Differentiable sphere theorems whose comparison spaces are standard spheres or exotic ones
Kei Kondo, Minoru Tanaka

TL;DR
This paper establishes a differentiable sphere theorem for manifolds with a single cut point, showing that small radial curvature deviations imply diffeomorphism to the original manifold, extending classical results like the Cartan--Ambrose--Hicks theorem.
Contribution
It introduces a weak differentiable sphere theorem for manifolds with a single cut point, connecting curvature closeness to diffeomorphism, and generalizes previous results including Cheeger's theorem.
Findings
Manifolds with a single cut point are diffeomorphic under small radial curvature deviations.
The result provides a weak version of the Cartan--Ambrose--Hicks theorem.
It extends the Blaschke conjecture for spheres and includes exotic spheres in the scope.
Abstract
We show that for an arbitrarily given closed Riemannian manifold admitting a point with a single cut point, every closed Riemannian manifold admitting a point with a single cut point is diffeomorphic to if the radial curvatures of at are sufficiently close in the sense of -norm to those of at . Our result hence not only produces a weak version of the Cartan--Ambrose--Hicks theorem in the case where underlying manifolds admit a point with a single cut point, but also is a kind of a weak version of the Blaschke conjecture for spheres proved by Berger. In particular that result generalizes one of theorems in Cheeger's Ph.D. Thesis in that case. Remark that every exotic sphere of dimension admits a metric such that there is a point whose cut locus consists of a single point.
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Taxonomy
TopicsGeometric Analysis and Curvature Flows · Point processes and geometric inequalities · Dermatological and Skeletal Disorders
Differentiable sphere theorems whose
comparison
spaces are standard spheres or exotic ones111 2010 Mathematics Subject Classification: Primary 53C20, 57R55; Secondary 49J52, 57R12. 222Key words and phrases: bi-Lipschitz homeomorphism, the Blaschke conjecture for spheres, the Cartan–Ambrose–Hicks theorem, differentiable sphere theorem, exotic spheres, radial curvature.
Kei Kondo333Department of Mathematical Sciences, Yamaguchi University, Yamaguchi City, Yamaguchi Pref. 753-8512, Japan. email address: [email protected] and Minoru Tanaka444Department of Mathematics, Tokai University, Hiratsuka City, Kanagawa Pref. 259-1292, Japan. email address: [email protected]
Abstract
We show that for an arbitrarily given closed Riemannian manifold admitting a point with a single cut point, every closed Riemannian manifold admitting a point with a single cut point is diffeomorphic to if the radial curvatures of at are sufficiently close in the sense of -norm to those of at . Our result hence not only produces a weak version of the Cartan–Ambrose–Hicks theorem in the case where underlying manifolds admit a point with a single cut point, but also is a kind of a weak version of the Blaschke conjecture for spheres proved by Berger. In particular that result generalizes one of theorems in Cheeger’s Ph.D. Thesis in that case. Remark that every exotic sphere of dimension admits a metric such that there is a point whose cut locus consists of a single point.
1 Introduction
In the global Riemannian geometry the relationship between curvatures and structures, especially topology, of Riemannian manifolds has been studied from various kinds of viewpoint, and a great number of results concerning with such a relation has been gotten. It is the topological –pinching sphere theorem that is counted among the masterpieces of such results from the geodesic theory’s standpoint, which states the following:
Theorem 1.1
(Rauch–Berger–Klingenberg)* If a compact simply connected Riemannian manifold admits a metric whose sectional curvature lies in , then the manifold is homeomorphic to a sphere.*
This masterpiece was very first proved by Rauch [23] in the case where , and worked out by Berger [3] and Klingenberg [18] in the case where . Note that the complex projective space admits a metric satisfying and is not homeomorphic to a sphere.
Theorem 1.1 produced the –pinching race as the problem if “homeomorphic” in the statement could be replaced by “diffeomorphic”. There were a large number of entrant for the race, e.g., Gromoll [9], Calabi, Shikata [26], Sugimoto–Shiohama–Karcher [29], Grove–Karcher–Ruh [11, 12], Im Hof–Ruh [15], and Suyama [30], et al. Using the Ricci flow introduced by Hamilton [13], Brendle and Schoen [5] finally proved that the masterpiece can be reinforced into the differentiable –pinching sphere theorem, which implies that every exotic sphere does not admit a –pinched metric.
By remembering that the –pinching race (problem) had originated in Hopf’s curvature pinching conjecture, the solution to the problem by Brendle–Schoen asks the following natural question of us.
**Question. **
Replacing the unit standard sphere in the Hopf conjecture by an arbitrary compact simply connected Riemannian manifold , should a compact simply connected Riemannian manifold whose radial curvature is close to that of be diffeomorphic to ? That is, can we weaken the assumption of the Cartan–Ambrose–Hicks theorem [1, 6] to closeness of radial curvatures of the manifolds?**
In the question above the radial curvature is, by definition, the restriction of the sectional curvature of a pointed Riemannian manifold to all -dimensional planes which contain the unit tangent velocity vector, as one of its basis, of any minimal geodesic emanating from the base point.
The purpose of this article is to solve the question above by hypothesizing that underlying closed manifolds admit metrics such that there is a point whose cut locus consists of a single point. It is worthy of note that every homotopy -sphere of dimension admits such a metric, and so are all exotic -spheres. This note follows from Smale’s -cobordism theorem [27, 28] and Weinstein’s deformation technique [31] for metrics on twisted spheres (also see [4, Proposition 7.19]).
We are now going to state our main theorem precisely. For each let be a closed manifold of dimension admitting a point whose cut locus consists of a single point, and a Riemannian metric of . Note that is homeomorphic to a sphere of dimension . We take any point satisfying where , and fix it. Here denotes the cut locus of . Normalizing the metric, we can assume where denotes the distance function of . Set where is the tangent space to at . For each , let denote a geodesic segment emanating from to in the direction , i.e.,
[TABLE]
for all .
Fix . Let be a linear isometry. Set . For each let be the parallel translation along the geodesic from to where note that . Define the linear isometry by
[TABLE]
Moreover we define the function by
[TABLE]
for all where and () is the sectional curvature of the plane spanned by two linearly independent tangent vectors and at a point on , i.e.,
[TABLE]
In Eq. (1.4), denotes the curvature tensor of defined by
[TABLE]
for all vector fields on , where is the Levi–Civita connection on . Note that the definition of differs from that of curvature tensor in literatures such as [8] and [24] by a sign.
With the these notations above our main theorem is stated as follows.
Theorem 1.2
(Main Theorem)* There exists a constant depending on and such that if*
[TABLE]
then is diffeomorphic to .
Remark 1.3
We give here several remarks on Theorem 1.2 and related results to it:
- •
Theorem 1.2 is the very Cartan–Ambrose–Hicks theorem if on , and hence produces a weak version of the theorem. Note here that sectional curvature and curvature tensor are equivalent (see, e.g., Eq. (Proof.)). Moreover, since () admits a point whose cut locus consists of a single point, Theorem 1.2 is a kind of a weak version of the Blaschke conjecture for spheres proved by Berger [4], which states that if a Riemannian manifold of dimension homeomorphic to has diameter equal to its injectivity radius, then is isometric to a standard sphere of constant curvature. In particular our theorem generalizes Cheeger’s theorem [7] (or see [8, Theorem 7.36]) in the case where underlying manifolds admit a point with a single cut point, because we do not assume either closeness of and along and or for some where denotes the volume of , that additionally he assumed in his theorem; besides, we need to look around such manifolds only at their base points and . Moreover it is apparent that our theorem extends and weakens [17, (iii) of Theorem 3] to a wider class of metrics than that of radially symmetric metrics in it.
- •
The constant in Eq. (1.5) is obtained as the unique solution of the following equation
[TABLE]
for all where , depending on and , denotes some positive constant concerning with Jacobi fields along (see Eq. (2.24) for more details). The constant found in Eq. (1.6) is the same as Karcher [16] estimated in order to prove a sharper version of Shikata’s theorem in [25].
- •
The related results to Theorem 1.2 are the differentiable exotic sphere theorems I and II proved by authors [20]. In the theorem I, the hypothesis (1.5) can be replaced by either
[TABLE]
for all unit speed geodesic segments , or where is the diffeomorphism defined by Eq. (2.10), is the bi-Lipschitz constant of defined by
[TABLE]
and for each geodesic segment . In the theorem II, the hypothesis (1.7) is replaced by for all unit speed geodesic segments where is the smooth curve on given by for all .
Acknowledgements.** **
In this work the first named author was supported by the JSPS KAKENHI Grant Numbers 17K05220, and partially 16K05133, 18K03280.
2
Key lemma
The aim of this section is to show Key Lemma (Lemma 2.2) that we shall apply to the proof of Theorem 1.2. The integral form of the Grönwall inequality [2, 10] plays an important role in the proof of Lemma 2.2.
Throughout this section, for each let be a closed manifold of dimension admitting a point such that , and for any let be the geodesic segment emanating from to defined by Eq. (1.1). We assume by normalizing the metric where denotes the distance function on . All other notations in the following are the same as those defined in Section 1.
Fix . Choose an orthonormal basis of satisfying . Setting , we have the orthonormal basis of given by for each , which satisfies . For each let
[TABLE]
are then the parallel orthonormal fields along . In particular
[TABLE]
for each and
[TABLE]
Moreover for each let
[TABLE]
for all . Furthermore we define the square matrix of order by
[TABLE]
where is the -th unit matrix. Note that \big{(}a_{ij}^{(k)}(t)\big{)} is the symmetric matrix of order .
Lemma 2.1
For any ,
[TABLE]
holds where denotes the linear operator norm. In particular
[TABLE]
for all where .
Proof.** **
Fix . Since
[TABLE]
Eq. (1.4) gives
[TABLE]
Since is orthonormal to , and since , combining Eqs. (1.4), (2.4), and (2.5) shows
[TABLE]
From Eqs. (2.5) and (2.6) we have
[TABLE]
Since does not depend on the choice of the spanning vectors, we see, by Eqs. (2.2), (2.3), (Proof.) and the triangle inequality, that
[TABLE]
We therefore see, by Eq. (2.8), that
[TABLE]
which is the first assertion. Since
[TABLE]
the second assertion follows from the first one.
Let (). Since , we have the diffeomorphism from onto given by
[TABLE]
for all . The map from onto defined by
[TABLE]
is thus a diffeomorphism where . Moreover for each let denote the linear isometry given by
[TABLE]
Lemma 2.2
(Key Lemma)* Set*
[TABLE]
Then there is a constant such that if
[TABLE]
then for any the differential of at and are -close with respect to the linear operator norm.
Proof.** **
Fix . Let , and . For any fixed let where we identify with (). Let be the Jacobi field along given by and where denotes the covariant derivative of along . Setting for all , the definition of and the Gauss lemma give . For simplicity of notation we set
[TABLE]
for all . Since
[TABLE]
Eq. (2.10) shows
[TABLE]
From Eq. (2.1) and the second one in Eq. (2.2) we obtain
[TABLE]
We then have
[TABLE]
It follows from Eqs. (Proof.) and (2.14) that
[TABLE]
Let . Define the smooth function by . In the case where on , holds for each , and hence Eq. (2.15) shows that and are -close. From this argument we next consider the case where there is an interval such that on with : Since satisfies the Jacobi equation
[TABLE]
we obtain
[TABLE]
for all and . Substituting Eq. (2.16) for the following
[TABLE]
we have
[TABLE]
for all . Hence, applying the Cauchy–Schwarz inequality and the triangle one to , we see that for any ,
[TABLE]
Let
[TABLE]
for all . Since , the integration of Eq. (Proof.) from to yields the inequality
[TABLE]
Since , , and are continuous on , and since on , the integral form of Grönwall’s inequality [10, 2] gives
[TABLE]
for all . Since is non-decreasing on , we see, by Eq. (2.18), that
[TABLE]
Since the functions and are well-defined on and are integrable on , it is clear that
[TABLE]
for all . Since the function t\longrightarrow h_{0}(t)\exp\big{(}\int_{0}^{t}\left\|A(r\,;u_{2})\right\|dr\big{)} is increasing on , Eq. (2.20) has the form
[TABLE]
for all . Since Eq. (2.21) still holds for some with , we get
[TABLE]
for all . Set . Applying Lemma 2.1 to Eq. (2.22), we have
[TABLE]
for all where . Let be the unique solution of the following equation
[TABLE]
for all where
[TABLE]
We now assume that
[TABLE]
Eq. (Proof.) then yields
[TABLE]
Combining Eqs. (2.15) and (2.25) shows
[TABLE]
From the arbitrariness of , Eq. (Proof.) implies
[TABLE]
and hence and are -close.
3
Proof of Theorem 1.2
The purpose of this section is to show Theorem 1.2. The idea of the proof is to construct a family of smooth immersions which approximates a bi-Lipschitz homeomorphism, defined by Eq. (3.1), between closed Riemannian manifolds admitting a point with a single cut point under the assumption of Theorem 1.2. Throughout the section, for each let be a closed manifold of dimension admitting a point such that . Moreover we assume . Furthermore we will make the following assumption:
[TABLE]
where is the function defined by Eq. (1.3) and is the unique solution of Eq. (2.24).
Choose a linear isometry , and we define the bi-Lipschitz homeomorphism from onto by
[TABLE]
for all . Since , is not differentiable only at , and is diffeomorphism. Let () where is the origin of . We define the map by
[TABLE]
We then see, by the very same argument as [20, Section 3.3], that
[TABLE]
where is the diffeomorphism defined by Eq. (2.10). Note that is a bi-Lipschitz homeomorphism (see [20, Lemma 3.13] for more details).
Lemma 3.1
For any and any with ,
[TABLE]
holds where is the positive constant defined by Eq. (2.12).
Proof.** **
Fix . Then there is and such that . We then see, by the proof of [20, Lemma 3.7], that
[TABLE]
for all , and
[TABLE]
for all . Since
[TABLE]
combining the triangle inequality and Lemma 2.2 gives
[TABLE]
for all where is the linear isometry defined by Eq. (2.11), and is the inverse of the diffeomorphism defined by Eq. (2.9). Fix with . Then there are and such that . Eqs. (3.3) and (3.4) imply
[TABLE]
Since and , we see, by Eq. (3.5), that
[TABLE]
and that
[TABLE]
Substituting Eq. (3.6) for Eqs. (3.7) and (3.8), we get the assertion in this lemma.
Lemma 3.2
For any ,
[TABLE]
holds. In particular
[TABLE]
holds where denotes the bi-Lipschitz constant of defined by
[TABLE]
Proof.** **
Fix . Let with . Since is bijective, there is with satisfying . Since , the left side one in the inequality (3.2) gives , and hence
[TABLE]
holds. Since , we have . From Eq. (3.11) we thus have
[TABLE]
We first prove the left side one in the assertion (3.9). Fix . We can assume in this aim. Let and . The geodesic segment emanating from to is then given by . Since is Lipschitzian, and since , we see, by Eq. (3.12), that
[TABLE]
Set and . Eq. (Proof.) then shows the desired inequality. An analogous argument gives the right side one in the inequality (3.9).
We finally prove Eq. (3.10). Since , we have
[TABLE]
and hence . Since , it follows from Eq. (3.9) that
[TABLE]
We therefore obtain Eq. (3.10) from Eq. (3.14).
By applying the Nash embedding theorem [22] to , let be isometrically embedded into the Euclidean space where . then is a Lipschitz map from to .
For any sufficiently small let be the standard convolution of , i.e., where the mollifier near , and we identify with . Substituting Eq. (2.12) for in Eq. (3.10), we have
[TABLE]
In virtue of Eq. (3.15) we can apply the proof of [16, Theorem 5.1] to , and hence we see, by the proof, that is an immersion from some open ball into . Let . Define the map from into by . From the definition of , we see that is a smooth approximation of on . It is clear that is an immersion on .
Let be a smooth function satisfying on , on , and where . Define the map by .
Lemma 3.3
For any , is injective for an sufficiently small.
Proof.** **
From the definition of we see on and on , and hence is a local diffeomorphism on . Since is smooth on , the definition of the differential of a smooth map shows that uniformly converges to on in the -topology by letting . Since and where note that is differentiable on , we see, by the argument above, that uniformly converges to on in the -topology by letting . Since
[TABLE]
on , and since
[TABLE]
for all (), the second argument above shows that uniformly converges to on in the -topology by letting . Since is diffeomorphic on , the third argument above implies that for any , is injective for an sufficiently small, and hence for any , is too for such an .
Since is isometrically embedded into , the tubular neighborhood theorem (cf. [14], [21]) via the normal exponential map shows that there is a constant such that is a diffeomorphism from an open neighborhood of the zero section onto an of in where the two sets are given by and . Since is bijective, for any there is a unique point such that . For such a pair we thus have the smooth projection given by . Since is compact, we see, by the definition of and the proof of Lemma 3.3, that for all , which implies for an sufficiently small. We can now define the smooth map by
[TABLE]
for an sufficiently small.
Lemma 3.4
* is a smooth immersion for an sufficiently small.*
Proof.** **
Fix a sufficiently small so that is defined. Since () by Lemma 3.3, we shall show below that for each ,
[TABLE]
As we have noted in the proof of Lemma 3.3, on and on , and hence we have and . So it is sufficient to show that Eq. (3.16) holds for all : We first see, by the definition of , that
[TABLE]
for all where denotes the origin of . As we have seen in the proof of Lemma 3.3, uniformly converges to on in the -topology by letting . From Eq. (3.17) and the similar argument as in [19, Section 5.2] we see that for an sufficiently small,
[TABLE]
for all where denotes the origin of . Eq. (3.18) shows that Eq. (3.16) holds for all and an sufficiently small, which completes the proof.
Finally we will show that is a global diffeomorphism from onto for an sufficiently small: Fix sufficiently small so that is a smooth immersion. Since is compact, and since is Hausdorff, is closed in . Since is a local homeomorphism on by Lemma 3.4, is open in . is now open and closed in , and hence , i.e., is surjective. Since is closed in for all closed sets in , the compactness of () shows that and are compact, which implies that is a proper map, in particular, is a covering map. Since is simply connected, is injective. Therefore, is a global diffeomorphism from onto .
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