K\"ahler-Ricci flow on homogeneous toric bundles
Hong Huang

TL;DR
This paper proves that the normalized Kähler-Ricci flow on certain homogeneous toric bundles converges to a Kähler-Ricci soliton, extending previous results and recovering known theorems.
Contribution
It demonstrates convergence of the Kähler-Ricci flow on homogeneous toric bundles to solitons, generalizing prior work by Zhu and recovering results by Podestà-Spirò.
Findings
Flow converges to a Kähler-Ricci soliton
Extension of Zhu's work to broader class of bundles
Recovers a known result of Podestà-Spirò
Abstract
Assume that is a homogeneous toric bundle of the form and is Fano, where is a compact semisimple Lie group with complexification , a parabolic subgroup of , is a surjective homomorphism from to the algebraic torus , and is a compact toric manifold of complex dimension . In this note we show that the normalized K\"{a}hler-Ricci flow on with a -invariant initial K\"{a}hler form in converges, modulo the algebraic torus action, to a K\"{a}hler-Ricci soliton. This extends a previous work of X. H. Zhu. As a consequence we recover a result of Podest\`{a}-Spiro.
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Kähler-Ricci flow on homogeneous toric bundles
Hong Huang
Abstract
Assume that is a homogeneous toric bundle of the form and is Fano, where is a compact semisimple Lie group with complexification , a parabolic subgroup of , is a surjective homomorphism from to the algebraic torus , and is a compact toric manifold of complex dimension . In this note we show that the normalized Kähler-Ricci flow on with a -invariant initial Kähler form in converges, modulo the algebraic torus action, to a Kähler-Ricci soliton. This extends a previous work of X. H. Zhu. As a consequence we recover a result of Podestà-Spiro.
Key words: Kähler-Ricci flow; homogeneous toric bundles; parabolic Monge-Ampère equation
AMS2010 Classification: 53C44
1 Introduction
In a seminal work [26] Wang and Zhu proved the existence of a Kähler-Ricci soliton on any toric Fano manifold. This result was recovered and generalized in some later works. Here we only mention two such works of particular relevance to this note: Podestà and Spiro [16] generalized Wang-Zhu’s result to the case of homogeneous toric bundles which are Fano, and Zhu [30] recovered his result with Wang using Kähler-Ricci flow. In this note we extend [30] to the case of Fano homogeneous toric bundles and recover Podestà and Spiro’s result in [16] via Kähler-Ricci flow. More precisely we show
Theorem 1.1**.**
Assume that is a homogeneous toric bundle of the form and is Fano, where is a compact semisimple Lie group with complexification , a parabolic subgroup of , is a surjective homomorphism from to the algebraic torus , and is a compact toric manifold of complex dimension . The normalized Kähler-Ricci flow on with a -invariant initial Kähler form in converges, modulo the algebraic torus action, to a Kähler-Ricci soliton.
We emphasize that in Theorem 1.1 we do not assume the existence of a Kähler-Ricci soliton on the Fano homogeneous toric bundle ; the existence of Kähler-Ricci soliton on is part of the conclusion (which, however, was previously known by [16], as mentioned above). On the other hand, using a result in [21] Dervan and Székelyhidi [8] prove that if a Fano manifold admits a Kähler-Ricci soliton , then the normalized Kähler-Ricci flow with any initial Kähler form in the first Chern class, converges to modulo the action of automorphisms. So the following is true: Assume that is a homogeneous toric bundle of the form and is Fano, then the normalized Kähler-Ricci flow on with any initial Kähler form in converges, modulo the action of automorphisms, to a Kähler-Ricci soliton. I do not know how to prove this fact directly. However, note that this fact does not imply the whole Theorem 1.1: the conclusion of Theorem 1.1 is slightly stronger; of course, the condition of Theorem 1.1 is also slightly stronger.
There are many beautiful works on the Kähler-Ricci flow, see for examples [3], [20], [25] and [27] for some recent surveys.
The proof of Theorem 1.1 follows closely the lines of [30], and we also borrow some key results from [16] (so the proof in this note is not completely independent of that in [16]). In [26], to obtain some of the key estimates Wang and Zhu converted the Kähler-Ricci soliton equation - a complex Monge-Ampère equation - on a toric Fano manifold to a real Monge-Ampère equation on the Euclidean space. Similarly, one of the key steps in [16] (see Proposition 5.2 in [16]) is to convert the Kähler-Ricci soliton equation on a homogeneous toric bundle which is Fano to an equation on the open dense orbit of the -action on the fiber, which is actually a real Monge-Ampère equation on .
In the flow case, first Zhu [30] converted the Kähler-Ricci flow - a parabolic complex Monge-Ampère equation (PCMAE)- on a toric Fano manifold to a parabolic real Monge-Ampère equation on the Euclidean space. Then he adapted some of the key estimates on the real Monge-Ampère equation in [26] to the parabolic case with the help of a deep estimate of Perelman (see [18]).
Here (see Section 2.3) using some results in [16] we also convert the Kähler-Ricci flow on a homogeneous toric bundle which is Fano to a parabolic real Monge-Ampère equation on the Euclidean space, which is very similar to the one in [30]; the only difference is that in our case there is an extra term in the equation, which turns out to be harmless due to a result in [16]. Note that in Section 3.4 of [9] Donaldson made some modifications to the original approach in [26]. In the first step of the estimates for the parabolic real Monge-Ampère equation we follow Donaldson’s modifications (see Section 3). We also observe that under the normalized Kähler-Ricci flow on a Fano homogeneous toric bundle with a -invariant initial Kähler form in , the volume of any fiber is a constant.
In Section 2.1, we briefly recall some basic concepts about toric Fano manifolds, and give alternative proofs of some known facts related to the Kähler potentials and moment maps of toric Fano manifolds (see the proofs of Facts 4 and 5 there). In Section 2.2, we give a brief introduction to homogeneous toric bundles following [16]. In Section 2.3 we reduce the normalized Kähler-Ricci flow on a homogeneous toric bundle which is Fano to a parabolic real Monge-Ampère equation on the Euclidean space. In Section 3 we prove our Theorem 1.1 following [30] in most steps, except in the first step where we mainly follow (and expand) part of Section 3.4 in [9] instead.
2 Reduction of Kähler-Ricci flow to PMAE
First we fix some conventions and notations. For a compact Kähler manifold of complex dimension with Kähler metric , the corresponding Kähler form . Let be the Ricci form of , where
[TABLE]
represents the first Chern class .
Let be a Lie group with Lie algebra . Suppose acts on a manifold . For any , we will denote the induced vector field on by (see line 3 on p. 122 of [13]). We also denote the set of -principal points in by .
2.1 Toric Fano manifolds
We give a brief review of toric manifolds following [2] and [14]. One can also consult [6], [10] and [15] for more details. Let be a free abelian group of rank , Hom, , . Denote by the natural pairing. Let be a smooth projective toric -fold defined by a complete fan of regular cones . We have a maximal (algebraic) torus Aut, . has an open dense orbit , . Using the above notation . We choose a basis for and the dual basis for , so we can identify () with and with . We also fix a point in so we can also identify with (and also with ). For let . To we associate the algebraic character ,
[TABLE]
Then
[TABLE]
where and as above.
Now we assume that the toric manifold is Fano. Then by Demazure (see Theorem 2.1 in [14]) we get an -dimensional compact convex polytope defined by the inequalities , where runs over primitive integral generators of all 1-dimensional cones in . ( is called the normal fan of .) Let . By Demazure (see Section 2.3 in [15]) we have the anticanonical embedding defined by . Define a function by
[TABLE]
Following the convention on p. 711 in [14], we still denote by the function giving by
[TABLE]
So we have , where , , and as above, and we may view either as a function defined on or as a function on . Note that the Kähler form on extends to a Kähler form on , denoted by , which is the pull-back of the Kähler form (corresponding to the Fubini-Study metric) on via the anticanonical embedding defined by .
Let , where (in particular, ). Then we have , , , and ; moreover, , , , and . As is -invariant, we have
[TABLE]
Sometimes we’ll denote by .
Given a toric Fano manifold as above, for any -invariant Kähler form , by Calabi-Yau theorem [29] (one can find a much simpler proof in our toric case in [9]) there is a unique Kähler form with . Consider the unique moment map relative to (that is, for any ) with , which is called metrically normalized (following [16]; compare Remark 9.4.2 in [14]). By Atiyah and Guillemin-Sternberg is a compact convex polytope. It is pointed out in Section 2.3 in [16] that does not depend on the choice of , which also follows from Facts 2 and 5 below. Denote by .
Note that the set of all vertices of is contained in . By Demazure (see Theorem 2.1 in [14]), the set of all vertices of , denoted by , corresponds one-to-one to the set of all -dimensional cones in the fan , denoted by , with for all fundamental generators of , . Note that . Let . It is easy to see that is a piecewise linear function with for .
The following five facts are known and will be used later.
Fact 1 (cf. [2]). We have .
Proof. Compare [2]. Clearly . Now
[TABLE]
and the desired result follows.
Let be a -invariant Kähler form. By Section 3 of [14] (compare Theorem 4.3 in [11]) there exists a -invariant function such that extends to a volume form on and . We also view as a function on as we do with .
Fact 2 (Atiyah and Guillemin-Sternberg, cf. Theorem 4.2 in [14]). Let be as above. The map is the restriction to of a moment map relative to for the -action on , where , with . Moreover the gradient map
[TABLE]
is a diffeomorphism from to .
Proof. In fact Theorem 4.2 in [14] is slightly stronger; compare Remark 4.3 there. For more details see the proof of Theorem 8.2 in [14] (compare also for example, Exercise 12.2.8 in [6] for the case ). Let’s check the first statement in Fact 2. Suppose is induced by . Then , where . We have
[TABLE]
and the first statement in Fact 2 follows.
For the second statement in Fact 2 we only briefly recall some of the key steps in the proof of Theorem 8.2 in [14] and give an alternative argument under an extra condition for one of them. On p. 720-721 of [14] it is shown that naturally extends to , which will be denoted by . On p. 722 of [14] it is shown that all vertices of are in the image of ; below we’ll give a simple proof of this result under the extra condition that , where is a -invariant smooth function on .
Let as above, and for . By Fact 1, , where the constant depends on the -bound of on . Let , and consider the sequence . Then we have . (Compare p. 39 in [9].) By Theorem 25.7 in [17],
[TABLE]
where is the interior of . It follows that .
On p. 723 of [14] it is shown that ; compare the proof of Theorem 3.4 in [2], where it is also shown that by using Fact 1.
Fact 3 (cf. [11], [1], p. 38-39 in [9] and p. 327 in [30]) Let be as above. Then the function can be extended to a -invariant smooth function on , and in particular, is bounded.
Proof. The result is implicitly contained in [11] and [1]. Since both and are in , there is a -invariant smooth function, denoted by , on such that
[TABLE]
on .
By Fact 2 we have ImIm. Then by Fact 1 and convexity we have that is bounded below (compare the proof of Lemma 3.4 in [26]). Combining this with Fact 1 we get that is bounded below. Then we have that is a harmonic function on which is bounded below, so it must be a constant.
It follows that as above is uniquely determined by up to an additive constant.
Let be a -invariant Kähler form as above. Then there exists a -invariant smooth function on such that . Note that is uniquely determined up to an additive constant.
Fact 4 (cf. [26] and Lemma 4.3 in [19] for the case ). We have
[TABLE]
Proof. As recalled above, the Fano condition implies that we can suppose that the polytope is defined by the inequalities , where , . (We may view the as inward-pointing normals to codimension 1 faces of .) Let be the Legendre transform of . By Guillemin [11] we have
[TABLE]
and
[TABLE]
where (by Fact 2), and and are smooth functions on (an open neighborhood of) .
Now we have that
[TABLE]
where is smooth and positive on . One way to get the last equality is as follows. Since satisfies the Delzant condition [7], after an affine transformation whose linear part is given by an element in GL we may assume that the origin is a vertex of and near the origin the polytope is given by the inequalities . Then near the origin we have , where is smooth. Similarly we can treat a boundary point which lies on a codimension face of ; see p. 39 of [9]. Then we can compute with the help of such local expressions of to derive the last equality. Compare Section 2.4 and Appendix of [1]. Now Fact 4 follows.
Fact 5 (cf. [16]). The map is the restriction to of the metrically normalized moment map relative to the Kähler form for the -action on , where , with .
Proof. By the first statement in Fact 2 it remains to verify that is metrically normalized. One can show this fact by inspecting the proof of Lemma 5.1 in [16]. We give a direct proof below. Choose such that Ric. Let be a Ricci potential of , that is, . Then we have
[TABLE]
on . Using Fact 4 and the maximum principle we see that there is a constant such that
[TABLE]
On the other hand it is easy to see that there is a constant such that
[TABLE]
(See p. 339-340 of [29].)
Note that on we have . Moreover, by Fact 1, as . Write . Now
[TABLE]
and we are done.
From Facts 2 and 5 we have , the -dilation of w.r.t. the origin. So .
2.2 Homogeneous toric bundles
Now we will follow [16] to give a brief introduction to homogeneous toric bundles, and refer to [16] for more details; one can also consult [13] for basics of Lie groups, Lie algebras and symmetric spaces.
Assume is a compact semisimple Lie group. Let be the Cartan-Killing form on , we may view as an inner product on . Let be the complexification of . Given a root system w.r.t. a fixed maximal torus, choose the root vectors corresponding to roots via Chevalley’s normalization; in particular, , where is the -dual of .
Now let be a compact semisimple Lie group, and be a compact toric manifold with a complex structure and a holomorphic action of . As in [16] we consider a homogeneous toric bundle over a generalized flag manifold with fiber ,
[TABLE]
where is a parabolic subgroup of , is a surjective homomorphism from to the algebraic torus , and . Note that is a complex homogeneous space with a natural -invariant complex structure (which will be denoted by ). Let be the bundle projection. As in [16] we identify with the fiber . There is a unique -invariant complex structure (denoted by ) on such that the map is holomorphic and the restriction of to the fiber is .
Note that we have a holomorphic action of on ,
[TABLE]
compare [28].
Recall that has an Ad()-invariant decomposition . For any fixed Cartan subalgebra (CSA) of , the associated root system has a corresponding decomposition with for and for . The natural -invariant complex structure of induces a splitting , such that (resp. ) is the -holomorphic (resp. -antiholomorphic) subspace (resp. ) of . Let
[TABLE]
Let be the center of and the Lie algebra of . Let . (We can identify with via .) Choose a -orthonormal basis of so that is closed for each .
In [16] Podestà and Spiro give a criterion for a homogeneous toric bundle to be Fano, see Theorem A in [16], which says that a homogeneous toric bundle is Fano if and only if is Fano and the condition (1.1) in [16] holds.
Now let be Fano. As in [16], we denote the set of -invariant (resp. -invariant) 2-forms in (resp. ) by (resp. ). By Lemma 5.1 in [16], the map given by (restriction) is invertible. We’ll denote (not to be confused with the scalar curvature) by . Let be the inverse of the map . For , is an extension of ; we’ll denote by . By Lemma 5.1 in [16] is Kähler if and only if is Kähler.
Fix a Kähler form . As in Section 2.1 there is such that extends to a volume form on and . For any other Kähler form , we may write , where . From Facts 2 and 5 in Section 2.1 we see that the map is the restriction to of the metrically normalized moment map relative to (under the basis of ), and its image () does not depend on the choice of . (Note that our coordinate system is slightly different from the one used in [16].) As in [16] we denote by the product
[TABLE]
where and . Then one sees that
[TABLE]
where . By the Fano condition on , the property of the image of noticed above, and Theorem A in [16], it follows that is bounded above and below by two positive constants not depending on the choice of ,
[TABLE]
compare the proof of Lemma 5.3 in [16].
2.3 Kähler-Ricci flow and its reduction to PMAE
Suppose is a Fano manifold of complex dimension , and let be a Kähler metric on such that the corresponding Kähler form represents the first Chern class . Let be a Ricci potential of , so that
[TABLE]
is uniquely determined up to an additive constant.
Consider the normalized Kähler-Ricci flow (NKRF) on ,
[TABLE]
The following result is well-known, cf. for example [24].
Proposition 2.1**.**
Let be Fano. Fix a Kähler form . A smooth family of Kähler forms () on solves the NKRF (2.2) if and only if there is a smooth family of smooth functions on with such that
[TABLE]
where is the Kähler metric corresponding to , and is a Ricci potential of .
Proof. It is straightforward to see that if is a solution of (2.3), then solves (2.2).
Conversely, suppose solves (2.2). Write using -lemma, where is a smooth family of smooth functions on with . Then
[TABLE]
By the maximum principle there exist constants (smoothly depending on ) such that
[TABLE]
Choose such that
[TABLE]
Let . Then solves (2.3).
For as above, Cao [4] showed that the solution of (2.2) (or equivalently (2.3)) exists for .
Let be a solution of (2.3), and . For each we choose a constant such that
[TABLE]
By a deep estimate of Perelman (see [18]), there is a constant depending only on such that for all ,
[TABLE]
Now we assume that the Fano manifold is a homogeneous toric bundle of the form as above. Consider the normalized Kähler-Ricci flow on ,
[TABLE]
Proposition 2.2**.**
Let be Fano. Fix a Kähler form and write . A smooth family of Kähler forms () on solves the NKRF (2.6) if and only if there is a smooth family of functions with and such that , and at all points of ,
[TABLE]
where such that extends to a volume form on and .
Proof. Let be a smooth family of functions with and such that at all points of equation (2.7) is satisfied. Write . By Lemma 5.1 in [16], , and . Observe that the cohomology class
[TABLE]
Denote the RHS of (2.7) by . Take of both sides of (2.7); both sides of the new equation thus obtained can be naturally and uniquely extended to be smooth 2-forms on . By Lemma 2.2 and Proposition 2.3 of [16], coincides with the restriction to of . Note that
[TABLE]
Then we get that
[TABLE]
or
[TABLE]
Using Lemma 5.1 in [16] again, we see that
[TABLE]
thus solves equation (2.6).
Conversely assume that solves equation (2.6). By Lemma 5.1 in [16] we have and . We can write , where is a smooth family of functions in . Let
[TABLE]
Restricting equation (2.6) to and using Lemma 2.2 and Proposition 2.3 in [16] again, we see that
[TABLE]
It follows that . Choose as in the proof of Proposition 2.1 and let , then solves equation (2.7).
Let be Fano. Given an initial Kähler form on , the function in (2.3) and the function in (2.7) are unique up to additive constants. By Fact 3 in Section 2.1 the function can be extended to a -invariant smooth function on , so from Fact 4 in Section 2.1 we have that
[TABLE]
Compare p. 327 in [30]. On the other hand, using Lemma 2.2 and Proposition 2.3 in [16], we have
[TABLE]
Recall also (2.1). It follows that
[TABLE]
is a constant. So we can and will choose and such that
[TABLE]
From Propositions 2.1 and 2.2 we have a correspondence between the solutions to the equation (2.3) and the solutions to the equation (2.7), where and satisfy the constraint (2.8). More precisely, for a homogeneous toric bundle which is Fano with an initial Kähler form in , given a solution to equation (2.3), solves equation (2.7), where we assume that satisfies the additional constraint (2.8); conversely, given a smooth family of functions with and such that at all points of , solves equation (2.7), the -invariant extension of to the whole (which will also be denoted by ) solves equation (2.3), where satisfies the additional constraint (2.8).
The equation (2.7) with is actually a parabolic real Monge-Ampère equation,
[TABLE]
with (and the matrices ), where is defined in Section 2.2.
3 Proof of Theorem 1.1
We will write , and .
Lemma 3.1**.**
([26], see also Proposition 2 on p. 54 in [9]) Assume that is a smooth convex function on which attains minimal value 0, such that when . Let be the set where . Then , where is a constant depending only on the dimension .
Proof. We follow the outline given on p. 54 of [9]. is a bounded convex set in with nonempty interior. Let be the ellipsoid of minimum volume containing centered at the barycenter of . By a variant of John’s Lemma (see for example Theorem 1.8.2 in [12]), , where and denotes the -dilation of a bounded set w.r.t. its barycenter, that is , where is the barycenter of . Choose a unimodular affine transformation such that . We write for any , where is a matrix with and . Let
[TABLE]
Let . Then the barycenter of is the origin 0, , and on . We also have on . From the proof of Proposition 3.2.4 in [12] we have
[TABLE]
where depends only on the dimension . It follows that
[TABLE]
and
[TABLE]
We also have
[TABLE]
where is the volume of the unit -ball. It follows that
[TABLE]
and we are done.
For a homogeneous toric bundle which is Fano with an initial Kähler form , given a solution to equation (2.3), from above we see that is a solution of equation (2.9) with , where is as in Section 2.3.
The following result is well known.
Lemma 3.2**.**
Let be as above. Then
[TABLE]
Proof. This follows immediately from Fact 2 and the change of variable formula for multiple integrals.
Lemma 3.3**.**
Let be as above and , where is the constant determined by equation (2.4) with and there replaced by and respectively. Let . Then there is a constant such that for any ,
[TABLE]
Proof. We follow [30] to argue that is bounded below. As noted above, . So
[TABLE]
Also note that since and is convex, attains .
From (2.9) we have
[TABLE]
combining this with (2.1), (2.5) and Lemma 3.2 one sees that there are positive constants and independent of , such that
[TABLE]
Then one easily sees that is uniformly bounded below.
To show is bounded above we follow the argument in Section 3.4 of [9], which is a slight variant of that in [26]. Let . From (2.1), (2.5) and (2.9) we get
[TABLE]
where is a positive constant independent of . It follows
[TABLE]
Let be the set where . By Lemma 3.1,
[TABLE]
For each let be the set and . By convexity is contained in the -dilation of w.r.t. the minimum point of . Then
[TABLE]
Note that from (2.1), (2.5) and (2.9) we have
[TABLE]
So by Lemma 3.2 and (3.2) we have
[TABLE]
Using the co-area formula
[TABLE]
and (3.1), we get from (3.3) that
[TABLE]
and we are done.
Let be the minimal point of , and . Let . We extend to a -invariant function on , still denoted by . Using Facts 1, 2 and 3 in Section 2.1, convexity of , (2.1), Perelman’s estimate (2.5), and Lemma 3.3, one can show that
[TABLE]
Compare the proof of Lemma 3.4 in [26] and Proposition 3.2 in [30].
Using Proposition 2.1 in [23], Lemma 4.4 in [16], the monotonicity (see (4.5) in [24]) of the generalized K-energy (introduced in [23]) along certain modified Kähler-Ricci flow, Lemma 5.1 in [23], (3.4) above, Lemma 3.1 in [5], Proposition 3.1 in [24], and Lemma 3.3, one can show that
[TABLE]
Compare the proof of Proposition 4.1 in [30]. Using Lemma 5.1 in [23], Lemma 3.3 and (3.5) one can show that
[TABLE]
where is a solution of (2.3) as above; compare the proof of Corollary 4.2 in [30]. Then by using the monotonicity of the generalized K-energy along certain modified Kähler-Ricci flow and (3.6), one can show that
[TABLE]
after suitably normalizing the Ricci potential of the initial metric. Compare Proposition 4.3 in [30].
As in Section 5 of [30] we can find such that
[TABLE]
Let and . The -invariant extension of gives a Kähler potential on relative to , still denoted by . Moreover, are corresponding to a family of holomorphic vector fields on , denoted by . (The real part of) generate a family of elements, denoted by , in the algebraic torus subgroup of Aut(). Then , where and . As in [30], using the estimates above, we can show that
[TABLE]
With the above preparation we can proceed as in Section 5 of [30], using arguments as in Section 6 of [24] and the uniqueness theorem in [22] [23], and get that the Kähler metrics converge to a Kähler-Ricci soliton as .
Acknowledgements. I’m grateful to Professor Xiaohua Zhu for answering my questions on his paper [30]. I would also like to thank Professor Bin Zhou for helpful discussions. I also thank the referee for the comments. I’m partially supported by Beijing Natural Science Foundation (Z190003).
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