Spintronic signatures of Klein tunneling in topological insulators
Yunkun Xie, Yaohua Tan, Avik W. Ghosh

TL;DR
This paper proposes a new electrical detection method for Klein tunneling in topological insulators, utilizing spin-momentum locking and ferromagnetic probes to observe distinctive signatures in transport measurements.
Contribution
It introduces a practical approach to detect Klein tunneling in topological insulator PN junctions through electrical measurements of spin texture and angular dependence.
Findings
Asymmetry in potentiometric signals indicates Klein tunneling.
Angular dependence of signals serves as a direct signature.
Electrical detection method is feasible for topological insulators.
Abstract
Klein tunneling, the perfect transmission of normally incident Dirac electrons across a potential barrier, has been widely studied in graphene and explored to design switches, albeit indirectly. We show that Klein tunneling maybe easier to detect for spin-momentum locked electrons crossing a PN junction along a three-dimensional topological insulator surface. In these topological insulator PN junctions (TIPNJs), the spin texture and momentum distribution of transmitted electrons can be measured electrically using a ferromagnetic probe for varying gate voltages and angles of current injection. Based on transport models across a TIPNJ, we show that the asymmetry in the potentiometric signal between PP and PN junctions and its overall angular dependence serve as a direct signature of Klein tunneling.
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
Spintronic signatures of Klein tunneling in topological insulators
Yunkun Xie
Charles L. Brown Department of Electrical and Computer Engineering, University of Virginia, Charlottesville, VA, 22904 USA.
Yaohua Tan
Charles L. Brown Department of Electrical and Computer Engineering, University of Virginia, Charlottesville, VA, 22904 USA.
Avik W. Ghosh
Charles L. Brown Department of Electrical and Computer Engineering, University of Virginia, Charlottesville, VA, 22904 USA.
Abstract
Klein tunneling, the perfect transmission of normally incident Dirac electrons across a potential barrier, has been widely studied in graphene and explored to design switches, albeit indirectly. We show that Klein tunneling maybe easier to detect for spin-momentum locked electrons crossing a PN junction along a three dimensional topological insulator surface. In these topological insulator PN junctions (TIPNJs), the spin texture and momentum distribution of transmitted electrons can be measured electrically using a ferromagnetic probe for varying gate voltages and angles of current injection. Based on transport models across a TIPNJ, we show that the asymmetry in the potentiometric signal between PP and PN junctions and its overall angular dependence serve as a direct signature of Klein tunneling.
Topological Insulator, Klein tunneling, PN junction, FM probe
pacs:
Valid PACS appear here
††preprint: APS/123-QED
The surface of 3D topological insulators (TIs) such as Bi2Se3 has a simple Dirac cone band structureChen et al. (2009) reminiscent of graphene, except its branches are labeled by spins rather than pseudospins. Carriers along the surface have their spins locked with their linear momentum Qi and Zhang (2011), which can generate polarized spins with charge injection and apply a sizeable spin torque on a magnet Mellnik et al. (2014); Han et al. (2017); Jamali et al. (2017). Recently we suggested that a TIPNJ can be used as a gate tunable spin filter to amplify charge to spin conversion at a magnetic source and increase spin polarization at the drain Habib, Sajjad, and Ghosh (2015). Such a tunable torque can have potential applications in all spin logic Behin-Aein et al. (2010). Beyond applications, the TI surface state offers opportunities to study the fundamental physics of Dirac electrons such as Veselago focusing and Klein tunneling Klein (1929). Klein tunneling has been widely studied in graphene, albeit indirectly. It has been invoked to engineer a gate tunable pseudogap in graphene at high mobility, making it potentially useful for both low power digital and high speed analog switches Beenakker (2008); Stander, Huard, and Goldhaber-Gordon (2009); Sajjad and Ghosh (2013); Chen et al. (2016). While all these studies probed the charge current, the TI surface provides an appealing simple alternative to analyze momentum collimation, namely, by directly monitoring the angle-dependent transmission of the electron spins using a ferromagnetic tip.
It has been proposedHong et al. (2012); Sayed, Hong, and Datta (2016) and experimentally demonstrated that a potentiometric measurement with a ferromagnetic probe could measure the polarization of TI surface spinsLi et al. (2014); Lee et al. (2015); Tian et al. (2015); Li et al. (2016). In this paper, we extend this idea to a TIPNJ and demonstrate from detailed calculations that the angle and voltage dependent potentials measured at the probe bear direct signatures of Klein tunneling across the PN junction.
Fig. 1(a) shows a schematic structure of the TI pn junction in a potentiometric measurement setup. The TI surface can be chemically doped into P or N-type, as demonstrated in multiple experiments Zhou et al. (2012); Tu et al. (2016). The figure shows a P-doped TI surface with a top gate on the source side that can swing it electrostatically to N-type. The rest of the P-type TI surface is exposed and a ferromagnetic probe is placed on top of the exposed surface to monitor the voltage at different gate bias and angular orientations (the orientation can be altered by using multiple contacts at relative angles, as we discuss later).
The TI surface states can be described by the Hamiltonian when the electron energy under consideration is close to the Dirac pointQi and Zhang (2011):
[TABLE]
where is the normal vector of the surface and is the speed of electrons near the Dirac point. are the Pauli matrices. It should be emphasized that this parameterized surface Hamiltonian ignores any bulk leakage current that could control the strength of the measured voltage. In binary TI compounds such as , it can be challenging to separate the surface contribution from the dominant bulk contributionCheckelsky et al. (2009); Taskin and Ando (2009); Butch et al. (2010). One possible solution is to use ternary compounds like with low carrier density in the bulk Jia et al. (2011). Minimizing the leakage current into the bulk of TI is still an active research topic that is outside the scope of this paper. Here we only discuss the pure surface states of 3D TI.
The electrostatic potential across the TI PN junction is given by:
[TABLE]
where is the energy difference between the local electron chemical potential and the Dirac point (). is the gate voltage on the source side as shown in Fig.1(a). Two potential profiles are depicted in Fig. 1(b), one with an abrupt potential change at the junction interface while the other assumes a smooth transition. We first derive the equations based on an abrupt junction (Appendix A) and then extend it to a smooth junction, which is closer to a realistic profileGutiérrez et al. (2016). For smooth junctions, the transition region between N and P is set to wide and the FM probe is placed from the junction interface.
Formalism. In the ballistic limit, the electrons only scatter at the PN junction. A weakly coupled ferromagnetic voltage probe can detect the local chemical potential of the non-equilibrium electrons with different spin orientations. To calculate the voltage measured by the FM probe, we treat it as a third contact (Büttiker probe) besides source and drain. From Landauer theory Datta (1997); Ghosh (2016), we can estimate that the voltage probe exchanges electrons with the TI surface through the following equations:
[TABLE]
where is the incoming (outgoing) currents through the probe. is the coupling between the FM probe and the TI surface. is the correlation matrix while are the partial spectral functions populated by the source (drain). is the total spectral function. , , are the Fermi-Dirac distribution functions of the source, drain and the floating probe respectively. In general, the spectral functions can be calculated numerically through the NEGF formalism (see appendix C):
[TABLE]
where is the retarded green’s function and are self-energies for the source and the drain. In our simple setup, quasi-analytical results for are worked out in the appendix A.
The coupling between the FM probe and the TI surface depends on the magnetization of the FM probe and electron spin on the TI surface:
[TABLE]
where is the average coupling between the FM probe and the TI surface when the magnetization of the probe is in parallel or anti-parallel alignment with the surface electron spin. is the ‘polarization’ of the FM probe, representing the sensitivity of the FM probe to the electron spins.
The voltage signal measured by the FM probe is determined by its distribution function , which can be solved based on the condition that a voltage probe draws zero net current :
[TABLE]
varies when the magnetization points to different directions. We use the dimensionless parameter to characterize the dependence of the voltage signal on the direction of the magnetization. At low-temperature and small bias, the Fermi-Dirac distribution reduces to a step function and chemical potential of the probe can be expressed as:
[TABLE]
Experimentally instead of switching the magnetization of the FM probe we can drive current along two opposite directions (source to drain and vice-versa), then relate the measured voltage difference to through the charge current and the ballistic resistance of the junction:
[TABLE]
where is the gate voltage dependent ballistic resistance of the junction, calculated using the average transmission at the fermi energy from Eq. 17.
We can further define a quantity for the measured ‘polarization’ of the TI surface electrons along the magnetization direction :
[TABLE]
The physical interpretation of Eq. 9 becomes obvious when we substitute Eq. 5 into Eq. 9 and see that due to the time reversal symmetry of TI surface states (see Eq.A). Eq. 9 reduces to:
[TABLE]
when Eq. 10 is evaluated in the bias window, it indicates the spin polarization of the non-equilibrium electrons along direction . Notice that also appears in the equation to account for the sensitivity of FM probe. Our definition is compatible with the polarization defined in Hong et al. (2012) for homogeneous TI surface.
Varying gate voltage: from PP to NP junction.
The impact of a TIPNJ on surface electron transport is worked out in appendix A and summarized schematically in Fig. 2(a). Consider a small source-drain bias near the Fermi energy, as shown in Fig. 1(b). As the gate voltage varies from to , the TI switches from a homogeneous P-doped surface to an NP junction. Electrons see a potential barrier from the N region to the P region. In a normal semiconductor, such a barrier creates decaying electron waves in the P region and results in a vanishing current. For Dirac type TI surface, however, the junction acts like a collimator for electrons, filtering out electrons with large incident angles but preserving the normally incident modes that cannot back-scatter due to spin conservation. The resulting electron transmission for various gate voltages is plotted in Fig. 2(a). This behavior can translate to the gate voltage dependence of defined in Eq. 8. Fig. 2(b) shows the gate voltage dependence of and (defined in Eq. 9) with oriented along . first goes down as we move from PP to PI (I: intrinsic), then goes up a bit and saturates in the NP region. The decrease of
in the PP region is due to a mismatch of modes between the gate side and the probe side as the Fermi energy approaches the Dirac point (intrinsic doping) on the gate side. When the Fermi level on the gate side lies exactly on the Dirac point with zero density of states and thus . It is worth mentioning that the ‘zero’ is an idealized simplification. A rigorous calculation involves integration over the bias window which would result in a small but non-zero value.
When the gate side is switched to the N region, the angular filtering effect shows up and results in a smaller value of compared to its symmetric point (with the same ) in the PP region. Since the normal incident mode is not affected by the potential barrier, a small but near constant shows up in the NP region as increases. This asymmetry between PP and NP region and the non-vanishing in the NP region separates the TI surface from other 2D systems such as graphene or Rashba systems where there is either in all regions due to spin degeneracy (graphene) or in the transmitted N region due to decaying waves in a potential barrier for massive tunneling electrons (Rashba).
We can further demonstrate collimation in TIPNJ by plotting polarization as a function of the gate voltage, as shown in Fig. 2(b). Electrons moving along the direction carry spin. Right across the NP junction, filtered electrons have a narrower distribution compared to the homogeneous PP case, and thus higher (close to ) spin polarization. In reality, this kind of measurement is limited by the sensitivity of the FM probe, but a clear and significant increase of polarization should be observable as we proceed from homogeneous PP case to NP doping with reasonable values.
Angular dependence of . Our discussion so far focused on measurement along two opposite directions (), assumed to be orthogonal to the electron transport direction. For an arbitrary orientation of the magnetization , is a cosine function of the relative angle between the magnetization and the spin orientation of the non-equilibrium electrons. Fig. 3(a) shows the angular dependence of with different gate voltages. From homogeneous PP to NP junction, apart from the change in the magnitude, remains the same cosine function. This is because the FM probe cannot isolate individual modes but measures the sum over all transport modes (see 19). In our basic setup, the PN junction filters electrons with large incident angles but the transmitted modes are still symmetrically distributed with respect to . Therefore the average momenta in the PP and NP junction only differ from each other by their magnitude. To experimentally observe the normal tunneling mode, we can put a tilted gate that is not orthogonal to the transport direction (see Fig. 3(b)). A tilted gate will not affect the result from the homogeneous case but will collimate the electrons to a different angle for NP, thereby creating a phase shift in the angular dependence of . Since we only care about the phase of , we can define an angular function as:
[TABLE]
which will scale by the charge current density and make the PP and NP cases easier to compare, as shown in Fig. 3(b).
Note that we formulated our equations Eq.3-9 assuming a ballistic channel where can be directly related to the chemical potentials from the source and drain. However, our analysis in Appendix A can be easily adopted to a diffusive system with a different interpretation. and in the previous discussions should be replaced by the local chemical potential and for spin up and spin down channels, as indicated in Fig. 4. All of our previous discussions are still valid given the following conditions: in a diffusive system, a momentum scattering event can disrupt the collimation effect of the NP junction. To be able to detect the Klein tunneling physics of the junction, the probe needs to be placed very close to the junction, preferably within the mean free path of the TI surface electrons ( estimated in Xiu et al. (2011)). From the discussion of earlier, we need information on at the junction. One way to do this is to use a normal voltage probe to map out the resistance from junction to the drain to extract the slope shown in Fig. 4, and then estimate the local electrochemical potential from the applied drain bias.
Possible experimental set-up. Ideally we would like to rotate the magnetization of the ferromagnetic probe to map out the angle-dependent voltage signals. To our knowledge such a reorientation of an FM probe is challenging. Even fixing the magnetization of the FM probe orthogonal to the transport direction is not straightforward. Instead, we propose placing two separate gates near the source and drain (Fig. 5), creating a symmetric system. Only one of the gates is used at a time to create an N region on one side. When the current direction is switched, we flip the gate polarities on both sides and the entire system is mirrored. Another possibility is to put two probes (one FM, one normal) close to each other and measure the voltage difference between them. It is not difficult to show that where is the voltage measured at the non-magnetic probe.
To summarize, we propose a straightforward potentiometric measurement on a TIPNJ with a FM probe. Quasi-analytical results are worked out and benchmarked with numerical simulations. Predictable voltage asymmetries features and angular dependences directly bear out signatures of Klein tunneling in the TI, including non-idealities (probe polarization, momentum scattering) that may influence quantitative details seen in the experiment.
We wish to acknowledge the generous support from NSF Grant No. CCF1514219 and NRI. We are also thankful for the discussions with Prof. Supriyo Datta and his student Shehrin Sayed from Purdue University, Dr. An Ping Lee from Oak Ridge National Laboratory (ORNL), and Prof. Nitin Samarth from Penn State University. This work used Rivanna high performance computing system at the University of Virginia.
Appendix A Quasi-analytical derivations for the abrupt PN junction
From the model of TI Hamiltonian,
[TABLE]
with eigen-wave functions given by:
[TABLE]
where is for the N type and for the P type. The electron wave function is scattered at the junction interface which can be described the set of equations:
[TABLE]
where are the incoming, reflected and transmitted electron wave functions respectively (see Fig. 6) and is the reflection/transmission coefficient. is the spin index. Substitute the eigen functions into Eq. 14 and match the wave functions at one gets the transmission coefficient across the junction from the source to the drain:
[TABLE]
It is convenient to replace with in the NP case so that the expressions for are the same in both cases. The relation between the incident angle and the transmitted angle are given by the conservation of the component of the wave vector given by . In the small bias window near , the charge current can be expressed as:
[TABLE]
Knowing the transmission coefficient allows us to calculate :
[TABLE]
To solve from Eq. 6 analytically, sum over all modes with positive group velocity:
[TABLE]
with given in Eq. 16. The last part of Eq. LABEL:eq:fp_analy holds because each pair of states cancel each other due to the time reversal symmetry of TI surface Hamiltonian . Assume the ferro-magnetic voltage probe has an in-plane magnetization . Substitute the transmission coefficient into Eq. LABEL:eq:fp_analy and replace with . For the numerator, it is easier to sum the modes from the incoming side (). For the denominator, notice it is just the density of states on the P side. Therefore can be written as:
[TABLE]
where . In the case of homogeneous PP TI surface, and . Eq. 19 reduces to:
[TABLE]
We leave the discussion of symmetric NP junction case in the next section with smooth transition between N region and P region.
Appendix B Extension to the smooth PN junction
Compare to the abrupt junction, a smooth NP junction with linear transition depicted in Fig. 1(b) adds an exponential factor to the transmission coefficient calculated from the abrupt junction (Eq.16). Here we can directly borrow the result for the transmission coefficient from graphene PN junctionSajjad and Ghosh (2013):
[TABLE]
where is the transition length between N region and P region. is the potential difference from N region to P region. By replacing with one can extend the result of from the abrupt junction. For symmetric NP junction with linear transition and . We can evaluate at :
[TABLE]
Appendix C Numerical methods
The numerical results are generated from the Non-Equilibrium Green’s Function (NEGF) method. An artificial term is added the avoid the fermion doubling problem as previous studiesHong et al. (2012); Habib, Sajjad, and Ghosh (2015). The TI surface Hamiltonian Eq. 1 is discretized on a square lattice by the finite difference methodHabib, Sajjad, and Ghosh (2015):
[TABLE]
where is the square mesh size ( is chose for the simulations). is a fitting parameter and describes the correct bandstructure near the Dirac coneHabib, Sajjad, and Ghosh (2015). Periodic boundary condition is assumed in the transverse direction to simulate infinitely wide TI surface. The retarded green’s function is given by:
[TABLE]
where is the energy and is the transverse wavevector. The FM probe is assumed to be weakly coupled to the TI surface so the effect of on electron transport is neglected when calculating . Following Eq. 3-5 and sum over for in Eq. 6 would give .
Appendix D Angular dependence for tilted junction
Here we modify Eq.19 for tilted junction shown in Fig.3 and relate it to the experimental measurable quantities and . Denote as the normal vector to the junction interface. From Eq.7 we have:
[TABLE]
where is given by:
[TABLE]
We can rewrite the transmission of the junction from 17 as:
[TABLE]
where is the unit vector along momentum . It is easy to see due to the spin momentum locking. Therefore the quantity we define can be expressed as:
[TABLE]
For a homogeneous PP junction, and . For NP case, only normal mode can pass through the junction, which means . The change of direction for would cause a phase difference for the angular dependence of .
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1Chen et al. (2009) Y. Chen, J. Analytis, J.-H. Chu, Z. Liu, S.-K. Mo, X.-L. Qi, H. Zhang, D. Lu, X. Dai, Z. Fang, et al. , “Experimental realization of a three-dimensional topological insulator, bi 2te 3,” Science 325 , 178–181 (2009).
- 2Qi and Zhang (2011) X.-L. Qi and S.-C. Zhang, “Topological insulators and superconductors,” Reviews of Modern Physics 83 , 1057 (2011).
- 3Mellnik et al. (2014) A. Mellnik, J. Lee, A. Richardella, J. Grab, P. Mintun, M. Fischer, A. Vaezi, A. Manchon, E. Kim, N. Samarth, et al. , “Spin-transfer torque generated by a topological insulator,” Nature 511 , 449–449 (2014).
- 4Han et al. (2017) J. Han, A. Richardella, S. Siddiqui, J. Finley, N. Samarth, and L. Liu, “Room temperature spin-orbit torque switching induced by a topological insulator,” ar Xiv preprint ar Xiv:1703.07470 (2017).
- 5Jamali et al. (2017) M. Jamali, J.-Y. Chen, D. R. Hickey, D. Zhang, Z. Zhao, H. Li, P. Quarterman, Y. Lv, M. Li, K. A. Mkhoyan, et al. , “Room-temperature perpendicular magnetization switching through giant spin-orbit torque from sputtered bixse (1-x) topological insulator material,” ar Xiv preprint ar Xiv:1703.03822 (2017).
- 6Habib, Sajjad, and Ghosh (2015) K. M. Habib, R. N. Sajjad, and A. W. Ghosh, “Chiral tunneling of topological states: Towards the efficient generation of spin current using spin-momentum locking,” Physical review letters 114 , 176801 (2015).
- 7Behin-Aein et al. (2010) B. Behin-Aein, D. Datta, S. Salahuddin, and S. Datta, “Proposal for an all-spin logic device with built-in memory,” Nature nanotechnology 5 , 266–270 (2010).
- 8Klein (1929) O. Klein, “Die reflexion von elektronen an einem potentialsprung nach der relativistischen dynamik von dirac,” Zeitschrift für Physik 53 , 157–165 (1929).
