On some polynomials and series of Bloch-Polya Type
Alexander Berkovich, Ali K. Uncu

TL;DR
This paper characterizes when certain polynomial products have coefficients only from {-1,0,1}, finds explicit formulas for related q-series, and extends previous observations on their coefficient behavior.
Contribution
It provides a complete classification of when the polynomial products have coefficients in {-1,0,1} and derives explicit formulas for specific q-series coefficients.
Findings
Polynomial products have coefficients in {-1,0,1} iff m=1,2,3, or 5.
Explicit formulas for coefficients of certain q-series.
Extended observations on the largest coefficients of related series.
Abstract
We will show that is a polynomial in with coefficients from iff or and explore some interesting consequences of this result. We find explicit formulas for the -series coefficients of and . In doing so, we extend certain observations made by Sudler in 1964. We also discuss the classification of the products and some related series with respect to their absolute largest coefficients.
| Cut-off | Cut-off | Cut-off | Cut-off | ||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | 69 | 11 | 1079 | 21 | 3289 | 31 | 6699 | ||||
| 2 | 116 | 12 | 1246 | 22 | 3576 | 32 | 7106 | ||||
| 3 | 175 | 13 | 1425 | 23 | 3875 | 33 | 7525 | ||||
| 4 | 246 | 14 | 1616 | 24 | 4186 | 34 | 7956 | ||||
| 5 | 329 | 15 | 1819 | 25 | 4509 | 35 | 8399 | ||||
| 6 | 424 | 16 | 2034 | 26 | 4844 | 36 | 8854 | ||||
| 7 | 531 | 17 | 2261 | 27 | 5191 | 37 | 9321 | ||||
| 8 | 650 | 18 | 2500 | 28 | 5550 | 38 | 9800 | ||||
| 9 | 781 | 19 | 2751 | 29 | 5921 | 39 | 10291 | ||||
| 10 | 924 | 20 | 3014 | 30 | 6304 | 40 | 10794 |
| 1 | 7 | 13 | 19 | 25 | 31 | 37 | |||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2 | 8 | 14 | 20 | 26 | 32 | 38 | |||||||
| 3 | 9 | 15 | 21 | 27 | 33 | 39 | |||||||
| 4 | 10 | 16 | 22 | 28 | 34 | 40 | |||||||
| 5 | 11 | 17 | 23 | 29 | 35 | 41 | |||||||
| 6 | 12 | 18 | 24 | 30 | 36 | 42 |
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
On some polynomials and series of Bloch–Pólya type
Alexander Berkovich
Department of Mathematics, University of Florida, 358 Little Hall, Gainesville FL 32611, USA
and
Ali Kemal Uncu
Department of Mathematics, University of Florida, 358 Little Hall, Gainesville FL 32611, USA
Abstract.
We will show that is a polynomial in with coefficients from iff or 5 and explore some interesting consequences of this result. We find explicit formulas for the -series coefficients of and . In doing so, we extend certain observations made by Sudler in 1964. We also discuss the classification of the products and some related series with respect to their absolute largest coefficients.
Key words and phrases:
Pentagonal numbers, Bloch–Pólya type series, -series identities, -binomial theorem, partition theorems
2010 Mathematics Subject Classification:
05A17, 05A19, 05A30, 11B65, 11P81
1. Introduction and Background
Polynomials with coefficients from the set have been first studied by Bloch and Pólya [4]. Their study sparked interest especially about the roots of these polynomials. An interested reader may refer to these prominent results (listed in order of publication) [9], [5], [8], and [6]. The first two references focus on Littlewood polynomials, i.e. polynomials where all coefficients are . In the same spirit, we would like to call polynomials (and series) with integer coefficients from the set , Bloch–Pólya type polynomials (and series, resp.).
We start by defining a -Pochhammer symbol or a rising -factorial. For variables and a non-negative integer , we define
[TABLE]
The rising -factorials have been studied extensively, one notable example is Euler’s Pentagonal Number Theorem [2, Cor 1.7, pg 11].
Theorem 1.1** (Euler’s Pentagonal Number Theorem, 1750).**
[TABLE]
The identity (1.1) shows that the -Pochhammer symbol can be represented as Bloch–Pólya type series.
We will also require the -binomial theorem [2, Thm 2.1, p. 17]:
Theorem 1.2** (-Binomial Theorem).**
[TABLE]
Next, we define the following family of sums,
[TABLE]
for positive integers and . The series can be made convergent by picking .
These series were introduced by Eden and they are closely related with the theory of partitions. Eden observed
[TABLE]
where is the number of non-empty partitions of into exactly parts where the largest part appears times and all the other parts appear distinctly [7]. Moreover, the series plays an instrumental role in Euler’s original proof of Theorem 1.1 [1]. Recently for and arose naturally in our studies of partitions with bounded gaps between largest and smallest parts [3].
In the following sections, among other observations, we will prove the next two theorems.
Theorem 1.3**.**
For , is of Bloch–Pólya type iff or 5.
Theorem 1.4**.**
For , there is no polynomial such that is of Bloch-Pólya type.
C. Sudler, in his 1964 papers [10, 11] studied the maximum coefficient, , of the power series expansion of . He noted that is unbounded as gets larger using a special case of Theorem 1.2 and that where using Cauchy’s integral formula, in the respective papers. The unboundedness of was shown by observing that has unbounded -series coefficients.
In Section 2, we start with some observations about pentagonal numbers. After that we give explicit formulas for the ’s coefficient in the power series of both and , for any . This section is finalized with a proof of Theorem 1.3. Section 3 starts by proving a recurrence relation for polynomials, and the rest of the section deals with Bloch–Pólya properties of series. We discuss the classification of the polynomials , and the series with respect to their coefficients in a broader perspective than the Bloch–Pólya property in Section 4.
2. -series Coefficients of , , and . Proof of Theorem 1.3
We start by observing that the minimum gap between pentagonal numbers increase. An alternative way of writing Theorem 1.1 is
[TABLE]
Let
[TABLE]
be the two families of pentagonal numbers for . Observe that there is a natural order between these families
[TABLE]
for any . Also note that
[TABLE]
This proves that
Lemma 2.1**.**
For any the gap between successive pentagonal numbers is
[TABLE]
for all .
We will use Lemma 2.1 to find a suitable separation point for the tail of the series (1.1) in the following theorems.
Theorem 2.2**.**
The power series of
[TABLE]
is of Bloch–Pólya type. Furthermore, for any there exists unique such that
[TABLE]
and
[TABLE]
Proof.
We start with
[TABLE]
which is clear by geometric series and Theorem 1.1. Openly evaluating the latter product is enough to demonstrate this result:
[TABLE]
The sign changes at every other non-zero coefficient term in the pentagonal numbers series (1.1) makes sure that the coefficients of (2.5) are in the set , when is divided by .
With the 0 coefficients explicitly written, we have
[TABLE]
For , it is clear that the -th non-zero coefficient block starts at . This block is of the size , and its coefficients are all . Moreover, a zero coefficient block of size follows the -th non-zero coefficient block. ∎
Next we observe that, for and ,
[TABLE]
where and is as in Theorem 2.2. It is clear that the number of coefficients in to is more than the coefficients. This observation is true due to the number of zero coefficients in this interval being an odd number. Another way of seeing this is to observe and having the same parity, for .
Let
[TABLE]
be the power series representation. Since , it is clear that
[TABLE]
where is as in Theorem 2.2. With that, one can prove the following.
Theorem 2.3**.**
For every integer , let be as in (2.8), there exists a unique integer such that
[TABLE]
Then, the power series coefficients of is given explicitly by
[TABLE]
where is the greatest integer , and is the smallest integer .
As an example, if , then . Moreover, for this particular the second case of the formula above applies. Hence, after the addition of three numbers we get, .
Theorem 2.3 already says that series expansion of is not of Bloch–Pólya type. Moreover, every integer occurs as a coefficient of infinitely many times. For illustrative purposes, some first appearances of non-zero coefficient sizes are
[TABLE]
We remark that Euler’s Pentagonal Number Theorem (Theorem 1.1) has a partition-theoretic interpretation. A finite sequence of non-increasing positive integers is called a partition. Let be the set of partitions into distinct parts (i.e. for , be the number of parts of partition , and is the sum of all the parts of . The empty sequence is the unique partition of zero. Then (1.1) can be interpreted as
[TABLE]
Similar to this interpretation one can also interpret Theorem 2.2 and 2.3 as a partition theorem.
Theorem 2.4**.**
[TABLE]
where is the smallest part of partition , and and are defined as in Theorem 2.2 and 2.3.
Now we can give an easy proof of Theorem 1.3. To this end, we will define to be the ’s coefficient in the power series expansion of .
Proof.
(Theorem 1.3) Initial cases of -factorials can easily be checked to be Bloch–Pólya type polynomials for to , except for :
[TABLE]
For some , choose in the -binomial theorem (1.2). Multiplying both sides of this special case with , one can easily show that
[TABLE]
Note that for any the contribution for the coefficient of of comes only from the first three terms of the expansion in (2.11). Keeping (2.9) in mind, for one can deduce that
[TABLE]
since the coefficients of and of and are in the set by Theorem 1.1 and Theorem 2.2, respectively. We can now directly verify the claim for the intermediate interval of unchecked values ( and the inequality does not hold) that
[TABLE]
Recall that case was handled in (2.10) above. ∎
3. Recurrence Relations for and a Proof of Theorem 1.4
We start by the recurrence relations for the functions.
Lemma 3.1**.**
For
[TABLE]
Proof.
Observe that
[TABLE]
Adding , we get the term on the right side of the equation. Isolating this term yields the result. ∎
Let be the set of non-empty partitions into distinct parts congruent to 1 modulo , and be the number of parts of the partition . We note that
[TABLE]
where is the largest part of .
The -factorial is the generating function for the partitions into distinct parts , each 1 modulo , counted with the weights . The summand of the middle term of (3.1) is the generating function for partitions into distinct parts, each 1 modulo counted with the weight where the largest part is . Summing from to , we get the generating function for the number of partitions into distinct parts , each modulo . This justifies the first equality of (3.1). The second equality can also be clarified in the same manner. We multiply by to match the weight and add 1 to remove the empty partition from our calculations.
We will later refer to this special case of (3.1), where is 1:
[TABLE]
This special case also appears in [1, (5)].
Now we can prove some results about the coefficients of functions.
Theorem 3.2**.**
- i.
* is of Bloch–Pólya type,* 2. ii.
* is of Bloch–Pólya type,* 3. iii.
* and are both of Bloch–Pólya type,* 4. iv.
* is not Bloch–Pólya type series and there is no polynomial such that is one,* 5. v.
* is Bloch–Pólya type series, where*
[TABLE] 6. vi.
and for , there is no polynomial such that is of Bloch-Pólya type.
The item of Theorem 3.2 is the earlier highlighted Theorem 1.4.
Proof.
- i.
Taking the limit on the extreme sides of (3.2), combined with (1.1), we have
[TABLE]
This is enough to show that is of Bloch–Pólya type.
The proofs of the rest of the cases ii. and iii. will rely a combination on Theorem 1.1, Theorem 1.3, Lemma 2.1, and Lemma 3.1 with . The combination of Lemma 3.1 with , together with (3.3) yields
[TABLE]
for . 2. ii.
The difference between successive pentagonal numbers (which appear in the exponent of ) is greater than 1 for exponents of greater than or equal to , by Lemma 2.1. Therefore, the series and does not share any common exponents of . Hence, their difference has all the exponents of greater than or equal to and it remains Bloch–Pólya type series.
Using (3.4), we get
[TABLE]
Using (1.1) once again
[TABLE]
Above line with the previous observation shows that is of Bloch–Pólya type. One can divide the series expansions of with to show the claimed results. 3. iii.
For , one gets power series coefficients with modulus in the expansion of , but in the initial cases there are only finitely many exceptions which can be corrected. Using (3.4), we get
[TABLE]
The -factorials and have degrees and , respectively. Difference between the pentagonal numbers are larger than and starting from the pentagonal numbers and by Lemma 2.1. Using Theorem 1.1 and splitting the series at these pentagonal numberswe get
[TABLE]
The fact that and being of Bloch-Pólya type, ensures that the tail ends of (3.5) and (3.6) are of Bloch-Pólya type. The explicit equations (3.5) and (3.6) are enough to prove the claims. All one needs to do is to divide both sides of these equations with and , respectively and add in the claimed correction factors. 4. iv.
The argument for non-zero coefficients being for the tail end can be used in the opposite direction as well. By (3.4) we get . This implies that
[TABLE]
where is a polynomial of degree 150. Since , the tail of (3.7) can not be of Bloch–Pólya type. Hence, is neither Bloch–Pólya type series, nor it can be made to be one by adding a polynomial correction term. 5. v.
Similar to cases i.-iii., as is Bloch–Pólya polynomial, one can conclude , subject to a polynomial correction term , can be made a Bloch–Pólya type series. More precisely,
[TABLE]
where is a Bloch–Pólya polynomial of degree 339. 6. vi.
(Proof of Theorem 1.4) By Theorem 1.3 we know that is not of Bloch–Pólya type for . Hence, following the steps of case iv., the tail of for cannot be of Bloch–Pólya type. That implies that for , is neither itself Bloch–Pólya, nor can be corrected to be one by an addition of a polynomial.
∎
4. Further Observations
Another topic to address is the classification of polynomials with coefficients from the set , for any positive integer . Let be the set of all the values such that the coefficients of lie in between and , where at least one coefficient has the absolute value . We already proved that using (2.11). This argument can be repeated to find all for . As an example, from (2.9), it is easy to see that for all
[TABLE]
Therefore, is the cut-off point for and one only needs to check manually to find all values in . The general formula for the cut-off points for are
[TABLE]
where is defined as in (2.1).
We display more sets, that are confirmed, and their related cut-off points in Table 1.
The data in Table 1 is consistent with the following.
Conjecture 4.1**.**
[TABLE]
for , where is a positive integer, and
[TABLE]
Moreover, for , the set
[TABLE]
consists of all consecutive integers from 0 up to some positive .
Similarly, one can also define the set for the series . Let be the set of positive integers such that has its coefficients from the set , where at least one coefficient has the absolute value . Theorem 3.2 shows that and . Moreover, similar to the proof of Theorem 3.2, using Lemma 2.1, we can easily find the cut-off points, making sure that the pentagonal numbers are farther apart from the degree of . Using this cut-off point, one can identify which set lies in by looking at the initial coefficients of and the coefficients of . For example, recall (3.7),
[TABLE]
where
[TABLE]
The polynomial have all of its coefficients between and 3. There is more than difference between all the exponents of with non-zero coefficients in the Bloch–Pólya type series . The polynomial has degree and its largest absolute coefficient is 2. Hence, is a series with all its coefficients from the set . Comparing polynomial and the tail end of we deduce that the maximum absolute coefficient of is 3. Therefore, . In general, it is sufficient to check the coefficients of until the exponent
[TABLE]
to classify its respective set, where is defined as in (2.1). This bound is used in comparison of the coefficients of , which appears repeatedly as shifted copies in the tail end of , with the initial coefficients of .
We give a list of confirmed sets in Table 2.
5. Acknowledgement
We would like to thank George Andrews, Frank Garvan, Michael Mossinghoff, Larry Rolen, William Severa and the anonymous referee for their kind interest and helpful comments.
Research of the first author is partly supported by the Simons Foundation, Award ID: 308929.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] G. E. Andrews, Euler’s pentagonal number theorem , Math. Mag. 56 no. 5 (1983), 279-284 .
- 2[2] G. E. Andrews, The theory of partitions , Cambridge Mathematical Library, Cambridge University Press, Cambridge, 1998. Reprint of the 1976 original. MR 1634067 (99c:11126)
- 3[3] A. Berkovich, and A. K. Uncu, Some elementary partition inequalities and their implications , ar Xiv:1708.01957.
- 4[4] A. Bloch, and G. Pólya, On the roots of certain algebraic equations . Proc. London Math. Soc. S 2-33 no. 1 (1932), 102.
- 5[5] P. Borwein, T. Erdélyi, G. Kós, Littlewood-type problems on [ 0 , 1 ] 0 1 [0,1] . Proc. London Math. Soc. (3) 79 (1999), no. 1, 22-46.
- 6[6] P. Borwein, M. J. Mossinghoff, Polynomials with height 1 and prescribed vanishing at 1 . Experiment. Math. 9 (2000), no. 3, 425-433.
- 7[7] M. Eden, A note on a new family of identities , J. Comb. Theory 5 (1968), 210-211.
- 8[8] T. Erdélyi, Extensions of the Bloch-Pólya theorem on the number of distinct real zeros of polynomials , Journal de théorie des nombres de Bordeaux 20 (2008), 281-287.
