Cup products in the etale cohomology of number fields
Frauke M. Bleher, Ted Chinburg, Ralph Greenberg, Mahesh Kakde, and George Pappas, Martin J. Taylor

TL;DR
This paper explores cup product pairings in étale cohomology of number fields, linking Kim's invariants with McCallum and Sharifi's pairings through Ext groups, and provides formulas relating Kim's invariants to Artin maps.
Contribution
It introduces a new pairing combining Kim's invariants with McCallum and Sharifi's, using Ext groups, and derives a formula for Kim's invariant in cyclic unramified Kummer extensions.
Findings
A pairing that unifies Kim's and McCallum-Sharifi's invariants via Ext groups.
A formula expressing Kim's invariant in terms of Artin maps.
Existence of infinitely many number fields with trivial and non-trivial Kim invariants for cyclic groups.
Abstract
This paper concerns cup product pairings in \'etale cohomology related to work of M. Kim and of W. McCallum and R. Sharifi. We will show that by considering Ext groups rather than cohomology groups, one arrives at a pairing which combines invariants defined by Kim with a pairing defined by McCallum and Sharifi. We also prove a formula for Kim's invariant in terms of Artin maps in the case of cyclic unramified Kummer extensions. One consequence is that for all , there are infinitely many number fields over which there are both trivial and non-trivial Kim invariants associated to cyclic groups of order .
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Taxonomy
TopicsAlgebraic Geometry and Number Theory · Homotopy and Cohomology in Algebraic Topology · Geometric and Algebraic Topology
Cup products in the étale cohomology of number fields
F. M. Bleher
F. M. Bleher, Dept. of Mathematics
Univ. of Iowa
Iowa City, IA 52242, USA
,
T. Chinburg
T. Chinburg, Dept. of Mathematics
Univ. of Pennsylvania
Philadelphia, PA 19104, USA
,
R. Greenberg
R. Greenberg
Dept. of Mathematics
Univ. of Washington
Box 354350
Seattle, WA 98195, USA
,
M. Kakde
M. Kakde
Dept. of Mathematics
King’s College
Strand
London WC2R 2LS, UK
,
G. Pappas
G. Pappas
Dept. of Mathematics
Michigan State Univ.
E. Lansing, MI 48824, USA
and
M. J. Taylor
M. J. Taylor
Merton College, Univ. of Oxford
Oxford, OX1 4JD, UK
(Date: March 3, 2024)
Abstract.
This paper concerns cup product pairings in étale cohomology related to work of M. Kim and of W. McCallum and R. Sharifi. We will show that by considering Ext groups rather than cohomology groups, one arrives at a pairing which combines invariants defined by Kim with a pairing defined by McCallum and Sharifi. We also prove a formula for Kim’s invariant in terms of Artin maps in the case of cyclic unramified Kummer extensions. One consequence is that for all , there are infinitely many number fields over which there are both trivial and non-trivial Kim invariants associated to cyclic groups of order .
Key words and phrases:
Chern-Simons theory, duality theorems
2010 Mathematics Subject Classification:
11R34, 11R37, 81T45
F. B. was partially supported by NSF FRG Grant No. DMS-1360621.
T. C. was partially supported by NSF FRG Grant No. DMS-1360767, NSF FRG Grant No. DMS-1265290, NSF SaTC grant No. CNS-1513671, Simons Foundation grant 338379 and NSF Grant No. DMS 1107452, 1107263, 1107367 ”RNMS: Geometric Structures and Representation Varieties” (the GEAR Network)
R. G. was partially supported by NSF FRG Grant No. DMS-1360902
G. P. was partially supported by NSF FRG Grant No. DMS-1360733.
1. Introduction
This paper concerns cup product pairings in étale cohomology which underlie an important case of the arithmetic Chern-Simons theory introduced by M. Kim in [4] as well as a pairing in Galois cohomology studied by McCallum and Sharifi in [6]. Our interest in these pairings arises from the search for new numerical invariants of number fields which pertain to the higher codimension behavior of Iwasawa modules (see [1]).
Suppose is a number field and is its ring of integers. Let and let be the sheaf of roots of unity in the étale topology on . The pairing connected with Kim’s work is the natural cup product pairing
[TABLE]
in étale cohomology when is the invariant map isomorphism (see [5, p. 538]).
Suppose contains the multiplicative group generated by a primitive root of unity, and let be an abstract finite group acting trivially on . Let be the étale fundamental group of relative to a fixed base point . Then is the Galois group of a maximal everywhere unramified extension of . Suppose is a class in , and let be a fixed homomorphism. Then defines via Čech cohomology a class . Kim’s invariant in [4] in the unramified case is
[TABLE]
In the ramified case, one replaces by the complement of a non-empty finite set of closed points of . One must then take a different approach, since ; see [4]. We will return to the ramified case in a later paper.
One way to compute (1.2) is to employ the pairing (1.1). Namely, consider the diagram of pairings
[TABLE]
in which the vertical homomorphisms are induced by . Picking classes and such that , the pairing (1.1) leads to a way to compute
[TABLE]
The McCallum-Sharifi pairing, on the other hand, is defined using Galois cohomology. It was defined in [6] using the cup product pairing
[TABLE]
when is a finite set of places of containing all the places above and all real archimedean places, and is the Galois group of the maximal unramified outside extension of .
A pairing which incorporates both Kim’s invariant for and the McCallum-Sharifi pairing is the cup product Ext pairing
[TABLE]
To explain this, consider the exact sequence
[TABLE]
induced by multiplication by . The long exact Ext sequence associated to this sequence leads to a diagram
[TABLE]
in which the vertical sequences are exact and the pairings in the second and third rows are given by cup products. Note that we have natural isomorphisms
[TABLE]
for all since has order by assumption.
We show the following result in §2.
Theorem 1.1**.**
The cup product in the bottom row of (1.7) can be used to compute Kim’s invariant via (1.3), (1.4) and (1.8). This pairing is compatible with pushing forward the cup product in the middle row of (1.7). The cup product pairing
[TABLE]
is compatible with the McCallum-Sharifi pairing, which results from (1.5), via the natural inflation maps . The pairing (1.9) arises from the pairing in the second row of (1.7) by the natural pull back and push forward procedure. Namely, suppose pulls back to in the first column of (1.7), and that has boundary under the first vertical map in the second column of (1.7). Then
[TABLE]
where on the left is the boundary map in the third column of (1.7).
Note that the minus sign on the right side of (1.10) comes from the definition of the differential of the total complex of the tensor product of two complexes.
Another pairing in Galois cohomology that is related to Kim’s invariants and different from the McCallum-Sharifi pairing is described in Theorem 1.15 below.
In [3], H. Chung, D. Kim, M. Kim, J. Park and H. Yoo showed how to compute Kim’s invariant by comparing local and global trivializations of Galois three cocycles. Using this method they construct infinitely many examples in which the invariant is non-trivial and the finite group involved is either , or the symmetric group .
Our next results use a different approach than [3] in the unramified case. When is cyclic we prove in Theorem 1.3 below a formula that determines the invariant using Artin maps. One consequence of Theorem 1.3 is the following result. This shows that there are infinitely many number fields over which there are both trivial and non-trivial Kim invariants associated to cyclic groups of order . The methods of this paper carry over mutatis mutandis to the case of global function fields provided is prime to the characteristic of the field.
Theorem 1.2**.**
Suppose is an integer, and that is a fixed generator of . Then there are infinitely many totally complex number fields for which there are cyclic unramified Kummer extensions and with the following property. Let for be the inflation of an isomorphism . Then
[TABLE]
To state our formula for Kim’s invariant in terms of Artin maps, let be a fixed surjection. Let be the identity map, and let generate . Then generates the cyclic group of order . We wish to use the diagram (1.3) to calculate .
The element factors through an isomorphism
[TABLE]
for a cyclic unramified extension of degree which we will use to identify with .
Using the exact sequence of multiplicative groups
[TABLE]
associated to exponentiation by on we will show that there is an exact sequence
[TABLE]
Let be such that has image in
[TABLE]
under the homomorphism in (1.13).
Theorem 1.3**.**
The ideal is the power of a fractional ideal of . The ideal class of in the ideal class group of depends only on and is -torsion. Let be the Artin map associated to . Then Kim’s invariant of the class is
[TABLE]
Note that in this result, the input is and , from which one determines and . Conversely, we now show how one can start with a cyclic unramified degree Kummer extension and then use this to determine an and for which (1.14) holds.
For the remainder of the paper we fix the following choices.
Definition 1.4**.**
Let be a primitive root of unity in . If is a divisor of , we let .
Theorem 1.5**.**
Suppose is an everywhere unramified cyclic degree Kummer extension of number fields. By Hilbert’s norm theorem, for some . By Hilbert’s Theorem 90, for some and a generator for . For all such , there is a fractional -ideal such that . Let be the isomorphism sending to mod . Let in Theorem 1.3, and let be the image of under (1.13). Then generates , is the ideal of Theorem 1.3 and is given by (1.14) when .
This theorem leads to the following result concerning the functorality of Kim’s invariant under base extensions.
Corollary 1.6**.**
Suppose is a finite extension of which is disjoint from , and let be the compositum of and . The ideal associated to by Theorem 1.5 may be taken to be . Kim’s invariant for is the image of the invariant for under the transfer map we identify both of these Galois groups with .
Theorem 1.5 gives the following criterion for the non-triviality of Kim’s invariant for cyclic unramified Kummer extensions.
Corollary 1.7**.**
With the notations of Theorem 1.5, the following are equivalent:
- i.
The invariant is trivial for all factoring through and all . 2. ii.
* is contained in .* 3. iii.
The image of under the Artin map is trivial.
We now describe another way to find an element with the properties in Theorem 1.3. This method will be used to show Theorem 1.2.
Theorem 1.8**.**
Let be as above with the identity map.
- i.
There is a cyclic degree extension such that . This extension is unique up to twisting by a cyclic degree extension of , in the following sense. Write for some Kummer generator . If is any other cyclic degree extension of which contains , then for some , and conversely all such give rise to such . 2. ii.
The coset of is fixed by the action of . Let be the image of under the boundary map in (1.13). The formula in (1.14) determines when is the generator of . 3. iii.
Suppose the ideal of Theorem 1.3 has the form for some fractional ideals and of such that any prime in the support of is either split in or unramified in . Then
[TABLE]
This description leads to the following corollaries, which we will show lead to a proof of Theorem 1.2.
Corollary 1.9**.**
Suppose is contained in a cyclic degree extension such that every prime of which ramifies in splits completely in . Then for all surjections and all .
Corollary 1.10**.**
Suppose is contained in a cyclic degree extension with the following properties. There is a unique prime ideal of which ramifies in , is undecomposed in and the inertia group of in is . Furthermore, the residue characteristic of is prime to . Then is of order for all surjections and all generators of .
Remark 1.11*.*
These corollaries explain the examples of [3, §5.5] in the following way. Let , and let where is a prime such that mod and is a positive square-free integer prime to . Let be . Then is contained in the unique cyclic degree extension of contained in . The unique prime over in is the unique prime which ramifies in . The examples in [3, §5.5] arise from Corollaries 1.9 and 1.10 because splits in if and only if is a square mod since is a square mod .
The following two results give examples in which our results show that Kim’s invariants are trivial, where is fixed as in Definition 1.4.
Theorem 1.12**.**
Suppose is a properly irregular prime in the sense that divides but not . If is any cyclic unramified extension of then for all surjections and all .
Theorem 1.13**.**
Suppose that is prime and is a cyclic unramified Kummer extension of degree such that both and are Galois over . Then for all surjections and all .
Remark 1.14*.*
Note that in Theorem 1.12, does not divide . One can also construct many examples of Theorem 1.13 in which is prime to . However, the examples we will construct in Theorem 1.2 in which Kim’s invariant is non-trivial all have . It would be interesting to find examples in which Kim’s invariant is non-trivial when is prime and is not divisible by .
We now describe a pairing in Galois cohomology that is different from the McCallum-Sharifi pairing and that gives rise to Kim’s invariants.
Define
[TABLE]
Suppose and . The field is a cyclic Kummer extension of degree dividing . Since is unramified, and , we have for some . Let be the unique generator such that , where is as in Definition 1.4. Since , there is an element such that . Since is unramified and , the ideal equals for some fractional ideal of . We define
[TABLE]
where is the ideal class of in . The value does not depend on the choice of in Definition 1.4.
Theorem 1.15**.**
Suppose has degree over for some . Let be the generator such that and set . Fix an isomorphism by letting correspond to . Then as above, for some and for some . When , the coset lies in , and its image under the homomorphism in (1.13) is a generator . Let . There is a unique homomorphism which sends to for all fractional ideals of . Kim’s invariant is given by
[TABLE]
when is the pairing defined by (1.17).
By contrast, the McCallum-Sharifi pairing is defined in the following way. Let be the union of set of places of which have residue characteristics dividing with the real places. Let be the -class group of . In [6, §2] McCallum and Sharifi define a pairing
[TABLE]
See also [8] for further discussion.
Remark 1.16*.*
Here is an example for which the following three statements hold:
- i.
Kim’s invariant in (1.18) is not trivial. 2. ii.
The McCallum-Sharifi pairing value in (1.19) is trivial. 3. iii.
The homomorphism is an isomorphism.
Let , and . Define for some prime mod and some square-free such that is not a square mod and mod . When and , Remark 1.11 shows (i). Since is inert to , (iii) holds when is the set of places of over . Finally (ii) follows from the formula in [6, Thm. 2.4] since when is a fundamental unit of .
Acknowledgements. We would like to thank the authors of [3] for sending us a preprint of their work, which led to our correcting some errors in an earlier version of this paper. We would also like to thank Romyar Sharifi and Roland van der Veen for many very helpful conversations and suggestions about this work. After this paper was written, Theorem 1.3 as well as other pairings related to Kim’s invariant have been investigated further in [2]. The authors would like to thank the referee for very helpful comments.
2. Proof of Theorem 1.1
We assume in this section the notations of Theorem 1.1. We will use the results of Swan in [9] concerning cup products. In [9, §3], Swan considers cup products of covariant left exact functors. This can be used to define the cup product pairings in the middle and bottom rows of (1.7). Namely, in the category of sheaves in the étale topology on , let
[TABLE]
and
[TABLE]
be pure injective resolutions. Then the total complex is a pure, but not necessarily injective, resolution of . Let
[TABLE]
be a pure injective resolution, and choose a morphism of resolutions over . For étale sheaves on , the composition of morphisms
[TABLE]
then induces a cup product pairing
[TABLE]
(see [9, Thm. 3.4, Lemma 3.6 and §7]). Given morphisms of étale sheaves and , we get
[TABLE]
The first statement in Theorem 1.1 is that the cup products in the middle and bottom rows of (1.7) are compatible with the vertical homomorphisms from the terms of the middle row to the terms of the bottom row. The latter homomorphisms are those associated to the natural morphism of étale sheaves on , since and the terms of the middle row have the form . So the above compatibility of the middle and bottom rows follows from the naturality of cup product (2.2) with respect to morphisms of the arguments. Note that in showing this, we have not used any compatibility of cup products with boundary maps; the latter requires more hypotheses.
We now turn to analyzing the connection of the cup product pairing (1.9)
[TABLE]
with the diagram (1.7). We are to prove that this is compatible with pulling back and pushing forward arguments to the second row of (1.7).
By the naturality of cup product pairings with respect to either argument, we have a commuting diagram of pairings
[TABLE]
in which the left and right vertical homomorphisms are induced by the canonical surjection . We claim that the top row of this diagram fits into a diagram of pairings
[TABLE]
that commutes up to the sign and in which the middle vertical map is the boundary map resulting from the sequence
[TABLE]
and the right vertical map is the boundary map associated with the Bockstein sequence
[TABLE]
Let . We have a morphism fitting into a commutative diagram
[TABLE]
Choosing pure injective resolutions and and a morphism of resolutions over , we can apply the respective Hom functors over to the diagram (2.7) to obtain a commutative diagram
[TABLE]
It follows from [9, Lemma 3.2] that the diagram (2.4) commutes up to the sign .
In view of diagrams (2.3) and (2.7), the last assertion (1.10) of Theorem 1.1 concerning the relation of (1.9) to the pairing in the middle row of (2.4) will hold if we can show the following assertion. We claim that the rightmost vertical homomorphism
[TABLE]
in (2.4), which is induced by the boundary map of the Bockstein sequence in (2.6), is the composition of the pullback map
[TABLE]
associated to with the boundary map
[TABLE]
associated to the sequence in (2.5).
This assertion (and the more general fact, which holds in all degrees) can be proved by calculating and using a pure injective resolution of the second argument, which in this case is . To be explicit, let
[TABLE]
be a pure injective resolution. The boundary map results from taking elements of which go to zero in , lifting these to elements of by the injectivity of , and then pushing this lift forward by to produce an element of . The map results from simply inflating a homomorphism in to one in via the natural surjection . The map results from lifting maps from to through the multiplication by homomorphism and then pushing the lift forward by to produce an element of . Since we can use the lifts involved in calculating to do the calculations to find on maps which come from the inflation map , we see that .
3. A reformulation of the approach via Artin maps
We describe in this section our approach to proving Theorem 1.3. Instead of the diagram of pairings (1.3), we consider the diagram of pairings
[TABLE]
in which the vertical homomorphisms are induced by . Let be the isomorphism taking mod to , where is as in Definition 1.4. Then takes the generator of to a generator of .We have
[TABLE]
We will show (1.14) of Theorem 1.3 by calculating the cup product of and using Mazur’s description in [5] of the bottom row of (3.1).
4. Analysis of
Lemma 4.1**.**
There is a canonical isomorphism
[TABLE]
The restriction of a class to defines a torsor for the group scheme over . The scheme is isomorphic to as a torsor for an element which is unique up to multiplication by an element of .
Proof.
Our choice of a primitive root of unity in gives an isomorphism of étale sheaves from to . This induces an isomorphism from to . The group classifies torsors for the constant group scheme . Therefore
[TABLE]
where the last isomorphism results from class field theory. Thus
[TABLE]
and the isomorphism between the far left and far right terms does not depend on the choice of . The last statement is clear from Kummer theory over fields of characteristic [math]; see [7, p. 125, Thm. 3.9]. ∎
Remark 4.2*.*
Suppose the class has order . Then for an everywhere unramified extension of for an element as in Lemma 4.1. Associating canonically to a homomorphism as in Lemma 4.1, the element has the property that
[TABLE]
where is the image of under the Artin map. The equality (4.1) does not depend on the choice of root of in . It specifies the class of uniquely in the quotient group .
Lemma 4.3**.**
The Pontryagin dual of lies in an exact sequence
[TABLE]
in which is the -torsion in . Define to be the subgroup of such that is the power of some fractional ideal . Then there is a canonical isomorphism
[TABLE]
with the following properties.
- i.
The homomorphisms and in (4.2) are induced by the inclusion and the map which sends to the ideal class of . 2. ii.
The homomorphism induced by the cup product pairing
[TABLE]
has the following description. Suppose gives a torsor over as in Lemma 4.1. Let be associated to as in Lemma 4.1, so that is unique up to multiplication by an element of . Then , and is the coset in .
Proof.
The exact sequence (4.2) is shown in [5, p. 539]. This utilizes Artin-Verdier duality (c.f. [5, p. 538]), which gives a canonical isomorphism . The more precise description in (4.3), together with properties in (i) and (ii) of this description, results from the analysis of and the computation of duality pairings by Hilbert symbols in [5, p. 540-541]. ∎
Corollary 4.4**.**
Suppose is a generator of . The class corresponds to a -torsor over such that of for an element with the following properties.
- i.
The extension is everywhere unramified and cyclic of degree . Fixing an embedding of into the maximal unramified extension of determines a surjection . 2. ii.
There is a unique isomorphism such that is the homomorphism used to construct Kim’s invariant. 3. iii.
The element is uniquely determined mod by the requirement that (4.1) hold when we identify with an element of as in Lemma 4.1. 4. iv.
The image of under the homomorphism of Lemma 4.3 is the coset .
5. Hilbert pairings, Artin maps and
With the notations of §3, our goal is to compute the cup product
[TABLE]
when is a generator of , is the pullback of to and is the element of the Pontryagin dual determined in Corollary 4.4. To do this, we first develop in this section a description of using ideles of .
Let be the inclusion of the generic point of into . Then since contains a primitive root of unity. There is a spectral sequence
[TABLE]
Consider the term. This is associated to the restriction homomorphism
[TABLE]
By the Kummer sequence
[TABLE]
and Hilbert Theorem 90, the homomorphism is injective. The composition of with this homomorphism factors through the homomorphism . However, elements of are elements of the Brauer group of with trivial local invariants everywhere since is totally complex, and such elements must be trivial. Thus and it follows that (5.3) is the zero homorphism. Hence in the spectral sequence (5.2) gives an exact sequence
[TABLE]
The homomorphism can be realized in the following way (up to a possibly multiplying by , depending on one’s conventions for boundary maps in spectral sequences). Taking the long exact sequence associated to the functor applied to (5.4) gives an exact sequence
[TABLE]
since by Hilbert Theorem 90. Splitting (5.6) into two short exact sequences and then taking boundary maps in the associated long exact cohomology sequences over produces the transgression map in (5.5) up to possibly multiplying by .
We now recall from [7, p. 36-39] some definitions.
Definition 5.1**.**
Let be a point of with residue field . Define to be the local ring of on . Let be a geometric point of over , so that is a separable closure of . The Henselization of (resp. the strict Henselization of ) is the direct limit of all of all local rings (resp. ) which are étale -algebras having residue field (resp. having residue field inside ). Let be the completion of and let be the direct limit of all finite étale local algebras having residue field in .
The following result is implicit in [5], but we will recall the argument since the details of the computation enter into some later calculations.
Lemma 5.2**.**
Let be a point of , and let be a geometric point over . The stalk of at is the cohomology group , where . The Kummer sequence
[TABLE]
over is exact. The cohomology of this sequence gives an isomorphisms
[TABLE]
This group is trivial if is the generic point of . Suppose now that is a closed point, with residue field . We then have natural isomorphisms where . One has
[TABLE]
where is the completion of with respect to that discrete absolute value at and is the subgroup of such that is unramified over . Here is cyclic of order . Finally,
[TABLE]
where is the set of closed points of .
Proof.
The isomorphism (5.7) results from the description of stalks of higher direct images in [7, Thm 1.15] together with the long exact cohomology sequence of the Kummer sequence over . If is the generic point of , then is an algebraic closure of and the groups in (5.7) are trivial. Suppose now that is a closed point. We then have two exact sequences
[TABLE]
and
[TABLE]
Taking the cohomology of the second exact sequence (5.11) with respect to and then taking completions gives an exact sequence
[TABLE]
where is the maximal unramified extension of the complete local field . The -cohomology of the first exact sequence (5.10) gives
[TABLE]
The cohomology of finite modules for is trivial above dimension . So (5.13) shows . In (5.12), the group consists of those such that is unramified over , so . Hence (5.12) now shows (5.8).
Now has trivial stalk over the generic point of , and units are powers locally in the étale topology over all closed points having residue fields prime to . We conclude from (5.6) that is the sheaf resulting from the direct sum of the stalks as ranges over , from which (5.9) follows. ∎
Corollary 5.3**.**
The exact sequence (5.5) is identified with
[TABLE]
Proof.
By the Kummer sequence over we have . If , then is unramified at almost all places of , so for all but finitely many . Thus the natural homomorphisms give rise to a homomorphism as in (5.14), and the constructions in Lemma 5.2 identify with the first map in (5.5). ∎
Lemma 5.4**.**
Suppose that in the description of Lemma 4.3 we are given an element describing a class . Let be an idele of such that the component of at almost all lies in , so that defines an element of . Then Corollary 5.3 produces an element of . We have and thus a natural non-degenerate pairing
[TABLE]
resulting from Pontryagin duality pairing
[TABLE]
The value of the pairing in (5.15) on the pair and is
[TABLE]
where is the image of under the Artin map when is the maximal abelian extension of .
Proof.
This follows from reducing the computation of duality pairings to the computation of Hilbert symbols, as in [5, §2.4-2.6]. Here is one way to carry this out explicitly.
We have a long exact relative cohomology sequence
[TABLE]
associated to a choice of a finite non-empty set of closed points of which is discussed in [5, §2.5].
Suppose we take large enough so that and all of the residue characteristics of points of are relatively prime to . Then the Kummer sequence
[TABLE]
is exact. So
[TABLE]
implies equals the -torsion in the Brauer group . This -torsion has order by the usual theory of elements of the Brauer group of which are unramified outside of . By local duality (c.f. [5, p. 540, 538]),
[TABLE]
Global duality gives
[TABLE]
By considering the orders of these groups, we see that the map in (5.17) has kernel exactly , so the map is trivial.
By local duality (op. cit.) we have
[TABLE]
Using these isomorphisms in (5.17) and taking Pontryagin duals gives an exact sequence
[TABLE]
By class field theory,
[TABLE]
and
[TABLE]
when is the ideal class group of and is the ray class group of conductor for a sufficiently high power of the product of the prime ideals of corresponding to .
Thus (5.18) becomes
[TABLE]
where the right hand homomorphism is induced by the canonical surjection .
Now in (5.14), since is finite, we can take as above sufficiently large so that there is a surjection
[TABLE]
The compatibility of local and global duality pairings shows that pairing
[TABLE]
in (5.15) results from (5.19), (5.20) and the pairings
[TABLE]
induced by the Hilbert pairings
[TABLE]
Note here that (5.21) is non-degenerate since (5.22) is non-degenerate and corresponds by class field theory to the unique cyclic unramified extension of degree of .
This description of (5.15) leads to (5.16) by the compatibility of the Artin map with Hilbert pairings. ∎
6. Analysis of .
Our goal now is to compute the cup product in (5.1) using Lemma 5.4. We have a reasonable description of from Corollary 4.4 in terms of a Kummer generator for the -torsor produced by the generator and the homomorphism . Recall that we assumed surjective, and we know is a cyclic degree Kummer extension which is everywhere unramified over . In this section we must develop an expression for when is a generator for . This will then be used in Lemma 5.4.
Consider the exact sequences of -modules
[TABLE]
and
[TABLE]
Lemma 6.1**.**
The composition of the boundary maps in the long exact -cohomology sequences associated to (6.1) and (6.2) gives an exact sequence
[TABLE]
Here is cyclic of order . So there is a such that the coset is in , and the image of this coset in equals the generator .
Proof.
Since is cyclic, the map is the cup product with a generator of of the map of Tate cohomology groups. Since is everywhere unramified, every element of is a local norm. Therefore every element of is a global norm from to because is cyclic. Therefore is the trivial map, so is the trivial map. Because , the cohomology of the exact sequences (6.1) and (6.2) gives (6.3). ∎
Lemma 6.2**.**
With the above notations, the extension is a cyclic degree extension of which contains . There is an idele of with the following properties. If is an infinite place of , . Suppose is finite and that corresponds to the closed point of . Then for all places of above , the images of and in
[TABLE]
agree for any embedding of into over . Let be the discrete valuation associated to . Then lies in , and there is a congruence of integers
[TABLE]
when is the order the decomposition group of any place over in and is the discrete valuation associated to . Finally, in the notation of Lemma 5.4, for all such the element equals .
Proof.
Since lies in the invariants , and is cyclic, the extension is abelian over . Since has image of order in , it must define an element of of order . So is a cyclic degree extension of .
By Kummer theory,
[TABLE]
and
[TABLE]
when is the maximal abelian exponent extension of and is defined similarly for . The natural homomorphism corresponds to the map
[TABLE]
which results from restricting homomorphisms from to and then inflating them to . The image of
[TABLE]
is thus contained in the set of those elements of which are inflated from elements of the group . Let us show that this image is precisely . It is enough to show that any continuous homomorphism can be extended to a continuous homomorphism . This is so because the sequence
[TABLE]
splits owing to the fact that is an exponent abelian group and is isomorphic to .
In view of (6.3) and the above discussion of Kummer theory, corresponds to a homomorphism such that the smallest power of which is in is the power of . This means that the compositum be a cyclic degree extension of , where . Now is an abelian extension of of some exponent with . If , then would have a subgroup such that has exponent and has exponent . Now is an exponent abelian extension of , so . But then
[TABLE]
contradicting the fact that is cyclic of degree over . Thus must be an exponent abelian extension of , so in fact it is a cyclic extension of degree of .
Suppose now that is a closed point of corresponding to a finite place of . As in the proof of Lemma 5.2, let be the strict Henselization of the local ring of on . Define . We know that is etale over so the local ring of each such lies inside . Thus the completion of at each place over lies inside the completion of . Fix a place of over and choose any embedding of into over . The fact that permutes the places of over leads to a sequence of homomorphisms
[TABLE]
when . However, in Lemma 5.2 we showed that the right hand side of (6.5) is just . So we can choose the local component associated to to come from in the way described in Lemma 6.2. At infinite we can certainly choose to be trivial. Now the fact that has image in together with the construction of Corollary 5.3 shows .
It remains to show the congruence (6.4) for each finite place of . A uniformizer of is one for and for . Hence we have
[TABLE]
from the above construction of from .
We now fix a place over in . Since lies in we know that for each place over in there is an integer such that . Since each is an unramified cyclic extension of of degree , we have
[TABLE]
Hence
[TABLE]
Since was an arbitrary place of over , dividing (6.7) by and using (6.6) completes the proof of the congruence (6.4).
∎
7. Proof of Theorem 1.3.
We will adopt the notations of Theorem 1.3. Thus and is a generator of given by the identity map. The element generates and . In Definition 1.4 we picked a particular primitive root of unity . Let be the isomorphism sending to . Then is a generator of . Write as in Corollary 4.4 for an element which is determined mod by . We have an isomorphism determined by . We will use this isomorphism to identify with in what follows. The element is the Kummer generator for as an everywhere unramified cyclic extension of for which
[TABLE]
for , where is the Artin map for .
The element of associated to by Corollary 4.4 is the coset . Let be an idele of associated to as in Lemma 6.2. Then .
By Lemma 5.4, the value of the pairing
[TABLE]
in (5.15) on the pair and is
[TABLE]
Here is the idele constructed in Lemma 5.4, and we are also using to denote the Artin map from the ideles of to . Since , this is when
[TABLE]
is Kim’s invariant for and .
Combining this with the normalization of in Corollary 4.4 and (7.1) gives
[TABLE]
Thus . Hence the proof of the formula (1.14) is reduced to showing
[TABLE]
for a fractional ideal of having the properties in Theorem 1.3, where is the ideal class of in .
The first property of is that it should be an root of when is as in Theorem 1.3. The fact that exists is shown by (6.4) of Lemma 6.2, which showed is divisible by for all finite places of . Let be the component of at . The congruence in (6.4) also shows that is congruent to modulo the order of the decomposition group of a place over in . Since is an unramified extension, this is enough to show the equality (7.3), which completes the proof.
8. Proof of Theorem 1.8 and of Corollaries 1.9 and 1.10.
The first two parts of Theorem 1.8 follow from the arguments used in Lemmas 6.1 and 6.2 together with Theorem 1.3.
To show the third part of Theorem 1.8, it will suffice to show the following for each place of . Let be the component of an idele of with the properties in Lemma 6.2. Let be the local degree of in , i.e. the order of the decomposition group in of a place over in . In view of the equality (7.3), Theorem 1.3 and the congruence (6.4), it will suffice to show divides if is unramified over or if splits in . Here for some as in Lemma 6.2. If is not ramified over the place of over , then must be divisible by . But mod by (6.4), and , so we get in this case. If splits in , then so is trivial. This finishes the proof of Theorem 1.8.
Corollary 1.9 follows directly from Theorem 1.8, since we can take to be in this case.
Suppose now that the hypotheses of Corollary 1.10 hold. Let be the place of determined by the prime in the statement of Corollary 1.10. Then there is a unique place over in , totally ramifies in , and and have residue characteristic prime to . Thus implies is relatively prime to , and since is undecomposed in . Since
[TABLE]
as above, we conclude is relatively prime to . By part (iii) of Theorem 1.8, we can take since is the only place of over which ramifies. Hence is a generator of since is, so Corollary 1.10 follows from (7.3).
9. Proof of Theorem 1.2.
By assumption, . It will suffice to construct infinitely many totally complex fields which have cyclic degree extensions and having the properties in Corollary 1.9 and 1.10, respectively. We use a base change argument to do this.
The field is totally complex. We start with an initial choice of a field containing together with a cyclic degree extension of . Let be the set of places of which ramify in . Let be a number field containing which is linearly disjoint from such that for each place of over a place in , the completion contains the completions of at places over . Then will be cyclic unramified degree extension of as required in Corollary 1.9. For simplicity we now replace by to be able to assume that is a cyclic degree unramified extension. Any base change of by a field extension of which is disjoint from will preserve this property.
We now focus on finding an extension of which is disjoint from for which we can construct an extension with the properties in Corollary 1.10.
Let be a sufficiently high power of the ideal in such that if and mod , then is in for all places of dividing . Choose a prime of which splits in the ray class field over of conductor . Then by definition of the ray class group of mod , there is a generator for such that mod . Since contains a root of unity of order , the extension is an abelian Kummer extension of . It is cyclic of degree and totally ramified over since has valuation at . Now splits over all places of which divide , since by construction is an power at these places. Finally, at each place of which does not divide and which is not the place assocated to , has valuation [math] at , so is unramified in . Thus is a cyclic degree extension unramified outside of and totally ramified over .
Let be the unique place over in . For simplicity, we define to be the completion of at , and we let be the completion of at . Now is a cyclic degree totally ramified extension of local fields. There is a unique cyclic unramified extension of of degree . Consider the compositum . We have where is the inertia subgroup of and is cyclic of order . Let be a generator of and let be a generator of . The element then generates a cyclic subgroup of order in , and has order . Thus the subfield of has the property that is cyclic of order , has inertia group of order , and is cyclic and totally ramified of degree . Thus can be obtained from by adjoining the root of an Eisenstein polynomial of degree in . Note that since and intersect only in the identity element.
We now choose to be any degree extension of which is totally ramified over such that the completion of at the unique place over is isomorphic to as an extension of . Such an can be constructed by finding a monic polynomial of degree in which is Eisenstein at and which locally at has a root in . Because is totally ramified over , it is disjoint from the cyclic unramified degree extension we constructed at the beginning of the proof. Hence is a cyclic degree unramified extension of of the kind required in Corollary 1.9.
Consider now the compositum over . We know there are unique places and over in and , respectively, and while . Since has degree over , and , we see and there is a unique place over in . Thus is a cyclic degree extension since it is the base change by of . The only place of which can ramify in is the unique place over , since is unramified outside of . Further, is the unique place of over , and is the extension . We showed that this local extension is cyclic of order with inertia group of order . Thus if we let be the prime of determined by , the extension will now have all of the properties required in Corollary 1.10. Theorem 1.2 now follows from Corollaries 1.9 and 1.10. Note that we can vary the above construction in many ways, e.g. by choosing different primes , so we can construct infinitely many with the properties in Theorem 1.2.
10. Proof of Theorems 1.5 and 1.15
We will use the notations of Theorems 1.5 and 1.3. Since , the coset lies in . Recall that we have exact sequences
[TABLE]
By the construction of the boundary map
[TABLE]
the class is represented by the one cocycle which sends to for . Thus is the cup product , where is the class in represented by the element of norm to , and is an appropriate generator of . The image of under the boundary map is the class represented by . Since boundary maps respect cup products with , we find that maps to an element of order under the boundary map . This proves that has image of order under the map which was used in (1.13) just prior to Theorem 1.3. Hence (1.13) shows that if we take in Theorem 1.3, Theorem 1.5 now follows from Theorem 1.3. Theorem 1.15 is proved similarly.
11. Proof of Theorem 1.12
The hypotheses of Theorem 1.12 are that is a properly irregular prime, so that divides but not , and is a cyclic unramified extension of of degree . We are to show that for all surjections and all .
Lemma 11.1**.**
There is a extension of which contains and which is unramified outside .
Before proving this lemma, we note how it implies Theorem 1.12. The lemma shows that there is a cyclic degree extension of which is unramified outside of and contains . The unique prime over in is principal, so it splits in . Hence Corollary 1.9 shows the conclusion of Theorem 1.12
Proof of Lemma 11.1. Let be the real subfield of . Write . Then acts by inversion on the Sylow -subgroup of since does not divide . Therefore is contained in the maximal -elementary extension of which is unramified outside of , Galois over and for which acts by inversion on .
The Kummer pairing gives a -equivariant isomorphism when . Since acts by inversion on both and , we conclude that it acts trivially on . Because is odd, this implies that the inclusion induces a surjection when we let .
Since has class number prime to , and is unramified outside of , we now see that when is the subgroup of -units in . The subgroup of -units in has no -torsion and rank . We conclude that is an elementary abelian -group of dimension at most over .
By class field theory there is a extension of which is unramified outside of such that acts by inversion on . The maximal -elementary subextension of in then has , so in fact . This implies Lemma 11.1 since .
12. Proof of Theorem 1.13
The hypotheses of Theorem 1.13 are that is prime and is a cyclic unramified Kummer extension of degree such that both and are Galois over . The action of on is then via a character . If we fix an isomorphism we get an isomorphism between and that is independent of the choice of . In this way we can identify with a character .
Theorem 1.3 gives a -equivariant homomorphism
[TABLE]
sending the class of to in the notation of Theorem 1.3. The action of on is given by the character . To determine the action of on , we use the exact sequence
[TABLE]
of modules with trivial -action produced by multiplication by on . The boundary map in the long exact cohomology sequence of this sequence produces -equivariant isomorphisms
[TABLE]
Since is , we see from (12.2) that the action of on is via the character where is the Teichmüller character giving the action of on . If (12.1) is not the trivial homomorphism, it must be an isomorphism between cyclic groups of order , and since it is -equivariant we would have to have . This would force , which is impossible since has even order . Thus (12.1) must be trivial under the hypotheses of Theorem 1.13, which completes the proof.
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