On uniquely k-list colorable planar graphs, graphs on surfaces, and regular graphs
M. Abdolmaleki, J. P. Hutchinson, S. Gh. Ilchi, E. S. Mahmoodian, M., A. Shabani

TL;DR
This paper investigates the properties of uniquely k-list colorable graphs, providing bounds for graphs on surfaces, planar graphs, and regular graphs, expanding understanding beyond previously studied multipartite graphs.
Contribution
It introduces bounds on property M(k) for graphs on surfaces and regular graphs, and initiates a general study on list size variations and graph embeddings.
Findings
Bounds on M(k) for graphs on surfaces
New results on planar graphs
Initial exploration of regular graphs and list size variations
Abstract
A graph is called uniquely k-list colorable (ULC) if there exists a list of colors on its vertices, say , each of size , such that there is a unique proper list coloring of from this list of colors. A graph is said to have property if it is not uniquely -list colorable. Mahmoodian and Mahdian characterized all graphs with property . For property has been studied only for multipartite graphs. Here we find bounds on for graphs embedded on surfaces, and obtain new results on planar graphs. We begin a general study of bounds on for regular graphs, as well as for graphs with varying list sizes.
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Taxonomy
TopicsAdvanced Graph Theory Research · Limits and Structures in Graph Theory · Graph Labeling and Dimension Problems
∎
11institutetext: M. Abdolmaleki 22institutetext: E. S. Mahmoodian 33institutetext: M. A. Shabani 44institutetext: Department of Mathematical Sciences, Sharif University of Technology, P.O. Box 11155-9415 Tehran, I. R. Iran
44email: [email protected]
44email: {mojtabaabdolmaleki2009,aminshabaany}@gmail.com 55institutetext: J. P. Hutchinson 66institutetext: Department of Mathematics, Statistics, and Computer Science, Macalester College, St. Paul, MN, USA
66email: [email protected] 77institutetext: S. Gh. Ilchi 88institutetext: Department of Computer Engineering, Sharif University of Technology, P.O. Box 11155-9517, Tehran, I. R. Iran
88email: [email protected]
On uniquely -list colorable planar graphs, graphs on surfaces, and regular graphs
M. Abdolmaleki
J. P. Hutchinson
S. Gh. Ilchi
E. S. Mahmoodian
M. A. Shabani
Abstract
A graph is called uniquely -list colorable (ULC) if there exists a list of colors on its vertices, say , each of size , such that there is a unique proper list coloring of from this list of colors. A graph is said to have property if it is not uniquely -list colorable. Mahmoodian and Mahdian MR1675193 characterized all graphs with property . For property has been studied only for multipartite graphs. Here we find bounds on for graphs embedded on surfaces, and obtain new results on planar graphs. We begin a general study of bounds on for regular graphs, as well as for graphs with varying list sizes.
Keywords:
Uniquely list colorable graphs UkLC Planar graphs Regular graphs Graphs on surfaces
1 Introduction and preliminary results
Let be a graph with a set of colors available on each vertex , say . A function is called a proper list coloring of if it has the following conditions:
[TABLE]
[TABLE]
is called a uniquely -list colorable graph if there exists a collection of sets from which we have exactly one proper list coloring of ; is also called a uniquely -list colorable graph (ULC), if each list has a size of . In the opposite sense, a graph has property , M for Marshall Hall, if and only if it is not uniquely -list colorable. For example, every graph is U1LC and so does not have property . UkLC was independently introduced by Mahmoodian and Mahdian MR1625324 and by Dinitz and Martin dinitz1995stipulation .
Mahdian and Mahmoodian MR1675193 proved the following theorem.
Theorem A
(MR1675193 )*
A connected graph has property if and only if every block of the graph is either a cycle, a complete graph, or a complete bipartite graph.*
Also complete multipartite U3LC graphs are completely characterized in MR1832463 ; MR2429150 ; MR2239316 ; MR2364772 . All but finitely many complete multipartite graphs with at least six parts that are U4LC are characterized in MR2568835 . In MR2431825 it is shown that recognizing uniquely -list colorable graphs is -complete for every . As increases, it gets more difficult to characterize ULC complete multipartite graphs MR3115283 .
In MR1906860 is defined as follows:
Definition 1
A ULC graph is -list colorable if it has a list color assignment on vertices of such that the number of different colors in the union of all lists is at most . For a graph and a positive integer , we define
to be the minimum number such that is uniquely -list colorable and 0 if is not uniquely -list colorable. The uniquely list chromatic number of a graph , denoted by is defined to be .
The following theorem on is also given in MR1906860 .
Theorem B
(MR1906860 )* A graph is uniquely 2-list colorable if and only if it is uniquely -list colorable, where .*
Later we show that for every -regular connected graph has = . This proves a conjecture in MR1906860 in some cases.
Let be the least for which a graph has property . Equivalently is the largest integer such that is ULC. It can be proved easily that for every graph , where is the minimum degree of with vertices.
Theorem C
(MR1906860 )*
Suppose is an induced subgraph of a graph with the following property:*
- •
* has property , and*
- •
each vertex of is adjacent to at most vertices of .
Then has property .
In the later sections, we obtain a lower bound on the average degree of all ULC graphs. Based on this lower bound, we will state some results about planar graphs, graphs on surfaces and regular graphs. Additionally in the last section, we study the graphs where the lists of colors may have different sizes.
2 Main results
Consider a graph with a given -list assignment , and let be an -list coloring of . We call the following procedure on a
(G,c)-directing procedure.
For each edge , we give a direction from to if the following two conditions are satisfied:
- •
is the only neighbor of with color , and
- •
. 2. 2.
Denote the (partially directed) graph that is obtained so far in the directing procedure as . For each pair {,} with and , consider , the set of all the neighbors of with . For each such pair {,} for which exactly one of the edges between and the vertices of is undirected, say , and all other edges are directed to , then simultaneously direct each of these edges from to .
If, after giving all such directions, a vertex and a color appear having such property, then we go to Step 2 again. Otherwise terminate the procedure.
We denote the graph . Denote the graph that is obtained at the end of Step by , and for each , denote the graph obtained after -th iteration of Step . Also, we denote the final (partially or totally directed) graph by .
Definition 2
A -color alternating path in a graph is a path that is properly list-colored with colors and . A directed -color alternating path in a partially (or totally) directed graph is a -color alternating path with all edges directed coherently (all in one direction).
Lemma 1
If is ULC, then there is no bidirectional edge in .
Proof
Note that if in Step 1 one edge is bidirectional, then colors on the endpoints can be switched and G is not UkLC. Otherwise, suppose that is the least number such that has a bidirectional edge and let . Consider , the set of all vertices in that have a directed -color alternating path to either or . Now we can switch colors of vertices in between and and get a new coloring , as explained below.
For each vertex , if the edge of in the color alternating path from to or is directed in Step 1 of the directing procedure, then has no other adjacent vertices with colors or . Otherwise, if the edge of is directed in Step 2 in the directing procedure, then all neighbors of with color or must have a directed edge to except and so they also must be in . So is another proper coloring of and we can conclude that has property . ∎
Lemma 2
If is a ULC graph with a unique proper -list coloring , then for each vertex and color , there is at least one undirected edge or an out-directed edge from to one of the neighbors of with color .
Proof
Suppose there is a and color such that all neighbors of with color have a directed edge to in . Consider as the set of all vertices with color or that have a directed -color alternating path to . Now because each vertex in has an out-directed edge, the list of each vertex contains and and there is no other vertex with color or in that is adjacent to a vertex in . We can switch colors of vertices in between and and get a new proper coloring. ∎
Definition 3
Define as the number of directed edges from vertex to a vertex with color in and as the number of directed edges from a vertex with color to . Also, and similarly .
The next result appeared in MR1899929 ; here we give an equivalent formulation with alternative short proof which also may be used to prove Theorem 2.1.
Theorem 2.1
All graphs with average degree less than have property .
Proof
Suppose that there is a ULC graph with average degree less than ; let denote the degree of vertex in . Then there exists a proper coloring on , and let . For each vertex , set . We introduce an upper bound on . Let be the number of vertices adjacent to with color . Since is ULC, it is clear that . Now there are two situations:
- •
: Obviously this edge is directed out of the in Step 1 of the directing procedure.
- •
: If , then . Otherwise according to Lemma 2 and by Step 2 of the directing procedure .
Thus in all cases is at most ,
[TABLE]
Now if we sum up these inequalities over all vertices of , then we can conclude that:
[TABLE]
The above inequality contradicts the fact that the sum of the in-degrees of all vertices is equal to the sum of the out-degrees of all vertices, and the proof is complete. ∎
Also there exist infinitely many UkLC graphs such that their average degrees tend to . So the theorem above gives a tight inequality for the average degree of UkLC graphs.
Lemma 3
The inequality in Theorem 2.1 is tight.
Proof
For , let be the graph with vertices where vertices and are adjacent if and only if or . For set and assign to each vertex of the set of colors . It’s obvious that consecutively-labeled vertices in get different colors in a proper list-coloring. Then for each and with and , add an edge between vertex of and vertices of the graph . In a list coloring of the resulting graph, vertex of graph must be colored with . Since there is a unique coloring of vertices of each , there is a unique coloring of the rest of the graph. Thus the proposed graph is ULC, and the average degree of this graph equals to:
[TABLE]
The latter expression converges to when . ∎
By Theorem 2.1 we can conclude the following statements about planar graphs.
The following two corollaries were stated in MR1899929 .
Corollary 1
Each planar graph has property .
Proof
By Euler’s formula, for any planar graph , . So the average degree of any planar graph is less than . Hence all planar graphs have property . ∎
Corollary 2
Every triangle-free planar graph has property .
Proof
Again according to Euler’s formula, the average degree of any triangle-free planar graph is less than , so all of them have property . ∎
Corollary 3
Every outer-planar graph has property .
Proof
Let be a connected outer-planar graph. If has faces, then . Substituting the resulting upper bound for into Euler’s formula leads to the upper bound on average degree: , so has property . ∎
Remark 1
There are infinitely many U3LC planar graphs.
We also introduce a U3LC planer graph that does not contain any as a subgraph. It is a counterexample for a Conjecture in MR1899929 .
In the graph shown in figure 2, we assign list of colors to all of the vertices of . The proof of uniqueness of coloring is similar to Lemma 3.
With the same average-degree method as in Corollary 1, which showed every planar graph has property , it is easy to deduce that graphs on nonplanar surfaces have property for some . If a graph has a -cell embedding on a surface of Euler genus , it satisfies the Euler-Poincaré formula so that its average degree is bounded by . For , define the Heawood number to be . It is known that every graph that embeds on a surface of Euler genus has chromatic number at most and also has list chromatic number at most (MR1304254, , pages 3, 20). Just as for the plane, average degree arguments show that for a graph on a surface of Euler genus , has property , but more is true as shown in the next theorem.
Theorem 2.2
Given integer , if and if a graph embeds on a surface of Euler genus , then has property . Equivalently given , if and if embeds on a surface of Euler genus , then satisfies property .
Proof
Suppose with vertices embeds on a surface of Euler genus . From Euler’s formula its average degree is bounded by . We consider two cases.
Suppose so that . If , then by MR1625324 . Otherwise is a proper subgraph of and its average degree is strictly less than . We have , so that by Theorem 2.1.
Next suppose . Then:
[TABLE]
Thus we have again that by Theorem 2.1. ∎
We do not have examples to show that these bounds are best possible.
3 Bounds on for -regular graphs
Question 1
What is the best upper bound for the of a -regular graph?
Question 2
What is the best upper bound for the for all but finitely many -regular graphs?
In the following we answer these questions for , we investigate them in depth for , and we show that for all -regular graphs .
Theorem 3.1
Except for and , the of every connected 3-regular graph is 3.
Proof
Let be a 3-regular connected graph. If is a 2-connected graph then by Theorem A, has property if and only if it is a or , so . Otherwise there is a cut-vertex of in an end-block of . By definition all vertices of have degree except for , so does not satisfy the conditions of Theorem A and . Also according to Theorem 2.1, and the proof is complete. ∎
Definition 4
We define a
Strip Triangle
to be a graph that is obtained by adding a new vertex, say , for each pair of adjacent vertices and replacing the edge by a triangle on .
Theorem 3.2
There exist infinitely many 4-regular graphs with .
Proof
Consider as a graph which is obtained by extending by ”hanging” a on each degree-two vertex . Hanging a on a vertex means replacing an edge of with the path . So is a connected 4-regular graph. We prove that : We know that contains an induced subgraph , so by Theorem C it follows that has property . ∎
The following corollary is immediate from Theorem 2.1.
Corollary 4
(MR1899929 ) Every -regular graph has property .
Corollary 5
For every graph with average degree less than , the conjecture in MR1906860 , holds.
Proof
By Theorem 2.1 each graph with the above condition has property , and by Theorem B the result is clear. ∎
Theorem 3.3
In every -regular graph with a list of colors on each of its vertices, if there is at least one list coloring for the graph, then there are at least list colorings.
Proof
If there is at least one list coloring for the graph , we can run directing procedure on . Hence, after Step of the directing procedure, suppose that denotes the number of colors that there are in but none of the neighbors of got these colors. There are at least edges directed from to its neighbors. Therefore, the number of bidirectional edges of the graph is at least . Because for each color in that counted in and also for each bidirectional edge in the graph there is a new list coloring, the number of list colorings is at least:
[TABLE]
∎
Corollary 6
For , in every -regular graph with a list of colors on each of its vertices, then there are at least list colorings and has property unless with all -lists identical.
Remark 2
is the smallest (i.e., fewest vertices and fewest edges) U2LC 3-regular graph since the only other 3-regular graph with 6 vertices is .
Question 3
Are there infinitely many 4-regular graphs with ?
Question 4
Except for and does every 4-regular graph have ?
4 Uniquely list colorable graphs with lists of varying sizes
Until now, only ULC graphs have been discussed. We can extend these results to uniquely list colorable graphs where the lists of colors on the vertices may have different sizes. The following theorem is a generalization from Theorem 2.1.
For the next two theorems suppose is the size of the list of vertex of degree .
Theorem 4.1
Let be a graph with vertices and a list assignment . If there exists a unique proper -list coloring on , then:
[TABLE]
So the average degree of is at least .
Proof
The proof is similar to Theorem 2.1. ∎
The next theorem suggests a test for cases when equality holds in Theorem 6. Then Theorem 7 could be used to identify some non-uniquely list colorable graphs.
Theorem 4.2
Suppose that is a uniquely list colorable graph with list assignment , with vertices, and average degree Then for each color in the union of members of , say , the following condition holds:
[TABLE]
In this inequality, denotes the set of vertices with color , is , and denotes the number of vertices in with at least one neighbor in and containing in its list. Also, denotes the number of edges between and .
Proof
Suppose denotes the set of all colors that exist in the union of members of . For each color , we put aside and remove from lists of vertices in . (It is clear that there is no vertex in with in its list and has no neighbor in .) Then if we write the equation in Theorem 2.1 for the remained graph, the following equation results:
[TABLE]
[TABLE]
Now for variable we have the following equation because each edge is counted twice:
[TABLE]
and finally for the following equation results since vertex is counted times in :
[TABLE]
If we sum up the above equation for each color , the claims will be proved. ∎
5 Further problems
Conjecture 1
All graphs with average degree have property (changing “less than” to “equal” in Theorem 2.1).
Acknowledgements.
Part of the research of E. S. M. was supported by INSF and the Research Office of the Sharif University of Technology.
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