Mechanisms of localization in isotope-substituted dynamical Jahn-Teller systems
Naoya Iwahara, Tohru Sato, Kazuyoshi Tanaka, Liviu F. Chibotaru

TL;DR
This paper investigates how isotope substitution affects the localization mechanisms of Jahn-Teller deformations and vibronic wavefunctions, revealing potential and kinetic localization regimes depending on vibronic coupling strength.
Contribution
It provides a detailed analysis of localization mechanisms in isotope-substituted dynamical Jahn-Teller systems, highlighting the role of vibronic coupling strength.
Findings
Localization in the potential trough occurs at strong vibronic coupling.
Localization becomes kinetic type at intermediate and weak coupling.
Vibronic levels remain double degenerate regardless of isotope substitution.
Abstract
The mechanisms of localization of Jahn-Teller deformations and vibronic wavefunctions in isotope substituted dynamical Jahn-Teller systems are elucidated. It is found that the localization in the trough is of potential type in the case of strong vibronic coupling, while it becomes of kinetic type in the case of intermediate and weak coupling. It is shown that the vibronic levels in the linear -problem remain double degenerate upon arbitrary isotope substitution on the reasons similar to time reversal symmetry in which the role of spin is played by orbital pseudospin.
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11institutetext: Division of Quantum and Physical Chemistry, Katholieke Universiteit Leuven - Celestijnenlaan 200F, B-3001 Leuven, Belgium
Department of Molecular Engineering, Graduate School of Engineering, Kyoto University - Kyoto 615-8510, Japan
Jahn-Teller effect in molecules Isotope effects in molecules
Mechanisms of localization in isotope substituted dynamical Jahn–Teller systems
Naoya Iwahara 1122
Tohru Sato 22
Kazuyoshi Tanaka 22
Liviu F. Chibotaru E-mail: 11 [email protected] 1122
Abstract
The mechanisms of localization of Jahn–Teller deformations and vibronic wavefunctions in isotope substituted dynamical Jahn–Teller systems are elucidated. It is found that the localization in the trough is of potential type in the case of strong vibronic coupling, while it becomes of kinetic type in the case of intermediate and weak coupling. It is shown that the vibronic levels in the linear -problem remain double degenerate upon arbitrary isotope substitution on the reasons similar to time reversal symmetry in which the role of spin is played by orbital pseudospin.
pacs:
31.30.-i
pacs:
31.30.Gs
1 Introduction
The Jahn–Teller (JT) effect has attracted much attention because it is not only one of the intriguing topics in molecular physics [1, 2] but also crucial to the optical and magnetic properties of point defects, electronic properties of magnetoresistive manganites, fullerides, etc. [3, 4, 5, 6, 7, 8]. The properties of these materials strongly depend on the nature of JT effect, whether it is static or dynamic. In the study on the JT effect, the structure of the adiabatic potential energy surfaces (APES) plays a crucial role because it determines the distribution of the vibronic wavefunction and hence allows to predict its localization at some distorted nuclear configuration. Although this viewpoint has fundamental importance in the JT problems, still other mechanisms of localization exist, e.g., those induced by the isotope substitution in high symmetry JT molecules and fragments.
The isotope effect in JT systems has been observed in the spectroscopy of several molecules [9, 10, 11, 12, 13, 14, 15]. In these investigations, the isotope effect has been explained on the basis of the favored JT distorted structures which arise through the variation of zero-point vibrational energy [10, 14, 15]. However, no mechanisms of the isotope induced localization of JT distortions have been established so far. In this Letter we derive general features of the transformation of vibronic states upon isotope substitution and find the mechanisms of their localization.
2 Isotope substituted problem
Consider the simplest JT system with the trough in the ground APES – the linear problem (fig. 1) [1, 2]. The linear JT Hamiltonian is
[TABLE]
where indicates a normal mode, is the mass-weighted normal coordinate for the mode , the conjugate momentum of , the frequency for the mode , the vibronic coupling constant for the mode, the unit matrix, and and the Pauli matrices. We consider the harmonic Hamiltonian in eq. (LABEL:Eq:HEeJT) includes not only the mode but also other modes such as totally symmetric modes. We also consider the system at rest, placed in the center of mass reference frame and neglect the coupling between the rotation and vibrations.
By isotope substitution, the mass of nuclei changes while electronic states do not. In particular, the trough at the bottom of the lowest APES will remain unchanged (fig. 1). In the JT Hamiltonian (LABEL:Eq:HEeJT), the mass of nuclei appears in the kinetic energy operator. Using the Cartesian coordinates, the operator which expresses the isotope effect is written as
[TABLE]
where indicates a nucleus in the system, the coordinate, and the masses of nucleus and its isotope, respectively, and the momentum. The total Hamiltonian of the isotope substituted system, , is the sum of eqs. (LABEL:Eq:HEeJT) and (2).
Equation (2) is treated in two ways. First, we transform the mass-weighted normal coordinates of the linear JT system, , into those of the isotope substituted system, . Compared with the linear system, the symmetry of the dynamical matrix of the isotope substituted system is lowered, and the normal coordinate for mode , , becomes a linear combinations of , and vice versa: . Second, we treat eq. (2) as a perturbation to (LABEL:Eq:HEeJT). The first approach is used to derive the frequencies in the trough in the strong JT coupling limit and to perform numerical calculation. The second approach is used to derive analytically low-lying vibronic states at strong JT coupling.
3 Isotope induced localization at strong JT coupling
In the strong coupling limit, one is justified to apply the adiabatic approximation with respect to the JT energy surfaces (fig. 1). The corresponding adiabatic electronic states for the upper and the lower APESs, respectively, are [1, 2]:
[TABLE]
where is the angular nuclear coordinate describing the active distortions: , (fig. 1). For a fixed value of parameter in eq. (4), , the potential energy corresponding to the ground state electronic function will have a minimum at , , where is the radius of the trough (fig. 1), and zero value of other nuclear coordinates. This situation is depicted in fig. 2 by dashed line. Let us consider infinitesimal distortions from this minimum point, . In terms of these infinitesimal distortions the potential energy operator becomes
[TABLE]
where is the JT stabilization energy, and indicates all modes which appear in the harmonic Hamiltonian in eq. (LABEL:Eq:HEeJT). Note that the basis in eq. (5), , is different from that in eq. (LABEL:Eq:HEeJT). Because of the off-diagonal term of , the frequency corresponding to the coordinate will reduce to zero (fig. 2) which recovers the trough at the lowest APES. In the harmonic approximation, it is sufficient to include this off-diagonal term in the second order of perturbation theory. The total harmonic potential energy at the point has the form
[TABLE]
Now let us consider the isotope effect. The isotope effect is included in by substituting into eq. (7).
[TABLE]
where is the vibrational frequency for mode of the isotope substituted system in the absence of JT coupling (). Diagonalizing the dynamical matrix whose element is the term in the square bracket in eq. (8), we obtain the frequencies, , and the normal modes, , in the trough. This eigenvalue problem is written as
[TABLE]
If , becomes trivial, i.e., for all . Therefore, holds for the normal vibrational mode . Multiplying and the both sides of eq. (9), and summing over ,
[TABLE]
The term in the square bracket in eq. (10) is zero, which is the equation for the frequencies in the trough:
[TABLE]
It results from this equation that, in contrast to the linear JT system, the isotope substituted system does not have a zero-frequency mode. Furthermore, we can see that the frequencies generally depend on because the numerators of the left hand sides of eq. (11) are functions of . Therefore, for the motion along the trough, warping of the potential energy surface is induced through the zero-point energy,
[TABLE]
In order to derive analytically the low-lying vibronic states at strong JT coupling, we choose a triangular molecule X3 with symmetry as an JT system (X = H, D, Li, etc.). The irreducible representations of the normal modes of X3 are and . Replacing one of the atoms X with its isotope Y, we obtain an isotopomer with symmetry. We treat eq. (2) as a perturbation with symmetry to eq. (LABEL:Eq:HEeJT).
[TABLE]
where is the sum of the linear JT Hamiltonian and the Hamiltonian for the harmonic oscillator of the mode, and , . The perturbation (2) is rewritten using the momenta of X3, . The cross-term between and in eq. (13) appears because the symmetry of the perturbation is . In eq. (13), we used , , and instead of , , and , respectively, for simplicity of notation.
When is small and is large, the Hamiltonian for the pseudorotation is derived as follows. In the derivation, we omit constant terms and neglect terms of and . First, diagonalizing the vibronic coupling term from in eq. (13), and applying the adiabatic approximation, we obtain the Hamiltonian for the lower APES, [1, 2].
[TABLE]
where , , , and is the displacement from , . Then, we perform the unitary transformation of the Hamiltonian to remove from eq. (LABEL:Eq:Had) the third term linear in , . Finally, averaging the transformed Hamiltonian by the ground vibrational state for the radial and the totally symmetric modes, the Hamiltonian, , describing the motion along the trough coordinate, is obtained as
[TABLE]
where , , , and . Eq. (LABEL:Eq:H_rot) will be valid when the gap of the rotational levels is several times smaller than the gap of the vibrational levels, , i.e., . Although there are no barriers in the trough of APES entering the vibronic Hamiltonian (13), we obtain in eq. (LABEL:Eq:H_rot) a warped potential. This warping is a consequence of the mixing of the vibrational states induced by the change of the mass in the kinetic energy, leading to -dependent vibrational frequencies in the trough (eq. 11) and to (12). The potential term and the kinetic term of have two minima, which is consistent with the invariance of and eq. (11) with respect to the rotation by ().
The eigenstates of eq. (LABEL:Eq:H_rot) have to satisfy the boundary condition to fulfill the single-valuedness of the total vibronic wavefunction. This sign change comes from the Berry’s phase of the electronic state of the JT system [1, 2]. In addition, each level of is obtained doubly degenerate. We discuss the origin of this degeneracy later.
In the case of linear problem , the Hamiltonian (LABEL:Eq:H_rot) describes the rotation of JT deformation in the trough, with eigenenergies and eigenstates and , respectively, where is a half-integer [1]. These eigenstates are completely delocalized in the trough (fig. 1). For small finite , mixes with . Consequently, the density corresponding to these vibronic eigenstates depends on :
[TABLE]
Here, , and . and are the amplitudes of the variation of the kinetic and potential terms in the trough (both proportional to ). The densities of the ground and first excited states are concentrated at , and , respectively.
4 Kinetic vs potential localization
The localization of vibronic wavefunction along the trough is determined by the amplitudes and . Although both and appears from the change of mass, they have different physical meanings. As described above, is essentially the same as (eq. (12)). On the other hand, is characterized by the rotational quantum number (see the formula after eq. (16)). In order to assess the relative importance of the two mechanisms into the localization, it is interesting to analyze the ratio of the kinetic amplitude to the potential one. The relation between the contribution of the kinetic term, , and the dimensionless vibronic coupling constant is shown in fig. 3. We put for simplicity. Since and depend on , we show both the cases of the largest and the smallest , which correspond to the replacement of hydrogen atom (H) by tritium atom (T) and the opposite, respectively. The contribution of the kinetic term decreases as increases, and in the strong coupling limit () the kinetic term vanishes (). In the weak coupling limit (), . As fig. 3 shows, in the ground vibronic state () the contribution of the potential term is dominant in the whole range of (localization of potential type). On the other hand, in the excited states () the mechanism of localization depends on . When is smaller than a certain value, the contribution of the kinetic term exceeds that of the potential term (the mechanism becomes of kinetic type). To conclude, in the strong coupling limit the mechanism of the localization is of potential type, while in the case of the weak or intermediate coupling , the localization is of kinetic type.
One should mention the role of the Berry’s phase in the observed localization. In a linear JT system, if the Berry’s phase is ignored, , the ground and first excited vibronic states would correspond to and , respectively [16]. The density distribution along the trough in the ground state of the isotopomer is obtained from eq. (16) by substituting . Since for , the kinetic term does not contribute to the localization. Furthermore, in the right hand sides of eq. (16) with is larger than that with . Therefore, the Berry’s phase enhances the localization of the ground vibronic wavefunction. With the isotope substitution, the first excited vibronic levels () [17] split and these eigenstates are approximately written as and , respectively. The density of the lower state has maxima at and , which is the opposite to the correct one.
When the linear vibronic coupling is strong, the quadratic coupling term, , is also important [1, 2]. Since the positions of the minima of the quadratic term is different from those induced by the isotope effect, the distribution of the vibronic state depends on the strength of . When , the distribution of the localization is characterized by the quadratic coupling term. In the opposite case, , the localization due to the isotope substitution is dominant. Thus, the isotope effect is expected to be important in the region of the weak and intermediate vibronic coupling.
5 “Orbital inversion” symmetry
Despite the warping of the trough, the tunneling splitting of the degenerate levels of is not observed. This degeneracy is not specific to the approximate Hamiltonian (LABEL:Eq:H_rot) but is a general property of the vibronic states of the vibronic Hamiltonian (13). To prove the degeneracy, we introduce a unitary operator defined by
[TABLE]
where is the number operator of the vibrational quanta of the mode , and the Pauli matrix. is analogous to the operators of Leung and Kleiner [18] and of Bersuker and Polinger [1] for the linear JT problem. commutes with and anticommutes with , , , and , therefore, . If is an eigenstate of , then is also the eigenstate belonging to the same eigenenergy. and are different from each other because the irreducible representation of is . If is (), then is (). Thereby, and are degenerate eigenstates which are orthogonal to each other. The eigenvalue of is and the eigenstate is written as . Here, and are degenerate vibronic states whose representations are and , respectively. Therefore, we can regard as a parity operator in the space of the vibronic states, resembling the time reversal operator acting on two wavefunctions of a Kramers doublet [19], in which spin should be replaced by orbital pseudospin .
The two-fold degeneracy of each vibronic level of an isotope substituted JT system is lifted in several cases. First, the existence of the conical intersection is necessary for the degeneracy. If we add ( is real) to to remove the conical intersection, the degeneracy of the vibronic state is lost because and the Hamiltonian does not have the parity symmetry. Second, quadratic (and even order) JT coupling removes the degeneracy of the vibronic level of isotope substituted system. The quadratic coupling is not invariant under the operation because , , and . The degeneracy of the vibronic level of a linear JT system does not lift completely by the quadratic coupling, while in the case of isotope substituted system the degeneracy is lost completely. And finally, zero coupling to the totally symmetric mode in the Hamiltonian is relevant. If eq. (LABEL:Eq:HEeJT) has nonzero coupling to the mode, the Hamiltonian of the isotopomer has a term which does not commute with . Here, is the vibronic coupling constant for the mode.
6 Numerical Calculation
To confirm our analytical results on the isotope induced localization (eq. (16)), we calculate the vibronic states numerically diagonalizing the vibronic Hamiltonian of X2Y trinuclear system. Owing to the reduction of the symmetry from to , the and modes mix because and . Consequently, the doubly degenerate electronic state couples to the two modes and the mode.
[TABLE]
Here, , and the conjugate momentum of . The vibronic basis is a set of the products of the electronic states and vibrational states , . Parameters for the calculation are as follows: , , , and .
The densities of the ground and first excited vibronic states are shown in fig. 4. The densities of the (a) ground and the (b) first excited states are localized around and , respectively. These distributions agree with the analytical results (16). The densities of the (c) and (d) vibronic states are equivalent to each other after the rotation by . This clearly indicates that there is no tunneling splitting.
7 Other Jahn–Teller system
Similar isotope effects can be observed in other Jahn–Teller systems. However, the effects in the triangular and other molecules should be different from each other. In the case of the triangular molecule, in eq. (13) does not depend on the modes, while it does for other molecules. For example, in the vibronic Hamiltonian of an octahedral molecule, ’s for the and modes are not the same. In this case, this isotope effect is expected to be much stronger than that of X3. Moreover, the distribution of the density will depend on the sign of .
In real molecules, the quadratic vibronic coupling constant is finite, and the degeneracy of each level is lifted by isotope substitution. As long as the vibronic coupling is weak or intermediate, the splitting of the ground vibronic level due to the quadratic coupling is expected to be smaller than the gap between the ground () and first excited () vibronic levels of the linear vibronic system. Thus, the splitting of the ground levels could be experimentally observed with an appropriate method. So far, the splitting of the ground vibronic levels of deuterated cyclopentadienyl radical has been reported [11, 20]. Since the splitting cannot be seen as long as the Berry’s phase is not taken into account, the observation of the splitting is a direct experimental evidence of the existence of the Berry’s phase in the isotopomers of this molecule.
8 Conclusions
We studied the isotope effect on the dynamical JT system. The mechanisms of localization of JT deformations and vibronic wavefunctions in isotope substituted systems are elucidated. It is found that the localization in the trough is of potential type in the case of strong vibronic coupling, while the localization of the excited states becomes of kinetic type in the case of intermediate and weak coupling. It is shown that the vibronic levels in the linear -problem remain double degenerate upon arbitrary isotope substitution because of an “orbital inversion” symmetry of the vibronic Hamiltonian.
Acknowledgements.
N. I. and T. S. thank to hospitality of the quantum chemistry group in KU Leuven during their stay. N. I. would like to acknowledge the financial support from Flemish Science Foundation (FWO). T. S. thanks to Tatsuhisa Kato for useful discussion. This work was supported in part by the Japan Society for the Promotion of Science (JSPS) through its Funding Program for the Global COE Program “International Center for Integrated Research and Advanced Education in Materials Science” (No. B-09) of the Ministry of Education, Culture, Sports, Science and Technology (MEXT) of Japan.
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