Metric Mahler measures over number fields
Charles L. Samuels

TL;DR
This paper extends the understanding of metric Mahler measures from rational numbers to imaginary quadratic fields with class number one, providing new theoretical insights and partial results for other number fields.
Contribution
It generalizes the attainment of the infimum in metric Mahler measures from rational numbers to certain imaginary quadratic fields and explores applicability to other number fields.
Findings
Infimum is attained by rational points in imaginary quadratic fields with class number one.
Established analogs of previous results for these fields.
Presented partial results for other number fields.
Abstract
For an algebraic number , the metric Mahler measure was first studied by Dubickas and Smyth in 2001 and was later generalized to the -metric Mahler measure by the author in 2010. The definition of involves taking an infimum over a certain collection -tuples of points in , and from previous work of Jankauskas and the author, the infimum in the definition of is attained by rational points when . As a consequence of our main theorem in this article, we obtain an analog of this result when is replaced with any imaginary quadratic number field of class number equal to . Further, we study examples of other number fields to which our methods may be applied, and we establish various partial results in those cases.
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Metric Mahler measures over number fields
Charles L. Samuels
Christopher Newport University, Department of Mathematics, 1 Avenue of the Arts, Newport News, VA 23606
Abstract.
For an algebraic number , the metric Mahler measure was first studied by Dubickas and Smyth in 2001 and was later generalized to the -metric Mahler measure by the author in 2010. The definition of involves taking an infimum over a certain collection -tuples of points in , and from previous work of Jankauskas and the author, the infimum in the definition of is attained by rational points when . As a consequence of our main theorem in this article, we obtain an analog of this result when is replaced with any imaginary quadratic number field of class number equal to . Further, we study examples of other number fields to which our methods may be applied, and we establish various partial results in those cases.
Key words and phrases:
Mahler Measure, Metric Mahler Measure, Height Functions, Fundamental Unit, Ideal Class Group
2010 Mathematics Subject Classification:
11G50, 11R04 (Primary); 11R11, 11R27, 11R29, 11R37, 13A15 (Secondary)
1. Introduction
Suppose is a number field and is a place of dividing the place of . We shall write and to denote the completions of and with respect to the and . Of course, we may view as a subfield of and we note the well-known identity
[TABLE]
The right hand side of (1.1) is called the global degree while the summands on the left hand side are called local degrees. We define the absolute value on to be the unique extension of the -adic absolute value on , and further, we define by for all . If and is a place of , we note that
[TABLE]
and consequently, we have the product formula
[TABLE]
for all . Additionally, we define the (logarithmic) Weil height by
[TABLE]
and observe that is independent of the choice of number field containing . In this way, defines a map from to which satisfies
- (1)
for all and all 2. (2)
for all . 3. (3)
If and are Galois conjugates over then . 4. (4)
for all and all roots of unity .
If is another number field and then the Mahler measure of over is defined by
[TABLE]
The Mahler measure over has a long history dating back to a 1933 problem of D.H. Lehmer [11] which asks whether there exists a constant such that for all non-torsion points . A variety of authors have established partial results in the direction of Lehmer’s problem (see [1, 3, 21, 22, 23], for instance) although the general case remains open.
If is a positive real number, we define the -metric Mahler measure of over by
[TABLE]
It is straightforward to verify that for all and all . As a result, the map creates a well-defined metric on . Additionally, if and is any function satisfying and for all , then . For these reasons, we often think of as a maximal metric version of the Mahler measure. In the expected way, we also define the -metric Mahler measure over by
[TABLE]
It is clear from the definition that .
The -metric Mahler measures over have been studied extensively by Dubickas, Smyth, Fili, Jankauskas and the author in an assortment of previous articles [4, 5, 7, 9, 15, 16, 17, 18, 19, 20]. For example, the author [16] showed that the infimum in the definition of is attained for all and all . Subsequent articles established various techniques for finding points which attain the infimum in for different values of .
In the present paper, we are particularly interested in an article of Jankauskas and the author [9] which establishes that the infimum in is attained by rational points when . Our goal is to study the extent to which this result generalizes to the metric Mahler measure over a number field.
The proof technique of [9] utilizes roughly the following outline. If are such that , we identify such that
- (i)
2. (ii)
is a root of unity 3. (iii)
for all .
It is a simple consequence of these facts that the infimum in is attained by points in . Unfortunately, the method for constructing the points uses various elementary divisibility properties of that are not present in a general number field. Therefore, those methods will need substantial modification in order to yield analogous results for . We shall require a new definition.
We say that a number field is balanced if for every non-zero point there exists a unit such that for all Archimedean places of . If there exists for which no such unit exists, then is called unbalanced. Our main result is a generalization of the proof technique in [9] described above.
Theorem 1.1**.**
Suppose that is a number field whose Hilbert class field is balanced. Assume that and are such that . Then there exist satisfying the following three conditions:
- (i)
** 2. (ii)
* is a unit in * 3. (iii)
* for all .*
We remind the reader that the Hilbert class field of is the maximal Abelian unramified extension of . It is well-known that is isomorphic to the ideal class group of (this is a special case of [12, Theorem 0.3]), so in particular, is equal to the class number of . An important special case of Theorem 1.1 arises when has class number equal to , in which case and for all . These observations give rise to a useful corollary.
Corollary 1.2**.**
Let be a balanced number field of class number equal to . Assume that and are such that . Then there exist satisfying the following three conditions:
- (i)
** 2. (ii)
* is a unit in * 3. (iii)
* for all .*
The simplest examples of balanced number fields are the rational numbers and the imaginary quadratic extensions of . All such fields have exactly one Archimedean place , so the product formula forces for all . As a result, we may simply use to satisfy the definition of balanced. Additionally, in all such fields, a point is a unit if and only if it is a root of unity. Hence, and we obtain the following direct generalization of [9, Theorem 1.2].
Corollary 1.3**.**
Suppose that or is an imaginary quadratic extension of of class number . If and then there exist points such that and
[TABLE]
Similarly, there exist such that and .
According to [13, §1.6], the imaginary quadratic extensions of with class number are known to be , where . These nine fields, along with the rational numbers, form the complete list of number fields that are covered by Corollary 1.3. In our next section, we shall explore additional examples where Corollary 1.2 may be applied.
2. Additional Examples of Balanced Number Fields
We let denote the group of units in and remind the reader that there exists a non-negative integer such that . In this notation, is called the rank of (or simply the rank of ) and is denoted . It follows from Dirchlet’s Unit Theorem (see [13, §1.7], for instance) that is one less than the number of Archimedean places of . For example, we have if and only if either or is an imaginary quadratic extension of . As we have noted prior to Corollary 1.3, all of these fields are balanced.
The situation becomes slightly more complicated when . This scenario occurs in precisely the following three cases:
- (a)
is real quadratic extension of 2. (b)
is a cubic extension of which is not totally real 3. (c)
is a totally imaginary quartic extension of .
The following lemma is useful for producing balanced rank number fields.
Lemma 2.1**.**
Suppose that is a number field of rank and . If is such that then there exists a unit such that for all Archimedean places of . In particular, if
[TABLE]
then is balanced.
Unfortunately, our results are not enough to obtain a result as strong as Corollary 1.3 for number fields of rank . Indeed, the unit which arises from Corollary 1.2 may not be a root of unity, and hence, it could have non-zero Mahler measure. However, we are able to obtain a partial result dealing with the case .
Corollary 2.2**.**
Suppose that is a number field of rank and class number . Further assume that there exists a unit of such that
[TABLE]
If then there exist such that and
[TABLE]
Luckily, there is a standard recipe for creating number fields satisfying the hypotheses of Corollary 2.2. Select an irreducible polynomial having constant term equal to satisfying one of the following three properties:
- (i)
and has a real root with 2. (ii)
and has a unique real root such that 3. (iii)
and has four imaginary roots with one of those roots satisfying .
In these cases, must satisfy the hypotheses of Corollary 2.2. For instance, we could use . Then the golden ratio is a root of , and thus, satisfies (2.2). Similarly, we may set so that is the famous polynomial studied by Chris Smyth in [22]. In this case, has exactly one real root , and therefore, also satisfies (2.2). In both of these cases, these number fields are known to have class number equal to so that Corollary 2.2 applies.
We conclude this section by providing the reader with two additional examples of rank number fields. First, we give an example of an unbalanced number field, and second, we give an example showing that the converse of the second statement of Lemma 2.1 is false.
Example 1**.**
We claim that is not balanced. To see this, we must identify a non-zero point for which there is no unit satisfying for all . Since is a real quadratic number field, it must have exactly two Archimedean places and . Moreover, since , it is well-known that (see [10, §2.7]). As a result, we may assume without loss of generality that
[TABLE]
where denotes the usual absolute value on and is the positive square root of . Additionally, so that is cyclic. Using the technique described in [2, §6.4 and §6.5], we find that is a generator of this group.111 is commonly called a fundamental unit.
Now let and assume that is a unit in such that and . There exists such that . Thus
[TABLE]
which forces and implies that
[TABLE]
a contradiction.
Example 2**.**
We now assert that is balanced even though there is no unit satisfying (2.1). First, we note that is a fundamental unit of and . This implies that
[TABLE]
If is another unit but not a root of unity, then there must exist a non-zero integer such that . It follows that
[TABLE]
so that fails to satisfy (2.1) for any unit .
To see that is balanced, we assume that is a non-zero point in . If is unit then we use to satisfy the definition of balanced. If then we have and we may apply the first statement of Lemma 2.1. Therefore, it remains only to consider the case that .
Since we may write , where , and since we have assumed that , we get . It follows now that is even and
[TABLE]
which implies that is a unit in . Now setting we get that
[TABLE]
and it follows that for all .
3. Proofs of Main Results
The proof of Theorem 1.1 makes use of fractional ideals so we take a few moments to remind the reader of the relevant facts and notation (see [6, p. 760] for further detail than what is provided here). Suppose that is an integral domain with field of fractions . An -submodule of is called a fractional ideal of if there exists such that . Of course, every ideal of is a fractional ideal and such ideals are sometimes called integral ideals. If there exists a fractional ideal of such that then we say that is invertible and that is the inverse of , denoted .
If is a subring of another integral domain and is a fractional ideal of , we define the extension of to by
[TABLE]
It is easily verified that equals the intersection of all fractional ideals of which contain . Moreover, we note a series of straightforward facts regarding extensions of fractional ideals.
Lemma 3.1**.**
Suppose that and are integral domains such that is a subring of and assume that is the field of fractions of .
- (i)
If and are fractional ideals of then . 2. (ii)
If is an invertible fractional ideal of then is invertible and . 3. (iii)
If then 4. (iv)
If and are integral ideals of such that then . 5. (v)
If are integral ideals of with and then and .
Proof.
Assuming that we select , and such that
[TABLE]
Additionally, we let , and be such that
[TABLE]
which yields that
[TABLE]
Now let so that there exist , and such that
[TABLE]
Next we let , , , such that
[TABLE]
This means that
[TABLE]
establishing (i), and (ii) follows by applying (i) with .
For (iii), we clearly have . If we write
[TABLE]
for some and . Thus
[TABLE]
verifying (iii).
For (iv) we write for some and so that . But is an integral ideal of so that . To verify (v), we observe that . Using the distributive law for ideal multiplication (see [6, §7.3, Exercise 35(a)]), we get that
[TABLE]
and we conclude that . A similar argument establishes that completing the proof. ∎
If is a Dedekind domain then every fractional ideal of is invertible, and if and are fractional ideals of , we shall write . We caution the reader that, in our notation, is simply an alternate way of writing and does not refer to a quotient ring. Still assuming that is Dedekind domain, every integral ideal may be factored uniquely into prime ideals of . A pair of integral ideals and have no common prime factors if and only if , and in this case, and are called relatively prime.
If is a fractional ideal of any domain , then must have the form for some integral ideal of and . As a result, we see that , so in particular, is a ratio of integral ideals. Further assuming that is a Dedekind domain, there must exist a relatively prime pair of integral ideals and such that .
If are integral ideals of a Dedekind domain such that then our proof of Theorem 1.1 requires that we identify a set of integral ideals such that and for all . The following lemma, which is analogous to [9, Lemma 2.2], shows a method for constructing the ideals .
Lemma 3.2**.**
Suppose that is a Dedekind domain and are integral ideals of such that
- (i)
** 2. (ii)
* for all .*
Then and for all .
Proof.
To establish the first conclusion of the lemma, we shall first prove by induction on that
[TABLE]
for all . If then (ii) implies that so the base case is obtained immediately. Now assuming that and , we may multiply both sides of this equality by and use the distributive law for ideal multiplication to conclude that
[TABLE]
Now substitute into (ii) to deduce that
[TABLE]
establishing (3.1). Now by applying (3.1) with we get that
[TABLE]
and the first conclusion of the lemma follows from (i).
To verify the second conclusion, we observe that
[TABLE]
Multiplication by fractional ideals preserves set containment, so the result follows by multiplying both sides by the inverse of . ∎
Under the assumption , Lemma 3.2 provides an algorithm for creating a set of ideals satisfying and for all . Indeed, all ideals of a Dedekind domain are invertible fractional ideals and it is easily shown by induction on that is an integral ideal of . Hence, we may define
[TABLE]
so that the ideals satisfy (ii) in Lemma 3.2.
The reader has perhaps noticed that the first conclusion of Lemma 3.2 does not require that be a Dedekind domain. Indeed, one can obtain that by assuming only that is a commutative ring with unity. On the other hand, we are required to assume that be invertible as fractional ideals of in order to deduce that . For instance, let denote the positive real th root of and let . Now define and let and . Directly from these definitions, we obtain that and . If then write and observe that
[TABLE]
It now follows that and we obtain
[TABLE]
As a result, the ideals and satisfy the assumptions of Lemma 3.2 but do not satisfy the second conclusion that . Therefore, we do indeed require the assumption that is a Dedekind domain in order to obtain the full statement of Lemma 3.2.
Proof of Theorem 1.1.
Assume that is a Galois extension of containing . Since we know that we get immediately
[TABLE]
For simplicity, we shall set so that and
[TABLE]
We now define fractional ideals of by and for all . It is easily verified that for all , and therefore, we obtain that
[TABLE]
Now using (3.2) we conclude that
[TABLE]
Now let and be relatively prime integral ideals of such that . Similarly, define and to be relatively prime ideals of such that . In view of these definitions, (3.3) yields
[TABLE]
[TABLE]
Then it follows that
[TABLE]
and using the fact the has unique factorization of ideals into prime ideals, we deduce that
[TABLE]
Now applying Lemma 3.2, we obtain integral ideals of satisfying the following properties:
- (a)
and 2. (b)
and for all .
This enables us to conclude from Lemma 3.1(i) that
[TABLE]
We have assumed that is the Hilbert class field of , so according to [8], and are principal ideals. Hence, we may let and be generators of and , respectively. Again applying Lemma 3.1, we conclude that
[TABLE]
so that and are generators of the same fractional ideal of . Hence, there exists a unit such that
[TABLE]
Additionally, we know that and are principal and we shall let and be their respective generators. From this information, we deduce that
[TABLE]
and there must exist a unit such that
[TABLE]
Of course, must also be a generator of . Using (b), we see that and , and therefore, there must exist such that
[TABLE]
Since is assumed to be balanced, there exist units such that for all . Then applying (3.4) we get that
[TABLE]
We now define
[TABLE]
We obtain the conclusions (i) and (ii) immediately, so it remains to establish (iii).
To see this, we have assumed that and are relatively prime so that . It now follows from Lemma 3.1 that
[TABLE]
Since and are algebraic integers, we know that for all non-Archimedean places of . If there exists a place such that then and would both belong to the maximal ideal . In particular, we would have , contradicting the right hand equality of (3.7). As a result, we must have that for all non-Archimedean places of and we deduce that
[TABLE]
By a similar argument, we obtain that
[TABLE]
Using these observations in conjunction with the product formula, for we have that
[TABLE]
where the last inequality follows from the fact that for all . From (3.6) we get
[TABLE]
and the product formula along with (3.5) yields
[TABLE]
Finally, we see that
[TABLE]
completing the proof. ∎
During the proof of Theorem 1.1, we encountered a product of fractional ideals of the form . However, since the ideals on the right hand side are not known to be principal, it is difficult to convert this information about ideals into information about elements. Our remedy in the proof of Theorem 1.1 was to extend each ideal to the Hilbert class field and use the fact that these extended ideals are principal. An alternate approach is to raise both sides to a power equal to the class number of . Substituting this technique yields a variation on Theorem 1.1.
Theorem 3.3**.**
Let be a balanced number field of class number . Assume that and are such that . Then there exist satisfying the following four conditions:
- (i)
** 2. (ii)
* is a unit in the ring of algebraic integers* 3. (iii)
* for all * 4. (iv)
* for all .*
Proof.
We begin the proof in the exact same way that we began the proof of Theorem 1.1 so we need not repeat all of the steps here. We define in the same way and fractional ideals
[TABLE]
also in the same way. Just as before, we obtain ideals of satisfying the following properties:
- (a)
and 2. (b)
and for all .
Now instead of extending these ideals to , we observe that
[TABLE]
Since is the class number of , all of the ideals appearing in (3.8) are principal, so we may let and be generators of and , respectively. As a result, we get that
[TABLE]
and there exists a unit such that
[TABLE]
Additionally, we let and be generators of and , respectively, and we deduce that . Therefore, there is a unit such that , and of course, is a generator of . By (b), we know that and . Consequently, there exist such that and . Since is balanced, there exist units such that for all . Now applying (3.9), we get that
[TABLE]
Now select such that
[TABLE]
so we get that . As a result, there exists a th root of unity such that . We set
[TABLE]
and we immediately obtain properties (i), (ii) and (iii). To establish (iv) we observe that and generate a relatively prime pair of ideals of just as they did in the proof of Theorem 1.1. Of course, and also generate a relatively prime pair of ideals, so we find that
[TABLE]
We still have that so the result follows. ∎
The advantage of Theorem 3.3 over Theorem 1.1 is that its hypotheses only require that be balanced. On the other hand, we have little control over the elements . Indeed, they could generate an extension of of degree larger than . In any case, Theorems 1.1 and 3.3 are equivalent when . In particular, Corollary 1.2 is also a consequence of Theorem 3.3 and we could have constructed the examples of Section 2 equally well using Theorem 3.3 instead of Theorem 1.1.
4. Proofs Related to our Examples
We conclude this article by giving the proofs of the results needed to provide the examples in Section 2.
Proof of Lemma 2.1.
Suppose that and are the Archimedean places of . Since is not a root of unity we know that and we may assume without loss of generality that . From the product formula, we then get and .
Let be the smallest integer such that so that . As a result, we have
[TABLE]
But we also know that
[TABLE]
and we get that
[TABLE]
where the last equality follows from the fact that is a unit. As a result, we have that for all .
For the second statement of the lemma, assume that . If is a unit then we may use to satisfy the definition of balanced. Otherwise, we have
[TABLE]
and the result follows from the first statement of the lemma. ∎
Proof of Corollary 2.2.
Since , we may let be a fundamental unit of . Among all units in that are not roots of unity, certainly has the smallest Weil height, and therefore, we conclude that
[TABLE]
Now assume that such that . By combining Lemma 2.1 and Theorem 1.1, there must exist such that
- (i)
2. (ii)
is a unit in 3. (iii)
for all .
Since is not a unit, we shall assume without loss of generality that is not a unit. Since is a unique factorization domain and is its field of fractions, we may choose with such that . In view of these assumptions, we get that for all . Now using (4.1) we obtain
[TABLE]
Now we apply the product formula to obtain . Since , this means that
[TABLE]
and we have established the following inequalities:
- (i)
2. (ii)
3. (iii)
.
Since is a fundamental unit, we let and be such that , which yields
[TABLE]
We have now found that
[TABLE]
and the result follows from Northcott’s Theorem [14]. ∎
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