
TL;DR
This paper develops a unified framework for Freed-Moore K-theory, extending twisted equivariant K-theory to include Real K-theory and variants, establishing foundational properties and formulations.
Contribution
It formulates Freed-Moore K-theory using Fredholm operators and Karoubi's gradations, clarifying their relationships and establishing key properties like Bott periodicity.
Findings
Established Bott periodicity for Freed-Moore K-theory
Proved Thom isomorphism in this framework
Unified various formulations of the theory
Abstract
The twisted equivariant K-theory given by Freed and Moore is a K-theory which unifies twisted equivariant complex K-theory, Atiyah's `Real' K-theory, and their variants. In a general setting, we formulate this K-theory by using Fredholm operators, and establish basic properties such as the Bott periodicity and the Thom isomorphism. We also provide formulations of the K-theory based on Karoubi's gradations in both infinite and finite dimensions, clarifying their relationship with the Fredholm formulation.
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Freed-Moore -theory
Kiyonori Gomi
Department of Mathematics, Tokyo Institute of Technology, 2-12-1 Ookayama, Meguro-ku, Tokyo, 152-8551, Japan.
Abstract.
The twisted equivariant -theory given by Freed and Moore is a -theory which unifies twisted equivariant complex -theory, Atiyah’s ‘Real’ -theory, and their variants. In a general setting, we formulate this -theory by using Fredholm operators, and establish basic properties such as the Bott periodicity and the Thom isomorphism. We also provide formulations of the -theory based on Karoubi’s gradations in both infinite and finite dimensions, clarifying their relationship with the Fredholm formulation.
Key words and phrases:
Twisted equivariant -theory, twisted vector bundle, gradation
2010 Mathematics Subject Classification:
Primary 19L50; Secondary 19L47, 55R70, 47A53
Contents
1. Introduction
1.1. Freed-Moore -theory
The conventional complex -theory of a topological space , introduced by Atiyah and Hirzebruch [1], can be constructed from complex vector bundles on . Since its introduction, it admits various generalizations such as:
- •
Equivariant -theory [33]. For this theory to be defined, we consider a space with an action of a compact Lie group . Then the equivariant -theory can be constructed from -equivariant complex vector bundles on , namely, vector bundles that admit -actions covering the -action on the base space which induce complex linear transformations on fibers.
- •
Atiyah’s ‘Real’ -theory [2]. For this to be defined, we consider a space with an action of the cyclic group of order (i.e. an involution). The ‘Real’ -theory can be constructed from ‘Real’ vector bundles on , namely, complex vector bundles that admit -actions covering the -action on the base which induce complex anti-linear transformations on fibers. If one takes up the trivial -action on , then the -theory recovers -theory , which can be constructed from real vector bundles in the usual sense. A variant of ‘Real’ -theory is Dupont’s ‘Symplectic’ (or ‘Quaternionic’) -theory [17], which recovers the -theory of quaternionic vector bundles if the -action on is trivial.
- •
Twisted -theory [16, 31] and its equivariant version [11]. For this to be defined, we need additional data called ‘twists’ and on which respectively define cohomology classes in the Borel equivariant cohomology and . Though is not the case in general [6], the twisted -theory can be constructed from -twisted vector bundles. If , then the twisted equivariant -theory recovers a variant of -theory introduced in [4, 42], by taking to be trivial and to be the class given by the identity homomorphism .
The twisted equivariant -theory of Freed and Moore [12] unifies these generalizations. Though is not the most general setting, let us consider a space with an action of a compact Lie group , a homomorphism and a twist represented by a group -cocycle with local coefficients in the group of -valued continuous functions on regarded as a -module by the -action on and . Then the Freed-Moore -theory111The terminology is due to the recognition of [12] in the community of condensed matter physics. The ideas of the -theory were “largely developed in collaboration with Hopkins and Teleman”, according to Freed. is defined by using finite rank twisted equivariant complex vector bundles [12]. The key datum is the homomorphism that morally indicates which element of acts on the fibers of complex vector bundles complex anti-linearly. Thus, if is trivial, then recovers the -equivariant twisted -theory . Atiyah’s ‘Real’ -theory can be recovered by taking the cyclic group , the identity homomorphism and the trivial twist . If we turn on a non-trivial twist associated to , then the Freed-Moore -theory recovers Dupont’s ‘Symplectic’ -theory as a twisted -theory.
The introduction of the Freed-Moore -theory is motivated by recent applications of -theories to the classification of certain quantum systems such as topological insulators. A remarkable discovery of Kitaev [21] is that the Bott periodicities of -theories explain the so-called periodic table of topological insulators. Some classes of topological insulators involve a symmetry called the time-reversal symmetry, and this serves as the source of the appearance of -theory. From the viewpoint of condensed matter physics, it is natural to incorporate other symmetries which stem from the symmetries of crystals. This leads one to consider generalizations of -theory replacing the -action by an action of a larger group . Some nature of the action of a symmetry on quantum systems naturally produces twisting. Then, as an application of the -theoretic classification scheme of topological insulators, a calculation of equivariant twisted -theory results in a ‘new’ -phase of topological crystalline insulators (see [37] for example). Therefore one can anticipate calculations of Freed-Moore -theory lead to further discovery of interesting topological insulators, and a calculation results in a novel -phase [36].
1.2. The purposes of this paper
This paper has two purposes.
1.2.1. Fredholm formulation
The conventional -theory can be constructed from vector bundles. However, an analogous construction of twisted -theory based on twisted vector bundles [8, 19] of finite rank fails generally. Instead, an infinite-dimensional formulation is required [6, 11, 31, 40]. Thanks to the work of Atiyah and Singer [7], the infinite-dimensional Fredholm formulation [6, 11, 31] is useful to define -theory with degree and to prove the Bott periodicity. The -theory of Freed-Moore in [12] is formulated by using finite rank (twisted) vector bundles. Its Fredholm formulation is sketched, but seems not fully developed in the literature. One purpose of this paper is therefore to give the Fredholm formulation to lay the foundation of this -theory.
We carry out this formulation under a general setting: Let be a local quotient groupoid [11]. Then there is a category whose objects are classified by the cohomology . A typical object in is a map of groupoids , where is the quotient groupoid associated to the trivial action of on a point. Under a choice of , we can introduce a notion of -twists. This is a generalization of the notion of twists [11] based on twisted extensions [12]. The -twists form a category , and its objects are classified by . Then, in a way parallel to the formulation of twisted equivariant complex -theory in [11], we use skew-adjoint Fredholm families on a twisted -graded Hilbert bundle to formulate the -theory , where represents the data of a -twist and is the grading. We can then prove that the -theory enjoys the Bott periodicity
[TABLE]
A consequence of the periodicity is that satisfies the axioms of generalized cohomology theory, formulated suitably in the context of groupoids (Theorem 3.11). Another consequence is the existence of particular twists and which have the effects of the degree shift (Theorem 3.12)
[TABLE]
The effect of the degree shift by generalizes the fact [17] that ‘Symplectic’ -theory is isomorphic to -theory with its degree shifted by .
As is mentioned, the Freed-Moore -theory recovers various -theories under specializations. Because of the generality of our formulation, we can introduce a twisted -theory, which would reproduce the twisted -theory in [26, 27, 28]. We anticipate that the Freed-Moore -theory would also reproduces the twisted equivariant -theory in [9, 10]. The generality of our formulation further yields twisted -theories beyond [12]: A simple example is a twisted -theory of a space whose twisting datum is classified by . This is different from the twisted -theory whose twisting datum is also classified by .
The proof of the Bott periodicity is based on the idea in [11]: By nature of local quotient groupoid, we reduce the problem to the case of the quotient groupoid , where is a compact Lie group. Then, based on the so-called “Mackey decomposition”, we further reduce the problem to the case that is trivial. At this point, the periodicity essentially follows from [7], which is the reason that we use skew-adjoint Fredholm operators to formulate . It should be noticed that we topologize the space of Fredholm operators by using the compact open topology in the sense of [6], as opposed to the operator norm topology as in [7]. Accordingly, some analytical details about the space of Fredholm operators are also supplied in this paper.
Also, based on the idea in [11], the Thom isomorphism theorem for real vector bundles can be shown in the context of the Freed-Moore -theory (see §§3.6). As in the other cases [16, 11], the isomorphism involves a twist associated to the real vector bundle. Geometrically, this twist is explained as the obstruction to the orientability and to the existence of -twisted -structure introduced in Definition 3.17.
1.2.2. Karoubi formulation
In view of the classifications of gapped quantum systems like topological insulators, Karoubi’s formulation of -theory by using the notion of triples [18] is very useful, as is seen in [21]. Concretely, in this formulation of the standard complex -theory of a space , its representative is a triple consisting of a finite rank Hermitian vector bundle on and two gradations (or -gradings), namely, self-adjoint involutions and acting on . These self-adjoint involutions define subbundles , and the pair of these vector bundles is nothing but a representative of the standard formulation of . In the context of the classification of gapped quantum systems, the Hamiltonians of such systems lead to self-adjoint involutions (see for instance [35]). Hence the -theory in Karoubi’s formulation naturally works as a framework to measure the relative topological phases of two gapped quantum systems.
One can generalize Karoubi’s triples to formulate Freed-Moore -theory. However, its relationship with the finite rank formulation as in [12] and the Fredholm formulation seems to be not fully studied in the literature. It should be noticed also that the relationship between Karoubi’s formulation and the standard formulation of -theory cannot be generalized in the presence of a certain twist. The other purpose of this paper is thus to clarify the relationship among the formulations.
For this purpose, the key is an infinite-dimensional version of Karoubi’s formulation above: Based on the infinite-dimensional Grassmannian in [29, 30], we introduce a group under the same setting as in the Fredholm formulation of the Freed-Moore -theory. We then prove (Theorem 4.11) that there is a natural isomorphism of groups
[TABLE]
Here one should notice the change of the -twists . It will be shown in §§4.2 that if or are trivial. Hence the essential effect of the twist change is observed only when non-trivial and are present. The appearance of the twist change is due to the use of skew-adjoint operators in the Fredholm formulation. Using self-adjoint operators instead, one can avoid the twist change (Remark 4.12).
To see the relationship between the infinite-dimensional and finite-dimensional Karoubi formulations, we suppose that the groupoid is the quotient groupoid associated to an action of a finite group on a compact Hausdorff space , is associated to a homomorphism , and the -twist is realized as a twisted extension of . In this setting, we define a group by using Karoubi triples of finite rank, and show (Theorem 4.20) that there is an isomorphism
[TABLE]
To summarize, we denote by the Freed-Moore -theory formulated by finite rank bundles as in [12], and put . Then we have a diagram
[TABLE]
in which is a homomorphism, and and are isomorphisms. It is stated in [12] that is bijective if (Remark 7.37), but its proof (Appendix E) seems to work only when the twist is trivial (see §§3.5). In this case, we reprove the bijectivity of by constructing the inverse of . Actually, the inverse is induced from the construction as mentioned above (see §§4.4).
Besides the formulations above are -algebraic formulations. Such a formulation of the Freed-Moore -theory can be found for example in [20, 22, 38]. Notice that, in [38], Karoubi’s triple formulation is also presented in a context of a -algebra. These formulations should produce the same -theory as formulated in this paper.
1.3. Outline of the paper
In §2, we introduce notions of twists and twisted vector bundles needed for the Freed-Moore -theory. We start with a brief review of groupoids and their cohomology. We then recall the notion of twisted extension in [12], and use it to define -twists and twisted vector bundles along the idea of [11]. We also introduce the notion of locally universal bundles following [11].
In §3, we formulate the Freed-Moore -theory by using Fredholm operators. As an intermediate step, we introduce a -theory with bigrading as in [18], by using the Clifford algebra. We then prove the Bott periodicity. As explained, the proof consists of reductions to easier cases following [11] and the periodicity on the point [7]. The reduction argument based on the Mackey decomposition and the periodicity on the point are separated to Appendix. Then, we derive the relation between twists and degree shifts from the Bott periodicity. After that, we review how the Freed-Moore -theory reproduces known -theories. We also treat the finite rank realizability here, introducing . At the end of this section, a notion of -twisted -structures and the Thom isomorphism in the Freed-Moore -theory are given.
§4 is devoted to Karoubi’s formulations. We first introduce in the infinite-dimensional Karoubi formulation, and relate it with the Fredholm formulation . We then relate the infinite-dimensional Karoubi formulation with its finite-dimensional counterpart . Finally, two finite-dimensional formulations and are compared.
In Appendix A, we summarize the classification of twists in some simple cases needed. In Appendix B, we provide the Mackey decomposition needed for our reduction argument, and supply some technical details of the Bott periodicity on a point. Finally, in Appendix C, the quotient monoid is reviewed, which is used to give and .
As a convention, a space is always assumed to be locally contractible, paracompact and completely regular, as in [11]. Vector bundles are always -graded, and infinite-dimensional cases are allowed. In the infinite-dimensional case, the fibers are assumed to be separable Hilbert spaces, and operators are assumed to be bounded (continuous).
Acknowledgements*.*
I would like to thank I. Sasaki for discussion about some analytic aspects in this work. I would also like to thank J. Rosenberg and anonymous reviewers for useful and helpful comments which improved this paper significantly. The author’s research is supported by JSPS KAKENHI Grant Number JP15K04871.
2. Twisted vector bundle on groupoid
In this section, we prepare for the setting for the formulation of the Freed-Moore -theory. We start with a brief review of local quotient groupoids [11] and their cohomology groups. We then recall the notion of twisted extension [12], and introduce -twists and twisted vector bundles.
2.1. Groupoid
A groupoid in this paper means a small category in which all the arrows (morphisms) are invertible, and the set of objects as well as that of invertible morphisms (isomorphisms) are topological spaces subject to our convention. We also assume the continuity of the maps that associates the source objects and the target objects to morphisms , the map of taking the inverse of arrows, and the map that associates the identity arrows to objects.
We will write and for the associations of the source and the target of a morphism, respectively,
[TABLE]
For , we denote by the space of composable morphisms, and define , () by
[TABLE]
which satisfy
[TABLE]
The spaces and the maps above, called the face maps, are part of the data of the simplicial space associated to the groupoid . The remaining data called the degeneracy maps will play no essential role in this paper, so we omit their definitions here.
A well-known example of a groupoid is the quotient groupoid , which is associated to an action of a compact Lie group on a compact Hausdorff space . In this groupoid, the set of objects is identified with , and that of arrows with .
A map of groupoids is given by a functor. Taking the topological setting into account, we assume the induced map of objects and that of arrows are continuous. For example, let us consider a map of groupoids . Since the map of objects is trivial, this amounts to a continuous map such that for all the composable morphisms . In particular, a continuous homomorphism gives a map from the quotient groupoid to , although not all maps come from continuous homomorphisms .
As equivalences of groupoids, we consider local equivalences [11]. Then a local quotient groupoid is defined as a groupoid which is covered by full subgroupoids which are locally equivalent to the groupoids associated to actions of compact Lie groups on Hausdorff spaces (see [11] for details).
2.2. Cohomology of groupoid
For any abelian group (or more generally any ring), the cohomology of a groupoid can be defined as the cohomology of the simplicial space associated to . A convenient way to realize is to use a Čech cohomology (cf. [14]).
Any abelian group admits the automorphism of taking the inverse. Then, combining with a map of groupoids , we can define the cohomology of with local coefficients. A definition of in terms of Čech cohomology uses the notion of a twisting function [25] of the simplicial space associated to . The twisting function in the present case is the sequence of maps , () defined by and for , which are subject to
[TABLE]
One can “twist” a differential of a double complex which computes , by using the twisting function (cf. [13]). This construction produces another double complex, and its cohomology gives .
Notice that if is another map and there is such that , then defines an isomorphism . If is another map such that , we get the same isomorphism in cohomology. In view of this fact, we regard that maps constitute objects of a category in which the set of morphisms consists of maps as above modulo those satisfying .
More generally, let us consider the category such that its object is a pair consisting of a local equivalence and a map of groupoids . We define the set of morphisms from to to be the direct limit (colimit)
[TABLE]
where runs over groupoids which fill the diagram of local equivalences
[TABLE]
By definition, we can associate an object in to each map of groupoids by considering the identity local equivalence . In general, contains objects which are not associated to maps of groupoids as above. However, for the quotient groupoid , any object in is isomorphic to the object associated to a homomorphism .
For each object in , we have the cohomology . If there is a morphism between two objects in , then it is unique and induces a unique isomorphism in cohomology. Therefore we take the colimit to define the cohomology twisted by an isomorphism class of as
[TABLE]
By abuse of notation, we may write to mean an object in , and for the above cohomology associated to the isomorphism class of .
It should be noticed that the objects in admit the classification
[TABLE]
where denotes the set of isomorphism classes. The identification above is actually an isomorphism of groups, where the group structure on is induced from the obvious product of morphism of groupoids .
If is a quotient groupoid , then can be identified with the Borel equivariant cohomology , which is the cohomology of the Borel construction with its coefficients in . By definition, the Borel construction is the quotient space , where is the total space of the universal -bundle and the action of on the direct product is . For a map of groupoids , one may identify the cohomology with the Borel equivariant cohomology , where the local system on is the map associated to . In the case where , the cohomology can be identified with a group cohomology. The cochain complex producing is explicitly given in Appendix A.
2.3. Twisted extension
We introduce some notations following [12]: Given a complex number and a sign , we write
[TABLE]
Similarly, for a complex vector bundle on a space , we write
[TABLE]
where is the complex conjugate of . As a generalization, for a continuous map , we define a vector bundle by
[TABLE]
noting that we can express as the disjoint union .
A Hermitian vector bundle over a space is called a -graded Hermitian vector bundle if admits a direct sum decomposition into Hermitian vector bundles . We call the even part (or degree [math] part), and the odd part (or degree part). It can happen that or . Thus, a -graded Hermitian line bundle amounts to a Hermitian line bundle with a -grading (or parity) specified: or . Generalizing this, for a continuous map , we define a -graded Hermitian line bundle to be a Hermitian line bundle such that the restriction to has degree . If is -graded and is -graded, then their tensor product is -graded as a convention. To the exchange of factors, we apply the Koszul sign rule as in [12], so that a negative sign appears only in the exchange of odd homogeneous elements.
Definition 2.1** ([12]).**
Let be a groupoid, and a map of groupoids. A -twisted -graded extension of consists of
- •
a map of groupoids ,
- •
a -graded Hermitian line bundle , and
- •
a unitary isomorphism on which preserves the -grading and makes the following diagram commutative on ,
[TABLE]
where for as defined in §§2.2.
The trivial -twisted -graded extension consists of the trivial map (i.e. is the constant map at , the product bundle and the trivial isomorphism .
It is helpful to express the commutative diagram for in Definition 2.1 as follows: Let denote the fiber of at . Then, the map at , consisting of composable morphisms , amounts to , and the diagram at to
[TABLE]
This “fiberwise expression” is employed in [12], and a similar expression is possible for twisted vector bundles to be defined in §§2.5
We remark that we apply a convention different from the one in [12]. We also remark that a -twisted ungraded extension of a groupoid is defined by forgetting about the information on the -grading specified by . Every -twisted ungraded extension of can be thought of as a -twisted -graded extension by taking to be trivial.
Definition 2.2**.**
Let be a groupoid, and a map of groupoids. An isomorphism of -twisted -graded extensions of is the equivalence class of data consisting of
- •
a map ,
- •
a -graded Hermitian line bundle , and
- •
a unitary isomorphism on which preserves the -grading and makes the following diagram commutative on ,
[TABLE]
The data and are equivalent if we have
- •
for a map such that , and
- •
a unitary isomorphism on which preserves the -grading and makes the following diagram commutative on ,
[TABLE]
With the morphisms above, we get a category whose objects are -twisted -graded extensions of .
We here examine a special type of a -twisted -graded extension of such that is the product bundle. In this case, the unitary isomorphism of Hermitian line bundles amounts to a function satisfying
[TABLE]
Moreover, if is the quotient groupoid , then is a function satisfying
[TABLE]
Thus, in terms of group cohomology, we have , namely, is a -cocycle of with values in the group of -valued functions regarded as a two-sided -module by the homomorphism and the pull-back action of (see Appendix A for details). Under the same assumption, the unitary isomorphism in an isomorphism of -twisted -graded central extensions amounts to a -cochain of such that
[TABLE]
modulo the coboundary of a [math]-cochain of .
2.4. Twist
Generalizing [11], we define twists involving as follows.
Definition 2.3**.**
Let be a groupoid, and an object of .
- (a)
A graded -twist (or a -twist, a twist for short) on consists of:
- •
a local equivalence ,
- •
-twisted -graded extension of .
We may write for a -twist . 2. (b)
For graded -twists and on , the set of isomorphisms is defined as
[TABLE]
where runs over groupoids which fill the diagram of local equivalences
[TABLE]
We write for the category of graded -twists on .
As in the case of extensions of groupoids, ungraded twists are defined by forgetting the information on the -grading in the definition above. Any ungraded twist can be thought of as a graded twist by the trivial -grading. Hence the category of graded -twists on contains the category of ungraded -twists as its full subcategory. By the tensor product of line bundles, these categories give rise to monoidal categories. Considering the isomorphism classes of these monoidal categories, we get the groups and . By means of Čech cohomology groups (cf. [14, 22]), we can show the following classification of twists
[TABLE]
The group structure on leads to the exact sequence of groups
[TABLE]
With some calculations, we can identify the extension class of with the cup product followed by the Bockstein homomorphism associated to the short exact sequence of coefficients .
For maps of groupoids (), a homotopy is defined as a map such that , where is the groupoid such that .
Lemma 2.4**.**
Let be a local quotient groupoid, and a map of groupoids. Suppose that there is a homotopy of maps and from another groupoid to . For any -twisted -graded extension of , there is an isomorphism .
Proof.
This lemma is essentially a consequence of the homotopy invariance of the cohomology that classifies -twisted -graded extensions: We have a homotopy between maps on the space of morphisms. This homotopy induces an isomorphism of -graded line bundles. Together with the product bundle and the trivial map , the isomorphism gives rise to an isomorphism of the -twisted extensions. ∎
2.5. Twisted vector bundle
As is mentioned, a -graded vector bundle on a space is a vector bundle with a decomposition . Such a decomposition is in one to one correspondence with an involution covering the identity of . A fiber preserving map is said to be degree if . Notice that, for , if is a map of degree and is an element of degree , then under our sign rule.
For , we write for the Clifford algebra [3, 23] associated to the quadratic form on . Concretely, is the algebra over generated by subject to the relations
[TABLE]
As is known, has a natural -grading. A representation of or a -module on a -graded Hermitian vector space will mean an algebra homomorphism of degree [math] such that is unitary for each vector of unit norm. An equivalent definition of a -module is a -graded Hermitian vector space equipped with odd unitary maps , () subject to
[TABLE]
Now, we introduce the notion of twisted bundles [12] in our convention.
Definition 2.5** ([12]).**
Let be a groupoid, a map of groupoids, and a -twisted -graded extension of . For , a -twisted vector bundle over with -action (or a twisted bundle for short) is a vector bundle such that its fiber is a separable Hilbert space and is equipped with the following data:
- •
(-grading) a self-adjoint involution which specifies a -grading by .
- •
(-twisted action) an isometric map
[TABLE]
on which preserves the -grading and makes the following diagram commutative on ,
[TABLE]
- •
(-action) Unitary maps for unit norm elements which make each fiber of into a representation of and the following diagram into a commutative one on ,
[TABLE]
In the “fiberwise expression”, amounts to at a morphism in , and the commutative diagram on amounts to
[TABLE]
for composable morphisms and .
In Definition 2.5, the fiber of a twisted vector bundle can be both infinite-dimensional and finite-dimensional. In the infinite-dimensional case, we assume that the structure group of is topologized by the compact open topology in the sense of Atiyah and Segal [6, 12], and the maps , and are continuous with respect to the topology.
In the case that some of the data , and are trivial, we often omit it from the modifier “-twisted”. For example, when is trivial, we say -twisted bundles instead of -twisted bundles. The same omission will be applied to the action of .
Definition 2.6**.**
Let be a groupoid, a map of groupoids, and a -twisted -graded extension of . A degree map
[TABLE]
of -twisted vector bundles on with -action is a vector bundle map which covers the identity of and satisfies
[TABLE]
where is of unit norm.
As before, the continuity of is understood in the compact open topology.
It would be helpful to describe the data of a twisted bundle explicitly under a simplifying assumption. Let us consider a quotient groupoid and associated to a homomorphism . We further assume that a -twisted -graded extension is such that is associated to a homomorphism and is the product bundle. Under these assumptions, a -twisted bundle is a Hilbert space bundle equipped with:
- •
a self-adjoint involution defining the -grading,
- •
real orthogonal maps which cover the actions of and satisfy
[TABLE]
- •
unitary maps which cover the identity of and satisfy
[TABLE]
A degree map from this twisted bundle to another -twisted bundle with the data , and as above is a vector bundle map on satisfying
[TABLE]
As usual, a map of vector bundles can be regarded as a section of a vector bundle.
Lemma 2.7**.**
Let be a groupoid, a map of groupoids, and a -twisted -graded extension of . For -twisted vector bundles and on with -action, there is a -twisted vector bundle on such that the sections of its degree part are in one to one correspondence with degree maps .
Proof.
We first consider the case without the Clifford actions (). The -twisted vector bundle is constructed as follows. Its underlying vector bundle is on . This vector bundle has the -grading by the degree of maps, and its fiber is a Hilbert space since and are. In the compact open topology, continuous sections of are in one to one correspondence with continuous maps . On , we define a -twisted action to be the composition of the degree [math] maps
[TABLE]
This map satisfies the coherence condition on , making into a -twisted vector bundle on . By construction, a section of the degree part is a section such that . Such sections are clearly one to one correspondence with degree maps of -twisted bundles. If the -actions are present, then there clearly exists a subbundle of respecting the Clifford actions. ∎
For a groupoid , a map of groupoids , and a -twisted -graded extension of , we denote the category of -twisted vector bundles on with -action by
[TABLE]
In the case that is a quotient groupoid , we may write
[TABLE]
The tensor product of twisted bundles induces a functor
[TABLE]
A map of groupoids also induces by pull-back a functor
[TABLE]
and a representative of an isomorphism of -twisted -graded extensions induces
[TABLE]
by the assignment of twisted bundles . We remark that, in general, an automorphism of acts non-trivially on .
2.6. Locally universal bundle
We introduce here an extension of the notion of locally universal twisted Hilbert bundles given in [11].
Definition 2.8**.**
Let be a groupoid, a map of groupoids, and a -twisted -graded extension of . A -twisted vector bundle on with -action is called locally universal if there is an isometric embedding for any open full subgroupoid and any -twisted vector bundle on with -action.
Extending argument in [11], one can show that an embedding as above is unique up to homotopy, and hence is unique up to unitary isomorphisms. Also, if is locally universal, then so is .
Lemma 2.9**.**
Let be a local quotient groupoid, a map of groupoids, and a -twisted -graded extension of . There is a -twisted locally universal twisted vector bundle on with -action.
Proof.
The idea of the proof is basically the same as that given in [11].
First of all, it is enough to consider the case where is trivial. The key to this reduction is the groupoid such that its space of objects is and its space of isomorphisms is the unit sphere bundle of . The pull-back under the projection induces a one to one correspondence between -twisted bundles on with -action and -twisted bundles on with -action which are equivariant under the right -action on .
Then, we can further reduce the problem, and it suffices to consider the case where the base groupoid is the quotient groupoid with a compact Lie group. The key to this reduction is that we can glue locally universal twisted bundles together to form a locally universal twisted bundles. By design, a local quotient groupoid is covered by open full subgroupoids which are weak equivalent to the quotient groupoids , with the cardinality of indices countable. Here are compact Lie groups and are Hausdorff spaces which are locally contractible, paracompact and completely regular. Each admits locally contractible slices, and each slice is -equivariantly homotopy equivalent to the space of the form with a closed subgroup. The inclusion induces a local equivalence . Thus, there is a locally universal bundle on , if there is a locally universal -twisted bundle with -action on the quotient groupoid of the form with any compact Lie group.
Now, the remaining thing to show is the existence of a -twisted (locally) universal vector bundle on with -action, where is any compact Lie group, and and are any continuous homomorphisms. This existence is shown in Appendix B (Lemma B.15), by using the so-called Mackey decomposition, which reduces the consideration of a representation of a group to that of projective representations of smaller groups. ∎
3. Fredholm formulation of Freed-Moore -theory
In this section, we provide the Fredholm formulation of the Freed-Moore -theory, and prove its periodicity and the degree shift effects of some twists. The reproductions of known -theories, a relationship to the finite rank formulation in [12], and the Thom isomorphism theorem are also provided.
3.1. Fredholm family
Let be a groupoid, a map of groupoids, a -twisted -graded extension of , and a -twisted vector bundle on with -action. As in Lemma 2.7, we let be the -twisted vector bundle on whose sections are in one to one correspondence with continuous maps , where the Clifford action is ignored. The fiber and the structure group of are given the compact open topology [6]. We also let be a fiber bundle defined as follows.
- •
The fiber of the underlying fiber bundle at consists of compact operators .
- •
The bundle isomorphism on is given by , where is the identity map.
We topologize the fiber of by using the operator norm, while its structure group by the compact open topology in [6].
Definition 3.1** (Fredholm family).**
Let be a groupoid, a map of groupoids, and a -twisted -graded extension of . For a -twisted vector bundle on with -action, we define a fiber bundle as follows:
- •
The fiber of the underlying fiber bundle at consists bounded operators such that
- (i)
are skew-adjoint: .
- (ii)
are compact.
- (iii)
.
- (iv)
are degree , and anti-commute with the -action, that is,
[TABLE]
for any unit norm element .
- •
The bundle isomorphism on is given by , where is the identity map.
The fiber bundle is topologized by the following map
[TABLE]
where the fibers of and are respectively given the compact open topology and the operator norm topology, and the structure groups of and are topologized by the compact open topology in the sense of [6]. The space of sections is defined by
[TABLE]
We write for the subbundle such that the fiber of the underlying fiber bundle consists of invertible operators. We also write for the subbundle such that the fiber of the underlying bundle consists of operators squaring to . Therefore we have
[TABLE]
By functional calculus, is a deformation retract, where the compact open topology are considered in the space of sections.
Lemma 3.2**.**
Let be a local quotient groupoid, a map of groupoids, and a -twisted -graded extension of . Suppose that is a -twisted locally universal vector bundle on with -action. Then is non-empty and weakly contractible.
Proof.
Let be with its -grading reversed. By the local universality, we have . It is easy to see that , where is a -graded vector space such that its even part and odd part are -dimensional. On this , we can let act by
[TABLE]
Then . To see that is weakly contractible (i.e. weakly homotopy equivalent to the point), we apply the reduction argument as in the proof of Lemma 2.9 and Proposition A.19 in [11] (which is based on [32]). Then, it suffices to show that is weakly contractible when is the quotient groupoid with a compact Lie group, and are associated to homomorphisms and , and is a -twisted locally universal bundle on with -action. In this case, is contractible, as shown in Appendix B (Lemma B.16). ∎
From a groupoid , we can construct a groupoid so as to be . If is a twisted bundle on , then the pull-back of under the projection is identified with . A homotopy between is defined to be a section such that for . In this case, and are said to be homotopic, and we write .
Lemma 3.3**.**
Let be a local quotient groupoid, a map of groupoids, a -twisted -graded extension of , and a -twisted locally universal vector bundle on with -action. Then the set of homotopy classes of sections
[TABLE]
is an abelian group.
Proof.
We can prove the lemma in a standard manner: The addition is induced from the direct sum . The zero element is represented by invertible sections . The inverse is realized by reversing the -grading of the underlying twisted vector bundle. To show the axiom about the inversion, let denote the twisted bundle with its -grading reversed. The direct sum is isomorphic to the tensor product of and an irreducible -graded complex -module . If we denote by the action of the generator of on , then is homotopic to by the homotopy for any . ∎
Now, suppose that, for a groupoid and , we are given a -twist on consisting of a local equivalence and a -twisted -graded extension of . Suppose also that is a -twisted vector bundle on with -action. By the nature of local equivalences [11], fiber bundles on are in bijective correspondence with those on under the pull-back, and the pull-back also induces a homeomorphism of the spaces of sections. This can be generalized to -twisted bundles, so that the -twisted vector bundle is isomorphic the pull-back of a -twisted vector bundle on under . As a result, the fiber bundle is isomorphic to the pull-back under of a -twisted fiber bundle , and .
Definition 3.4**.**
Let be a local quotient groupoid, an object, and a -twist on . We define a group by
[TABLE]
where is the -twisted bundle such that for a -twisted locally universal vector bundle with -action. In the case that is a quotient groupoid , we may write
[TABLE]
The group is independent of the choice of , because of the uniqueness of locally universal bundles up to unitary isomorphisms. As in the case of twisted complex -theory [11], a local equivalence of groupoids induces an isomorphism by pull-back, and hence is an invariant of the weak equivalence class of the groupoid equipped with the twisting data and .
Lemma 3.5** (weak periodicity).**
Let be a local quotient groupoid, an object, and a -twist on . There are natural isomorphisms
[TABLE]
In the case that is trivial, there are natural isomorphisms
[TABLE]
Proof.
Let us consider . To realize this isomorphism, we let be an irreducible -graded real -module. Concretely, we can choose and
[TABLE]
Its complexification , being irreducible also, has the obvious ‘Real’ structure from the complex conjugation on , so that we can regard it as an -twisted vector bundle on with -action. Furthermore, we pull this bundle back to by the map to get
[TABLE]
For a -twisted locally universal twisted vector bundle on with -action, the tensor product is a -twisted locally universal twisted vector bundle on with -action. We then consider
[TABLE]
We can directly see that any odd map such that is uniquely expressed as by using an odd map . As a result, is a homeomorphism, and hence induces an isomorphism
[TABLE]
The other isomorphisms follow from this: Iterating it, we get
[TABLE]
In general, if , () realize a real -module, then , () realize a real -module. This construction induces natural isomorphisms
[TABLE]
In the case that is trivial, there are natural identifications of complex modules over , and , so that
[TABLE]
and the lemma is established. ∎
Remark 3.6*.*
There are two equivalent variants of the fiber bundle . A variant is the fiber bundle given by dropping the spectral condition in Definition 3.1. The resulting fiber bundle has a deformation retract to , and we can use it to formulate the Freed-Moore -theory. Another variant is to use self-adjoint operators instead of skew-adjoint operators. Its detail will be given in Remark 4.12.
3.2. The Bott periodicity
Let be a groupoid, a map of groupoid, a -twisted -graded extension of , and a -twisted vector bundle of with -action. For a full subgroupoid , we write
[TABLE]
for the space of sections of such that is invertible for all . A homotopy between such sections is defined by using sections in . For an object and a -twist , the space of sections and their homotopy are defined in the obvious way.
Definition 3.7**.**
Let be a local quotient groupoid, an object, and a -twist on .
- (a)
For a full subgroupoid , we define
[TABLE]
where is the mapping cylinder of the full subgroupoid , is the -twisted bundle on such that for a -twisted locally universal vector bundle with -action, and is the pull-back of under the projection .
- (b)
For a non-negative integer , we define
[TABLE]
Theorem 3.8**.**
Let be a local quotient groupoid, an object, and a -twist on . For , there is a natural isomorphism of groups
[TABLE]
Proof.
The proof is essentially the same as in the complex case [11] (Proposition A.41): For a -twisted locally universal vector bundle with -action, we have the Atiyah-Singer map [7]
[TABLE]
given by , where , and is the action of the generator . The iteration of this map defines a homomorphism
[TABLE]
To prove that this homomorphism is bijective, we show that induces a weak homotopy equivalence on the spaces of sections. As before, thanks to the reduction argument as in Lemma 2.9 and [11] (Proposition A.19), it suffices to consider the case of the quotient groupoid with a compact Lie group and trivial . In this case, the map provides a homotopy equivalence, as will be shown in Appendix B (Lemma B.17). ∎
By the periodicities in Lemma 3.5, we get:
Corollary 3.9** (Bott periodicity).**
For , there is a natural isomorphism
[TABLE]
If is trivial, then there is a natural isomorphism
[TABLE]
Corollary 3.10**.**
For , we have a natural isomorphism
[TABLE]
Theorem 3.11**.**
Let be a local quotient groupoid, an object, and a -twist on . We can extend the -group to define for a full subgroupoid and so that the Bott periodicity holds true:
[TABLE]
These groups have the following properties.
- (a)
(the homotopy axiom) Let be another local quotient groupoid, and a full subgroupoid. Let be maps of groupoids such that . If is such that for all , then there is an isomorphism of twists , and the following diagram becomes commutative
[TABLE]
- (b)
(the excision axiom) Let and be closed full subgroupoids in . Then the inclusion induces the isomorphisms
[TABLE]
where , etc. mean the restrictions.
- (c)
(the exactness axiom) For a full subgroupoid , there is a long exact sequence
[TABLE]
in which is induced from the forgetful functor of and from the inclusion . The restriction of twisting data () is omitted.
- (d)
(the additivity axiom) For a family of local quotient groupoids and their full subgroupoids , the inclusions induce an isomorphism
[TABLE]
Proof.
With the Bott periodicity in Corollary 3.9, the proof of the theorem is a standard and rather formal procedure: In view of the so-called the cofibration (or Puppe) sequence, we get the non-positive part of the long exact sequence in (c). Using this part, the map in the proof of Theorem 3.8 induces an isomorphism
[TABLE]
Based on this periodicity, for a positive integer , we define
[TABLE]
where is an integer such that . Because of this definition, the non-negative part of the long exact sequence is extended to the complete long exact sequence in (c). The homotopy axiom (a) follows from Lemma 2.4 and the definition of the -theory in terms of a homotopy. The excision axiom (b) follows from a deformation and an extension of a section by using Lemma 3.2. Finally, (d) just follows from the definition of the -group. ∎
The tensor product functor on the category of twisted vector bundles induces a multiplication on the -groups
[TABLE]
Thus, for example, is a ring, and is a module over . In the following, for a quotient groupoid , we may apply the notation
[TABLE]
In this case, is a module over the ring , where is the restriction of , which is always equivalent to the object associated to a homomorphism .
3.3. Twist and degree shift
For the quotient groupoid , the identity homomorphism defines a non-trivial object . There are then two distinguished -twisted -graded extensions of .
- •
The -twisted -graded extension consisting of the product line bundle , the -cocycle given by ,
[TABLE]
and the trivial map of groupoids induced from the trivial homomorphism .
- •
The -twisted -graded extension consisting of the product line bundle , the trivial -cocycle and the non-trivial map of groupoids given by the identity homomorphism .
The -twisted extension can be seen as an ungraded twist, and generates
[TABLE]
while can be seen as the datum of the -grading, and generates
[TABLE]
A -twisted vector bundle on just amounts to a -graded Hilbert space equipped with an odd anti-unitary map such that . By the sign rule, the square of their tensor product is calculated as
[TABLE]
The sign cannot be eliminated by multiplying the anti-unitary map with scalars. This explains that and in the group
[TABLE]
so that is a generator of this group.
Let be a groupoid, and an object in . By the pull-back under , the -twisted -graded extensions and define -twisted -graded extensions and of . Hence we have -twists and on .
Theorem 3.12**.**
Let be a local quotient groupoid, an object, and a -twist on . For a full subgroupoid and , there are natural isomorphisms
[TABLE]
Proof.
We define as follows: The underlying vector space is with . The twisted -action and the -action are
[TABLE]
where is the complex conjugation. For , we take the pull-back of the twisted bundle above under to get
[TABLE]
Thus, for a -twisted locally universal vector bundle on with -action, the tensor product defines a map
[TABLE]
and this eventually induces a homomorphism
[TABLE]
Recall that and . Therefore the present theorem will be established when is shown to be bijective. To prove the bijectivity of , it is enough to consider the case of , because of the exactness axiom. Now, let us consider the composition
[TABLE]
This map is induced from the tensor product with the twisted representation , which is an -twisted representation of with -action
[TABLE]
An -twisted representation of is nothing but a complex vector space with an anti-linear involution, or equivalently a real structure. By the operation of taking the real part, -twisted representations of with -action are in one to one correspondence with -graded real representations of . The -graded real representation of corresponding to has the dimension , and hence is an irreducible representation. Such an irreducible representation realizes the periodicity in Lemma 3.5, so that turns out to be bijective. ∎
3.4. Reproduction of familiar -theories
As mentioned in §1, we can recover familiar -theories by specifying twists. We review here some examples.
3.4.1. Twisted equivariant complex -theory
For a local quotient groupoid , if is trivial, then the twisted -theory in [11] is recovered. In particular, for the quotient groupoid associated to an action of a compact Lie group on a compact Hausdorff space , we recover the twisted -equivariant complex -theory
[TABLE]
In this case, the twists are classified by the Borel equivariant cohomology
[TABLE]
If , then there is a distinguished twist coming from
[TABLE]
We can identify the -theory with this twist with a variant of -theory in [4, 42].
3.4.2. Twisted equivariant -theory
Let be a compact Lie group acting on a compact Hausdorff space . By this -action and the trivial -action, we define an action of on . We let be the projection onto the -factor, which defines an object . In this case, we have the identification with the twisted -equivariant real -theory
[TABLE]
The twists are classified by the equivariant cohomology
[TABLE]
We can see that
[TABLE]
The factors and are consistent with the twists for -theory in [16]. Notice that a -equivariant complex line bundle defines a twisted extension in this case. The twist given by is classified by the image of the equivariant Chern class under the mod reduction . The -theory twisted by is the -equivariant version of the twisted -theory in [5]. The remaining factors
[TABLE]
are the contributions of the twists and in §§3.3 with . In view of the values of the -cocycle defining , we find that the equivariant -theory twisted by is the -theory of -equivariant quaternionic vector bundles.
3.4.3. -theory
Let us consider the quotient groupoid associated to a compact Hausdorff space with an action of . The identity homomorphism defines an object . Then we recover Atiyah’s -theory [2]
[TABLE]
The twists in this case are classified by
[TABLE]
and we can define a twisted -theory by
[TABLE]
The twist in §§3.3 lives in the factor , and the -theory with this twist provides Dupont’s ‘Symplectic’ -theory [17].
We notice that twisted -theories are already introduced by Moutuou [26, 27, 28] and also by Fok [9, 10]. The twisted -theory above is anticipated to reproduce their twisted -theories. In particular, the twisted -equivariant -theory for a ‘Real’ -space of in the sense of [9, 10] would be identified with , where the semi-direct product is defined by using the ‘Real’ structure on and is the projection.
3.5. Finite rank realizability
We here compare the Fredholm formulation of with its finite-dimensional formulation in [12].
Definition 3.13**.**
Let be the quotient groupoid associated to an action of a finite group on a compact Hausdorff space , the map of groupoids associated to a homomorphism , and a -twisted -graded extension of .
- (a)
We define to be the full subcategory whose objects are -twisted vector bundles on with -action such that the fibers of are finite dimensional.
- (b)
We define as the quotient monoid
[TABLE]
Note that is a full subcategory of , so that is a submonoid. Using the idea of the proof of Lemma 3.3, we can show that the reversal of the -grading of twisted bundles gives a monoid morphism satisfying the assumptions in Lemma C.1, from which is an abelian group. If is trivial, then this group agrees with the Grothendieck construction of the monoid of isomorphism classes of ungraded vector bundles.
For any , the trivial section makes sense. Moreover, any section is homotopic to the trivial section. If is a locally universal twisted bundle, then we have an embedding . The orthogonal complement can be assumed to be locally universal. Then we have a map given by , where . Thus, taking , we have an induced homomorphism
[TABLE]
In the case of , a standard argument shows that the operation of taking the kernel of skew-adjoint (Fredholm) operators induces a well-defined homomorphism
[TABLE]
which is inverse to . The theorem of Atiyah-Jänich [1] is a generalization of this fact in the case that and is trivial, and a twisted generalization due to [12] is as follows.
Proposition 3.14** ([12]).**
Under the assumptions in Definition 3.13, if is trivial and , then the homomorphism is an isomorphism.
In [12], the result above is stated in Remark 7.37 and a proof is given in Appendix E, which is essentially the construction of the inverse . However, this proof seems not to work in the presence of a non-trivial homomorphism , at the point that we apply the argument proving the Atiyah-Jänich theorem in [1]. For this reason, is assumed to be trivial in the above proposition. We remark that the proposition will be reproved in a different way in §§4.4.
In the presence of a non-trivial , we can instead prove the following:
Proposition 3.15**.**
Under the assumptions in Definition 3.13, if is associated to a non-trivial homomorphism , then there is an exact sequence of groups
[TABLE]
where the original -action on and the morphism define the -action on by , and is the projection.
Proof.
First of all, we construct . For the construction, we notice that the group agrees with the Grothendieck construction of the monoid of isomorphism classes of -twisted ungraded vector bundles on (or equivalently -twisted vector bundles with trivial odd parts). For such a twisted vector bundle on , we define a -graded Hermitian vector bundle on by setting . The -twisted -action on induces a -twisted -action on . Then the assignment extends to the homomorphism .
If is a -twisted vector bundle on , then we can define an ungraded vector bundle on by . The -twisted -action on induces a -twisted -action on . We can directly check , so that is surjective.
If for a -twisted ungraded vector bundle on , then we have with . This -graded vector bundle admits a -action
[TABLE]
This -action is compatible with the -twisted -action on , so that we have . This proves in . In the opposite direction, suppose first that a -twisted vector bundle on is constructed from a -twisted ungraded vector bundle on . We express the twisted -action on as , where holds true, and is the Hermitian line bundle in the data of the -twisted (trivially -graded, or ungraded) extension . With this notation, the -twisted -action on is expressed as
[TABLE]
Suppose next that admits a compatible -action, which is expresses as
[TABLE]
where . Then we have a -twisted vector bundle on by setting and defining its -twisted -action as
[TABLE]
We can verify that is isomorphic to . This means that the sequence in question is exact at , and the proof is completed. ∎
Let us apply the result above to the case where acts on trivially, is the identity, and is trivial. Then turns out to be surjective and , whereas as shown in [4]. Thus, if , then is not bijective (cf. [39]).
Remark 3.16*.*
Under the assumptions in Definition 3.13 that is finite and is compact, the isomorphism class of the ungraded twist is a torsion class. Hence Proposition 3.14 is consistent with the conjecture in [40].
3.6. The Thom isomorphism
To state the Thom isomorphism in the Freed-Moore -theory, let us recall, from [23] for instance, that the -group is a central extension of the orthogonal group by . This group sits in the complexified Clifford algebra , so that there is a natural complex conjugation on . Using this, we define for and by
[TABLE]
Definition 3.17**.**
Let be a groupoid, an object, and a real vector bundle of rank . We write for the principal -bundle arising as the frame bundle of with respect to a Riemannian metric. For realized as a map of groupoids , a -twisted -structure on consists of
- •
A principal -bundle which is a lift of the structure group of to by an equivariant map .
- •
A fiber preserving map on such that
- –
,
- –
for , and ,
- –
on .
For general consisting of a local equivalence and a map of groupoids , a -twisted -structure on means one on the pull-back of to .
To help the understanding of the notion of -twisted -structures, let us assume for a moment that the groupoid is the quotient groupoid associated to an action of a compact Lie group on and is induced from a homomorphism . In this case, a real vector bundle on means a -equivariant real vector bundle on , so that its frame bundle is a -equivariant principal -bundle, provided that the rank of is . Then, a -twisted -structure of is a -structure of the underlying vector bundle which has, for each , a -action covering the -action such that for all and .
Lemma 3.18**.**
Let be a groupoid, an object, and a real vector bundle on of rank . There exists a -twisted -structure on if and only if a cohomology class vanishes.
Proof.
We can assume that is realized as a map of groupoids . Then, from the frame bundle of , we can construct a groupoid admitting a local equivalence . Concretely, and . Further, from the central extension of , we can construct a -twisted (ungraded) extension of whose trivializations are in bijective correspondence with -twisted -structures on . Concretely, is the pull-back under the projection of the Hermitian line bundle associated to , and is induced from the group structure on . In general, the class in that classifies a -twisted extension is the obstruction to admitting a trivialization, from which the lemma follows. ∎
Theorem 3.19**.**
Let be a local quotient groupoid, an object, and a -twist of . For any real vector bundle of rank , we write and for the unit disk bundle and the unit sphere bundle of with respect to a Riemannian metric. Then there is a natural isomorphism
[TABLE]
where is classified by the obstruction class for admitting a -twisted -structure, and by the obstruction class for to being orientable.
Proof.
We sketch the proof following [11]. By replacing if necessary, we can assume that the object is realized as a map of groupoids and the -twist as a -twisted extension of . Let be a locally universal -twisted vector bundle on . The disk bundle gives rise to a local quotient groupoid, and is its subgroupoid. By definition, we have
[TABLE]
Associated to is a -twisted vector bundle whose fibers are the complexified Clifford algebra. Then, we have a homotopy equivalence
[TABLE]
where is defined by replacing the Clifford action in Definition 3.1 by the natural left fiberwise Clifford action of on . Except for the use of the -equivariance of the Atiyah-Singer map in Lemma B.12, the proof of the homotopy equivalence is essentially the repetition of that of Theorem 3.8. From the frame bundle of , we can construct a groupoid and a local equivalence , as in the proof of Lemma 3.18. The pull-back under induces a homeomorphism
[TABLE]
On is the -twisted ungraded extension whose trivializations are bijective correspondence with the -twisted -structures on . The determinant induces a grading of which is classified by . Note that the pull-back is isomorphic to the product bundle of rank , so that is isomorphic to the product bundle with fiber , as a vector bundle. The product bundle gives rise to a -twisted vector bundle whose twisted action is induced from the left action of on . Furthermore, this twisted bundle is a -bimodule, where acts from the left through the trivialization and from the right through . Then, by a Morita equivalence based on , we have a homeomorphism
[TABLE]
where is the locally universal -twisted vector bundle with -action given by
[TABLE]
Summarizing, we get a natural isomorphism
[TABLE]
Since an action of the Clifford algebra accounts for the degree , we can generalize the argument so far to have
[TABLE]
which is equivalent to the isomorphism in question. ∎
To provide examples of the Thom isomorphism, let us consider the quotient groupoid associated to an action of a finite group on a space and associated to a homomorphism . We let be any -twist.
Let be a -twisted vector bundle on of rank . For its underlying real vector bundle of rank , we can show by a direct computation that the ungraded twist is given by the group cocycle if , and is trivial if . We can also show that the grading is given by the homomorphism if and is trivial if . Because and have the effect of degree shifts, we eventually get
[TABLE]
This generalizes the Thom isomorphism for a complex vector bundle in complex -theory and that for a ‘Real’ vector bundle in ‘Real’ -theory.
Let be any homomorphism, and the product real line bundle with the -action . We have and . In the case of , the Thom isomorphism is
[TABLE]
If is non-trivial, then and the inclusion induces a local equivalence of groupoids
[TABLE]
Thus, from the long exact sequence for , we get a generalization of an exact sequence for ‘Real’ -theory in [2] (p.377, (3.4))
[TABLE]
In the case of , the Thom isomorphism is
[TABLE]
The long exact sequence for the pair gives us
[TABLE]
where acts on by . We remark if is non-trivial. We also remark that the above exact sequence extends the one in Proposition 3.15.
4. Karoubi formulation of Freed-Moore -theory
This section is devoted to Karoubi’s formulations of the Freed-Moore -theory: We introduce the infinite-dimensional Karoubi formulation, and relate it with the Fredholm formulation. We then introduce the finite-dimensional Karoubi formulation, and relate it with the other formulations.
4.1. Gradation
Definition 4.1** (gradation).**
Let be a groupoid, a map of groupoids, and a -twisted -graded extension of . For a -twisted vector bundle on with -action, we define a fiber bundle as follows:
- •
The fiber of the underlying fiber bundle at consists of bounded operators such that:
- (i)
are self-adjoint involutions: and .
- (ii)
are compact.
- (iii)
anti-commute with the -action, that is,
[TABLE]
for any unit norm element .
- •
The bundle isomorphism on is given by , where is the identity map.
The fiber of is topologized by using the operator norm topology, and its structure group by the compact open topology in [6]. The space of sections is defined by
[TABLE]
We call a section a gradation of .
As in the case of , the -twisted action is continuous with respect to the topology on given by the compact open topology.
We notice that no commutation relation among and is imposed. We also notice that is a -twisted vector bundle on with -action. Thus a gradation on is regarded as another choice of a -grading of . It is clear that . A homotopy between gradations and of is defined by a gradation of the twisted bundle on such that for . In this case, and are said to be homotopic, and we write .
Suppose that for a groupoid and , we have a -twist on consisting of a local equivalence , a -twisted extension of , and a -twisted vector bundle on with -action. As in the case of , there uniquely exists a -twisted bundle on up to isomorphisms such that is isomorphic to and induces a homeomorphism from to preserving the equivalence relations given by fiberwise homotopies of sections.
Definition 4.2**.**
Let be a local quotient groupoid, an object, and a -twist on . We define
[TABLE]
where is the -twisted bundle such that for a -twisted locally universal vector bundle with -action. In the case that is a quotient groupoid , we may write
[TABLE]
The operation of taking a direct sum makes into an abelian monoid, in which the zero element is represented by . This monoidal structure turns out to be a group structure, as will be seen shortly. Though will not be detailed, the same construction as in Lemma 3.5 provides isomorphisms, such as
[TABLE]
Remark 4.3*.*
Let us consider the trivial setting that , , and are trivial, and . In this setting, a locally universal bundle is just a -graded vector space such that are separable infinite-dimensional Hilbert spaces. Then is
[TABLE]
where is the space of bounded operators and that of compact operators. All these spaces are topologized by the operator norm. The space appears in [30] as a model of the classifying space of the even complex -theory, and admits the identification
[TABLE]
given by . The space also admits the identification
[TABLE]
given by , where are the orthogonal projections. This space essentially agrees with the infinite-dimensional Grassmannian in [29], where Hilbert-Schmidt operators are used in place of compact operators.
4.2. Relationship with Fredholm formulation
Now, we relate the -theory in the Fredholm formulation with in the Karoubi formulation. As is mentioned in §1, a change of twists enters into the relationship of these two formulations.
Definition 4.4**.**
Let be the projection onto the first factor. We define a group -cocycle by
[TABLE]
The -cocycle defines a -twisted -graded extension of the quotient groupoid , in which the line bundle on the space of morphisms is the product bundle with the trivial -grading. Thus, if and are maps of groupoids, then we get a -twisted -graded extension by the pull-back under .
Lemma 4.5**.**
Let and be maps of groupoids. If or is trivial, then is trivial.
Proof.
If is trivial, then is clearly trivial by the definition of . If is trivial, then the map of groupoids factors as follows
[TABLE]
The pull-back cocycle can be trivialized by the group -cochain given by and . Hence is also trivialized. ∎
Definition 4.6**.**
Let be a groupoid and a map of groupoids. For a -twisted -graded extension of , we define a -twisted -graded extension by .
Since the -cocycle is clearly trivial, we have .
As is seen, for a quotient groupoid and a map of groupoids induced from a homomorphism , a group -cocycle defines a -twisted -graded extension of , in which the line bundle on the space of morphisms is the product bundle , and is a map of groupoids. In this case, is the -twisted -graded extension of associated to the group -cocycle given by
[TABLE]
Lemma 4.7**.**
Let be a groupoid, a map of groupoids, and a -twisted -graded extension of .
- (a)
For a -twisted vector bundle on with -action, there exists a -twisted vector bundle on with -action such that is isomorphic to .
- (b)
For a degree map of -twisted vector bundles on with -actions, there is a degree map of -twisted vector bundles on with -action such that for maps of degree .
Proof.
For (a), let be a -twisted vector bundles on with -action. We then have a -twisted vector bundle on with -actions as follows: The underlying Hermitian vector bundle on is given by , and its -grading by . The -action on is given by for unit norm vectors . Finally, the twisted action is given by the composition
[TABLE]
where is the identity on the component and on . With some direct calculations, we can verify that is a -twisted vector bundle on with -action. By construction, the identity map gives an isomorphism . For (b), we define by if is even and if is odd. We can readily verify that is a degree map of -twisted vector bundles on with -action. The claim about the composition is also verified readily. ∎
For a better understanding of the construction of , let us assume that the groupoid is a quotient groupoid , the map of groupoids is induced from a homomorphism , and is also induced from a homomorphism . As is reviewed already in §§2.5, a -twisted vector bundle is a -graded vector bundle with real orthogonal map , () realizing the twisted action and with unitary maps realizing the -action. Then the twisted action and the -action on are given by
[TABLE]
We now introduce a map relating the Fredholm formulation with the Karoubi formulation, which originates from [7].
Definition 4.8**.**
Let be a groupoid, a map of groupoids, a -twisted -graded extension of , and a -twisted vector bundle on with -action. We define a map of fiber bundles on
[TABLE]
by for belonging to the fiber of at .
To see that is a well-defined continuous map, we start with the simplest case.
Lemma 4.9**.**
For a separable -graded Hilbert space , the map is well-defined and continuous.
Proof.
To see that is well-defined, we notice that is a self-adjoint operator. Hence the functional calculus gives a bounded operator on . Because is compact, the spectral set and hence consist of eigenvalues only. The eigenspaces of whose eigenvalues differ from are finite-dimensional. The eigenspaces of with their eigenvalues are the only possible infinite-dimensional eigenspaces, on which acts by . This proves that is compact, and so is . We can directly check that is a self-adjoint involution. Hence is well-defined as a map. To prove that is continuous, let be a sequence convergent to as . By definition, this means that the sequence of maps uniformly converges to on any compact subset and converges to in the operator norm, i.e. as . The continuity of will be established when we prove that converges to in the operator norm. For this aim, we express as follows
[TABLE]
Let and be the following power series in
[TABLE]
These series are convergent on the whole of , and hence define holomorphic functions. As a result, converges to in the operator norm, since converges to in the operator norm. Let us define a holomorphic function by . In the expansion of in , the constant part is absent, because . Therefore is a compact operator for any . Now, let us see the estimate
[TABLE]
Because is skew-adjoint, we have . Thus, we have and as , since converges to in the operator norm. The compact operator maps the unit sphere in to a compact subset in . On the compact subset, converges to uniformly, so that . In summary, converges to in the operator norm, and is a continuous map. ∎
Lemma 4.10**.**
The map in Definition 4.8 is well-defined, continuous, and gives rise to a map of -twisted fiber bundles on the groupoid .
Proof.
In the same way as in Lemma 4.9, we can show that is well-defined. It is easy to verify the anti-commutation relation between and the Clifford action on . This proves that the map is well-defined as a map of the fiber bundles on . The continuity of follows from Lemma 4.9, because of the local triviality of . We can also directly verify that is compatible with the twisted action on , which means that is a map of fiber bundles on . ∎
As a result of the lemma above, we have a map of sections
[TABLE]
which is continuous, provided that the spaces of sections are topologized by the the compact open topologies. Clearly, this map preserves the operations of taking the direct sum. If is locally universal and , then , because . Consequently, induces a well-defined map of monoids
[TABLE]
Theorem 4.11**.**
Let be a local quotient groupoid, an object, and a -twist on . For any , the monoid map
[TABLE]
is bijective. In particular, gives rise to an abelian group. Further, if we put , then induces an isomorphism of groups
[TABLE]
Proof.
As before, we apply the reduction argument as in Lemma 2.9 and [11] (Proposition A.19). Then, it is enough to see that is a weak homotopy equivalence when is the groupoid associated to a compact Lie group and is trivial. In this case, is a homotopy equivalence, as shown in Appendix B (Lemma B.18). ∎
Remark 4.12*.*
One can avoid the twist change by using self-adjoint operators instead of skew-adjoint operators in Definition 3.1. To be precise, we define by replacing (i), (ii) and (iii) in Definition 3.1 by
- (i)’
are self-adjoint: .
- (ii)’
are compact.
- (iii)’
.
Using , we also define and as in Definition 3.4 and Definition 3.7. By Lemma 4.7, we have an isomorphism of fiber bundles
[TABLE]
where is the -grading of . This induces the isomorphisms of groups
[TABLE]
Hence Theorem 4.11 provides the isomorphisms without the twist change
[TABLE]
Note that the counterpart of Corollary 3.10 reads
[TABLE]
Note also that the counterpart of in §§3.5 for is defined for
[TABLE]
which is isomorphic to by . Finally, we remark that the use of self-adjoint operators affects the signs of the degree shifts corresponding to twists in Theorem 3.12, for example,
[TABLE]
4.3. Finite-dimensional Karoubi formulation
Let us consider the same setup as in §§3.5 to introduce a finite-dimensional Karoubi formulation.
Definition 4.13** (triple).**
Let be the quotient groupoid associated to an action of a finite group on a compact Hausdorff space , the map of groupoids associated to a homomorphism , and a -twisted -graded extension of .
- (a)
We define a triple on by the requirement that and are objects of .
- (b)
We define an isomorphism of triples to be an isomorphism of vector bundles on which gives isomorphisms in for .
By definition, a triple can be regarded as a twisted vector bundle on equipped with a gradation in the sense of Definition 4.1, where the compactness of is automatically satisfied by the finite-dimensionality of . The direct sum of triples is defined by .
Definition 4.14**.**
We assume the same setting as in Definition 4.13.
- (a)
We define to be the monoid of the isomorphism classes of triples on .
- (b)
We define to be the submonoid consisting of triples such that is homotopic to as gradations.
- (c)
We define to be the quotient monoid.
Lemma 4.15**.**
The monoid is an abelian group, in which the additive inverse of is given by . It also holds that
[TABLE]
Proof.
To see that the quotient monoid is an abelian group, we verify the monoid morphism satisfies the assumptions in Lemma C.1. Then the non-trivial thing is that , namely, the gradations and on are homotopic. As given in [18] (4.16 Lemma), the family of gradations
[TABLE]
realizes such a homotopy in our setting. The remaining formula can be shown in the same way as in [18] (4.17 Lemma). ∎
Using the idea of the proof of Lemma 3.5, we can also prove
[TABLE]
As in §§3.5, we can relate finite-dimensional formulation with the infinite-dimensional formulation .
Lemma 4.16**.**
Under the assumptions in Definition 4.13, there is a homomorphism of monoids
[TABLE]
Proof.
Given a triple on , we put to regard as a -graded vector bundle. In particular, . Then we can embed into a locally universal bundle . If denotes the -grading of the orthogonal complement of , then the -grading of is expressed as . Now, we have a self-adjoint involution on such that is compact. This gives a gradation , and we define by the assignment . Using the property , we can show that is well-defined. It is then clear that is a homomorphism. ∎
To prove that is bijective, we show that any gradation on a locally universal bundle admits a “finite dimensional approximation”.
Lemma 4.17**.**
Let be a compact Hausdorff space.
- (a)
Let be a separable Hilbert space, and a family of self-adjoint compact operators on which are continuous in the operator norm. Then, for any , there is a finite rank subspace such that for all , where is the orthogonal projection onto .
- (b)
We additionally suppose in (a) that gives rise to a -twisted vector bundle on with compatible -action for homomorphisms and . Then we can take the subspace in (a) so that is a -twisted vector bundle on .
Proof.
For (a), let denote the open ball centered at and radius , and its closure. Then is a compact subset. To see this, we define a continuous map by . As shown in [34] (Proposition 2.1), the projection restricts to a proper map . Since is compact, so are and its image under the projection .
As a result, we can find a finite number of vectors so that the open balls cover . Let be the subspace spanned by the vectors , and the orthogonal projection onto . Then, for any and , we can find a vector from such that , so that
[TABLE]
This implies that for any .
For (b), we take the subspace in (a) to be
[TABLE]
As a vector space, still remains finite rank. Since , the succeeding argument in (a) works without change. ∎
Lemma 4.18**.**
Under the assumptions in Definition 4.13, let be the locally universal -twisted vector bundle on with -action. For any gradation , there exists a finite rank -twisted subbundle with -action such that is homotopic to within gradations, where is the section expressed as by using the inclusion and the projection , and is the -grading of the orthogonal complement of .
Proof.
Let be the quotient groupoid. First of all, we point out that it suffices to consider the case where the twisting data , and are all trivial. This is a consequence of a reduction argument in [12]:
- (1)
Let act on by . Because the normal subgroup acts on freely, the projections and induce a local equivalence of groupoids . Recall that the homomorphism defines an object in the category introduced in §2. There is an isomorphism in , where is the object associated to the projection . The isomorphism induces equivalences of categories and , where is the -twist corresponding to under the former equivalence. The inclusion induces a map from the quotient groupoid to . The restriction is an untwisted central extension of , so that any -twisted vector bundle on restricts to a -twisted vector bundle on . As shown in [12] (proof of Lemma 10.17), an involution on the groupoid is able to recover the information on -twisted vector bundles on from the -twisted vector bundles on . As a result, we can consider the quotient groupoid with the -graded central extension instead of the original groupoid with the -twisted -graded extension . Put differently, we can assume that is trivial from the beginning. As is pointed out in [12] (Appendix E), a similar argument can be applied in order to suppress the twisting datum (cf. Proposition 3.15), so that we can also assume that is trivial. 2. (2)
Let be the quotient groupoid associated to an action of a finite group on a space , and a central extension of . By an argument in [12] (Lemma E.1), one can show that is weakly equivalent to a global quotient of a compact space by a compact Lie group , on which can be trivialized. Concretely, the push-forward gives rise to a -twisted -equivariant vector bundle whose rank agrees with the order of . We write for the unitary frame bundle of , and for the associated principal bundle whose structure group is the projective unitary group . Because is a line bundle on for each , a unitary frame of at gives a unitary frame of at , which is unique up to a multiple of an element of . This unitary frame is mapped to a unitary frame of at by the -twisted action of . This transformation of unitary frames up to multiples of elements in defines an honest -action on commuting with the right action of . It turns out that this -action is free. Now, we get the space with the right action of .
Under the assumption that , , and are trivial, one can apply the argument in [33] to realize the locally universal -graded -equivariant vector bundle with -action as , where is a separable infinite-dimensional Hilbert space such that gives rise to a -graded vector bundle on with -action. Then is expressed as by using a self-adjoint involution which is continuous in with respect to the operator norm and is compatible with the -action and the -action. We take to be a positive real number such that: for each , any bounded operator satisfying admits a bounded inverse. Such an exists because is compact and the invertible bounded operators on form an open subset in the space of bounded operators equipped with the operator norm topology.
We put to define a continuous family of self-adjoint compact operators on . Then, by Lemma 4.17 (b), we have a finite rank invariant subspace such that for all , where is the orthogonal projection onto . By construction, commutes with the -grading , the -action and the -action on .
Now, we have a finite rank -graded -equivariant subbundle with -action. We put for and . Since as well as are self-adjoint, we get
[TABLE]
Because of the estimate
[TABLE]
the operator is invertible for all and . We then define by , which is a self-adjoint involution. Notice that is an invertible operator on which differs from the identity by a compact operator. By the spectral theorem for compact operators, the unitary operator differs from the identity by a compact operator. Therefore
[TABLE]
differs from by a compact operator. As a result, we get a gradation by defining the bundle map as . This is a homotopy from to within gradations. Since commutes with , we can decompose as by using gradations and . Because of the expression , if and respectively denote the inclusion and the projection, then
[TABLE]
Similarly, we find . ∎
Lemma 4.19**.**
Let be another subbundle of as in Lemma 4.18, and the associated gradation. Then there exists a subbundle such that and are subbundle of and and are homotopic within the gradations of , where and are the -gradings of the orthogonal complements of and , respectively.
Proof.
As in the proof of Lemma 4.18, we assume that , , and are trivial, so that the locally universal bundle is realized as . We express as , and put . We suppose that the finite rank subbundle and the gradation are constructed from a certain suitable choice of a real number and a finite rank invariant subspace along the proof of Lemma 4.18. Therefore the fibers of and at are respectively the images of the orthogonal projections and satisfying
[TABLE]
We put and , which are self-adjoint invertible operators. Then the gradations and at are realized as
[TABLE]
where and are the projections, and and are the inclusions.
To give a subbundle , we put . For each , any bounded operator on such that admits a bounded inverse. Let be a finite rank invariant subspace which contains both and . In view of the proof of Lemma 4.17, the orthogonal projection onto satisfies for all . By construction, the vector bundle on with -action contains both and . It also holds that for all .
To show that and are homotopic within gradations of , we use an intermediate gradation. We put . By the proof of Lemma 4.18, this is a self-adjoint invertible operator for each , and we have a gradation of given by
[TABLE]
where is the projection and is the inclusion. We then put for and . This is self-adjoint on , and further invertible, since
[TABLE]
Then defines a homotopy of gradations on which connects with . The same construction gives a homotopy of gradations from to . Hence and are homotopic within the gradations of . ∎
Theorem 4.20**.**
Under the assumptions in Definition 4.13, the homomorphism
[TABLE]
is bijective. In particular, if we put , then induces an isomorphism of groups
[TABLE]
Proof.
We construct a homomorphism of monoids
[TABLE]
which gives the inverse to . For this construction, let be a -twisted locally universal bundle on with -action, and a gradation. Thanks to Lemma 4.18, there is a finite rank subbundle such that is homotopic to , where is a gradation on and is the -grading of the orthogonal complement of . Denote by the -grading of . Then we have a triple , and let it represent . Once is shown to be well-defined, it is clear that is a homomorphism and gives the inverse to . The definition of is independent of the choice of a subbundle as in Lemma 4.18. This is a direct consequence of Lemma 4.19. If and are homotopic within the gradations of , then . This is a consequence of the definition that a homotopy between and is a gradation on . ∎
4.4. Relationship of finite-dimensional formulations
Summarizing the formulations of the Freed-Moore -theory so far, we get the following diagram under the setting of Definition 3.13 and Definition 4.13:
[TABLE]
Here has the inverse given in the proof of Theorem 4.20.
Proposition 4.21**.**
Under the assumptions in Definition 3.13 and Definition 4.13, the composition
[TABLE]
is induced from the assignment of to , where is the -grading of . If is trivial and , then is bijective.
Proof.
We can readily see the description of along the definitions of , and . In the case that is trivial and , the inverse of can be constructed as in [18]: Let be a triple representing an element of . For , the subbundle gives rise to a -twisted ungraded vector bundle on . Therefore we have a -twisted (graded) vector bundle . Then the assignment induces the inverse of . (Because of Lemma 4.5, the difference of and does not matter in this case.) ∎
Since and are bijective, Proposition 3.14 is reproved:
Corollary 4.22**.**
Under the assumptions in Definition 3.13 and Definition 4.13, the homomorphism is bijective, if is trivial and .
As is clear from the proof above, the construction of the inverse of does not work in the presence of a non-trivial . An example in which is not bijective can be constructed from the example in §§3.5. An example in which is bijective is as follows: Let act on the unit circle trivially. As studied in [13], we have , and its generator can be represented by a group -cocycle which takes the following values:
[TABLE]
We take to be the trivial homomorphism, but to be the identity. By using the Mayer-Vietoris exact sequence for example ([35], VIII, E, 2), we have
[TABLE]
Let be the product bundle on . This bundle gives rise to a -twisted vector bundle on by the following -grading and the -twisted -action ,
[TABLE]
It is easy to see that any finite rank -twisted vector bundle on is isomorphic to the direct sum of some copies of above. A consequence of this classification is that gives rise to an isomorphism
[TABLE]
Therefore is also an isomorphism, where the isomorphism due to the triviality of is understood. As is seen, the image of is represented by the triple . Since is a generator, so is . The triple , which turns out to be non-trivial by the argument here, is essentially the same as the building block of nonsymmorphic topological crystalline insulators in [37].
Appendix A Classification of some twists
This appendix classifies some twists to be used in Appendix B.
A.1. Classification of some twists
Let be a compact Lie group. A typical space with -action is , where is a closed subgroup and acts on by the left multiplication. Since the inclusions and induce the local equivalence , we have , and hence any object in comes from a group homomorphism . Furthermore, we have
[TABLE]
where is the homomorphism induced from by restriction. Thus, the classification of (ungraded) twists on amounts the that of twists on .
Applying the argument above and computations of cohomology groups in [15], we give the classification of (ungraded) twists in the case of and , which we will need later on. In these cases, we can assume that an object is induced from a homomorphism . In the below, will be a subgroup.
- •
The case where is trivial.
[TABLE]
- •
The case where is non-trivial. For , the identity is the unique non-trivial homomorphism . We have:
[TABLE]
For , the three non-trivial homomorphisms are permuted by the outer automorphisms of . Thus, it suffices to consider a non-trivial homomorphism, for example the first projection . In , there are three non-trivial subgroups of order two: , and the image of the diagonal embedding . We then have:
[TABLE]
A.2. Realization by group cocycle
We next realize the non-trivial ungraded twists classified in §§A.1. For this aim, we start with a review of group cocycles.
Let be a compact Lie group, and a two sided -module. We define the group of -cochains of with coefficients in to be
[TABLE]
and the coboundary operator to be
[TABLE]
by using the two sided action of . As usual, the group of -cocycles and that of -coboundaries are defined. Then the group cohomology of with coefficients in is defined as the quotient group
[TABLE]
The two sided -module in the body of this paper is defined when a compact Lie group acts on a space from the left and a homomorphism is given. The underlying group is the group of -valued functions on . The left action of on is , and the right action is . In this setting, we identify a group cochain with a continuous map .
An example of a -cocycle
[TABLE]
is constructed from any homomorphism by setting
[TABLE]
We remark that the group cohomology is an invariant of the quotient groupoid under the local equivalences. Thus, if is a closed subgroup, then the inclusion induces an isomorphism
[TABLE]
where is identified with .
We also remark that the exponential exact sequence of two sided -modules
[TABLE]
induces the long exact sequence
[TABLE]
where, for , the two sided -module above has as the underlying group, on which the left action of is defined as by using a homomorphism and the right action is trivial. By an averaging argument based on the Haar measure on , we have for , so that for .
Suppose that is a finite group. Then the group cohomology appears as the -term of a spectral sequence computing . Furthermore, the spectral sequence collapses at , so that
[TABLE]
In view of this isomorphism, we represent below the non-trivial ungraded twists classified in §§A.1 by group -cocycles with coefficients in .
- •
In the case that , and is trivial,
[TABLE]
A group -cocycle representing this non-trivial cohomology class is given by
[TABLE]
- •
In the case that , and is the identity ,
[TABLE]
A group -cocycle representing this non-trivial cohomology class is
[TABLE]
The values of this -cocycle is as follows:
[TABLE]
We remark that is the unique cocycle that represents the non-trivial cohomology class and is subject to the normalization condition for all .
- •
In the case that , and is the first projection , we have
[TABLE]
Thus, this non-trivial cohomology class is essentially represented by .
- •
In the case of , and is the first projection , we have
[TABLE]
Thus, the non-trivial class is essentially represented by also.
- •
In the case of , and is the first projection , we have
[TABLE]
This group is generated by the cocycles associated to the th projection
[TABLE]
The cocycle agrees with the pull-back , and with the cocycle introduced in Definition 4.4.
We notice that, for such that , its coboundary takes the following values.
[TABLE]
Here and are given by
[TABLE]
Using this fact, we can verify that and generate . Furthermore, we can also verify that
[TABLE]
where forms a basis of and is the Bockstein homomorphism (recall §§2.4.) This result shows that the product of -twists makes the set
[TABLE]
into the abelian group .
Appendix B Mackey decomposition and the periodicity on a point
This appendix contains the argument needed to complete the proof of Lemma 2.9, Lemma 3.2, Theorem 3.8 and Theorem 4.11. The argument is to reduce the problem of showing certain properties on the quotient groupoid , with a compact Lie group, to one in the case with trivial. The reduction is based on a categorical lift of the so-called Mackey decomposition considered in [12] (Theorem 9.8). We then prove the properties on the point, describing some details in the application of results in [6, 7].
B.1. Mackey decomposition
Let be a compact Lie group. We denote by the complete set of (labels of) finite-dimensional irreducible unitary representations of . Since is compact, is a discrete set and its cardinality is at most countable. For each , we choose and fix its realization , where is a Hermitian vector space of finite rank and is a homomorphism.
Suppose that is a closed normal subgroup of a compact Lie group . Then, for any , we define a representation of by setting and . Since is irreducible, there uniquely exists an element such that is equivalent to . Then the assignment defines a left action of on which descends to an action of .
Given , its complex conjugation is also an irreducible representation. We write for the corresponding label. The assignment defines a -action on commuting with the action of , so that we have an action of on .
Lemma B.1**.**
Let be a compact Lie group, and a closed normal subgroup such that is finite. We write for the projection, and for the quotient. Then the Hermitian vector bundle given by
[TABLE]
can be made into a -twisted vector bundle on such that:
- •
The subgroup acts on the fiber of by the representation of .
- •
* is a group -cocycle, where is also the projection.*
We remark that the -grading of is assumed to be trivial, so that the even part is and the odd part is trivial.
Proof.
We choose representatives of the coset as well as unitary equivalences of -modules for all . For any , we have the unique decomposition for an . Using this decomposition, we define to be the composition of
[TABLE]
We also choose unitary equivalences of -modules for all and define to be the composition of
[TABLE]
where the first map is . The maps and generate an action of up to -phases, since each is irreducible. The -phase factor yields a group -cocycle , and is a -twisted vector bundle on . By construction, it holds that
[TABLE]
for all , and . This means for a cocycle , and the lemma is proved. ∎
Theorem B.2**.**
Let be a compact Lie group, a closed normal subgroup such that is finite, and the projection. For homomorphisms and , there is an equivalence of categories
[TABLE]
where .
Proof.
By means of the embedding , the vector bundle in Lemma B.1 gives rise to a -twisted vector bundle on , where the -cocycle is given by the pull-back
[TABLE]
For a -twisted vector bundle on with -action, we define a vector bundle by
[TABLE]
where is the space of complex linear maps commuting with the actions of on and . Note that is a Hilbert space, and so is its subspace . The topology of is given by this Hilbert space structure (rather than the compact open topology). By the -grading on (and the trivial -grading on ), the vector bundle has the -grading . For , we choose and put . This turns out to be independent of the choice of , and gives rise to a -twisted vector bundle on , which has a -action defined by the composition with . The assignment defines the functor , where is defined by the composition of homomorphisms. To complete the proof, we construct a functor in the opposite direction
[TABLE]
To construct , let be a -twisted vector bundle on with -action. We then define a vector space by
[TABLE]
where means the -completion of the algebraic direct sum . The vector bundle has a twisted -action, and also has a twisted -action induced from . With these twisted -actions, gives rise to a -twisted vector bundle on , which inherits a -action from . The functor is induced from the assignment . For objects
[TABLE]
we can see the maps
[TABLE]
provide the natural equivalences of functors and , which proves that is an equivalence of categories. ∎
We now apply the theorem above to some concrete cases. In the following, we use to mean an equivalence of categories. We also use the notation for the category of -graded complex modules over , and for the category of -graded real modules over . As in the body of this paper, infinite-dimensional modules are allowed, and the vector spaces underlying infinite dimensional modules are separable Hilbert spaces. We notice that there is an equivalence of categories
[TABLE]
since an -twisted vector bundle on is nothing but a complex vector space with a real structure (i.e. an anti-unitary involution) . Thus, the -invariant part is a real vector space, and defines the equivalence of categories.
Lemma B.3**.**
Let be a compact Lie group.
- (a)
There is an equivalence of categories
[TABLE]
- (b)
Let be a non-trivial homomorphism, and the kernel of . Then there is an equivalence of categories
[TABLE]
and the category is equivalent to the product of some copies of the following categories
[TABLE]
Proof.
For (a), the equivalence of categories just follows from a direct application of Theorem B.2. For (b), Theorem B.2 provides the equivalence of categories
[TABLE]
Since is a discrete set, it is a disjoint union of -spaces of the form , where is a subgroup. On the groupoid , all the twists are trivial, as seen in §§A.1. Hence a trivialization of the twist leads to the equivalence of categories in (b). To show the remaining claim, we focus on the -orbits of . If , then we have the equivalence of categories
[TABLE]
in view of the local equivalence . If , then we have
[TABLE]
since an -twisted -action can be regarded as an additional -action. ∎
Lemma B.4**.**
Let be a compact Lie group, a non-trivial homomorphism, and the kernel of .
- (a)
There is an equivalence of categories
[TABLE]
and the category is equivalent to the product of some copies of the following categories
[TABLE]
- (b)
If , then there is an equivalence of categories
[TABLE]
and the category is equivalent to the product of some copies of the following categories
[TABLE]
Proof.
For (a), Theorem B.2 gives the equivalence of categories. The -space is a disjoint union of , where is a subgroup. By the classification of twists in §§A.1, the category is the product of some copies of the following categories
[TABLE]
where represents the non-trivial twist in . The local equivalence induces the equivalence of categories
[TABLE]
As is pointed out already, if is a twisted vector bundle with -action, then the twisted -action on provides a real structure commuting with the -action. Thus, provides the equivalence
[TABLE]
If is a twisted vector bundle with -action, then the twisted -action on provides a quaternionic structure (i.e. anti-unitary map whose square is ) commuting with the -action. As is known (for example Proposition B.4, [12]), the category of vector spaces over the skew field of quaternions are in one to one correspondence with that of -modules. With the -actions, induces a real -modules, and we get the equivalence
[TABLE]
For (b), the same argument as in (a) proves that is the product of some copies of the following categories
[TABLE]
where is the identity homomorphism. The local equivalence induces the equivalence of categories
[TABLE]
If is a twisted vector bundle, then the twisted -action on induces an odd real structure . On real vector space underlying , we have an additional -action generated by and . Consequently, is a real -module, and this construction leads to the equivalence
[TABLE]
Similarly, if is a twisted vector bundle, then the twisted -action induces an odd quaternionic structure . The real vector space acquires an additional -action generated by and . Hence we get the equivalence of categories
[TABLE]
induced by the assignment . ∎
Lemma B.5**.**
Let be a compact Lie group. Suppose that and are non-trivial homomorphisms such that . We write for the kernel of , and the th projection. Then there is an equivalence of categories
[TABLE]
and the category is equivalent to the product of some copies of the following categories
[TABLE]
Proof.
The equivalence of categories is given by Theorem B.2. To suppress notations, we put . The groupoid is the disjoint union of , where is a subgroup. Hence is the product of the categories of the form
[TABLE]
where is an ungraded twist. There are four subgroups , as seen in §§A.1. In the case of , the twist is trivial, and
[TABLE]
In the case of , the twist can be trivialized, and we use the argument in the proof of Lemma B.3 (b) to get the equivalence of categories
[TABLE]
In the case of , the twist is isomorphic to the trivial twist or . Then, as in the proof of Lemma B.4 (a), we get the equivalence of categories
[TABLE]
In the case of , the twist is again isomorphic to the trivial twist or . By the proof of Lemma B.4 (b), we get the equivalence of categories
[TABLE]
Finally, in the case of , the twist is isomorphic to (trivial twist), , or , where and are the -cocycles given in §§A.2. Let be a twisted vector bundle. We write and for the twisted action of the generators of . By construction, is even and anti-unitary, whereas is odd and unitary. If is one of the four twists above, then and are commutative. Now, in the case of , we have and . Hence is a real structure on , and gives an additional -action on the real vector space . Together with the original -action, is a real -module, so that the assignment induces
[TABLE]
In the case of , we have and . Hence defines an additional -action. Thus, in the same way as above, we have the equivalence
[TABLE]
In the case of , we have and . Hence defines a quaternionic structure on , and an additional -action. Then the equivalence of the categories of quaternionic vector spaces and that of real -modules induces
[TABLE]
In the case of , we have and . By the same consideration as above, we have the equivalence of categories
[TABLE]
which completes the proof. ∎
B.2. The space of Fredholm operators
This subsection summarizes some properties of the spaces of Fredholm operators as models of the classifying spaces of complex and real -theories.
Lemma B.6**.**
There exists a universal -module in .
Proof.
Let be a -graded -module over which contains all the inequivalent -graded -modules over infinitely many times. (Actually, we can take with a separable infinite-dimensional Hilbert space over .) Then any -graded -module over can be embedded into , and hence has the universality. ∎
From now on, we assume that is a universal module. As in §§3.1, we denote by the space of bounded operators with the compact open topology, and by the space of compact operators with the operator norm topology. Changing slightly the notation in Definition 3.1, we denote
[TABLE]
where are the Clifford actions of fixed vectors forming an orthonormal basis. As before, is topologized by
[TABLE]
where has the compact open topology and the operator norm topology. We sometimes omit to write . We define a subspace
[TABLE]
Lemma B.7**.**
* is non-empty for any universal .*
Proof.
The same construction as in the proof of Lemma 3.2 applies: Let be the -graded -vector space with the -grading of reversed. Since is also universal, we have an isometry . As -graded -vector spaces, we also have , where is the -graded -vector space whose degree [math] and parts are . The action of on is then identified with . Note that can be a -graded -module, and hence the -action on extends to a -action. Now the additional -action provides . ∎
Lemma B.8**.**
* is contractible for any universal .*
Proof.
First of all, we notice the identification
[TABLE]
where and are the -grading and the -action on , respectively. Thus, is topologized by the inclusion and the compact open topology on , which allows us to prove the present lemma as a generalization of Proposition A2.1 in [6]. Since is universal, we have an isometry , where is the space of -valued -functions on the interval . For , we let and be
[TABLE]
By construction, the composition is the orthogonal projection onto , and is the identity of . For , we also let be the isometric isomorphism given by
[TABLE]
As a base point , we choose , where . We now define by
[TABLE]
for , and . As in [6], we can see the continuity of
[TABLE]
We can also see for any and . Therefore contracts to the base point. ∎
Lemma B.9** (weak periodicity).**
In the real case , there are natural homeomorphisms
[TABLE]
In the complex case , there are natural homeomorphisms
[TABLE]
Proof.
The proof is essentially the same as Lemma 3.5. In the real case, let be the -graded -module whose -grading and -action are
[TABLE]
Since is irreducible, the tensor product induces an equivalence of categories
[TABLE]
Thus, in particular, if is universal, then so is . Now, the functor induces a continuous map
[TABLE]
By a direct computation for example, we can verify that this map is bijective, and also a homeomorphism. The iteration of this homeomorphism gives
[TABLE]
In general, if generate , then generate , where . As a result, we have the equivalences of categories
[TABLE]
and also homeomorphisms
[TABLE]
In the complex case (), we consider , which is an irreducible -graded complex module over . As in the real case, we have a homeomorphism
[TABLE]
If acts on a (universal) module by , then acts on by . Hence we have equivalence of categories
[TABLE]
and also homeomorphisms
[TABLE]
which completes the proof. ∎
For further analysis of , it is useful to express this space in terms of an ungraded Clifford module. Lemma B.9 allows us to set . For a universal -module , we can assume that is a separable infinite-dimensional Hilbert space. Then the -grading on and the actions of the Clifford algebra are expressed as
[TABLE]
where the skew-adjoint maps , () make into an ungraded module over for .
Lemma B.10**.**
We have the following bijections
[TABLE]
If , then there is the following bijection
[TABLE]
Proof.
Any skew-adjoint bounded operator of degree is expressed as
[TABLE]
by using a bounded operator . The assignment induces all the bijections stated in the lemma. ∎
Let be as before. We introduce
[TABLE]
For , we follow [7] (§4) to introduce
[TABLE]
For , we topologize by the operator norm topology.
Lemma B.11**.**
There is a homotopy equivalence for .
Proof.
The lemma can be shown by adapting the argument to prove Proposition (3.3) and Proposition (4.2) in [7].
In the case of , we use the bijection in Lemma B.10 to introduce a map
[TABLE]
In the same way as in the proof of Lemma 4.9, we can show that above is well-defined and continuous. (In the case of , we consider the complexification and its obvious real structure.) In view of the spectral decomposition of unitary operators, is surjective. We would then like to apply Lemma (3.7) in [7] to . For this aim, it is enough to check that is a fiber bundle with contractible fiber, where
[TABLE]
for , as defined in [7]. A consideration similar to the proof of Lemma (3.6) in [7] shows that is the fiber bundle associated to a Hilbert space subbundle of whose fiber is identified with
[TABLE]
where is the orthogonal complement of a finite rank subspace of the form with . The space above is identified with under Lemma B.10, and is contractible by Lemma B.8, since is a universal -module. As a result, is a homotopy equivalence.
In the case of , we consider
[TABLE]
We can see directly that is well-defined. By the spectral decomposition of unitary operators, is surjective. We can also see is continuous as in Lemma 4.9. For , let be
[TABLE]
As in the case of , the restriction is a fiber bundle. Its fiber is identified with
[TABLE]
which is contractible by Lemma B.8. As a result, is a homotopy equivalence. ∎
Lemma B.12**.**
For and , there is a homotopy equivalence
[TABLE]
where is the space of continuous paths in from to .
Proof.
The map is as given in [7], up to the factor :
[TABLE]
which is continuous in the topology of . This map is also compatible with the periodicity in Lemma B.9. Thus, it suffices to consider the case of . To prove that is a homotopy equivalence, we tentatively define a space to be as a set and topologize it by the operator norm topology. We then define a subspace , which is a model of the classifying space of -theory [7], as follows: For , we put
[TABLE]
and consider the restriction , where is the degree [math] part of a universal -module .
- •
If and , then consists of self-adjoint Fredholm operators such that are neither essentially positive nor negative.
- •
If and , then consists of self-adjoint Fredholm operators such that are neither essentially positive nor negative.
- •
If and , then consists of self-adjoint Fredholm operators such that are neither essentially positive nor negative.
- •
Otherwise, .
A self-adjoint Fredholm operator is said to be essentially positive (resp. negative) if it is positive (resp. negative) on some invariant subspace of finite codimension. As shown in [7](Proposition (3.3), Proposition (4.2)), if , then the space is homotopy equivalent to the space considered in Lemma B.11. The inclusion induces a continuous map , and makes the following diagram commutative
[TABLE]
where the left and right vertical maps are the homotopy equivalences in [7](Proposition (3.3), Proposition (4.2)) and Lemma B.11, respectively. Consequently, the inclusion is a homotopy equivalence. Now, we also have the Atiyah-Singer map , which is a homotopy equivalence [7](Lemma (2.6), (2.7), Proposition (2.8), Proposition (2.9), Proposition (4.2)). We clearly have the commutative diagram
[TABLE]
which implies that is a homotopy equivalence. ∎
Slightly changing the notation in Definition 4.1, we introduce
[TABLE]
where is a -graded -vector space which is a universal -module. The set is topologized by the operator norm. Then, as shown in Lemma 4.9, we have the continuous map
[TABLE]
where as a -graded -vector space, whereas the -action is defined as by using the original -action on .
Lemma B.13**.**
For any , and a universal , the map
[TABLE]
is a homotopy equivalence.
Proof.
For , we define
[TABLE]
In the same way as in Lemma B.11, we can see that is a fiber bundle. The fiber of this bundle is contractible by Lemma B.8. We would then like to apply Lemma (3.7) in [7]. For its application, we need to see that has a respectable open neighbourhood . This can be shown in the same way as in [7], since is topologized by the operator norm. ∎
Remark B.14*.*
Let denote the set endowed with the operator norm topology. It is well-known [7] that admits contractible components when for and for . Though is counter-intuitive from the viewpoint of the operator norm topology, Lemma B.8 implies that the space is path connected. Hence we need not care about the “contractible components” in to realize the classifying spaces of -theories.
B.3. Postponed proof
We summarize here the proof postponed from the main text in the reduction argument.
Lemma B.15**.**
Let be a compact Lie group. For any homomorphisms and , there exists a (locally) universal -twisted vector bundle on with -action.
Proof.
By Lemma B.3, Lemma B.4 and Lemma B.5, the equivalence of categories in Theorem B.2 can be expressed as
[TABLE]
where , and is a countable discrete set, since the set of inequivalent irreducible representations of a compact Lie group is at most countable. As in Lemma B.6, we can realize a (locally) universal bundle . Since is countable, the Hilbert space direct sum of is separable as well. The resulting Hilbert space produces a -twisted universal bundle through the equivalence of categories in Theorem B.2, because this equivalence preserves the local universality. ∎
Lemma B.16**.**
Let be a compact Lie group, and homomorphisms, and a -twisted locally universal vector bundle on with -action. Then is contractible.
Proof.
As in the proof of Lemma B.15, we have the equivalence of categories
[TABLE]
which preserves the (local) universality of (twisted) vector bundles. The equivalence of categories above induces the identification
[TABLE]
where is the subspace consisting of Fredholm operators such that . Note that are universal if is locally universal. The identification restricts to give
[TABLE]
Now the proof is completed by Lemma B.8. ∎
Lemma B.17**.**
Let be a compact Lie group, and homomorphisms, and a -twisted locally universal vector bundle on with -action. If , then the Atiyah-Singer map
[TABLE]
which is given by , is a homotopy equivalence.
Proof.
As in the proof of Lemma B.16, we have the identification
[TABLE]
Note that implies . We can also identify
[TABLE]
The Atiyah-Singer map is clearly compatible with these identifications. The space of invertible operators in is contractible, as a result of Lemma B.8. Hence we get a homotopy equivalence
[TABLE]
Now, the lemma follows from Lemma B.12. ∎
Lemma B.18**.**
Let be a compact Lie group, and homomorphisms, and a -twisted locally universal vector bundle on with -action. For any , the map
[TABLE]
is a homotopy equivalence.
Proof.
Notice that is a -twisted locally universal vector bundle on with -action. As in the proof of Lemma B.16, we have identifications
[TABLE]
where is the subspace corresponding to under the decomposition of . Under these identifications, the map in question is decomposed into the homotopy equivalences in Lemma B.13, and hence is a homotopy equivalence as well. ∎
Appendix C Quotient of monoid
This appendix is about the construction of quotient monoid used in the finite-dimensional formulations of -theories in Definition 3.13 and Definition 4.14. The construction may be standard, and can be found for example in [42].
Let be an abelian monoid with zero (the additive unit), that is, a set equipped with a distributive and commutative binary operation such that for any . Let be a submonoid of , that is, a subset which is closed under the addition and contains . Using , we can introduce an equivalence relation on by declaring if and only if there are such that . We write the quotient set as . It is easy to see that inherits an abelian monoid structure from , in which zero is represented by elements in .
Lemma C.1**.**
Let be an abelian monoid, and its submonoid. Suppose that there is a monoid homomorphism such that
- (i)
,
- (ii)
* for any ,*
Then the quotient monoid gives rise to an abelian group.
We remark that needs not be an involution on .
Proof.
It is enough to verify the existence of inverse elements. We denote by the element represented by . We define the inverse of to be . This is well-defined. Actually, if , then there are such that , and we have
[TABLE]
Since by (i), it holds that . Because of (ii), we see that . ∎
As an example, we let be an abelian monoid, and consider the product monoid . The diagonal set is a submonoid. If we define a homomorphism by , then meets the assumptions in the lemma above. The resulting abelian group is exactly the Grothendieck construction of .
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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- 7[7] M. F. Atiyah and I. M. Singer, Index theory for skew-adjoint Fredholm operators . Inst. Hautes Études Sci. Publ. Math. No. 37 1969 5–26.
- 8[8] P. Bouwknegt, A. L. Carey, V. Mathai,M. K. Murray, D. Stevenson, Twisted K 𝐾 K -theory and K 𝐾 K -theory of bundle gerbes . Comm. Math. Phys. 228 (2002), no. 1, 17–45.
