Functoriality properties of the dual group
Friedrich Knop

TL;DR
This paper establishes the functoriality of the dual group associated with a G-variety, showing that morphisms between varieties induce compatible homomorphisms between their dual groups, extending previous results on their natural homomorphisms.
Contribution
It proves the functoriality property of the dual group construction for G-varieties, generalizing earlier work on the natural homomorphism to the Langlands dual group.
Findings
Dual groups are functorial with respect to dominant and injective G-morphisms.
Canonical homomorphisms between dual groups are compatible with original morphisms.
Extends previous results on the natural homomorphism to the Langlands dual group.
Abstract
Let be a connected reductive group. In a previous paper, arxiv:1702.08264, is was shown that the dual group attached to a -variety admits a natural homomorphism with finite kernel to the Langlands dual group of . Here, we prove that the dual group is functorial in the following sense: if there is a dominant -morphism or an injective -morphism then there is a canonical homomorphism which is compatible with the homomorphisms to .
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Taxonomy
TopicsAdvanced Algebra and Geometry · Algebraic Geometry and Number Theory · Geometry and complex manifolds
\DefineSimpleKey
bibarxiv
\newaliascntlemmatheorem \aliascntresetthelemma \newaliascntcorollarytheorem \aliascntresetthecorollary \newaliascntpropositiontheorem \aliascntresettheproposition
\newaliascntdefinitiontheorem \aliascntresetthedefinition \newaliascntremarktheorem \aliascntresettheremark \newaliascntexampletheorem \aliascntresettheexample
Functoriality properties of the dual group
Friedrich Knop
Dept. Mathematik
FAU Erlangen-Nürnberg
Cauerstraße 11
D-91058 Erlangen
Abstract.
Let be a connected reductive group. Previously, is was shown that for any -variety one can define a the dual group which admits a natural homomorphism with finite kernel to the Langlands dual group of . Here, we prove that the dual group is functorial in the following sense: if there is a dominant -morphism or an injective -morphism then there is a unique homomorphism with finite kernel which is compatible with the homomorphisms to .
Key words and phrases:
Spherical variety, Langlands dual group, root system, algebraic group, reductive group
2010 Mathematics Subject Classification:
17B22, 14L30, 11F70
1. Introduction
Let be a connected reductive group defined over an algebraically closed field of characteristic zero. To any -variety one can attach a finite reflection group (its “little Weyl group”) which, loosely speaking, determines the large scale geometry of (see Brion [Brion] and [KnopAB]).
While it is known that is a subgroup of the Weyl group of , it is, in general, not true that it is the Weyl group of some subgroup of . But surprisingly, the Langlands dual group of does contain such a subgroup.
At least in the case when is spherical, this was first hinted at in work of Gaitsgory and Nadler, [GaitsgoryNadler], who constructed a reductive subgroup of whose Weyl group is most likely equal to . Later Sakellaridis and Venkatesh, [SV], refined (at least for spherical) the description of a hypothetical subgroup with Weyl group . In particular, they worked out precisely how it should embed into . They also replaced the subgroup by a particular finite cover , the dual group of , which carries more information about .
In [KnopSchalke], it was shown that the Sakellaridis-Venkatesh construction does indeed work, i.e., that there is a homomorphism as predicted in [SV]. The approach of [KnopSchalke] is purely combinatorial.
In the present paper we investigate the question whether the assignment can be turned into a functor. To this end, we are going to normalize the homomorphism in such a way that it becomes unique up to conjugation by an element of the maximal torus of . The main result of the present paper is:
Theorem 1.1**.**
Let and be two -varieties. Assume that there is either a dominant -morphism or a generically injective -morphism . Then there exists a unique homomorphism (necessarily with finite kernel) such that .
In the body of the paper, we prove a more precise version of the theorem (see Theorems 2.3 and 2.4).
The proof of Theorem 1.1 proceeds in several steps: first we treat the case of a dominant morphism. First, the theorem is reduced to the case when both and are homogeneous with being of rank and being proper. Then we use a classification (due to Akhiezer [Akhiezer] and Panyushev [PanyushevRankOne]) to check the assertion case-by-case. To this end, we determine, given a spherical -variety of rank , the Luna data of where runs through all maximal parabolic subgroups of . This might be of independent interest since the morphisms are in a sense minimal among all dominant -morphisms. The case of injective morphisms will finally follow from the dominant one.
As opposed to [KnopSchalke] we are going to argue much more geometrically than combinatorially. This is is due to the fact that the the weak spherical data used in [KnopSchalke] do not possess sufficient functorial properties.
2. The dual group and distinguished homomorphisms
Let be a connected reductive group defined over an algebraically closed ground field of characteristic [math]. Let be a Borel subgroup and a maximal torus. Let be the weight lattice, the root system of , and the set of simple roots with respect to .
We recall the dual group of a -variety . A rational function is -semiinvariant with character if for all and where both sides are defined. All characters form a subgroup of , the weight lattice of . The rank of is called the rank of and is denoted by .
Now consider a discrete valuation . It is called central if it is -invariant and restricts to the trivial valuation on the field of rational -invariants. Then depends, for any -semiinvariant , only on its character . Thus we get a map
[TABLE]
where is the set of all central valuations. It was proven in [LunaVust] that is injective. Hence we may and will identify with a subset of the -vector space .
One can show that is a finitely generated convex cone which is not contained in a hyperplane. Let
[TABLE]
be a minimal set of outward normal vectors (so-called spherical roots of ) such that
[TABLE]
The are only unique up to positive factors and there are several normalizations possible. The one which we are adopting uses the fact that each lies in the intersection . Thus we can and will normalize is such a way that it is primitive in the root lattice . Therefore, every is a linear combination with integral coprime coefficients which one can show to be non-negative. The support of is the set . More generally, we put for any subset .
A third invariant of is a certain set of simple roots. It consists of all (called parabolic for ) such that for generic . Here is the minimal parabolic subgroup corresponding to . In other words, the parabolic subgroup corresponding to is the stabilizer of a generic -orbit.
The coefficients are always non-negative. In fact much more is true. One can show that the triple will always appear in Table 1. The items correspond to spherical varieties of rank (listed in Table 3) which will be explained in more detail in Section 4.
One unfortunate feature of the normalization of spherical roots is the possibility of . Therefore, we define the modified weight lattice of as
[TABLE]
According to [KnopSchalke]*Prop. 5.4, the triple is a weak spherical datum, i.e., satisfies:
- •
for all .
- •
whenever is of type .
- •
whenever with .
Looking at Table 1 one realizes that there are two types of spherical roots namely those which are also roots of and those which are not. These types are separated by the middle horizontal line. Each non-root is the sum of two strongly orthogonal roots as can be seen by inspection of Table 2. The set can be made unique by requiring that
[TABLE]
It then follows that the restrictions of and to coincide. Thus they define an element of which is denoted by . On the other hand, if then the coroot already has a meaning. Let . A fundamental fact about weak spherical data is the following
Theorem 2.1** ([KnopSchalke]*Thm. 7.1).**
Let be a weak spherical datum. Then is a based root datum.
This theorem gives rise to the following definition.
Definition \thedefinition.
The dual group of a -variety is the connected complex reductive group whose based root datum is the dual root datum .
Remarks \theremark.
i) The Weyl group of is, almost by definition, equal to the little Weyl group of . Observe that, due to our normalization, and determine each other unlike, e.g., the normalization used in [KnopAuto] where the set of spherical roots carries additionally information about the automorphism group of .
ii) The normalization of the spherical roots by being primitive in is forced on us by the requirement that should map to with finite kernel (see Theorem 2.2 below). This in turn forces the extension (4) of character groups. Note, however, that for the representation theoretic purposes of [SV] this is the wrong lattice since it yields multiplicities which are too big.
iii) In the Langlands program, the most common approach is to define the dual group only over and we follow this tradition. Working also simplifies some definitions and arguments, most notably Section 2 of a distinguished homomorphism in Lie algebraic terms. Nevertheless, it should be remarked that can be defined over and that distinguished homomorphism exist over (see [KnopSchalke]*Prop. 11.1). Also our main Theorem 1.1 holds in that generality.
The dual group of , i.e., the connected complex reductive group whose root datum is dual to that of is denoted by . It is equipped with a pinning, i.e., a choice of generating root vectors with .
It was proved in [KnopSchalke] that there exists an almost canonical homomorphism with finite kernel. To make this more precise, we define for each a one-dimensional subspace of as follows:
[TABLE]
Here in case . It is easy to check that unless is of type when . The definition implies that
[TABLE]
Next observe that the maximal tori and have the cocharacter group and , respectively. Therefore, the inclusion induces a homomorphism with finite kernel.
Definition \thedefinition.
A homomorphism is called distinguished if and for all .
Here is an immediate consequence of the main result of [KnopSchalke]:
Theorem 2.2**.**
Let be a -variety. Then:
- i)
There exists a distinguished homomorphism . 2. ii)
Any other distinguished homomorphism is of the form with . 3. iii)
The kernel of is finite. 4. iv)
The image is a well-defined subgroup of , i.e., it is independent of the choice of .
Proof.
[KnopSchalke]*Thm. 7.7 shows the existence of an adapted homomorphism which means that is mapped just diagonally into in case . More precisely, the image of is contained in the associated group (see loc.cit. Def. 7.2 and Thm 7.3). Thus, there an element of , the maximal torus of the adjoint group of , such that is distinguished (cf. loc.cit Thm. 7.10). The other parts follow from the construction of . ∎
Remarks \theremark.
i) Let be the Levi subgroup corresponding to . The pinning of induces a pinning of . This in turn gives rise to a canonical principal homomorphism . Then it was shown, [KnopSchalke]*Prop. 9.10, that the images of and commute with each other, i.e., they combine to a group homomorphism . In fact, the normalization (6) for of type or is equivalent to this commutation property.
ii) Distinguished homomorphisms are invariant under certain automorphisms of . More precisely, let be a group of automorphisms of the based root datum of . Then acts canonically on by fixing the chosen pinning . We say that and are compatible if fixes , , and . Then (6) implies
[TABLE]
This follows from (6) together with the observation that in case and are both of type . Now (8) implies that fixes . Moreover, the -action lifts uniquely to such that is -equivariant. Observe, though, that will in general not fix any pinning of , i.e., the action may be non-standard in the sense of [KnopSchalke]*§10.
A typical situation we have in mind is if and are defined over a subfield . Then the Galois group of acts on the based root datum of by means of the so-called -action. Since is defined over it is known (see [KK]) that and are compatible.
iii) The normalization (6) also plays a role in the proof of Theorem 2.3 below. More precisely, it is needed to prove equation (18).
Now we come to homomorphisms between different dual groups. For this let , be two -varieties and let , be distinguished homomorphisms. A homomorphism is called distinguished if . Since and have finite kernel, is unique with finite kernel if it exists. Here is the main result of the paper:
Theorem 2.3**.**
Let be a dominant -morphism between two -varieties. Then there exists a distinguished homomorphism . This implies, in particular, that .
There is an analogous statement for injective morphisms. It is an easy consequence of Theorem 2.3 (see the proof following Theorem 3.1).
Theorem 2.4**.**
Let be an injective -morphism between two -varieties (e.g., is a -stable subvariety of ). Then there exists a distinguished homomorphism and therefore, in particular, .
The proof of Theorem 2.3 will occupy the remainder of this paper.
Remark \theremark.
In principle, all statements can be formulated and should be valid in some form also over fields of positive characteristic . However, the necessary changes would come at the expense of the readability of the paper so that we decided to treat the characteristic [math] case separately. The main problems in positive characteristic are: First, the list of spherical roots in Table 1 has to be extended by roots obtained by inseparable isogenies. In particular, the -roots cause trouble. Secondly, the weight lattice may not be -stable, so has to be modified. Finally, our reasoning in Section 5 uses the classification of spherical varieties. This is more a matter of convenience but it would require considerable effort to work around it.
3. Reduction to rank one
We start the proof of Theorem 2.3 by a number of reduction steps. Let be the semisimple part of . Observe that depends only on and not on the lattice . Since the valuation cone is a birational invariant so is . Therefore we may later (tacitly) replace and by suitable open dense subsets.
Lemma \thelemma.
Let be dominant or let be injective. Assume . Then there is exists a distinguished homomorphism .
Proof.
We claim that in both cases. This is clear if is dominant since the pull-back of a -semiinvariant is again a -semiinvariant for the same character. For injective let be the normalization and let be a component of mapping dominantly to . By [KnopLV]*Thm. 1.3 b), every -semiinvariant rational function on extends to a -semiinvariant rational function on . Since the character remains unchanged we get .
It is a general fact that if is reductive then the coroot lattice of is contained in the coroot lattice of (look at simply connected covers). Applying this to we get and therefore
[TABLE]
This inclusion induces a homomorphism of maximal tori . Because is generated by and (and similarly for ) it follows that .
Finally, the coweight lattice of is . By (9), it contains the coweight lattice of . Hence the inclusion lifts to an isogeny yielding the desired homomorphism . ∎
The following comparison result will be crucial later on. It is a more precise version of Theorem 2.4 in case is of codimension .
Theorem 3.1**.**
Let be a normal -variety and let be a -invariant irreducible subvariety of codimension . Then and therefore . Moreover, if the valuation induced by is non-central then . Otherwise, and
[TABLE]
Proof.
This is essentially proved in [KnopIB]. Assume first that is central, i.e., that the restriction of to is trivial (that’s automatic if is spherical). Then there is a surjective homomorphism
[TABLE]
with kernel such that is the image of (loc.cit. Satz 7.5.2 with ). Thus, the preimage of is the cone . Because of , this cone is defined by the inequalities with and . This proves (10).
Assume now that is not central and let be the restriction of to . Let be the set of -invariant valuations whose restriction of is a multiple of . Then can be identified with a convex cone in some -vector space . Moreover, is a hyperplane of such that (see the exact sequence in loc.cit. §5 where is corresponds to ).
There is a surjective homomorphism (loc.cit. Satz 7.5.2)
[TABLE]
with kernel such that is the image of . Since by assumption we have , as asserted.
It is a non-trivial fact (loc.cit. Satz 9.2.2) that as a cone is generated by along with one extremal non-central valuation , i.e.,
[TABLE]
Let with and . Then the preimage of in equals
[TABLE]
This shows that
[TABLE]
is defined by the inequalities with and . In particular . ∎
At this point we already have a
Proof of Theorem 2.4 assuming Theorem 2.3.
We may assume that is a subvariety of . It suffices to construct a normal -variety , a birational -morphism , and a -stable subvariety of codimension which maps dominantly to . In fact, in this case we have by Theorem 2.3 and Theorem 3.1. Then Section 3 yields a distinguished homomorphism .
To construct let be the normalization of and let be a component of which maps surjectively to . Next, let be the blow up of in and let be a component of the exceptional divisor. Finally, the normalization with a component of meets all requirements. ∎
For the next step, recall that a homogeneous variety is parabolically induced if there is a proper parabolic subgroup with . It is cuspidal if is not parabolically induced and if does not contain a simple factor of .
Lemma \thelemma.
Assume in the following situation:
- •
* is of adjoint type,*
- •
* is homogeneous, spherical and cuspidal of rank , and is connected.*
- •
* where is a maximal parabolic subgroup.*
Then for all -varieties , and all dominant -morphisms .
Proof.
We will prove the assertion by induction on . For this let be an arbitrary dominant -morphism.
Reduction to : Assume . Every is a simple coroot of and therefore induces a semisimple rank--subgroup . Since the subgroups of this form generate it suffices to prove for all .
If then and there is nothing to prove. So fix . Then defines a codimension--face of the valuation cone . Since there is a non-trivial valuation in the relative interior of . Let be the smooth equivariant embedding where is an irreducible divisor such that is a rational multiple of . Then and by Theorem 3.1. By [KnopIB]*Kor. 3.2 there exists a lift of to a (possibly non-central) equivariant valuation of . This gives rise to a similar embedding such that extends to a morphism which maps dominantly to . Theorem 3.1 implies that . Hence we have
[TABLE]
By induction we have which proves the assertion.
Reduction to semisimple: Let be the connected center of . If acts trivially on then one can replace by the semisimple group . Otherwise, consider the morphism where and are non-empty, open, and -stable such that the -orbit spaces exist (these exist by [Rosenlicht]*Thm. 2). Because of and by [KnopIB]*Satz 8.1.4 we have if and only if . The latter holds by induction.
Reduction to and homogeneous: Let be a general orbit. Then by [KnopWuM]*Satz 6.5.4. Let be a general orbit in the preimage of in . Then is also a general orbit of and therefore . This proves the assertion by induction unless and .
Reduction to proper: We may assume that and are homogeneous. If is not proper choose a normal equivariant embedding such that extends to a proper morphism . Let be a component of . By blowing up in and normalizing, if necessary, we may assume that is a -invariant irreducible divisor. Then by Theorem 3.1 and therefore . The assertion follows by applying the induction hypotheses to .
Because of the last steps we may assume that , with parabolic and .
Reduction to and connected: Follows from the fact that , hence , hence is invariant under étale maps (see [KnopWuM]*Satz 6.5.3).
Reduction to maximal parabolic: Assume that there is a parabolic with and put . We may assume to be maximal parabolic in . By induction on the morphism it suffices to prove for the morphism . This is indeed implied by the first reduction step unless .
Reduction to cuspidal: Suppose there is a parabolic subgroup with . Then and (since is parabolic in ). This shows that is also induced by . The -varieties and have and (see, e.g., [KK] Prop. 8.2). Then we conclude by induction. If contains a simple factor of then there are decompositions and . A maximal parabolic subgroup of is either of the form (in which case ) or (in which case acts trivially on both and and we may replace by ).
Reduction to spherical: The only cuspidal homogeneous rank--varieties which are not spherical are of the form where and is finite ([PanyushevRankOne]). By previous reduction steps we may assume that is connected (hence trivial) and contains a proper parabolic subgroup. So this case does not occur.
This finishes the reduction of a general dominant morphism to the situation in the Lemma. ∎
4. The rank--case
Using Section 3, the proof of Theorem 2.3 is now reduced to the cases where is of adjoint type, is homogeneous, spherical and cuspidal of rank , with connected, and where is a maximal parabolic subgroup.
The classification of all possible pairs is due to Akhiezer [Akhiezer] (see also Brion’s simplification [BrionRank1]) and is reproduced in Table 3 below. In the case , the group denotes a maximal parabolic subgroup of whose Levi part is . In , the group is a Borel subgroup. Finally in case is a -dimensional unipotent group. The two columns on the right will be used in the final step of the proof of Theorem 2.3.
We have and we need to compute for all maximal parabolic subgroups . This is done in Section 5. All varieties turn out to be spherical, even wonderful, a fact for which we don’t have a conceptual argument.
For every spherical root define its set of associated roots as
[TABLE]
Put . It was shown in [KnopSchalke] that is the basis of a maximal rank subgroup . Moreover, the root system of is obtained from that of by a process called “folding”. Let be the set of roots of .
From LABEL:tab:parabolic one can read off and as a linear combination of . The result is recorded in the two right hand columns of Table 3. As an example, consider case . Here with and . Since is a root we have which is a basis of a root system of type . Moreover, one verifies .
Now it is easy to finish the proof of Theorem 2.3.
First, we consider the case (recognizable by the non-appearance of ’s). Here one checks that which implies .
Next assume that but . Here, one checks that is actually the highest root of . Since all simple roots of restrict to simple roots of , there is no other root of which has the same restriction as . This implies and therefore .
The only case remaining is that of depending on a parameter . It suffices to prove
[TABLE]
since then and therefore .
Using the standard basis for the weight lattice of and the normalization (6) we have
[TABLE]
If then and which proves (18). Otherwise, we have
[TABLE]
and therefore
[TABLE]
Theorem 2.3 is proved.∎
5. Appendix: Maximal parabolics in
rank--subgroups
In the following, we use the classification of spherical varieties using Luna diagrams due to Luna [Luna], Losev [Losev], and Bravi-Pezzini [BraviPezzini]. A very good introduction to this topic can be found in [BraviLuna].
LABEL:tab:parabolic below lists the Luna diagrams of all cuspidal rank--varieties ( adjoint, connected). For each such diagram we list a number of further Luna diagrams. We claim that these classify all varieties with maximal parabolic.
Along with the diagram of we are also giving the complete generalized Cartan matrix so that the “decorations” of the diagrams by arrow heads “” or “” are not needed. The rows of the Cartan matrix are labelled by the spherical roots . The columns correspond to the colors, i.e., to the -invariant irreducible divisors of . They also correspond to the circles (filled or empty) in the Luna diagram. The index of means that is attached to the simple root . The entries of the Cartan matrix are the numbers where is a -semiinvariant for the character .
The claim can be verified in several easy steps:
-
First, one checks that all diagrams and Cartan matrices satisfy Luna’s axioms. Thus, each belongs to a unique spherical (even wonderful) variety .
-
Let be the set of colors which are printed in boldface. The corresponding columns sum up to [math] which shows that is distinguished in the sense of [BraviLuna]*2.3. Therefore, defines a -morphism with and is connected.
-
Next one uses [BraviLuna]*2.3 to verify that the spherical systems of and coincide which then implies that is conjugate to . To do this one shows that (whose coordinates in terms of the are provided in the leftmost column) generates the orthogonal complement of the boldface columns. One also has to observe that the colors not in correspond to the colors of .
-
That is parabolic in is equivalent to being proper which is equivalent to no -invariant valuation of restricting to the trivial valuation of . This in turn translates into being a linear combination of the with strictly positive coefficients. This is clear from looking at the leftmost column.
-
The submatrix given by the boldface entries is always a square matrix of defect . Hence the columns of every proper subset of are linear independent which shows that such a subset in not distinguished. This means that is maximal proper subgroup of .
-
The preceding steps show that is a maximal parabolic in . To see that all of them are listed one checks that the number of items in the table equals the number of -conjugacy classes of maximal parabolics of . To do this one can consult Table 3 for . In most cases this number equals the number of maximal parabolics of . Only in the cases and there is an element of acting as an outer automorphism on . This results in two non-conjugate maximal parabolics of being conjugate in resulting in one item less.
References
