Distance bounds for graphs with some negative Bakry-\'Emery curvature
Shiping Liu, Florentin M\"unch, Norbert Peyerimhoff, Christian Rose

TL;DR
This paper establishes new distance bounds for graphs with mostly positive Bakry-Émery curvature, allowing for a finite or infinite set of vertices with non-positive curvature, thus extending previous results to non-constant curvature scenarios.
Contribution
It introduces the first distance bounds for graphs under non-constant Bakry-Émery curvature assumptions, including cases with non-positive curvature on a finite or infinite set of vertices.
Findings
Finite non-positively curved set implies explicit diameter bound
Infinite non-positively curved set results in a subset of a tubular neighborhood
First results assuming non-constant Bakry-Émery curvature on graphs
Abstract
We prove distance bounds for graphs possessing positive Bakry-\'Emery curvature apart from an exceptional set, where the curvature is allowed to be non-positive. If the set of non-positively curved vertices is finite, then the graph admits an explicit upper bound for the diameter. Otherwise, the graph is a subset of the tubular neighborhood with an explicit radius around the non-positively curved vertices. Those results seem to be the first assuming non-constant Bakry-\'Emery curvature assumptions on graphs.
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Distance bounds for graphs with some negative Bakry-Émery curvature
Shiping Liu
Florentin Münch
Norbert Peyerimhoff
Christian Rose
(February 26, 2024)
Abstract
We prove distance bounds for graphs possessing positive Bakry-Émery curvature apart from an exceptional set, where the curvature is allowed to be non-positive. If the set of non-positively curved vertices is finite, then the graph admits an explicit upper bound for the diameter. Otherwise, the graph is a subset of the tubular neighborhood with an explicit radius around the non-positively curved vertices. Those results seem to be the first assuming non-constant Bakry-Émery curvature assumptions on graphs.
1 Introduction
In Riemannian geometry, diameter bounds for complete connected Riemannian manifolds are well established under several curvature assumptions. The well known Bonnet-Myers theorem states that if the Ricci curvature of a manifold is larger than a positive threshold, the diameter of the manifold is finite, and, therefore, the manifold itself compact, see [Jos08, Pet16] and the references therein. In particular, the classical Jacobi field technique used there provides also a sharp upper estimate for the diameter. Later on, this result was generalized in [PS98]. There, the authors assumed that the amount of the Ricci curvature of the manifold below a positive level is locally uniformly -small for some , and obtain indeed a diameter bound depending on this kind of smallness of the curvature.
The concept of Ricci curvature was transferred into various settings. Let us provide a brief summary of the history. Already in 1985, Bakry and Émery introduced Ricci curvature on diffusion semigroups via the highly generalizable -calculus [BÉ85] derived from the Bochner formula. This approach has first been applied to a discrete setting in [Elw91] and diversely used in [Sch98, BHL*+*15, HLLY14, Mün17, Mün14, LY10, FS17, GL15, HL17, LMP16, CLY14]. The theory of local metric measure spaces has also benefitted from the Bakry-Émery approach. For more information about Ricci-curvature on metric measure spaces, see [AGS14, EKS15, LV09, Stu06]. A concept of Ricci curvature on graphs via optimal transport has been introduced by Ollivier [Oll09] and applied in [LY10, LLY11, BJL12, JL14]. Recently, Erbar, Maas and Mielke introduced a Ricci curvature on graphs via convexity of the entropy [EM12, FM16, EHMT17, Mie13]. In a highly celebrated paper, Erbar, Kuwada and Sturm proved that on metric measure spaces, the concepts of Ricci curvature via -calculus (Bakry-Émery) and optimal transport and entropy (Lott-Sturm-Villani) coincide [EKS15]. On the other hand, in the setting of graphs, Bakry-Émery Ricci curvature and Ollivier Ricci curvature are often quite different and there are many open questions about the relations between these curvature notions.
It is now natural to ask for analogues and generalizations of the diameter bounds for manifolds above to contexts in which concepts of Ricci curvature exist. For metric measure spaces, there have been attempts to generalize the Bonnet-Myers theorem to variable Ricci curvature bounds in an integral sense, see [Ket15] and the references therein. For connected graphs , the authors of [LMP16] show a sharp diameter bound assuming positive Bakry-Émery curvature in the -setting for , notions of curvature we will introduce below. For convenience, we recall the result for further reference.
Theorem 1.1** ([LMP16]).**
Let be a graph.
Assume that holds for and the graph admits an upper bound for the weighted vertex degree. Then, we have
[TABLE]
where is the diameter of with respect to the combinatorial distance. 2. 2.
Assume that holds for . Suppose that is complete in the sense of **[HL17]** and satisfies . Then, we have
[TABLE]
where is the resistance metric defined below.
In this article, we generalize the above discrete Bonnet-Myers theorem to the situation where the graph is positively curved except on a vertex set , where the curvature is allowed to be non-positive. The main result below states that a graph is always covered by the tubular neighborhood around the negatively curved vertices of an explicit radius depending on local curvature dimension assumptions, which are given pointwise by the Bochner formula shown below. This description of the curvature involves the Laplacian of the space considered. The idea is to compare the different curvature values on the sets and via the semigroups associated to different Laplacians. On one hand, we have a graph of constant positive curvature, the lower curvature bound of , and a graph of constant negative curvature, the lower curvature bound of . Those lead to different Laplacians and therefore to different semigroups, which have to be controlled in a manner such that the diameter of the whole graph can be bounded above. After we introduced the neccessary framework and the main result in the section below, we show several preparatory estimates of the semigroup depending on the set of negatively curved vertices and refine the analysis of the techniques developed in [LMP16].
2 Setting and main result
Let be a weighted, connected, locally finite graph. That is, on the vertex set , we introduce a symmetric map
[TABLE]
and
[TABLE]
If are two vertices with , we say they are neighbors, or they are connected by an edge, and write . We say is locally finite if each vertex has finitely many neighbors. The maps and introduced above represent the edge measure and the vertex measure of , respectively.
For any two vertices of a connected graph, there is a path connecting them. The graph distance is given by the number of edges in a shortest path between two vertices. The diameter of a set is the maximum graph distance between any two vertices in . By we denote the tubular neighborhood of of radius . If for some , then , the ball around with radius . As usual, the weighted degree of a vertex is given by
[TABLE]
We say that has bounded vertex degree if there exists with for all vertices . Denote by the set of finitely supported functions on and the maximum norm. The Laplacian on functions is defined by
[TABLE]
Remark 2.1*.*
If for any , the associated Laplacian is called the normalized Laplacian. If for any , the Laplacian is called combinatorial or physical.
The definition of the Laplacian leads to the so-called carré du champ operator : for all , :
[TABLE]
For simplicity, we always write . Iterating , we can define another form , which is given by
[TABLE]
We abbreviate .
As mentioned before, the graph distance is defined by shortest paths between two points. In contrast, we can define another kind of metric coming from the operator .
Definition 2.2** (Intrinsic/resistance metric).**
Let be a graph.
- (i)
A metric on is called intrinsic if for all ,
[TABLE] 2. (ii)
For an intrinsic metric , the jump size of is given by
[TABLE] 3. (iii)
The resistance metric on is given by
[TABLE]
As in the case of the graph distance, if is an intrinsic or the resistance metric, we define for a subset to be the diameter of with respect to , and denotes the tubular neighborhood of of radius with respect to , etc. Intrinsic metrics have already been used to solve various problems on graphs, see, e.g., [BHK13, BKW15, Fol11, Fol14, GHM12, HKMW13, HK14].
Example 2.3*.*
A natural intrinsic metric on a graph was introduced in [Hua11, Definition 1.6.4] (see also [HL17, Example 2.9]):
[TABLE]
where is a path , and for .
Remark 2.4*.*
- (i)
All metrics smaller than an intrinsic metric are intrinsic, too. In general, the resistance metric is not intrinsic, but is greater than all intrinsic metrics. 2. (ii)
The properties of the resistance metric rely on the properties of the underlying Laplacian. It is shown in Proposition 2.6 that if for all , we have that is intrinsic with
[TABLE] 3. (iii)
If is intrinsic and all -balls are finite, then is complete [HL17, Theorem 2.8]. For the reader’s convenience, we recall that a graph is complete in the sense of [HL17] if there exists a nondecreasing sequence of finitely supported functions such that and , where is the constant function on .
The operator not only leads to a definition of a metric, but also to the curvature conditions in the sense of Bakry-Émery.
Definition 2.5**.**
Let and .
- (i)
Define the pointwise curvature dimension condition for by
[TABLE] 2. (ii)
The curvature dimension condition holds iff holds for any . 3. (iii)
For any , we define
[TABLE]
We will need different assumptions to guarantee the semigroup characterization of Bakry-Émery curvature (see [HL17, GL15]). These assumptions are satisfied whenever the vertex measure is non-degenerate, that is,
[TABLE]
and all balls with respect to an intrinsic metric are finite. In the case of bounded vertex degree for all , the non-degenerate vertex measure condition can usually be dropped.
In case of bounded vertex degree, the combinatorial distance is intrinsic up to a constant. Furthermore, we have a uniform control of the dimension in terms of the curvature.
Proposition 2.6**.**
Let be a graph with bounded degree . Then, is an intrinsic metric. Furthermore if satisfies , it also satisfies for all .
Proof.
Let and let We have
[TABLE]
which shows that is an intrinsic metric. Furthermore, implies for all ,
[TABLE]
where the latter inequality follows from Cauchy-Schwarz. Hence, satisfies the condition as claimed. ∎
The main theorem stated below extends Theorem 1.1 to the case of negatively curved vertices.
Theorem 2.7**.**
Let be a weighted, complete graph with non-degenerate vertex measure , let , and an intrinsic metric on . Define
[TABLE]
- (i)
If , , for any , and for , then
[TABLE] 2. (ii)
If , , and for , then
[TABLE] 3. (iii)
If , , for all , and assuming, for ,
[TABLE]
then
[TABLE] 4. (iv)
If , , and assuming, for ,
[TABLE]
then
[TABLE]
Note that (i) and (ii) in the above theorem are included in [LMP16] since every intrinsic metric is dominated by the resistance metric and, therefore,
[TABLE]
We also point out that any locally finite graph with is complete by Proposition 2.6 and Remark 2.4 (iii).
3 CD conditions and semigroups
By the spectral calculus, we can associate to the heat semigroup . Using a standard argument, we derive a commutation formula for the semigroup and the gradient depending on the set of negatively curved vertices.
Proposition 3.1**.**
Let be a weighted, complete graph with non-degenerate vertex measure , and . Define
[TABLE]
Let such that
[TABLE]
Then for any bounded function with bounded ,
[TABLE]
Remark 3.2*.*
Let be a weighted, complete graph with non-degenerate vertex measure . If satisfies , , it was shown in [LMP16, Lemma 2.3] that for any bounded function with bounded ,
[TABLE]
So the estimate (3.1) is a refinement of (3) in the setting of Proposition 3.1.
Proof.
As in the classical Ledoux-ansatz, for a bounded function and , let
[TABLE]
and compute
[TABLE]
It is well known that the heat semigroup is generated by a smooth integral kernel, which is called the heat kernel. In particular, it can be proved that there is a pointwise minimal version, called , obtained via an exhaustion procedure by Dirichlet heat kernels on compact ( finite) subsets of (see, e.g., [LL15, Web10]).Therefore, we get
[TABLE]
Applying (3) to the last term above and applying the pointwise curvature dimension conditions to the first two terms, we have
[TABLE]
Jensen’s inequality gives
[TABLE]
Hence we have
[TABLE]
Therefore, we have
[TABLE]
Rearranging yields the claim. ∎
To control the distance to the negatively curved part , we need to estimate in terms of . This is given by the following theorem.
Theorem 3.3**.**
*Let be a weighted, complete graph with non-degenerate vertex measure satisfying for some and some , let be an intrinsic metric, , and with . Then, *
[TABLE]
Proof.
From (3), we have for any bounded function with bounded ,
[TABLE]
Hence,
[TABLE]
Let . Then, and and thus by (5),
[TABLE]
This finishes the proof. ∎
We show that a Bonnet-Myers type diameter bound still holds if one allows some negative curvature. In contrast to Bonnet-Myers, we will bound the distance to the negatively curved part of the graph from above, which proves part (iv) of Theorem 2.7.
Theorem 3.4**.**
Let be a connected graph with non-degenerate vertex measure , . Let . Suppose satisfies
[TABLE]
Let be an intrinsic metric with finite jump size . Suppose is complete. Then for all , one has
[TABLE]
Remark 3.5*.*
In case of bounded vertex degree, we can drop the non-degeneracy assumption of .
Proof.
By Theorem 3.3, we have . Thus, Proposition 3.1 implies that we have for any bounded function with bounded ,
[TABLE]
with
[TABLE]
On , we have . Activating (6) towards and throwing away the nonnegative term yields
[TABLE]
on . On the other hand, activating (6) towards and throwing away the nonnegative term yields
[TABLE]
on .
This gives good control on the time derivative and gradient of the semigroup.
We estimate
[TABLE]
Moreover, for , one has
[TABLE]
By assumption, one has whenever .
We fix and . We suppose . Our aim is to show that
[TABLE]
Let us explain the strategy of the remaining proof first. We will consider functions with and being constant outside of . We need the additional distance to have reasonable estimates for and for all vertices in . The is needed to separate and , i.e., to guarantee that there are no edges connecting two vertices from the two sets respectively.
The distance will be chosen later to ensure that the term is small enough to obtain good estimates for .
Let us denote
[TABLE]
We write due to connectedness.
The idea is to take such that is (close to be) maximal. Then, we take and cut it off appropriately such that its cut-off version belongs to . By the estimate (7) for , we can upper bound outside the tube . On the other hand for , we can upper bound by the estimate (8) for . By triangle inequality, we can thus upper bound (the cut-off version of)
[TABLE]
Notice that , this leads to an upper estimate for when choosing and appropriately.
The reason, why we take as a substitute for the distance , is that we need to forth- and back estimate between the distance and the gradient. The problem is that for , we do not always have when only assuming . To avoid this problem, we take a certain resistance metric between and given by .
We now give the details. Let . We choose such that . W.l.o.g., we can assume that . We have since the function and .
Now, we set and
[TABLE]
where for . We remark that due to the assumption (that is, for ) and since and since there is a path from to due to connectedness. The reason why we take the infimum over and not over is that we want to control at where the infimum of is almost attained. But this only works if is far away from the negatively curved set .
In fact, we have
[TABLE]
We can check (11) as follows. When , we have
[TABLE]
When one of the two vertices and lies in and the other one lies outside , say and , we have
[TABLE]
In case that , we have by the definition of that
[TABLE]
Otherwise when , we have
[TABLE]
When , we have
[TABLE]
This finishes the verification of (11).
We obtain directly from (11) that
[TABLE]
We observe that for all , there is no neighbor of in due to the assumption. Since is constant on , we obtain on .
Using , we derive further that
[TABLE]
where we used the property . We will later choose and such that this bound of is significantly smaller than one.
Setting the function to be
[TABLE]
we have . Therefore and thus, . Hence,
[TABLE]
Let be a vertex in such that . We obtain by (7)
[TABLE]
Analogously, we have
[TABLE]
Noticing that and putting together (12), (13) and (14) yield
[TABLE]
Letting tend to zero yields
[TABLE]
whenever the denominator is positive.
We set and . Then the denominator of the RHS of (15) is . Observe that (9) implies
[TABLE]
Next, we estimate the numerator. By (10), we have for that
[TABLE]
Therefore, we obtain
[TABLE]
Thus, (15) implies that
[TABLE]
Using this and (16) yields
[TABLE]
It is left to show that is the dominating term in the sum and to give the corresponding coefficient.
We start with comparing the addends in the brackets of (3): we have
[TABLE]
and, hence,
[TABLE]
Notice that one has for ,
[TABLE]
Thus via , we obtain
[TABLE]
Hence,
[TABLE]
We infer that
[TABLE]
This finishes the proof. ∎
Combining Theorem 3.4 and Proposition 2.6, we obtain a distance bound for bounded vertex degree and infinite dimension, what proves part (iii) of Theorem 2.7.
Corollary 3.6**.**
Let be a graph with finite maximal vertex degree , and let . Let and suppose that satisfies
[TABLE]
Then, for all , one has
[TABLE]
Proof.
Proposition 2.6 yields on and on with
[TABLE]
Applying Theorem 3.4 with which is intrinsic due to Proposition 2.6 yields
[TABLE]
with
By choosing , we see
[TABLE]
and
[TABLE]
Therefore,
[TABLE]
which implies
[TABLE]
This finishes the proof. ∎
Acknowledgements
C. R. is grateful for the hospitality of Durham University, where parts of this work have been carried out during his visits. Moreover, the research was supported by the EPRSC Grant EP/K016687/1 “Topology, Geometry and Laplacians of Simplicial Complexes“. F. M. wants to thank the German Research Foundation (DFG) and the German National Merit Foundation for financial support, and the Harvard University Center of Mathematical Sciences and Applications for their hospitality.
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