Positivity of LCK potential
Liviu Ornea, Misha Verbitsky

TL;DR
This paper proves that if a complex manifold with a flat line bundle admits a global LCK potential, then it also admits a positive one, enabling a holomorphic embedding into a Hopf manifold.
Contribution
It establishes the existence of a global positive LCK potential on manifolds with a global potential, extending local results to a global setting.
Findings
Existence of a global positive LCK potential under certain conditions
Manifold admits a holomorphic embedding into a Hopf manifold
Extension of local LCK potential results to global context
Abstract
Let be a complex manifold and an oriented real line bundle on M equipped with a flat connection. An LCK ("locally conformally Kahler") form is a closed, positive (1,1)-form taking values in L, and an LCK manifold is one which admits an LCK form. Locally, any LCK form is expressed as an L-valued pluri-Laplacian of a function called LCK potential. We consider a manifold with an LCK form admitting a global LCK potential, and prove that M admits a global, positive LCK potential. Then M admits a holomorphic embedding to a Hopf manifold.
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**Positivity of LCK potential
** Liviu Ornea,111Partially supported by a grant of Ministry of Research and Innovation, CNCS - UEFISCDI, project number PN-III-P4-ID-PCE-2016-0065, within PNCDI III. and Misha Verbitsky222Misha Verbitsky is partially supported by the Russian Academic Excellence Project ’5-100’.
Keywords: locally conformally Kähler, potential, plurisubharmonic, holomorphicaly convex, regularized maximum. 2010 Mathematics Subject Classification: 53C55, 32E05, 32E10.
Abstract
Let be a complex manifold and an oriented real line bundle on equipped with a flat connection. An LCK (“locally conformally Kähler”) form is a closed, positive (1,1)-form taking values in , and an LCK manifold is one which admits an LCK form. Locally, any LCK form is expressed as an -valued pluri-Laplacian of a function called LCK potential. We consider a manifold with an LCK form admitting an LCK potential (globally on ), and prove that admits a positive LCK potential. Then admits a holomorphic embedding to a Hopf manifold, as shown in [OV1].
Contents
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6.1 Submanifolds with strictly pseudoconvex boundary and positivity of LCK potentials
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6.2 LCK potentials on submanifolds with strictly pseudoconvex boundary
1 Introduction
There are several equivalent ways to define locally conformally Kähler (LCK) manifolds, but the most appropriate for the present paper is the following. Let be a complex manifold and an oriented real line bundle on equipped with a flat connection. An LCK form is a closed, positive (1,1)-form taking values in , and an LCK manifold is one which admits an LCK form. For a more explicit and detailed exposition, see Subsection 2.1.
Locally, a Kähler form is always equal to for some function which is called Kähler potential. This statement has an analogue for LCK manifolds. Denote by the de Rham differential on -valued differential forms (2.1) and let be its complex conjugate. Then locally any LCK form is expressed as where is called LCK potential.
On a compact complex manifold, any plurisubharmonic function is constant, and this means that such a manifold cannot have a global Kähler potential. However, an LCK manifold might have a global LCK potential – this was first observed in [Ve] and [OV1] and much used since then ([G], [OV2], [OV3], [OV4], [O] and so on). In the first papers on this subject, the LCK potential was assumed to be positive, but then we realized that the existence of a potential is a cohomological notion, see 2.2, and the focus was shifted on the study of the corresponding cohomology group.
LCK manifolds with potential enjoy several properties which make this notion quite useful. First, unlike the LCK manifolds (and like the Kähler manifolds) the class of LCK manifolds with potential is “deformationally stable”: a small deformation of an LCK manifold with potential is again LCK with potential. Also, any LCK manifold with potential, , can be holomorphically embedded in a Hopf manifold , and, conversely, any complex submanifold of a Hopf manifold is LCK with potential.
To reconcile the cohomological and geometrical approach, we need to prove that any LCK manifold with the LCK-form in the image of admits another LCK potential which is positive, and this is the aim of the present paper.
The obvious solution which one would use in Kähler case (adding a constant) does not work, because the operator does not vanish on constants. However, we were able to find a positive function such that is non-negative; adding to , , gives us an LCK form with positive potential in the same cohomology class.
For a while we tried to prove that any LCK potential for compact LCK manifolds is positive, but this claim was wrong; we are grateful to Victor Vuletescu who disabused us of this fallacy.
Vuletescu’s example is the following. Take a Hopf manifold where acts by multiplication by and let be the local system with the same monodromy. Then the usual flat Kähler form on can be considered as a closed Hermitian form with values in the bundle . Its LCK potential is a function . Any quadratic polynomial on gives a holomorphic section of ; let be its real part. Then , because is the real part of a holomorphic section of , and is the LCK form on , for any real constant . However, for large enough, the LCK potential is non-positive.
Subsections 2.1 and 2.2 are devoted to presenting the precise definitions and results that will be further used, and to stating the main result of the paper. Section 3 recalls a classical Remmert Reduction Theorem. Section 4 extends Demailly’s technique of gluing Kähler metrics to the LCK setting. In Section 5 we begin the proof of our main result, showing that an LCK potential cannot be strictly negative, while in Section 6 we prove that an LCK potential which is positive somewhere can be glued with another one which is positive on the set where to obtain an LCK potential which is strictly positive.
2 Introduction to LCK geometry
2.1 LCK manifolds
**Definition 2.1: **A complex manifold of complex dimension at least 2, is called locally conformally Kähler (LCK) if it admits a Hermitian metric and a closed 1-form , called the Lee form, such that the fundamental 2-form satisfies the integrability condition
[TABLE]
**Remark 2.2: **As shown by Vaisman (see [DO, Theorem 2.1]), a compact locally conformally Kähler manifold with non-exact cannot admit any Kähler form. On the other hand, an LCK form can be made into a Kähler one whenever is exact; indeed, if , the form is Kähler. Such a manifold is sometimes called “globally conformally Kähler”. Throughout this paper, we shall tacitly exclude this case and assume that is non-exact for any closed LCK manifold we consider.
An equivalent definition is given as follows (see e.g. [DO]):
**Proposition 2.3: **A complex manifold , of complex dimension at least 2, is LCK if and only if it admits a covering endowed with a Kähler form with the deck group acting on by holomorphic homotheties.
Hence, if , then , where is the scale factor. This defines a character
[TABLE]
**Definition 2.4: **Differential forms on which satisfy for any deck transform map , where , are called automorphic. In particular, is automorphic.
We shall denote by the flat line bundle on associated to this character (it is precisely the bundle of densities of weight 1 from conformal geometry). We fix a trivialization of such that is a connection form in . The complexification of , considered as a holomorphic line bundle, will be denoted with the same letter (it will be clear from the context which one we refer to). This holomorphic line bundle is equipped with a natural Hermitian metric which is constant on . We shall call simply the weight bundle, which is a standard term in conformal geometry.
**Definition 2.5: **The rank of the abelian subgroup in is called the LCK rank of . It equals the rank of the monodromy group of the bundle .
**Remark 2.6: ** The cohomology of the local system is isomorphic with the cohomology of the complex , where , and is called Morse Novikov cohomology.
**Example 2.7: **The known examples of LCK manifolds include: Hopf manifolds (e.g. [OV7]), Oeljeklaus-Toma manifolds with ([OT]), almost all compact complex surfaces ([GO, Be, Bru]). Such examples fully justify the interest in LCK geometry. At the moment, there exists only one example of non-Kähler compact surfaces which do not admit LCK metric, which is one of the three Inoue surfaces. If the famous spherical shell conjecture is true, the rest of non-Kähler surfaces are LCK ([OV9]).
2.2 LCK manifolds with potential
In [OV1] we introduced the folowing subclass of LCK manifolds, which, as we proved, share essential features of Kähler manifolds: stability at small deformations and the Kodaira-type embedding theorem, providing a holomorphic embedding into a Hopf manifold.
**Definition 2.8: ** An LCK manifold with potential is a manifold which admits a Kähler covering and a smooth function (the LCK potential) satisfying the following conditions:
(i) is proper, i.e. its level sets are compact;
(ii) is automorphic, i.e. , for all .
(iii) is a Kähler potential, i.e. .
For the geometric interpretation of these conditions, see Section 1.
Example 2.9: Vaisman manifolds are LCK manifolds with paralel Lee form (with respect to the Levi Civita connection of the LCK metric). The -squared norm of is a positive, automorphic potential on the universal cover ([Ve]). In particular, diagonal Hopf manifolds are LCK with potential and, by stability at small deformations, non-diagonal Hopf manifolds (which are non-Vaisman) are LCK with potential too, [OV1].
On the other hand, Inoue surfaces ([O]), and the LCK Oeljeklaus-Toma manifolds ([OV8]) are not LCK with potential, and hence this subclass is strict.
**Remark 2.10: ** The existence of a LCK potential immediately implies the vanishing of the class in the Bott-Chern cohomology of with values in , see [OV2].
The meaning of the properness condition (i) in the definition is explained by the following equivalence:
**Proposition 2.11: **([OV6]) Let be a compact manifold, a covering, and an automorphic function. Then is proper if and only if the deck transform group of is virtually cyclic (i.e. it contains as a finite index subgroup).
In particular, a compact LCK manifold with potential has LCK rank 1 if and only if the automorphic potential is proper.
**Remark 2.12: ** Examining the proof, one can see that it equally works for : what is important is that does not pass through zero.
2.2 can be reformulated to avoid the Kähler cover.
**Proposition 2.13: **([OV6]) Let be an LCK manifold. Then is LCK with potential if and only if there exists a positive function satisfying
[TABLE]
where .
Explicitly, if on , then the Kähler potential on is given by .
**Remark 2.14: **Note that the LCK potential above is defined on the manifold , which is often compact. It is not a Kähler potential in the usual sense.
Automorphic potentials can be approximated by proper ones, and hence the properness condition in the definition is not essential as long as one is only interested in complex and differential properties (and not in metric ones).
**Proposition 2.15: **([OV6]) Let be an LCK manifold, and a function satisfying . Then admits an LCK structure of LCK rank 1, approximating in -topology.
This paper is instead concerned with the positivity of the potential. The main result of this paper is the following theorem.
**Theorem 2.16: ** Let be an LCK manifold with a Kähler covering admitting an automorphic Kähler potential. Then also admits an LCK metric with a positive automorphic potential.
This theorem, which is proven in Section 6, has the following useful corollary ([OV1]).
**Theorem 2.17: **Let be an LCK manifold manifold with a Kähler covering admitting an automorphic Kähler potential. Then admits a holomorphic embedding to a Hopf manifold.
The main tool in the proof will be the gluing of LCK metrics (see Section 4) which is based on Demailly’s regularized maximum of two functions.
Remark 2.18: 2.2 fills a gap in the proofs of the following previous results of ours:
- •
[OV2, Theorem 1.4], where we claimed the existence of an LCK potential and, in fact, we only proved the vanishing of in the Bott-Chern group , i.e. the existence of an automorphic potential which was not necessarily positive;
- •
[OV4, Theorem 2.3], where this result was used to embed an LCK manifold admitting a holomorphic circle action which is not conformal to isometry to a Hopf manifold. It is proven by taking an average of the LCK form with respect to the circle action and noticing that its Bott-Chern class vanishes.
Now the results are true as stated.
3 Remmert Reduction Theorem
For the sake of completion, we quote here, without proof, a classical result we shall use further on.
**Theorem 3.1: **(Remmert reduction, [Re])
Let be a holomorphically convex space. Then there exist a Stein space and a proper, surjective, holomorphic map such that
- (i)
.
Moreover, the fact that is Stein and (i) imply: 2. (ii)
has connected fibers. 3. (iii)
The map is an isomorphism. 4. (iv)
The pair is unique up to biholomorphism, i.e. for any other pair with Stein and property 1., there exists a biholomorphism such that .
4 Gluing Kähler forms and LCK forms
4.1 Regularized maximum of -plurisubharmonic functions
In [D1], the notion of a regularized maximum of two functions was defined as follows.
**Definition 4.1: ** ([D1]) Choose , and let be a smooth, convex function, monotonous in both variables, which satisfies whenever . Then is called a regularized maximum.
**Theorem 4.2: **([D1]) The regularized maximum of two plurisubharmonic functions is again plurisubharmonic.
**Claim 4.3: ** Let be a closed form on a complex manifold, and two -plurisubharmonic functions. Then is also -plurisubharmonic; it is strictly -plurisubharmonic if and are strictly -plurisubharmonic.
Proof: Since this result is local, we may always assume that for some positive function . Then and
[TABLE]
Since , are plurisubharmonic, the form is positive.
4.2 Gluing of LCK potentials
The following procedure is well known; it was much used by J.-P. Demailly (see e.g. [DP]), and, in LCK context, in our paper [OV5]. We call it “Gluing of Kähler metrics”.
**Proposition 4.4: ** (gluing of Kähler metrics)
Let be a Kähler manifold, and a submanifold of the same dimension with smooth compact boundary such that in a smooth neighbourhood of , with a plurisubharmonic function. Let be another plurisusubharmonic function with on . Consider a vector field which is normal and outward-pointing everywhere in , and let denote the derivative of a function along . Assume that everywhere on . Let be an open subset of which does not intersect a neighbourhood of , and an open subset of which does not intersect . Then there exists a Kähler form which is equal to on and to on .
**Proof: **Consider the function defined as in 4.1, where are defiend as above. Since , the maximum is equal to in near and equal to near . We choose sufficiently big in such a way that in a neighbourhood of the boundary and in a neighbourhood of the boundary . This gives on and on .
Choosing sufficiently small, the same would hold for for the regularized maximum . Now we can extend to as and to as .
Replacing by and and using the regularized maximum of -plurisubharmonic functions as in 4.1, we obtain the following LCK-version of this result; the proof is the same after we replace by and (note that below denote functions on , and not on its Kähler covering).
**Proposition 4.5: ** (gluing of LCK metrics)
Let be an LCK manifold, and a submanifold of the same dimension with smooth compact boundary such that in a smooth neighbourhood of , with a -plurisubharmonic function. Let be another -plurisusubharmonic function with on . Consider a vector field which is normal and outward-pointing everywhere in , and let denote the derivative of a function along . Assume that everywhere on . Let be an open subset of which does not intersect a neighbourhood of , and an open subset of which does not intersect . Then there exists an LCK form which is equal to on and to on .
**Proof: **We use the same proof as for 4.2, and note that the regularized maximum of -plurisubharmonic functions is -plurisubharmonic by 4.1.
**Remark 4.6: ** 4.2 is true also if and are not strictly -plurisubharmonic. In this case the gluing construction works, but it gives a function which is -plurisubharmonic, but not strictly -plurisubharmonic.
5 Negative automorphic potentials for LCK metrics
**Theorem 5.1: ** Let be an LCK manifold which is not Kähler, and for some smooth -plurisubharmonic function . Then at some point of .
**Proof: **Suppose, by absurd, that everywhere on . Since the LCK potential is stable under -small deformations of , is also an LCK potential. Therefore, we may assume that everywhere. Define
[TABLE]
Since is strictly monotonous and convex, the function is strictly plurisubharmonic. Moreover, for every , we have
[TABLE]
Therefore, the Kähler form is -invariant and descends to .
6 LCK potentials on Stein manifolds
6.1 Submanifolds with strictly pseudoconvex
boundary and positivity of LCK potentials
Let be an LCK manifold, with for some smooth -plurisubharmonic function . The condition is open in -topology on the set of all functions on . Adding a -small function to if necessary, we may assume that [math] is a regular value of . The pullback of to is the set of zeros of a Kähler potential. Therefore, it is strictly pseudoconvex, and the same is true about . Since are -close to as subvarieties for small , these sets are also strictly pseudoconvex.
Choose a regular value of such that is non-empty and pseudoconvex. Then is a strictly pseudoconvex CR-submanifold in , and is a strictly pseudoconvex set with boundary. Note that the interior of is an open submanifold in , and hence it is LCK.
Then our main result (2.2) follows from the gluing theorem
(4.2) and the following result about LCK manifolds with pseudoconvex boundary.
**Theorem 6.1: ** Let be a compact LCK manifold of LCK rank 1 with smooth boundary which is strictly pseudoconvex. Assume that for some smooth -plurisubharmonic function . Then admits a positive -plurisubharmonic function such that is constant on the boundary .
We prove 6.1 later in this section. Let us deduce 2.2 from 6.1 and gluing.
**Theorem 6.2: ** Let be an LCK manifold manifold with a Kähler covering admitting an automorphic Kähler potential . Then also admits an LCK metric with a positive automorphic potential and the same Bott-Chern class of the fundamental form.
**Proof: **Let be the corresponding potential on , . Then somewhere on (5). As above, choose a regular value of such that is non-empty, and let be the corresponding strictly pseudoconvex set with boundary. By 6.1, admits a positive -plurisubharmonic function such that is constant on the boundary . Choosing sufficiently small, and modifying by adding a -small function for transversality, we may assume that the set is smooth and compact in , and on as in 4.2. Then we may glue and (4.2, 4.2). We obtain an everywhere positive -plurisubharmonic function . Adding , for sufficiently small, we make sure that is everywhere positive and strictly -plurisubharmonic.
6.2 LCK potentials on
submanifolds with strictly pseudoconvex boundary
To finish the proof of the main theorem, it remains to construct positive LCK potentials on LCK manifolds with pseudoconvex boundary (6.1).
**Theorem 6.3: ** Let be a compact LCK manifold of LCK rank 1 with smooth boundary which is strictly pseudoconvex. Assume that for some smooth -plurisubharmonic function , such that for some the function is also -plurisubharmonic, vanishes on the boundary of , and is strictly negative on . Then admits a positive -plurisubharmonic function which is constant on the boundary .
Proof: Note that a manifold with smooth, strictly pseudoconvex boundary is holomorphically convex. Then the Remmert reduction (3) implies that admits a proper, surjective and holomorphic map with connected fibres to a Stein variety with isolated singularities.
Let be a negative Kähler potential on the covering of , obtained from . Then the function is strictly plurisubharmonic on (see 5), hence the 1-form is defined on . On the other hand, is a Kähler form. This implies that has no compact subvarieties (without boundary), and the map is bijective. This implies that is Stein.
Now, let be the weight bundle on , associated to the character (2.2). Denote by the smallest Kähler covering of . Then is a -covering of , and is trivial on . We call a function on -automorphic if for each , we have .
Clearly, -automorphic holomorphic functions on correspond to holomorphic sections of . Since is Stein, the space of sections of a holomorphic bundle is globally generated; this assures the existence of sufficiently many holomorphic sections of . Then, for a sufficiently big collection of sections of , the sum is positive everywhere on . This gives an 1-automorphic plurisubharmonic function on .
We have proven that admits a positive LCK potential. To obtain a potential which is constant on , we perform the following trick.
Let be the set of holomorphic sections of without common zeros on . Such a set exists and is nonempty because the pushforward of to a Stein variety is globally generated. The following claim finishes the proof of 6.2, because is the length of the section of for any holomorphic function on .
**Claim 6.4: ** Let be a collection of non-negative functions on a complex manifold with a smooth strictly pseudoconvex boundary. Assume that have no common zeroes on the boundary. Then for any positive function on the boundary there exists a collection of positive functions such that and each can be obtained as the limit of a sum of absolute values of holomorphic functions.
Proof. Step 1: By a theorem of Bremmermann ([Bre1, Theorem 2]), every positive plurisubharmonic function on a pseudoconvex manifold is Hartogs, that is, it belongs to the closure of the cone generated by absolute values of holomorphic funcions. Therefore, it would suffice to find a sum with positive, continuous and plurisubharmonic.
Step 2: By another theorem of Bremmermann ([Bre2, Theorem 7.2]), any function on the boundary of a bounded holomorphically convex domain can be extended inside to a plurisubharmonic function . Applying this result to and then taking the exponential, we can make sure that is positive. To prove 6.2, it remains to find a collection of positive continuous functions on the boundary of such that .
Step 3: Since are non-negative and have no common zeros, their sum is positive. Then .
Acknowledgment: We are grateful to Victor Vuletescu for an interesting counterexample which stimulated our work on this problem, Stefan Nemirovski for stimulating discussions and reference to Bremermann, Cezar Joiţa for a careful reading of the paper, Matei Toma for communicating us the simple proof of 5, and to Jason Starr for invaluable answers given in Mathoverflow.
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