length of the scheme . As the form is generic, this scheme coincides with the scheme , whose degree is . 3. iii.
Consider the hypersurface singularity . Here . The (reduced) singular locus is of codimension two: . The strict transform under the blows-up along is: . The critical set is: . Therefore , hence is located in the chart of . By part 2 of the proposition, , for any generic curve germ . Let and , then
- •
if then .
- •
if then .
Example 5.12**.**
Take two hypersurface germs, . Suppose they share the singular locus, , and is a reduced complete intersection of dimension . In this case the projectivized normal cones, , , are subschemes of . Suppose these subschemes are disjoint. Then , i.e. .
5.6. The -resolution of and defining equation of
We want to obtain some information about the local equation of the discriminant. By the previous proposition, if contains several points, then is the sum of the components. Thus it is enough to consider the case of one critical point, i.e. the map of germs . Let (\mathcal{X},pt)=\{\underline{{\tilde{f}}}(\underline{x})+\underline{a}(\underline{x},\underline{z})=0\}\subset(\mathbb{P}\mathcal{N}_{{\footnotesize\left.\raisebox{1.37775pt}{(X,o)}\!/\!\raisebox{-1.37775pt}{(Z,o)}\right.}},pt), where while , i.e. , and . Thus, we can consider as an isolated singularity and as its deformation.
Note that we work locally in (\mathbb{P}\mathcal{N}_{{\footnotesize\left.\raisebox{1.37775pt}{(X,o)}\!/\!\raisebox{-1.37775pt}{(Z,o)}\right.}},pt), thus the singularity is not generically ordinary in any sense.
5.6.1. A free resolution of as an -module.
Theorem 5.13**.**
Suppose both and define isolated (complete intersection) singularities in . Fix their Milnor numbers, , , as in §3.6. Then the free resolution is
[TABLE]
(The linear map is defined during the proof.)
Thus the locally defining ideal of is generated by .
*Proof. *The hypersurface case (In this cases we follow e.g. [Teissier1976].)
Step 1. By corollary 4.5 the critical locus can be presented in the form:
[TABLE]
the derivatives are taken with respect to coordinates.
Choose some -basis of the the Milnor algebra {\footnotesize\left.\raisebox{1.37775pt}{\mathbbm{k}[[\underline{x}]]}\!/\!\raisebox{-1.37775pt}{(\partial_{1}{\tilde{f}},\dots,\partial_{k}{\tilde{f}})}\right.}, and fix some -representatives of this basis, . Use the composition of maps and denote the images of by .
We claim that generate , i.e. generate as an module. Indeed, we have
[TABLE]
Take the quotient of by and apply the Nakayama lemma.
Step 2. It remains to understand the relations among , i.e. the kernel of the surjection
[TABLE]
The relations come from the ideal . We should pass from the -module structure on to the -module structure. In other words, we should express the action of via -action. By the construction of :
[TABLE]
Here the coefficients are defined uniquely, while the coefficients are unique up to the Koszul relations of the regular sequence . Therefore in we have: . In general can still depend on , more precisely - they lie in . Expand them again, in terms of and , and iterate the procedure, until one gets:
[TABLE]
Despite the (Koszulian) non-uniqueness of the resulting coefficients are well defined, as any Koszul relation among induces that among .
Step 3. The last equation defines the needed action , we denote the corresponding -linear operator by . Accordingly, for any element we have the operator . Thus we have the operators, , …, . By the construction: for all . (Here it is important to notice that the ideal is a complete intersection, the only relations among its generators are Koszul and thus extend to the relations among .) Thus the only possibly non-trivial operator is . Thus we get the presentation:
[TABLE]
Finally we note that the module is a torsion, of rank=0, because . Therefore the map cannot have a kernel, thus is injective, i.e. we have
[TABLE]
The case of complete intersections.
By corollary 4.5 the critical locus can be presented in the form:
[TABLE]
where the derivatives are taken with respect to coordinates.
As in the hypersurface case, choose some -basis of the vector space {\footnotesize\left.\raisebox{1.37775pt}{\mathbbm{k}[[\underline{x}]]}\!/\!\raisebox{-1.37775pt}{({\tilde{f}}{2},\dots,{\tilde{f}}{r},\ Fitt_{0}\begin{pmatrix}\partial_{j}{\tilde{f}}_{i}\end{pmatrix})}\right.}, and fix some -representatives of this basis, . The size of the basis is , by Lê-Greuel formula (see §3.6). Use the composition and denote the images of by .
As in the hypersurface case one gets: generate , as an -module.
It remains to understand the relations, i.e. the kernel of the surjection
[TABLE]
The relations come from the ideal \Big{(}\{{\tilde{f}}_{i}+a_{i}\},\ Fitt_{0}(\partial_{j}({\tilde{f}}_{i}+a_{i}))\Big{)}.
We begin with the part \Big{(}{\tilde{f}}_{2}+a_{2},\dots,{\tilde{f}}_{r}+a_{r},\ Fitt_{0}(\partial_{j}({\tilde{f}}_{i}+a_{i}))\Big{)}. Unlike the hypersurface case, this ideal is not a complete intersection. Yet, the scheme V\Big{(}{\tilde{f}}_{2}+a_{2},\dots,{\tilde{f}}_{r}+a_{r},\ Fitt_{0}(\partial_{j}({\tilde{f}}_{i}+a_{i}))\Big{)}\subset(Z,o)\times Spec(\mathbbm{k}[\underline{x}]) is a flat family of schemes over . Therefore any syzygy of \Big{(}{\tilde{f}}_{2},\dots,{\tilde{f}}_{r},\ Fitt_{0}(\partial_{j}{\tilde{f}}_{i})\Big{)} extends to that of \Big{(}{\tilde{f}}_{2}+a_{2},\dots,{\tilde{f}}_{r}+a_{r},\ Fitt_{0}(\partial_{j}({\tilde{f}}_{i}+a_{i}))\Big{)}.
As in the hypersurface case, we should express the action of via -action, i.e. should define the operators .
By the construction of , as in the hypersurface case:
[TABLE]
while are the generators of . Here the coefficients are defined uniquely, while are defined up to the (not necessarily Koszul) relations in . Therefore in we have: . As in the hypersurface case might still depend on , more precisely: . Iterate the procedure until one gets:
[TABLE]
Despite the intermediate non-uniqueness, due to relations among , the resulting coefficients are unique. (Again, because of the flatness, any relation among extends to a relation among .)
Thus we have the needed (well defined) action , we denote the corresponding linear operator by . Accordingly, for any element we have the operator .
As in the hypersurface case, we get the tautology: ,…, , . (Here the flatness of V\Big{(}{\tilde{f}}_{2}+a_{2},\dots,{\tilde{f}}_{r}+a_{r},\ Fitt_{0}(\partial_{j}({\tilde{f}}_{i}+a_{i}))\Big{)} is used.) The only relation to understand is , this operator is in general non-trivial. Thus we get the presentation of the -module :
[TABLE]
Finally, as in the hypersurface case, we note that the module is a torsion, of rank=0, because . Therefore the map cannot have a kernel, thus is injective.
Remark 5.14**.**
The proposed resolution is certainly not the only possible. In fact, in the hypersurface case, if is not weighted homogeneous, i.e. [{\tilde{f}}]\neq 0\in{\footnotesize\left.\raisebox{1.37775pt}{\mathbbm{k}[[\underline{x}]]}\!/\!\raisebox{-1.37775pt}{(\partial_{i}{\tilde{f}})}\right.}, then can be taken as one of . Then the matrix contains an entry invertible in , i.e. the resolution is non-minimal.
In the hypersurface case one could start from a basis of the Tjurina algebra, {\footnotesize\left.\raisebox{1.37775pt}{\mathbbm{k}[[\underline{x}]]}\!/\!\raisebox{-1.37775pt}{({\tilde{f}},\partial_{1}{\tilde{f}},\dots,\partial_{k}{\tilde{f}})}\right.}. Lift it to and send to . Then, as before, we get: . However, the relations are more complicated now, they come from syzygies of the Tjurina algebra (which is not a complete intersection). And, unlike the hypersurface case, the definition of is more complicated now, as the family is not flat.
Though the defining equation, , cannot be written in an explicit form, below we can get some information on the participating monomials.
5.6.2. The discriminant for deformations by constant terms
Suppose in some local coordinates the universal family is . Here are independent variables, the case of functions on the singular locus, , is obtained by base change. (Recall, that the singularity is not generically ordinary.)
Denote by the Milnor number of the ICIS . Suppose for any the ideal defines an isolated (complete intersection) singularity. Define the auxiliary Milnor number, , as in §3.6.
Corollary 5.15**.**
Then the defining equation of has the form: .
Here are some non-zero constants, while is a collection of monomials involving at least two distinct ’s.
*Proof. *By the assumption, is a polynomial in . Note that \big{(}det[{\tilde{f}}_{1}+s_{1}]\big{)}|_{s_{i}=0}=det\big{(}[{\tilde{f}}_{1}+s_{1}]|_{s_{i}=0}\big{)}. Put , then, by remark 3.5, det\big{(}[{\tilde{f}}_{1}+s_{1}]|_{s_{2}=\cdots=s_{r}=0}\big{)}=s^{\mu+\mu_{\hat{1}}}_{1}. Similarly,
[TABLE]
Hence the statement.
5.6.3. The discriminant for the weighted homogeneous case
Consider the family
[TABLE]
Here, using multi-indices, .
Proposition 5.16**.**
Suppose are weighted homogeneous, of degree with respect to the weights . Then is weighted homogeneous, and the only possible monomials to appear are: , where
[TABLE]
*Proof. *Impose the condition “ is weighted homogeneous, of weight ”, then the weights of the coefficients are fixed, .
Then is weighted homogeneous. We know that the monomials are present. Thus the total (weighted) degree of is . Thus the only possible monomials in the defining equation of are:
[TABLE]
It remains to compute . We use the expression for Poincaré series of weighted homogeneous complete intersection with isolated singularity, of dimension and codimension [Greuel-Hamm, Satz 3.1]:
[TABLE]
So, we should extract the residue and take the limit .
Consider here as independent variables in , then depends continuously on . Therefore we can compute under the assumptions: and . After the computation is done, the cases are obtained by taking the limit.
The expression R(t,\tau):=\frac{\tau^{-n-1}}{1+\tau}\Big{[}\prod\limits^{n+r}_{i=1}\frac{1+\tau t^{w(x_{i})}}{1-t^{w(x_{i})}}\prod\limits^{r}_{j=1}\frac{1-t^{w({\tilde{f}}_{j})}}{1+\tau t^{w({\tilde{f}}_{j})}}\Big{]} is a rational function in , with poles at . For this function decreases as . Therefore
[TABLE]
Assuming , we have . Assuming we get:
[TABLE]
Therefore
[TABLE]
Altogether we get:
[TABLE]
Similarly:
[TABLE]
Finally, combine these two to get:
[TABLE]
This finishes the proof.
Example 5.17**.**
In the hypersurface case, , equation (66) gives the Milnor number of a weighted homogeneous isolated hypersurface singularity, \mu=\prod\limits_{i}\big{(}\frac{w({\tilde{f}})}{w(x_{i})}-1\big{)}, cf. [Milnor-Orlik]. Thus the necessary condition for a monomial to participate in is:
[TABLE]
For example, let and . Then the only possible monomials are: , where .
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