On the preserved extremal structure of Lipschitz-free spaces
Ram\'on J. Aliaga, Antonio J. Guirao

TL;DR
This paper characterizes preserved extreme points in Lipschitz-free spaces using geometric conditions on the underlying metric space, confirming a conjecture relating concavity and metric alignment.
Contribution
It provides a geometric characterization of preserved extreme points in Lipschitz-free spaces, resolving a conjecture about the relationship between concavity and metric alignment.
Findings
Preserved extreme points correspond to pairs with strictly convex triangle inequalities.
For compact spaces, the condition simplifies to strict triangle inequality.
Confirms Weaver's conjecture linking concavity and absence of metrically aligned triples.
Abstract
We characterize preserved extreme points of Lipschitz-free spaces in terms of simple geometric conditions on the underlying metric space . Namely, each preserved extreme point corresponds to a pair of points in such that the triangle inequality is uniformly strict for away from . For compact , this condition reduces to the triangle inequality being strict. This result gives an affirmative answer to a conjecture of N. Weaver that compact spaces are concave if and only if they have no triple of metrically aligned points.
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On the preserved extremal structure of Lipschitz-free spaces
Ramón J. Aliaga
Instituto de Física Corpuscular (CSIC-UV)
C/ Catedrático José Beltrán 2, 46980 Paterna, Spain
Instituto Universitario de Matemática Pura y Aplicada
Universitat Politècnica de València
Camino de Vera S/N, 46022 Valencia, Spain
and
Antonio J. Guirao
Instituto Universitario de Matemática Pura y Aplicada
Universitat Politècnica de València
Camino de Vera S/N, 46022 Valencia, Spain
Abstract.
We characterize preserved extreme points of Lipschitz-free spaces in terms of simple geometric conditions on the underlying metric space . Namely, each preserved extreme point corresponds to a pair of points in such that the triangle inequality is uniformly strict for away from . For compact , this condition reduces to the triangle inequality being strict. This result gives an affirmative answer to a conjecture of N. Weaver that compact spaces are concave if and only if they have no triple of metrically aligned points.
Key words and phrases:
concave space, extremal structure, Lipschitz-free space, Lipschitz function, metric alignment, preserved extreme point
2010 Mathematics Subject Classification:
Primary 46B20; Secondary 46E15, 54E45
1. Introduction
Given a pointed metric space , i.e. one that has a designated base point , the space of scalar valued Lipschitz functions on has a distinguished subspace consisting of those elements of that vanish at . is then a Banach space endowed with the norm given by the tightest Lipschitz constant of , and different choices of base points lead to linearly isometric Banach spaces via the map .
It is well-known that is a dual space, and its canonical predual is , where maps each to its evaluation operator . Following [6], we call the Lipschitz-free space over . Note that is a (non-linear) isometric embedding of into a linearly dense subset of and, in fact, this is a universal property of : every non-expansive map from into a Banach space that maps to [math] can be factored through [8, Th. 2.2.4]. For a recent survey on Lipschitz-free Banach spaces see [5].
The extremal structure of the unit ball of reveals important details about the geometry of . Of particular interest are the preserved extreme points, i.e. those points of that are also extreme points of . For instance, their properties are used in [8, Sections 2.6 and 2.7] to obtain metric versions of the Banach-Stone theorem for and spaces under various hypotheses. Further information about preserved and unpreserved extreme points can be found in the recent survey [7].
When is complete, any preserved extreme points of are necessarily of the form
[TABLE]
for distinct [8, Cor. 2.5.4]; the completeness of is crucial for this. In this paper, we study the geometric conditions under which these elements of are indeed preserved extreme points. They can be stated in a simple form if we allow an abuse of notation and extend the metric function from pairs of points in to its Stone-Čech compactification . Our main result is the following:
Main Theorem** (cf. Theorem 4.1).**
If is a complete pointed metric space, then the preserved extreme points of are precisely the elements where are distinct points of such that for all .
In terms of the geometry within , this characterization is equivalent to the triangle inequality being uniformly strict for away from and ; the precise statement is given in Lemma 2.3.
As a consequence of this result, in Corollary 4.4 we solve in the positive a conjecture of N. Weaver stating that compact spaces such that for any triple of distinct points are concave [8, Open Problem in p. 53]. Another implication is that all extreme points of of the form are preserved when is compact (Theorem 4.2).
Moreover, we also find a sufficient condition for to be a preserved extreme point (Proposition 3.4) that improves the well-known [8, Prop. 2.4.2], replacing the single, globally peaking function with a family of functions that peak locally. Example 3.7 implies that neither of these results are characterizations, even in the compact case.
Throughout the paper, will denote a metric space with metric ; if is pointed, its base point will be denoted by . We will use standard notation: for the closed unit ball of normed space , and for the evaluation of the functional at the point . We will also restrict ourselves to the case of real scalars. The main reason is that this supports the following metric version of Tietze’s extension theorem, which is not valid in the complex case [8, p. 18].
Proposition 1.1** ([8, Th. 1.5.6]).**
Let be a metric space and . Then every can be extended to in such a way that and are preserved.
For the non-defined notions used through this article, we refer to [3].
2. Metric alignment and extremal structure
Definition 2.1**.**
Let be a metric space and . We say that lies between and if ; if is neither nor , we say that it lies strictly between and . We also say that three distinct points of are metrically aligned if one of them lies strictly between the other two. The metric segment is defined as the set of all points of that lie between and .
Observe that this definition of metric alignment coincides with the intuitive notion of alignment in the Euclidean plane or space. More generally, if is a subset of a strictly convex normed space, then are metrically aligned if and only if they are linearly aligned, i.e. if they span an affine subspace of dimension 1 instead of 2, or equivalently, if and are linearly dependent.
We also introduce the notation
[TABLE]
Note that , and if and only if lies between and . Note also that is closed, always contains and , and it is possible for it to contain no other point. Finally, note that for any ; this is proven by adding the triangle inequalities and for .
Since the mapping is continuous in , it can be extended continuously to a mapping , where is the Stone-Čech compactification of . Thus, for , we will denote by the result of applying that mapping to , i.e. if is a net in that converges to . We will then say that lies strictly between and if and is neither nor .
There is a strong relationship between metric alignment in and the extremal structure of , as illustrated by the following result:
Proposition 2.2**.**
Let be a pointed metric space and distinct points of .
- (a)
If is an extreme point of , then no point of lies strictly between and . 2. (b)
If is a preserved extreme point of , then no point of lies strictly between and .
Proof.
(a) For any we have
[TABLE]
If , then this expresses as a convex combination of elements and of so it cannot be an extreme point.
(b) Suppose that for some . Let be a net in that converges to . We may assume that is bounded, hence so are and . Thus the limits and exist and are finite and positive; moreover, .
Let be a closed ball with center in and a radius large enough to contain , and all the . The restricted operator is w∗-continuous and its range is contained in which is w∗-compact. Hence can be extended w∗-continuously to , and in particular there is such that for . For any we have
[TABLE]
and so is an element of . Analogously, . Then we can express
[TABLE]
i.e. is a convex combination of elements in , so it cannot be a preserved extreme point. ∎
The condition in Proposition 2.2(b) essentially says that it is not possible to have unless clusters at or . Equivalently, the triangle inequality is uniformly strict for away from . The precise formulation is the following:
Lemma 2.3**.**
Let be a metric space and distinct points of . Then the following are equivalent:
- (i)
no point of lies strictly between and , 2. (ii)
for every there is such that whenever satisfies and .
Proof.
Suppose (i) is false and there is such that . Then there is a net in such that and . Choose such that and eventually; such an exists because would otherwise have a subsequence that converges to or . Then (ii) is false for this .
Suppose now that (ii) is false, and choose such that for every there is such that , and . Let be a cluster point of in . Then clearly lies strictly between and , so (i) is false. ∎
3. Norm attainment of Lipschitz functions
We borrow the following notation from [8, Chapter 2]: denote
[TABLE]
with the subspace topology of , and define the map by
[TABLE]
Note that , so is in fact a linear isometry from into . Moreover, since the function is bounded by , it can be extended continuously to , the Stone-Čech compactification of ; hence can be identified with an element in , and can be regarded as a map from into . For arbitrary , we will write to refer to the value at of the extension of ; equivalently, if is a net converging to in . Recall that the dual of is , the space of real regular Borel measures on , so that for each there is a measure of equal norm such that , where is the adjoint operator of .
Definition 3.1**.**
Let , and . We say that attains its (Lipschitz) norm at if . We say that peaks at if it attains its norm at and, for every open containing and , there is such that for all .
Informally, peaks at if is uniformly less than away from and . This is a strong condition, and it is a well-known result that it is sufficient to ensure the existence of preserved extreme points:
Proposition 3.2** ([8, Prop. 2.4.2]).**
Let be a pointed metric space and suppose that there is a function in that peaks at . Then is a preserved extreme point of .
We wish to generalize this result by finding weaker sufficient conditions. In order to do this, for a given we will consider the set
[TABLE]
Notice that is closed, hence compact. Notice also that and are always in . It is possible for to contain no other points beside these two; this happens, for instance, when there is that peaks at , as that same shows that every other fails to fulfill the condition in the definition. A refinement of the argument used in the proof of [8, Prop. 2.4.2] yields the following:
Lemma 3.3**.**
Let be a pointed metric space and . Suppose that for some and . Then there are concentrated on such that and .
Proof.
Take measures such that for . Notice that, for any such that , the inequalities
[TABLE]
hold and so we must have . Now fix ; we will show that is concentrated on .
Let . Then there is that attains its norm at but not at . We may assume that and . Since is continuous, there are and an open neighborhood of such that for every . But then
[TABLE]
where is the total variation of . Since we obtain .
Now let be any compact subset of . Then is an open cover of so it admits a finite subcover , hence
[TABLE]
Since is regular and is open, is the supremum of such , which implies that it is equal to zero. It follows that is concentrated on . ∎
As a consequence, the peaking function in Proposition 3.2 can be replaced by a family of norm attaining functions such that the regions where cover all of except for and . This is equivalent to saying that .
Proposition 3.4**.**
Let be a pointed metric space and such that, for any , there is such that and . Then is a preserved extreme point of .
Proof.
Suppose that for some and . By Lemma 3.3, for we have where is concentrated on . But the Dirac measure on satisfies
[TABLE]
for any , so . For , is therefore a linear combination of and and it follows that . Hence as was to be shown. ∎
Next, we show that the elements of have a very specific form when and satisfy the condition in Lemma 2.3. Let and . Following [8, Section 4.7], we say that lies over if it is the limit of a net in such that . Notice that if is an isolated point in then no point of can lie over . Notice also that if is compact, then each point of either belongs to or lies over some .
Proposition 3.5**.**
Let be a pointed metric space and distinct points of . Suppose that no point of lies strictly between and . Then where (resp. ) consists of points of that lie over (resp. ).
Proof.
Let , and let be a net in that converges to in . Choose a subnet such that and converge to elements and in ; call that subnet again. First we prove the following claim:
Claim**.**
If does not converge to or , then it has a subnet such that
[TABLE]
Proof of the claim.
Take such that and eventually. By Lemma 2.3, there is such that eventually. Hence, if is eventually bounded by , then the limit (1) is at least . Otherwise, choose a subnet such that . Then also , and
[TABLE]
and by symmetry in and we get , hence
[TABLE]
is positive. ∎
We need to show that implies that . We will assume otherwise, and construct such that and .
Suppose first that . By the claim, we can replace with a subnet such that
[TABLE]
Let , choose and define by
[TABLE]
It is clear that and for . For any we have
[TABLE]
so , hence . Now extend from to using Proposition 1.1 and let . Then , , and , hence .
Now suppose that exactly one of is in ; without loss of generality, assume that . Then we can repeat the construction above with
[TABLE]
and . Again we obtain such that , and so that . This concludes the proof. ∎
If and are empty, we can apply Proposition 3.4 to conclude that is a preserved extreme point of . However this is not generally the case. The following technical lemma will be used in Example 3.7 to build compact spaces that have no triple of metrically aligned points and yet one or both of , are nonempty; they will show that the condition in Proposition 3.4 is sufficient but not necessary for preserved extremality.
Lemma 3.6**.**
Let be a pointed metric space and distinct points of . Suppose that there is a sequence in such that and . Then contains a point that lies over .
Proof.
Since , we may assume that is strictly decreasing and that by selecting a subsequence. Then for every and, since is compact, the sequence must have a subnet that converges to some . Clearly lies over . We will show that .
Define by for . Then
[TABLE]
and since we obtain and thus . Now let be such that . From we obtain , and from we get
[TABLE]
Subtracting both inequalities yields , hence
[TABLE]
and taking limits we get , hence . ∎
Example 3.7**.**
In , choose distinct points and at unit distance, and . We construct sequences and iteratively as follows: let and . Suppose that and have been chosen. Then take in the ball with center and radius , such that is not aligned with any pair of points in ; this is always possible because the ball has positive measure while the set of lines spanned by a finite amount of pairs of points is a null set. Similarly, take in the ball with center and radius but not aligned with any pair of points in .
The space is compact and has no triple of aligned points. Hence, is a preserved extreme point of as we will prove in Theorem 4.2. However, and , so it is simple to check that the hypotheses of Lemma 3.6 are satisfied and this yields an element of that lies over . Similarly, the sequence yields an element of that lies over .
By removing e.g. the points for from , we obtain a similar example where is empty because is then isolated.
4. Characterization of preserved extreme points
We are finally ready to prove the characterization theorem for preserved extreme points of :
Theorem 4.1**.**
Let be a pointed metric space, and let be distinct points of . Then the following are equivalent:
- (i)
* is a preserved extreme point of ,* 2. (ii)
no point of lies strictly between and , 3. (iii)
for every there is such that whenever satisfies and .
Proof.
The equivalence (ii)(iii) is Lemma 2.3, and the implication (i)(ii) is Proposition 2.2(b). Only (ii)(i) remains to be proved. Assume (ii), then Proposition 3.5 implies that where all elements of and lie over and , respectively.
Suppose that for some and . By Lemma 3.3, and where are concentrated on . Hence, for we can write where is concentrated on , so that . Then, for any we have
[TABLE]
Let and be neighborhoods of and with disjoint closures, and define by in and in . Extend to all of using Proposition 1.1, and let . Then and . For every there is a net in that converges to in and such that are eventually in , hence eventually, and so . Similarly, for . Thus, for this particular the integrals in (2) vanish and we get
[TABLE]
It follows that , so and are multiples of . Thus . ∎
For compact , Theorem 4.1 can be restated to involve (unpreserved) extreme points of , too:
Theorem 4.2**.**
Let be a compact pointed metric space, and let be distinct points of . Then the following are equivalent:
- (i)
* is a preserved extreme point of ,* 2. (ii)
* is an extreme point of ,* 3. (iii)
no point of lies strictly between and .
Proof.
(i)(ii) is trivial, (ii)(iii) is Proposition 2.2(a), and (iii)(i) is a consequence of Theorem 4.1 because . ∎
We remark that the hypothesis that is compact is essential in Theorem 4.2. Simple counterexamples may be constructed using Theorem 4.1. For instance, consider the subset of consisting of , , and for , where is the canonical basis. Since for different , the sequence has no cluster point in , and is not compact. Also , so no point of lies strictly between and . However, if is a cluster point of in , then , hence is not a preserved extreme point. The recent preprint [4] presents a stronger example where there are no triples of aligned points and no preserved extreme points at all (see Remark 4.17).
Definition 4.3**.**
We say that the pointed metric space is concave if is a preserved extreme point of for any distinct .
In [8, Open Problem in p. 53], N. Weaver conjectured that any compact metric space without triples of metrically aligned points is concave. As an immediate consequence of Theorem 4.2, we obtain that the conjecture is actually a characterization of such spaces. We have recently learned that N. Weaver has independently found a proof of this fact [9], which will appear in the second edition of [8].
Corollary 4.4**.**
Let be a compact pointed metric space. Then is concave if and only if no triple of distinct points of is metrically aligned.
Examples of concave spaces are Hölder spaces , which are constructed from metric spaces by equipping them with the metric , where . In [8, Prop. 2.4.5] they are shown to be concave in general. From Corollary 4.4, we obtain an alternative proof that compact Hölder spaces are concave by noticing that for distinct we have
[TABLE]
so that no set of three distinct points can be metrically aligned in . We remark that not all compact concave spaces are Hölder spaces, as shown by the following example:
Example 4.5**.**
Consider decreasing sequences and , with . Then , so we can choose positive such that
[TABLE]
Note that the terms in parentheses are all smaller than 1. Let be the subset of consisting of [math], , and for , where is the canonical basis. Then is compact because , and any triple of distinct points of spans an affine subspace of of dimension 2 so they cannot be metrically aligned because is strictly convex; hence is concave by Corollary 4.4. However cannot be -Hölder for any : suppose there was a metric on such that for any , and choose such that . Then
[TABLE]
violating the triangle inequality.
5. Open questions
Theorem 4.1 provides a characterisation of preserved extreme points in Lipschitz-free spaces in terms of the geometry of the underlying metric space. In the recent preprint [4], L. García, A. Procházka and A. Rueda give a similar purely geometric characterisation for strongly exposed points. The authors say that a pair of distinct points of has property (Z) if for every there is such that
[TABLE]
and then prove the following:
Theorem 5.1**.**
If is a pointed metric space, then an element is a strongly exposed point of if and only if does not have property (Z).
Notice that the condition in Lemma 3.6 implies that the pair has property (Z); hence, the construction from Example 3.7 yields a preserved extreme point that is not strongly exposed. One key difference between the conditions in Theorems 4.1 and 5.1 is the following: both involve the existence of nets such that , but property (Z) allows these nets to cluster at or whereas our condition explicitly prevents this.
Since Theorem 4.1 is essentially the converse of Proposition 2.2(b), one may ask whether Proposition 2.2(a) provides a similar geometric characterisation of extreme points in :
Question 1**.**
Is an extreme point of whenever no point of lies strictly between and ?
Theorem 4.2 shows that the answer to Question 1 is positive when is compact, but the general case remains unsolved.
Moreover, when is complete, all preserved extreme points are of the form , which strongly restricts their search (note that strongly exposed points are always preserved extreme [7]), but we do not know whether the same restriction applies to extreme points in general:
Question 2**.**
If is complete, are all extreme points of of the form ?
The answer to Question 2 is also known to be positive in some particular cases. Suppose is compact, and let be the subspace of consisting of those functions satisfying the condition: for every there is such that whenever . We say that separates points uniformly if there is a constant such that for any there is with and . If this holds, then is isometrically isomorphic to and Question 2 has a positive answer for this [8, Th. 3.3.3 and Cor. 3.3.6]. Applying Theorem 4.2, we summarize this as follows:
Corollary 5.2**.**
If is a compact pointed metric space such that separates points uniformly, then the extreme points of are precisely the elements where are distinct points of such that for all .
The condition in Corollary 5.2 is not satisfied in general (for instance, may be trivial), but it is known to hold for compact Hölder spaces and for the Cantor ternary set [8, Prop. 3.2.2]. More recently, A. Dalet showed that it is also satisfied whenever the compact is countable [1] or ultrametric [2].
Acknowledgements
The research of the second author was partially supported by MINECO grant MTM2014-57838-C2-1-P and Fundación Séneca, Región de Murcia grant 19368/PI/14.
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