Fourier multipliers in Banach function spaces with UMD concavifications
Alex Amenta, Emiel Lorist, Mark Veraar

TL;DR
This paper extends the multiplier theorem to operator-valued multipliers on Banach function spaces, introducing a new boundedness condition called ll^{r}(ll^{s})-boundedness, supported by novel Littlewood-Paley estimates.
Contribution
It introduces ll^{r}(ll^{s})-boundedness, a new boundedness condition, and extends the multiplier theorem to Banach function spaces with UMD concavifications.
Findings
Established ll^{r}(ll^{s})-boundedness implies al R-boundedness in many cases.
Developed new Littlewood-Paley-Rubio de Francia-type estimates in Banach function spaces.
Extended the Coifman-Rubio de Francia-Semmes multiplier theorem to operator-valued multipliers.
Abstract
We prove various extensions of the Coifman-Rubio de Francia-Semmes multiplier theorem to operator-valued multipliers on Banach function spaces. Our results involve a new boundedness condition on sets of operators which we call -boundedness, which implies -boundedness in many cases. The proofs are based on new Littlewood-Paley-Rubio de Francia-type estimates in Banach function spaces which were recently obtained by the authors.
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Fourier multipliers in Banach function spaces with UMD concavifications
Alex Amenta, Emiel Lorist, and Mark Veraar
Delft Institute of Applied Mathematics
Delft University of Technology
P.O. Box 5031
2600 GA Delft
The Netherlands
Abstract.
We prove various extensions of the Coifman–Rubio de Francia–Semmes multiplier theorem to operator-valued multipliers on Banach function spaces. Our results involve a new boundedness condition on sets of operators which we call -boundedness, which implies -boundedness in many cases. The proofs are based on new Littlewood–Paley–Rubio de Francia-type estimates in Banach function spaces which were recently obtained by the authors.
Key words and phrases:
Fourier multipliers, UMD Banach function spaces, bounded -variation, Littlewood–Paley–Rubio de Francia inequalities, Muckenhoupt weights, Complex interpolation.
2010 Mathematics Subject Classification:
Primary: 42B15 Secondary: 42B25; 46E30, 47A56
The authors are supported by the VIDI subsidy 639.032.427 of the Netherlands Organisation for Scientific Research (NWO)
1. Introduction
In [46] Rubio de Francia proved a surprising extension of the classical Littlewood–Paley square function estimate: for all there exists a constant such that for any collection of mutually disjoint intervals in , the estimate
[TABLE]
holds for all Schwartz functions , where is the Fourier projection onto . As a consequence, in [14] Coifman, Rubio de Francia, and Semmes showed that if and \frac{1}{s}>\big{|}\frac{1}{p}-\frac{1}{2}\big{|}, then every of bounded -variation uniformly on dyadic intervals induces a bounded Fourier multiplier on . This is analogous to the situation for the Marcinkiewicz multiplier theorem (the case of the Coifman–Rubio de Francia–Semmes theorem), which follows from the classical Littlewood–Paley theorem.
Consider a Banach space . We are interested in analogues of the results above for operator-valued multipliers on -valued functions; that is, for multipliers , where denotes the space of bounded linear operators on , and where we consider a natural extension of the Fourier transform which acts on -valued functions. A necessary condition for boundedness of the Fourier multiplier on some Bochner space is that the range is -bounded (see Remark 5.9). -boundedness is a probabilistic strengthening of uniform boundedness which holds automatically for bounded scalar-valued multipliers. Following the breakthrough papers [12, 51] there has been an extensive study of operator-valued multiplier theory, in which -boundedness techniques are central. For example, Marcinkiewicz-type theorems were obtained in [2, 4, 7, 12, 21, 48, 51]. We refer to [22] for a more detailed historical description.
An operator-valued analogue of the Coifman–Rubio de Francia–Semmes theorem was obtained in [24]. There the Banach space was assumed to satisfy the so-called (Littlewood–Paley–Rubio de Francia) property, which was previously studied in [5, 19, 24, 25, 45]. This is a generalisation of the square function estimate (1.1) which may be formulated for all Banach spaces, but which may not hold. Naturally, -boundedness assumptions play a role in the results of [24]. In [1] we proved a range of Littlewood–Paley–Rubio de Francia-type estimates for Banach function spaces, including the property, under assumptions involving the property and convexity (generalising a key result of [45]). The main goal of this paper is to prove Coifman–Rubio de Francia–Semmes type results for such Banach function spaces.
The following multiplier theorem is the fundamental result of this paper. Let denote the standard dyadic partition of . Let and be Banach function spaces, and for a set of bounded linear operators let denote the space of functions with bounded -variation uniformly on dyadic intervals , measured with respect to the Minkowski norm on (see below Definition 4.1). Denote the -concavification of a Banach function space by (see Section 2.2).
Theorem 1.1**.**
Let , , , and let be a weight in the Muckenhoupt class . Let and be Banach function spaces such that and have the property. Let be absolutely convex and -bounded, and suppose that . Then the Fourier multiplier is bounded from to .
This is proven as part of Theorem 5.8. The assumptions on imply Littlewood–Paley–Rubio de Francia-type estimates that are used in the proof. In this theorem a condition called ‘-boundedness’ appears where one would usually expect an -boundedness condition. This is a new notion which arises naturally from the proof; it turns out to imply -boundedness. We investigate the more general notion of -boundedness in Section 3.
The case and of Theorem 1.1 was considered in [24, Theorem 2.3] for Banach spaces with the property. Our approach only works for Banach function spaces (and closed subspaces thereof), but these are currently the only known examples of Banach spaces with . As the parameter decreases we assume less of , but more of and . In Section 5 we prove Theorem 1.1, along with various other extensions and modifications of this result. In particular we obtain the following improvement of Theorem 1.1 for Lebesgue spaces.
Theorem 1.2**.**
Let . Suppose that for some and all , and that the following Hölder-type condition is satisfied:
[TABLE]
Then the Fourier multiplier is bounded on in each of the following cases:
- (i)
* and \frac{1}{s}>\max\big{\{}\frac{1}{2}-\frac{1}{p},\frac{1}{2}-\frac{1}{r},\frac{1}{p}-\frac{1}{r}\},* 2. (ii)
* and \frac{1}{s}>\max\big{\{}\frac{1}{p}-\frac{1}{2},\frac{1}{r}-\frac{1}{2},\frac{1}{r}-\frac{1}{p}\}.*
Here denotes an unspecified non-decreasing function of the Muckenhoupt characteristic . The result follows from the combination of Proposition 5.11 and Example 5.16. The Hölder assumption allows for the construction of a suitable set as in Theorem 1.1. The condition on becomes less restrictive as the numbers , , and get closer. Taking or is particularly illustrative: the condition on is then \frac{1}{s}>\big{|}\frac{1}{p}-\frac{1}{2}\big{|}, as in the Coifman–Rubio de Francia–Semmes theorem. However, even if , the operator-valued nature of the symbol prevents us from simply deducing the boundedness of from the scalar-valued case by a Fubini argument. Using the same techniques, one could also deduce versions of Theorem 1.2 with Muckenhoupt weights in the - and -variables.
In Section 5.4 we present some new Coifman–Rubio de Francia–Semmes-type theorems on Banach spaces (not just Banach functon spaces) which are complex interpolation spaces between a Hilbert space and a space. Typical examples which are not Banach function spaces include the space of Schatten class operators, and more generally non-commutative -spaces. Our results in this context are weaker than those that we obtain for Banach function spaces, but nonetheless they seem to be new even for scalar multipliers.
Overview
- •
In Section 2 we present some preliminaries on Muckenhoupt weights, Banach function spaces, and Rubio de Francia extrapolation.
- •
In Section 3 the notion of -boundedness of a set of operators is defined and investigated.
- •
In Section 4 we discuss the class of functions of bounded -variation, and a related atomic space .
- •
In Section 5 we present our main results, which are several operator-valued Fourier multiplier theorems. We cover results for Hilbert spaces, Banach function spaces, ‘intermediate’ Banach function spaces, and general ‘intermediate’ Banach spaces.
Notation
Throughout the paper we consider complex Banach spaces, but everything works just as well for real Banach spaces.
If is a measure space (we omit reference to the measure unless it is needed) and is a Banach space, we let denote the vector space of measurable functions modulo almost-everywhere equality, and we let denote the vector space of all simple functions . When we write and .
For vector spaces and , denotes the vector space of linear operators from to . For Banach spaces and , denotes the bounded linear operators from to and the operator norm.
Throughout the paper we write to denote a non-decreasing function which depends only on the parameters , and which may change from line to line. Nondecreasing dependence on the Muckenhoupt characteristic of weights is used in applications of extrapolation theorems. We do not obtain sharp dependence on Muckenhoupt characteristics in our results. In [1, Appendix A] it is shown that monotone dependence on the Muckenhoupt characteristic can be deduced from a more general estimate in terms of the characteristic.
For and , we define the interpolation exponent by
[TABLE]
with the interpretation . This lets us write interpolation results such as in a pleasing compact form.
Occasionally we will work with for a fixed dimension . Implicit constants in estimates will depend on , but we will not state this.
2. Preliminaries
2.1. Muckenhoupt weights
A locally integrable function is called a weight if it is non-negative almost everywhere. For the space consists of all such that
[TABLE]
The Muckenhoupt class is the set of all weights such that
[TABLE]
where the supremum is taken over all balls , and where the second factor is replaced by when . Define . For we say that a weight is in the class if , and we write
[TABLE]
This class naturally arises in duality arguments. The class is used in [26], where it is denoted by .
We will need the following properties of the classes.
Proposition 2.1**.**
- (i)
The classes are increasing in , with when . 2. (ii)
For all with there is an such that . 3. (iii)
For all with there is a such that .
For proofs and further details on Muckenhoupt weights see [20, Chapter 9].
2.2. The property
We say that a Banach space has the property if the Hilbert transform extends to a bounded operator on for all . This is equivalent to the original definition in terms of martingale differences [9, 6]. For a detailed account of the theory of spaces we refer the reader to [10] and [22]. The “classical” reflexive spaces (i.e. the reflexive spaces, Sobolev spaces, Besov spaces, Triebel–Lizorkin spaces and Schatten classes) have the property. The property implies reflexivity, so for example and do not have the property.
Most of our results are stated in terms of Banach function spaces that are -convex for some , and whose -concavifications are also Banach function spaces, where with norm
[TABLE]
For an introduction to these notions see [1, Section 2.1]. We write ‘’ as shorthand notation for ‘ is a Banach space which has the property’. If this therefore includes the assumption that is -convex. The condition that is open in : in fact, if , then there exists such that for all [47, Theorem 4]. In particular, for some if and only if is .
2.3. Extrapolation
The following Rubio de Francia-type vector-valued extrapolation result was obtained by the authors in [1, Theorem 3.2].
Theorem 2.2**.**
Fix and let be a Banach function space over with . Suppose that and that for all , , and we have
[TABLE]
This theorem implies the following corollary for operators, which is also proved in [1], where it is formulated more generally. For the definition of the extension see [1, Lemma 2.4].
Theorem 2.3**.**
Fix , and let for all and , with
[TABLE]
Then for all Banach function spaces with , the operator has an extension on for all and , with
[TABLE]
We used these results in [1] to deduce Littlewood–Paley–Rubio de Francia-type estimates, and we use them here to prove -boundedness of families of operators.
3. -boundedness
Our operator-valued multiplier theorems involve a new condition on sets of bounded operators , which we call -boundedness. This generalises the more familiar notions of -boundedness and -boundedness. In this section we introduce and explore the concept.
3.1. Definitions and basic properties
Definition 3.1**.**
Let and be Banach spaces and .
- •
Let be a Rademacher sequence on a probability space . We say that is -bounded if for all finite sequences in and in ,
[TABLE]
The least admissible implicit constant is called the -bound of , and denoted .
- •
Suppose that and are Banach function spaces and suppose . We say that is -bounded if for all finite sequences in and in ,
[TABLE]
The least admissible implicit constant is called the -bound of , and denoted .
For a detailed treatment of -boundedness we refer the reader to [23, 29], and for -boundedness see [28, 50].
Definition 3.2**.**
Let and be Banach function spaces, and . We say that is -bounded if for all finite doubly-indexed sequences in and in ,
[TABLE]
The least admissible implicit constant is called the -bound of , and denoted .
For - and -boundedness it suffices to consider subsets of in the defining inequality (see [12, 31]). For - and -boundedness with this is not the case: one must consider sequences, allowing for repeated elements. A singleton can fail to be -bounded, as the defining estimate may fail for arbitrarily long constant sequences (see [28, Example 2.16]). We say that an operator is - or -bounded if the singleton is.
If a set is -, -, or -bounded, then so is its closure in the strong operator topology, and likewise its absolutely convex hull . This was proven in [29] for -boundedness and [28] for -boundedness; the proof generalises to -boundedness.
It is immediate from the definition that -boundedness and -boundedness are equivalent. The following proposition encapsulates a few other connections between -, -, and -boundedness. For a thorough discussion on the connection between and -boundedness we refer to [31].
Proposition 3.3**.**
Let and be Banach function spaces and .
- (i)
If is -concave for some and is -bounded, then is -bounded with . 2. (ii)
If is -concave for some and is -bounded, then is -bounded with . 3. (iii)
Let . If is -concave, is -convex, and is -bounded, then is -bounded with . 4. (iv)
Let . If is -bounded, then is - and -bounded with and .
Proof.
Statements (i) and (ii) follow from the Khintchine-Maurey inequalities (see [36, Theorem 1.d.6]). For (iii), consider doubly-indexed finite sequences in and in . Then we have
[TABLE]
so . Finally, (iv) follows by taking one index to be a singleton. ∎
Proposition 3.3 shows in particular that if is - or -bounded for some , then is -bounded, and hence -bounded if is -concave for some .
Consider the situation of Theorem 2.3. If a family of linear operators satisfies the hypothesis of the theorem uniformly, then the family of extensions is automatically -bounded for . This observation is a convenient source of -bounded families.
Proposition 3.4**.**
Fix , and suppose that for all and . In addition suppose that for each and ,
[TABLE]
Proof.
Consider doubly-indexed finite sequences in and in . Let be the underlying measure space of , and define
[TABLE]
by
[TABLE]
Then from the assumption on we see that for all and all ,
[TABLE]
Letting , it follows from [47, p. 214] that is , with constants independent of . Hence Theorem 2.2 implies that for all and ,
[TABLE]
This, combined with [1, Lemma 2.4], implies the claimed result. ∎
Taking to be the scalar field , so that for any , we obtain the following special case. Note that in this case a more direct proof may be given as in [18, Theorem 2.3].
Proposition 3.5**.**
Fix , and suppose that for all and , and in addition suppose that for all and ,
[TABLE]
Duality and interpolation may be used to establish -boundedness, as shown in the following two propositions.
Proposition 3.6**.**
Let be Banach function spaces, and let . Let . If is -bounded, then the adjoint family
[TABLE]
is -bounded with .
Proof.
This follows from the duality relation (see [36, Section 1.d]). ∎
To exploit interpolation we must assume order continuity, which holds automatically for reflexive spaces and thus in particular for spaces ([37, Section 2.4]).
Proposition 3.7**.**
Let and be order continuous Banach function spaces and . Let for . If is -bounded for , then is -bounded for all , where and . Moreover we have the estimate
[TABLE]
Proof.
This follows from Calderón’s theory of complex interpolation for order continuous vector-valued function spaces [11]. ∎
Combining Proposition 3.3(iv) with Proposition 3.7 we deduce the following.
Corollary 3.8**.**
Let and be order continuous Banach function spaces and . Fix and suppose that is -bounded. If
[TABLE]
then is -bounded with .
To end this section we present a technical lemma on the -boundedness of the closure of a family of operators on spaces other than that in which the closure was taken. It is used in our multiplier result for intermediate spaces, where several Lebesgue spaces are used simultaneously. A similar result can be proved with general order continuous Banach function spaces in place of Lebesgue spaces.
Lemma 3.9**.**
Let be a metric measure space, and assume is finite on bounded sets. Let and be such that is uniformly bounded and absolutely convex. Let denote the closure of in . Suppose , and let be a weight on which is integrable on bounded sets. Suppose also that is -bounded for some . Then is -bounded on with .
Note that we take the closure of in one space, and then establish -boundedness of considered as a set of operators on a different space.
Proof.
Fix in and in . By a density argument we may assume each for each that is bounded and supported on a bounded subset of , which implies . For each choose in such that in . Then also in . By passing to subsequences we may suppose that for all we have , -a.e. Therefore, by Fatou’s lemma,
[TABLE]
with the appropriate adjustment if or . So is indeed -bounded on . ∎
3.2. -boundedness of single operators
As noted before, a single operator can fail to be -bounded. For positive operators we have the following result, which is an adaptation of [39, Lemma 4].
Proposition 3.10**.**
Let and be Banach function spaces and let be a positive operator. Then is -bounded for all , and we have the -bound .
Proof.
Let be a doubly-indexed sequence in , and note that by positivity of we may take the elements of the sequence to be positive. By positivity of we can estimate
[TABLE]
so . ∎
For an -bounded operator on a Lebesgye space one has -boundedness for all (see [22, Theorem 2.7.2]). The result below actually holds with replaced by any Banach lattice with a Levi norm (see [8] and [35, Fact 2.5]). A duality argument implies a similar result for -boundedness.
Proposition 3.11**.**
Let and . If is -bounded, then is -bounded for all .
Remark 3.12**.**
Even on it can be quite hard to establish the -boundedness of a single operator. By using i.i.d. -stable random variables (see [33, Section 5]), for one can linearise the estimate by writing
[TABLE]
By using Fubini’s theorem and Minkowski’s inequality, one can deduce that any is -bounded if or . Most of the remaining cases seem to be open (see [30, Problem 2] and [16, Corollary 1.44]).
3.3. Non-examples
We end this section with two examples to demonstrate that -boundedness is not just the conjunction of - and -boundedness. Consider the class of kernels
[TABLE]
where is the Hardy–Littlewood maximal operator. For and with define an operator by
[TABLE]
and set .
Example 3.13**.**
Let . The family of operators defined above is -bounded for all , but not - or - bounded for any .
Proof.
The -boundedness of for is proved in [40, Theorem 4.7]. Since , Proposition 3.6 says that -boundedness of on implies -boundedness on , so it suffices to show that is not -bounded on for any . We follow the proof of [40, Proposition 8.1].
Fix and for define by
[TABLE]
so that
[TABLE]
Next, for define
[TABLE]
and . Then , as for any simple function we have
[TABLE]
Furthermore, for any , and with ,
[TABLE]
Therefore
[TABLE]
which tends to as . Combining this with (3.1) disproves the -boundedness of on . ∎
The previous example can be modified to construct examples without -boundedness, by using stochastic integral operators. For and with , define
[TABLE]
where is a standard Brownian motion on a probability space . Define .
Example 3.14**.**
Let . The family of operators from to is -bounded for all , but not -bounded for any .
Proof.
Let and . Take and such that for all . By [41, Corollary 2.10] and the Kahane–Khintchine inequalities (see for example [33]), we know that
[TABLE]
for any . This implies that is -bounded from to if and only if restricted to is -bounded on , so is -bounded for all by Example 3.13. Repeating the argument with , we also get from Example 3.13 that is not -bounded for any . ∎
4. The function spaces and
The multipliers we consider are members of the space of functions of bounded -variation, which we denote by for . This space contains the class of -Hölder continuous functions. In our arguments we will also use the atomic function space , which was introduced in the scalar case in [14].
Definition 4.1**.**
- (i)
Let be a Banach space, a bounded interval and . A function is said to be of bounded -variation on , or , if
[TABLE]
where
[TABLE]
Furthermore we define . 2. (ii)
When is a collection of mutually disjoint bounded intervals in , the space consists of all such that
[TABLE]
If is ordered, we define to be the closed subspace consisting of with .
Clearly contractively when , and is complete when is complete.
In our applications the space is usually the span of a bounded and absolutely convex subset of a normed space (i.e. a disc in ), equipped with the Minkowski norm
[TABLE]
and we write . Clearly for . If the Minkowski norm on is complete, then is called a Banach disc. If is a Banach space and is closed, then is a Banach disc [42, Proposition 5.1.6], but this is not a necessary condition [42, Proposition 3.2.21].
Definition 4.2**.**
- (i)
Let be a normed space, a bounded interval, and . Say that a function is an -atom, written , if there exists a set of mutually disjoint subintervals of and a set of vectors such that
[TABLE]
Define by
[TABLE]
where the series converges in . Define a norm on by
[TABLE]
Furthermore we define . 2. (ii)
When is a collection of mutually disjoint bounded intervals in , the space consists of all such that
[TABLE]
If is ordered, we define to be the closed subspace consisting of with .
Clearly contractively when , and is complete when is complete. As with the classes , when is a disc in a normed space , we put the Minkowski norm on the linear span of and write .
For and an interval we let denote the space of -Hölder continuous functions with , where
[TABLE]
Lemma 4.3**.**
Let , let be a Banach space and fix a bounded interval .
- (i)
If , then and for all we have
[TABLE] 2. (ii)
We have , and for all ,
[TABLE]
Proof.
For part (i) we note that both and the second norm estimate follow directly from the fact that for any atom with
[TABLE]
we have by Minkowski’s inequality that
[TABLE]
The embedding with the first norm estimate is shown in [14, Lemme 2] for scalar functions, and the argument extends to the general case. Part (ii) is straightforward to check. ∎
We end this section with complex interpolation containments for the - and -classes. It is an open problem whether complex interpolation of the -classes as below can be proved with (see [43, Chapter 12]). It is also not clear whether converse inclusions hold, but since we don’t need them we leave the question open.
Theorem 4.4**.**
Suppose , , and let be a Banach space. Then for all bounded intervals we have continuous inclusions
[TABLE]
Furthermore, if is an ordered collection of mutually disjoint bounded intervals in , then we have continuous inclusions
[TABLE]
Proof.
For and we have (4.1) by applying subsequently [43, Lemma 12.11], [3, Theorem 3.4.1], and [3, Theorem 4.7.1],
[TABLE]
with
[TABLE]
The intermediate cases follow from the reiteration theorem for complex interpolation [3, Theorem 4.6.1].
In the remainder of the proof we will need the following notation: when is a collection of intervals for each and , let denote the canonical projection . We abbreviate Banach couples by , and use this shorthand for expressions like
[TABLE]
We let denote the space of bounded analytic functions from the closed strip to the sum whose restrictions to the sets and map continuously into and respectively, equipped with the norm
[TABLE]
as in [3, §4.1].
For (4.2) let and write for brevity. Suppose , with atomic decomposition
[TABLE]
where for each .
Let . For each we have with equal norms [49, Theorem 1.18.1], hence there exists a function with and . For all and , define
[TABLE]
noting that for each there is at most one non-zero term in the sum. It follows from that for all .
We will show that each is analytic on , using that and . Fix . Since is analytic with values in , there exists a Taylor expansion
[TABLE]
for in a neigbourhood of , where is a bounded sequence. Thus for such we have
[TABLE]
using the mutual disjointness of to interchange the sums. The functions are in as we can write
[TABLE]
Similarly we can show that each is continuous.
Now for and define
[TABLE]
Since the functions are bounded uniformly in , continuous on , and analytic on , and since , and each maps into , we find that each . Furthermore we have
[TABLE]
and
[TABLE]
Since was arbitrary, taking the infimum over all atomic decompositions of and all possible with completes the proof.
Now consider a collection of mutually disjoint bounded intervals in . We will only prove (4.3), as the proof of (4.4) is similar. We introduce the following notation: if is a bounded interval and , we let be the function
[TABLE]
Then for each the map defined by is an isometry. Consequently we can write
[TABLE]
and therefore the map defined by
[TABLE]
is an isometry. Since the intervals in are mutually disjont, is an isometric isomorphism. Thus induces an isometric isomorphism
[TABLE]
using [49, Remark 3, §1.18.1]. By (4.1) we have
[TABLE]
so that yields an embedding
[TABLE]
Precomposing with gives the bounded inclusion
[TABLE]
and completes the proof. ∎
5. Fourier multipliers
The Fourier transform and operator-valued Fourier multipliers on vector-valued functions are defined similarly to the scalar-valued case. Here we just mention that our normalisation of the Fourier transform is
[TABLE]
and that since is dense in for every and (see [20, Ex. 9.4.1] for the scalar case), the -boundedness of a Fourier multiplier reduces to the estimate
[TABLE]
Our goal is to find conditions on Banach function spaces and which imply this estimate for and in a suitable Muckenhoupt class. We will only consider multipliers defined on ; extensions to multipliers defined on can be obtained by an induction argument as in [27, Section 4], [32] and [52], and extensions to multipliers on the torus can be obtained by transference, see [1, Proposition 4.1]. In this case one must consider multipliers defined on , where bounded -variation for a function on is defined analogously to Definition 4.1.
We start with a result that is well-known in the unweighted setting (see [21, 48]). This is not so important to our main results; it will only be used in the proof of Theorem 5.18. Recall that is the standard dyadic partition of .
Theorem 5.1** (Vector-valued Marcinkiewicz multiplier theorem).**
Let and be UMD Banach spaces, and suppose is absolutely convex and -bounded. Suppose . Then for all and ,
[TABLE]
Proof.
To prove the result one can repeat the argument in [21, Theorem 4.3] using weighted Littlewood–Paley inequalities with sharp cut-off functions, which can be found for instance in [17] (see also [34]). ∎
Our starting point for multiplier theorems for with is an estimate of Littlewood–Paley–Rubio de Francia type. For an interval let denote the Fourier projection onto , defined by for Schwartz functions . The following result was obtained in [1, Theorem 6.5]. Related results have been obtained in [27, 45].
Theorem 5.2**.**
Suppose and let be a Banach function space such that . Let be a collection of mutually disjoint intervals in . Then for all , all , and all ,
[TABLE]
For Hilbert spaces the following variant holds (see [1, Proposition 6.6 and Remark 6.7]).
Proposition 5.3**.**
Suppose and let be a Hilbert space. Let be a collection of mutually disjoint intervals in . Then for all , all and all ,
[TABLE]
5.1. Multipliers in Hilbert spaces
The first part of the following theorem is an analogue of [27, Theorem A(i)], and the second part is an unweighted analogue of [27, Theorem A(ii)]. The second part is also proved in [24, Proposition 3.3]. The exponents for which each part of the theorem applies are pictured in Figure 1.
Theorem 5.4**.**
Let and be Hilbert spaces, , and consider a multiplier .
- (i)
If and , then for all we have
[TABLE] 2. (ii)
If \frac{1}{s}>\bigl{|}\frac{1}{p}-\frac{1}{2}\bigr{|} we have
[TABLE]
To prove Theorem 5.4 we use the following proposition, which is a version of the first part for -class multipliers. The techniques used to prove this proposition are strongly related to those used in the proof of our main result for Banach function spaces, Theorem 5.8.
Proposition 5.5**.**
Let and be Hilbert spaces, , and consider a multiplier . Then for all and we have
[TABLE]
Proof.
We only consider the case . The case is similar, but simpler. Fix and let . By approximation we may assume that the dyadic Littlewood–Paley decomposition of has finitely many nonzero terms and set . For each let
[TABLE]
be an -atomic decomposition of the restriction with independent of and
[TABLE]
as in [24, Theorem 2.3].
Note that , where we abuse notation by letting denote either the - or -valued Fourier projection. By the Littlewood–Paley estimate (see [38, Proposition 3.2]), Hölder’s inequality, Proposition 5.3, and , we have
[TABLE]
Since was arbitrary this implies
[TABLE]
for all and . ∎
Proof of Theorem 5.4.
Part (i): We first consider the case and . Let and take such that , which is possible by Proposition 2.1(ii). By Lemma 4.3 we know that with
[TABLE]
so by Proposition 5.5 we obtain
[TABLE]
Next we consider the case . Observe that by [22, Proposition 5.3.16] it suffices to prove the result for the truncated multipliers
[TABLE]
where is an arbitrary ordering of . Since uniformly, without loss of generality we may work with an arbitrary decaying multiplier . Fix . Then by Proposition 2.1(iii) there exists a such that . Take
[TABLE]
Then , and , so by the first case we have
[TABLE]
Moreover by Plancherel’s theorem (which is valid since and are Hilbert spaces) we know that
[TABLE]
Since
[TABLE]
we know by [49, Theorem 1.18.5] that , and likewise with replaced by . Moreover since we have the continuous inclusions
[TABLE]
by Theorem 4.4. By bilinear complex interpolation [3, §4.4] applied to the bilinear map we have boundedness of with the required norm estimate.
Finally we consider the case ; we will use another interpolation argument. Fix . Then by Proposition 2.1(iii) there exists a such that . Fix . By the argument of the previous cases we have
[TABLE]
Let be such that ; such a exists since . Choose such that . Such a exists since and . Indeed, the latter follows from
[TABLE]
Since we have by duality with the previous cases (taking ) that
[TABLE]
As before our choice of yields , and likewise with replaced by . Therefore by complex interpolation we have boundedness of with the required norm estimate.
Part (ii): The case is clear from (5.1) and the embedding of the classes in . For we may assume without loss of generality that as in part (i). Moreover, by embedding of the classes, we may assume that .
Let \sigma\in\bigl{(}s,\bigl{(}\frac{1}{2}-\frac{1}{p}\bigr{)}^{-1}\bigr{)} and fix such that . Such a exists since and
[TABLE]
which implies that
[TABLE]
Using the boundedness properties
[TABLE]
of the bilinear map , which follow from (5.1) and part (i) respectively, we have boundedness of with the required norm estimate by bilinear complex interpolation [3, §4.4]. Here we use [49, Theorem 1.18.4] and Theorem 4.4 to identify the interpolation spaces as before. The case follows by a duality argument. ∎
Remark 5.6**.**
- (1)
If the multiplier is scalar-valued and , then Theorem 5.4 follows simply from the scalar case and a standard Hilbert space tensor extension argument (see [22, Theorem 2.1.9]). 2. (2)
As in [27, Theorem A], a weighted version of Theorem 5.4(ii) can be proved, but we omit it to prevent things from getting too complicated.
5.2. Multipliers in UMD Banach function spaces
We now turn to our main result (Theorem 5.8). Its proof is inspired by that of [24, Theorem 2.3], which is a generalisation of the Hilbert space result in Theorem 5.4. Besides the regularity assumption on the multiplier as in the Hilbert space case, we will need an -boundedness assumption. We first prove a result for -class multipliers, analogous to Proposition 5.5.
Proposition 5.7**.**
Let , , and . Let and be Banach function spaces with and . Let be absolutely convex and -bounded, and suppose . Then
[TABLE]
Proof.
Fix and let . We begin as in the proof of Proposition 5.5, which began as in the proof of [24, Theorem 2.3]: we assume that the dyadic Littlewood–Paley decomposition of has finitely many nonzero terms and set . For each let
[TABLE]
be a -atomic decomposition of the restriction with independent of , with each finite, and with
[TABLE]
As before, . By the Littlewood–Paley theorem for UMD Banach function spaces (see [1, Proposition 6.1]), using that and , we have
[TABLE]
We estimate the sum on the right hand side by
[TABLE]
By the definition of the Minkowski norm, the operators all lie in , so by -boundedness of we have
[TABLE]
By Theorem 5.2,
[TABLE]
Since and was arbitrary, this finishes the proof. ∎
Our main multiplier theorem follows easily. Recall that if and only if with .
Theorem 5.8**.**
Let and be Banach function spaces, and let be absolutely convex. Let , and .
- (i)
Suppose that , , and is -bounded. Then for all and we have
[TABLE] 2. (ii)
Suppose that , , is -bounded, and . Then for all and we have
[TABLE]
Proof.
The first part follows directly from Proposition 5.7 and Lemma 4.3. For the second part a standard duality argument shows that
[TABLE]
with defined by for all . Applying the first part to , using Proposition 3.6 to show that is -bounded and noting that , completes the proof. ∎
If and in Theorem 5.8, we recover [24, Corollary 2.5] for Banach function spaces, except for the endpoint , which is missing since we worked in the weighted setting. If the multiplier is scalar-valued and , the result was proved in [1] using vector-valued extrapolation.
Remark 5.9**.**
The -boundedness assumption in Theorem 5.8 arises naturally from the proof. It is known that boundedness of implies -boundedness—and thus -boundedness if has finite cotype—of the image of the Lebesgue points of (see [13] or [22, Theorem 5.3.15]). However, -boundedness is not necessary, as may be seen by considering where is a scalar multiplier and is a bounded linear operator. In this case will be bounded, but need not be -bounded for (see [28, Example 2.16]).
Using complex interpolation, the reverse Hölder inequality, and the openness of the property, we can obtain a result for the endpoint in Theorem 5.8.
Proposition 5.10**.**
Let and be Banach function spaces. Let and suppose that and . Let be absolutely convex and both - and -bounded. Let and suppose that . Then for all ,
[TABLE]
Proof.
Fix , so that by Proposition 2.1(iii) there exists an such that . By the openness of the property we know that there exist and such that . By Corollary 3.8 we know that is - and is -bounded with
[TABLE]
Fix . By Theorem 5.8(i) and (5.2) we know that
[TABLE]
Let be such that , and fix such that . These parameters exist by the same argument as in Theorem 5.4(i). Since , we know by Theorem 5.8(ii) and (5.2) that
[TABLE]
Therefore by complex interpolation as in Theorem 5.4(i) we have boundedness of with the required norm estimate. ∎
When dealing with operator-valued multipliers , to check the hypotheses of our results, one needs an -bounded subset whose span contains , such that has the appropriate regularity when measured with respect to the Minkowski norm induced by . An obvious naïve choice is to assume that is -bounded and to take , but may not be sufficiently regular with respect to the -Minkowski norm. By making larger becomes more regular in the -Minkowski norm, but enlarging may violate -boundedness. Constructing such a set given a general multiplier is quite subtle (except of course in the scalar case, where the Minkowski norm on the one-dimensional span of is equivalent to the absolute value on ). Below we give an example where these problems may be surmounted using extrapolation techniques.
Proposition 5.11**.**
Let . Suppose that and that for some and all the following Hölder-type condition is satisfied:
[TABLE]
Then there exists a subset such that and is -bounded on for all and , with
[TABLE]
Proof.
For each define
[TABLE]
and set . Note that . We will show that has the desired properties.
Since and for all and all , by the definition of the Minkowski and Hölder norms, we have and , from which it follows directly that .
By scalar extrapolation (see [15, Theorems 3.9 and Corollary 3.14]), we have (5.3) for all , which implies that
[TABLE]
for all , , , and . Thus the -boundedness result follows directly from Proposition 3.5. ∎
In the next example we specialise to the case and . Results for will be presented in Example 5.16. Note that the -boundedness or -boundedness assumptions can be deduced for instance from weight-uniform Hölder estimates as in Proposition 5.11.
Example 5.12**.**
Let and let be absolutely convex. Let and . Then is bounded on in each of the following cases:
- (i)
If ,
- (a)
and . 2. (b)
and . 2. (ii)
If ,
- (a)
, and is -bounded. 2. (b)
, , and is -bounded. 3. (iii)
If ,
- (a)
, and is -bounded. 2. (b)
, , and is -bounded.
Proof.
The case (i)(a) follows from Theorem 5.4 and the case (i)(b) from a duality argument. The cases (ii)(a) and (iii)(a) follow from Theorem 5.8(i) and (ii) with . For (iii)(b) choose such that . By Corollary 3.8, is -bounded, and therefore Theorem 5.8(i) applies. Similarly, (ii)(b) follows from Theorem 5.8(ii). ∎
There is some overlap between the cases (a) and (b) in Example 5.12, but the classes of weights considered are difficult to compare. For , we can exploit that we always have either or . This is not possible for general Banach function spaces, which restricts the class of multipliers that can be handled by our results, as shown in the following example.
Example 5.13**.**
Let , , and let be absolutely convex. Let and . Then is bounded on in each of the following cases:
- (i)
, and is -bounded. 2. (ii)
, and is -bounded.
The result follows from Theorem 5.8 in the same way as in Example 5.12.
5.3. Multipliers in intermediate UMD Banach function spaces
We can prove stronger results, allowing for multipliers of lower regularity, if we consider ‘intermediate’ spaces where for some and is a Hilbert space. For example, when , we have for some and . In this case satisfies the conditions of Theorem 5.8(i) with and with we can use Theorem 5.4.
In order to use interpolation methods we will need that with the Minkowski norm is a Banach space, i.e. that is a Banach disc (see below Definition 4.1).
Theorem 5.14**.**
Let , and . Let and be Banach function spaces over the same measure space, with , a Hilbert space, and dense in both and . Let . Suppose is a Banach disc which is -bounded on and uniformly bounded on . Let and suppose that .
- (i)
If and , then
[TABLE]
for all . 2. (ii)
If
[TABLE]
and , then
[TABLE]
The allowable exponents in Theorem 5.14 are shown in Figure 2. The symmetry in Figure 2 is due to the equalities
[TABLE]
and
[TABLE]
Proof.
As in the proof of Theorem 5.4, it suffices to consider decaying multipliers . Moreover, by Lemma 4.3, Proposition 2.1(ii) and the openness of the upper bound assumptions on , it suffices to consider . Throughout the proof we let be the unique number such that
[TABLE]
which exists if .
Part (i): First assume , so that . Fix a weight . Take and define . By Proposition 5.7 we have boundedness of the bilinear map
[TABLE]
using that is -bounded on . Moreover, since , we know that , so we have by Theorem 5.4(i) and Lemma 4.3 that the bilinear map
[TABLE]
is bounded, using
[TABLE]
by the uniform boundedness of on .
We define a bilinear map
[TABLE]
This is well-defined as it is the extension of the map defined for and . Here we use that is dense in both and . By bilinear complex interpolation [3, §4.4] we have boundedness of
[TABLE]
Here we use that the Minkowski norm on the linear span of is complete, i.e. that is a Banach disc.
By Theorem 4.4 we have
[TABLE]
Using this embedding and complex interpolation of weighted Bochner spaces (see [49, Theorem 1.18.5]; note that the proof simply extends to the case ), we get boundedness of
[TABLE]
with norm estimate
[TABLE]
for all and all simple functions . By scalar-valued extrapolation (see [15, Theorems 3.9 and Corollary 3.14]) and density of the simple functions we deduce
[TABLE]
for all and all . Taking arbitrarily close to and using Proposition 2.1(ii) proves the case .
Next if and , then by Proposition 2.1(ii) we can choose such that . By the previous case is bounded on for all and hence also for , which completes the proof.
Part (ii): Without loss of generality we may assume that by embedding of the -spaces and the fact that
[TABLE]
for . Note that this implies that . We will consider three cases:
Case 1: . Since
[TABLE]
we can find a such that and . Therefore we know by Theorem 5.4(ii), using (5.4), that the bilinear map
[TABLE]
is bounded. Since we can find a such that . By Proposition 5.7 we have boundedness of the bilinear map
[TABLE]
using that is -bounded on . We can now finish the proof using bilinear complex interpolation, Theorem 4.4 and complex interpolation of Bochner spaces as in the first part.
Case 2: . Note that . Therefore by Plancherel’s theorem and (5.4) the bilinear map
[TABLE]
is bounded. Since we can find a such that . By Proposition 5.7 we have boundedness of the bilinear map
[TABLE]
using that is -bounded on . The proof can now be finished as before.
Case 3: . Let be such that . Then since
[TABLE]
we can find a such that . Therefore we know by Theorem 5.4(ii), using (5.4), that the bilinear map
[TABLE]
is bounded. Since we can find a such that . By Proposition 5.7 we have boundedness of the bilinear map
[TABLE]
again using that is -bounded on . The proof can again be finished as before. ∎
The conditions on in Theorem 5.14(ii) with are less restrictive than the conditions of [24, Theorem 3.6], which allows for Banach spaces with the property. The proof of Theorem 5.14(ii) can also be used to improve the conditions of [24, Theorem 3.6]
Remark 5.15**.**
A weighted variant of part (ii) of Theorem 5.14 holds for an appropriate class of weights, by using a weighted variant of Theorem 5.4(ii) (see [27, Theorem A(ii)]) and limited range extrapolation (see [15, Theorem 3.31]). However this involves a reverse Hölder assumption on the weight or the dual weight, so the technical details are therefore left to the interested reader.
We continue with an application to for . Results for have been previously covered by Example 5.12.
Example 5.16**.**
Let be a measure space and let . Let be absolutely convex and -bounded on for all . Let and assume . Then is bounded on in each of the following cases:
- (i)
and \frac{1}{s}>\max\big{\{}\frac{1}{2}-\frac{1}{p},\frac{1}{2}-\frac{1}{r},\frac{1}{p}-\frac{1}{r}\}. 2. (ii)
and \frac{1}{s}>\max\big{\{}\frac{1}{p}-\frac{1}{2},\frac{1}{r}-\frac{1}{2},\frac{1}{r}-\frac{1}{p}\}.
Proof.
It suffices to prove (i), as (ii) follows from a duality argument. Let be the closure of in . Then is a Banach disc. Moreover, by Lemma 3.9 we know that is -bounded for all . We will check the conditions of Theorem 5.14(ii) with , , for an appropriate and . Choose such that
[TABLE]
Since it follows that . Now the result follows by choosing such that . ∎
In a similar way we obtain the following from Theorem 5.14(i) and duality. This partly improves Example 5.12.
Example 5.17**.**
Let be a measure space and let . Let be absolutely convex and -bounded on for all . Let and assume . Then is bounded on if and .
5.4. Multipliers in intermediate UMD Banach spaces
In this section we consider general Banach spaces (not just Banach function spaces) and use interpolation to improve the conditions of Theorem 5.1 considerably, assuming is an interpolation space between a space and a Hilbert space, and using the same interpolation scheme as in Theorem 5.14. This result is new even for scalar-valued multipliers, and it implies sufficient conditions for Fourier multipliers on the space of Schatten class operators.
Theorem 5.18**.**
Let and . Let and be an interpolation couple, with , a Hilbert space, and dense in both and . Let . Suppose is a Banach disc which is -bounded on and uniformly bounded on . Let and suppose that .
- (i)
If , then
[TABLE]
for all . 2. (ii)
If
[TABLE]
then
[TABLE]
The allowable exponents above are shown in Figure 3.
Proof.
To prove the result one can argue as in Theorem 5.14 with , and using Theorem 5.1 instead of Proposition 5.7. ∎
In the next example we apply Theorem 5.18 to operator-valued multipliers on the Schatten class operators for . This is potentially useful for Schur multipliers (see [22, Theorem 5.4.3] and [44, Theorem 4]). For these spaces have the property, and for one has (see [22, Propositions 5.4.2 and D.3.1]).
Example 5.19**.**
Let with and be absolutely convex and -bounded for all . Let and assume . Then is bounded on in each of the following cases:
- (i)
and \frac{1}{s}>\max\Bigl{\{}\frac{1}{p^{\prime}}-\frac{1}{r},\bigl{|}\frac{1}{r}-\frac{1}{r^{\prime}}\bigr{|},\frac{1}{p}-\frac{1}{r}\Bigr{\}}. 2. (ii)
and \frac{1}{s}>\max\Bigl{\{}\frac{1}{r}-\frac{1}{p^{\prime}},\bigl{|}\frac{1}{r}-\frac{1}{r^{\prime}}\bigr{|},\frac{1}{r}-\frac{1}{p}\Bigr{\}}.
In particular, if then is bounded on if and .
Proof.
The result follows from Theorem 5.18(ii) by arguing as in Example 5.16. A similar result can be derived on by Theorem 5.18(i). ∎
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