Asymptotic behaviour of the Christoffel functions on the Unit Ball in the presence of a Mass on the Sphere
Clotilde Mart\'inez, Miguel A. Pi\~nar

TL;DR
This paper studies the asymptotic behavior of Christoffel functions on the unit ball with a mass on the sphere, introducing new orthogonal polynomials and analyzing their properties.
Contribution
It introduces a new family of multivariate orthogonal polynomials with a mass on the sphere and analyzes their asymptotic behavior, connecting them to classical polynomials and spherical harmonics.
Findings
Connection formulas between new and classical polynomials
Representation in terms of spherical harmonics
Asymptotic analysis of Christoffel functions
Abstract
We present a family of mutually orthogonal polynomials on the unit ball with respect to an inner product which includes a mass uniformly distributed on the sphere. First, connection formulas relating these multivariate orthogonal polynomials and the classical ball polynomials are obtained. Then, using the representation formula for these polynomials in terms of spherical harmonics analytic properties will be deduced. Finally, we analyze the asymptotic behaviour of the Christoffel functions.
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Asymptotic behaviour of the Christoffel functions on the Unit Ball in the presence
of a Mass on the Sphere
Clotilde Martínez
Departamento de Matemática Aplicada
Universidad de Granada
18071 Granada, Spain
and
Miguel A. Piñar
Departamento de Matemática Aplicada
Universidad de Granada
18071 Granada, Spain
Abstract.
We present a family of mutually orthogonal polynomials on the unit ball with respect to an inner product which includes a mass uniformly distributed on the sphere. First, connection formulas relating these multivariate orthogonal polynomials and the classical ball polynomials are obtained. Then, using the representation formula for these polynomials in terms of spherical harmonics analytic properties will be deduced. Finally, we analyze the asymptotic behaviour of the Christoffel functions.
Key words and phrases:
Multivariate orthogonal polynomials, unit ball, Uvarov modification
2000 Mathematics Subject Classification:
33C50, 42C10
1. Introduction
Classical orthogonal polynomials on the unit ball of correspond to the classical inner product
[TABLE]
where on , , and is a normalizing constant such that .
In the present paper, we consider orthogonal polynomials with respect to the inner product
[TABLE]
where , is the surface measure on and denotes the sphere area.
Using spherical polar coordinates, we shall construct a family of mutually orthogonal polynomials with respect to , which depends on a sequence of orthogonal polynomials of one variable, namely the Krall polynomials [4]. This sequence of orthogonal polynomials can be expressed in terms of Jacobi polynomials. In a previous paper (see [7]) we have shown that the multivariate polynomials orthogonal with respect to the inner product satisfy a fourth order partial differential equation.
Standard techniques provide us explicit connection formulas relating classical multivariate ball polynomials and our family of orthogonal polynomials. The explicit representations for the norms and the kernels will be obtained.
A very interesting open problem in the theory of multivariate orthogonal polynomials is that of finding asymptotic estimates for the Christoffel functions, because these estimates are related to the study of the convergence of the Fourier series. Asymptotics for Christoffel functions associated to the classical orthogonal polynomials on the ball were obtained by Y. Xu in 1996 (see [12]). Recently, more general results on the asymptotic behaviour of the Christoffel functions were established by A. Kroó and D. Lubinsky [5, 6] in the context of universality. Those results include estimates in a quite general case where the orthogonality measure satisfies some regularity conditions. In fact, they provide the ratio asymptotic for the Christoffel functions corresponding to two regular measures supported on the same compact set , in particular, the ratio of the Christoffel functions converges uniformly on any compact subset of the interior of .
Since our orthogonal polynomials does not fit into the above mentioned situation, the asymptotic of the Christoffel functions deserves special attention. Not surprisingly, our results show that in any compact subset of the interior of the unit ball Christoffel functions behave exactly as in the classical case, see Theorem 6.3. On the sphere the situation is quite different and we can perceive the influence of the mass , see Theorem 6.1.
A similar problem on a Sobelev context where the mass on the sphere was replaced by the normal derivatives has been recently considered in [2].
The paper is organized as follows. In the next section, we state the background materials on orthogonal polynomials on the unit ball and spherical harmonics that we will need later. In Section 3, using spherical polar coordinates we construct explicitly a family of mutually orthogonal polynomials with respect to . Those polynomials are given in terms of spherical harmonics and a family of univariate orthogonal polynomials in the radial part, their properties are studied in Section 4. In Section 5, we deduce explicit connection formulas relating classical multivariate ball polynomials and our family of orthogonal polynomials. Moreover, an explicit representation for the kernels is obtained. The asymptotic behaviour of the corresponding Christoffel functions is studied in Section 6.
2. Classical orthogonal polynomials on the ball
In this section we describe background materials on orthogonal polynomials and spherical harmonics. The first subsection collects some properties on the Jacobi polynomials. The second subsection recalls the basic results on spherical harmonics and classical orthogonal polynomials on the unit ball.
2.1. Classical Jacobi polynomials
For , Jacobi polynomials [9] are orthogonal with respect to the Jacobi inner product
[TABLE]
and satisfy
[TABLE]
The squares of the norms are given by
[TABLE]
Furthermore, to Jacobi polynomials we will use the corresponding kernel polynomials defined as
[TABLE]
which are symmetric functions. It is well known (see [9, p. 71]) that
[TABLE]
2.2. Orthogonal polynomials on the unit ball and spherical harmonics
Let be the space of polynomials in real variables. For a given non negative integer , let denote the linear space of polynomials in several variables of (total) degree at most and let be the space of homogeneous polynomials of degree .
The unit ball and the unit sphere in are denoted, respectively, by
[TABLE]
where denotes as usual the Euclidean norm of .
For , the weight function is integrable on the unit ball if . Consider the inner product
[TABLE]
where is the normalization constant of given by
[TABLE]
A polynomial is called orthogonal with respect to on the ball if for all , that is, if it is orthogonal to all polynomials of lower degree. Let denote the space of orthogonal polynomials of total degree with respect to . It is well known that
[TABLE]
For , let denote a basis of . Notice that every element of is orthogonal to polynomials of lower degree. If the elements of the basis are also orthogonal to each other, that is, whenever , we call the basis mutually orthogonal. If, in addition, , we call the basis orthonormal.
Harmonic polynomials of degree in –variables are polynomials in satisfying the Laplace equation , where
[TABLE]
is the usual Laplace operator.
Let be the space of harmonic polynomials of degree . It is well known that
[TABLE]
Spherical harmonics are the restriction of harmonic polynomials to the unit sphere. If , then in spherical–polar coordinates , and , we get
[TABLE]
so that is uniquely determined by its restriction to the sphere. We shall also use to denote the space of spherical harmonics of degree .
If denotes the surface measure then the surface area is given by
[TABLE]
Spherical harmonics of different degrees are orthogonal with respect to the inner product
[TABLE]
Since the weight function is rotationally invariant, in spherical–polar coordinates , and , a mutually orthogonal basis of can be shown in terms of Jacobi polynomials and spherical harmonics (see, for instance, [3]).
Proposition 2.1**.**
For and , let be an orthonormal basis for . Let us denote and define
[TABLE]
Then the set is a mutually orthogonal basis of . More precisely,
[TABLE]
where is given by
[TABLE]
with
[TABLE]
3. An inner product on the unit ball with an extra spherical term
Let us define the inner product
[TABLE]
where . As a consequence of the central symmetry of the inner product, we can use a procedure analogous to the construction described in Proposition 2.1 to obtain a basis of , the linear space of orthogonal polynomials of exact degree with respect to . This time, the radial parts constitute a sequence of polynomials in one variable related to Jacobi polynomials.
Theorem 3.1**.**
For and , let be an orthonormal basis for . Let us denote
[TABLE]
Let be the -th orthogonal polynomial with respect to
[TABLE]
and having the same leading coefficient as the Jacobi polynomial . Then the polynomials
[TABLE]
with constitute a mutually orthogonal basis of . That is,
[TABLE]
where is given by
[TABLE]
with
[TABLE]
Proof.
The proof of this theorem uses the following well known identity
[TABLE]
that arises from the spherical–polar coordinates ,, .
In order to check the orthogonality, we need to compute the product
[TABLE]
Let us start with the computation of the first integral.
[TABLE]
To simplify our notations, we will write . Using polar coordinates, relation (3.2), and the orthogonality of the spherical harmonics we obtain
[TABLE]
Finally, the change of variables moves the integral to the interval ,
[TABLE]
For the second integral in (3.3) we get
[TABLE]
To end the proof, we just have to put together (3.4) and (3.5) to get the value of (3.3) in terms of the inner product (3.1) as
[TABLE]
And the result follows from the orthogonality of the polynomial . ∎
4. The Uvarov modification of Jacobi polynomials
In this section we will consider the study of several properties of the univariate orthogonal polynomials involved in (3.1).
Let be the inner product defined in (3.1)
[TABLE]
where is a positive real number. Let be the orthogonal polynomials with respect to (4.1) having the same leading coefficient as the Jacobi polynomial , and denote by the corresponding kernels.
Following Uvarov ([10]) these univariate orthogonal polynomials can be expressed in terms of the classical Jacobi polynomials as the first identity in the following lemma shows. Some of these properties are very well known (see [8, p. 131]) but we include here a sketch of the proof for the sake of completeness.
Lemma 4.1**.**
For , it holds
[TABLE]
In particular
[TABLE]
Proof.
Expand in terms of Jacobi polynomials,
[TABLE]
where . For we have
[TABLE]
thus
[TABLE]
which gives
[TABLE]
and therefore (4.2) holds.
Relation (4.3) follows again from (4.6) since
[TABLE]
Now, from (4.2), (4.3) and the identity
[TABLE]
we can easily prove
[TABLE]
and a telescopic sum gives (4.4). ∎
5. The kernels
The main purpose of this section is to study the reproducing kernels associated to the orthogonal polinomials . In particular, we will establish relations with the classical kernels on the unit ball. The -th classical kernel on the ball is usually defined as the polynomial
[TABLE]
Our next result provides a representation of the -variable kernels in terms of the univariate Jacobi kernels.
Theorem 5.1**.**
Let , for we have
[TABLE]
where , , , , , and are the Gegenbauer polynomials ([9, (4.7.1) in p. 80]).
For , (5.1) reduces to
[TABLE]
where are the first kind Chebyshev polynomials ([9, p. 38]).
Proof.
For and , let denote an orthonormal basis for . In spherical-polar coordinates, and , since is homogeneous of degree we get
[TABLE]
Making use of the addition formula of spherical harmonics for (see [1, p. 9])
[TABLE]
we have
[TABLE]
Now, make to change the order in the double sum
[TABLE]
and therefore
[TABLE]
The case follows from the limit relation
[TABLE]
(see [9, (4.7.8) in p. 80]). ∎
In a similar way, we define the -th kernel associated to the polynomials as
[TABLE]
Proceeding as in Theorem 5.1 we can obtain a representation of this kernels in terms of the univariate kernels associated to the Uvarov modifications. Thus, for , , we have
[TABLE]
For
[TABLE]
Finally, from (4.4) we derive a formula connecting both kernels in terms of the classical Jacobi kernels.
Proposition 5.2**.**
Let , , , , . For and , we get
[TABLE]
For
[TABLE]
6. Asymptotics for Christoffel functions
In this section we shall show some asymptotic results for the Christoffel functions. We must restrict ourselves to the case because of existing asymptotics for Christoffel functions on the ball have only been established for this range of values. Our results include asymptotics for the interior of the ball as well as for its boundary.
On the boundary of the ball, we recover the value of the mass from the asymptotic of the Christoffel functions.
Theorem 6.1**.**
Assume that . For , we get
[TABLE]
Proof.
From (5.3) and (4.5), for we deduce
[TABLE]
then, writing
[TABLE]
we get
[TABLE]
where we denote .
Let us split the above sum in two parts
[TABLE]
with
[TABLE]
In order to estimate we use relation (2.4) to obtain
[TABLE]
Now, we can use the following consequence of Stirling’s formula: for fixed , as ,
[TABLE]
in this way
[TABLE]
Hence it follows
[TABLE]
as .
Next, we estimate . For we have
[TABLE]
where is independent of and . Therefore
[TABLE]
Next, since , we have
[TABLE]
which implies
[TABLE]
where the last equality follows from Silverman-Toeplitz theorem (see [11, p. 25]). In this way, we conclude
[TABLE]
On the other hand
[TABLE]
Using again (6.3), for we have
[TABLE]
where is a constant independent of and . Hence, we deduce
[TABLE]
this implies
[TABLE]
and (6.1) follows for .
In the case and , from (5.4) we have
[TABLE]
then, proceeding in the same way, from (6.2) we conclude
[TABLE]
∎
In the following proposition an estimate on the reproducing kernels that is uniform in is obtained,
Lemma 6.2**.**
Fix . For , and
[TABLE]
Here depends on and but not on .
Proof.
From the extremal properties of Christoffel functions, for even, say , we have
[TABLE]
We now use a result from Nevai’s 1979 Memoir [8, p. 108, Lemma 5],
[TABLE]
and the result follows for .
The case can be deduced from the above reasoning as follows
[TABLE]
since for we get . ∎
Theorem 6.3**.**
For , we have
[TABLE]
Here is independent of and . Consequently if , uniformly for in compact subsets of ,
[TABLE]
This last limit also holds for .
Proof.
Let us consider , with a compact subset of . With and we can assume that for some . Then, from Christoffel–Darboux formula and using the convention for orthonormal Jacobi polynomials, we have
[TABLE]
where is the leading coefficient of .
Next, we note that given any real number , there exists such that for all with
[TABLE]
This follows from Stirling’s formula and the positivity and continuity of for this range of . Then from (2.1) and (2.2) we get
[TABLE]
Substituting these bounds into (6.6) for we have
[TABLE]
In the same way, using (2.4), we deduce
[TABLE]
And therefore we conclude
[TABLE]
This bound holds also for , thought it is obtained in a simpler way since is a constant.
Then, for , we have
[TABLE]
Using the bound (6.4) and denoting and , Lemma 6.2 gives
[TABLE]
where the last inequality follows from
[TABLE]
Obviously the above inequality holds also in the case .
Finally, [5, Theorem 1.3] shows
[TABLE]
uniformly for in compact subsets of the unit ball. Consequently grows like , and clearly (6.5) follows.
Finally, in the case , that is , all the terms in vanish except for . If we write we get
[TABLE]
Next, Lemma 6.2 implies
[TABLE]
and, therefore, (6.5) follows also in this case. ∎
Acknowledgements
The authors thank MINECO of Spain and the European Regional Development Fund (ERDF) through grant MTM2014–53171–P, and Junta de Andalucía grant P11–FQM–7276 and research group FQM–384.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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