Segregation of large particles in dense granular flows: A granular Saffman effect?
Kasper van der Vaart, Marnix P. van Schrojenstein Lantman, Thomas, Weinhart, Stefan Luding, Christophe Ancey, Anthony R. Thornton

TL;DR
This paper investigates the inertial lift forces acting on large particles in dense granular flows, revealing a similarity to the Saffman effect in fluids and suggesting new insights into particle segregation mechanisms.
Contribution
It introduces a scaling law for lift forces in granular flows analogous to the Saffman effect, highlighting inertial origins and anisotropic stress fields affecting segregation.
Findings
Lift force scales with velocity lag similar to Saffman effect
Anisotropic stress field surrounds large particles
Implications for modeling particle segregation in granular flows
Abstract
We report on the scaling between the lift force and the velocity lag experienced by a single particle of different size in a monodisperse dense granular chute flow. The similarity of this scaling to the Saffman lift force in (micro) fluids, suggests an inertial origin for the lift force responsible for segregation of (isolated, large) intruders in dense granular flows. We also observe an anisotropic pressure/stress field surrounding the particle, which potentially lies at the origin of the velocity lag. These findings are relevant for modelling and theoretical predictions of particle-size segregation. At the same time, the suggested interplay between polydispersity and inertial effects in dense granular flows with stress- and strain-gradients, implies striking new parallels between fluids, suspensions and granular flows with wide application perspectives.
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Segregation of large particles in dense granular flows: A granular Saffman effect?
K. van der Vaart
Environmental Hydraulics Laboratory, École Polytechnique Fédérale de Lausanne, Écublens, 1015 Lausanne, Switzerland
Multi-Scale Mechanics, ET and MESA+, University of Twente, P.O. Box 217, 7500AE Enschede, The Netherlands
M. P. van Schrojenstein Lantman
Multi-Scale Mechanics, ET and MESA+, University of Twente, P.O. Box 217, 7500AE Enschede, The Netherlands
T. Weinhart
Multi-Scale Mechanics, ET and MESA+, University of Twente, P.O. Box 217, 7500AE Enschede, The Netherlands
S. Luding
Multi-Scale Mechanics, ET and MESA+, University of Twente, P.O. Box 217, 7500AE Enschede, The Netherlands
C. Ancey
Environmental Hydraulics Laboratory, École Polytechnique Fédérale de Lausanne, Écublens, 1015 Lausanne, Switzerland
A.R. Thornton
Multi-Scale Mechanics, ET and MESA+, University of Twente, P.O. Box 217, 7500AE Enschede, The Netherlands
Abstract
We report on the scaling between the lift force and the velocity lag experienced by a single particle of different size in a monodisperse dense granular chute flow. The similarity of this scaling to the Saffman lift force in (micro) fluids, suggests an inertial origin for the lift force responsible for segregation of (isolated, large) intruders in dense granular flows. We also observe an anisotropic pressure/stress field surrounding the particle, which potentially lies at the origin of the velocity lag. These findings are relevant for modelling and theoretical predictions of particle-size segregation. At the same time, the suggested interplay between polydispersity and inertial effects in dense granular flows with stress- and strain-gradients, implies striking new parallels between fluids, suspensions and granular flows with wide application perspectives.
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Size-polydispersity is intrinsic to non-equilibrium systems like granular materials Aranson and Tsimring (2006). It gives them the ability to size-segregate when agitated, a process which spatially separates different sized grains Williams (1976); Rosato et al. (1987); Ottino and Khakhar (2000), but is different from phase separation in classical fluids. Particle-size segregation in dense granular flows GDR-MiDi (2004); Jop et al. (2006) has been intensively studied (e.g. Golick and Daniels, 2009; Fan and Hill, 2010, 2011; Drahun and Bridgwater, 1983; Savage and Lun, 1988; Windows-Yule et al., 2016; Hill and Tan, 2014; Weinhart et al., 2013a; Staron and Phillips, 2015; Tunuguntla et al., 2016a; Wiederseiner et al., 2011; Staron and Phillips, 2014; Harrington et al., 2013; Staron and Phillips, 2016; Edwards and Vriend, 2016; Jing et al., 2017), but a fundamental question remains unanswered: why do large particles segregate?
It is generally understood that in dense granular flows both small and large particles are pushed away from high shear regions Fan and Hill (2010, 2011) or pulled by gravity Drahun and Bridgwater (1983); Savage and Lun (1988). The reason for the separation of the two species is that small particles move more effectively; they can carry proportionally more of the kinetic energy Hill and Tan (2014); Weinhart et al. (2013a); Staron and Phillips (2015); Tunuguntla et al. (2016a) and are also more likely to move into the gaps between larger particles; a process referred to as kinetic sieving Drahun and Bridgwater (1983); Savage and Lun (1988). Unfortunately, the concept of kinetic sieving breaks down when the large-particle concentration is very low. Particle-size segregation also occurs in situations without shear, possibly extremely slowly, by small particles moving under larger ones, which allows for a purely geometrical interpretation Duran et al. (1993); Dippel and Luding (1995). Other alternative explanations for segregation, such as wall-induced segregation Knight et al. (1993), do not apply in chute flows as studied here.
Current models for size-segregation in dense granular flows perform well when the small and large-particle concentrations are nearly equal Gray and Thornton (2005); Thornton et al. (2006); Fan and Hill (2011); Marks et al. (2012); Tunuguntla et al. (2014). When accounting for the effect of size-segregation asymmetry van der Vaart et al. (2015); Gajjar and Gray (2014), models have been extended to more unequal concentrations, but they remain inaccurate in the limit of low large-particle concentrations. Extending models to this limit is critical because during segregation, and even after reaching a steady state, regions of low large-particle concentration occur and can persist throughout the flow van der Vaart et al. (2015); Staron and Phillips (2016); Jing et al. (2017). Moreover, current models are either completely or partly phenomenological. Thus, to advance modelling, we should aim to understand the physical origin of segregation to derive the free state-variables from their microscopic quantities. An important related issue is that current constitutive models for dense granular flows only work with an average particle size Kamrin and Koval (2012); Henann and Kamrin (2013). If we are to implement size-distributions in these models a better understanding of micro-scale effects between large and small particles seems crucial.
In contrast to particle-size segregation, particle migration in suspensions, in the limit of low concentrations, is generally well understood (e.g. Phillips et al., 1992; Boyer et al., 2011). Arguably this progress has been aided by the fact that the fluid forces acting on a particle can be calculated, which can not be said for granular media. This inspired us to treat the particles that surround an intruder as a continuum and attempt to understand the forces acting on a segregating particle based on the measured continuum fields.
Recently, Guillard et al. (2016) measured for the first time the segregation lift force on a single large intruder particle in a mono-disperse granular flow by attaching the intruder to a spring perpendicular to the plane (see Fig. 1). They found scaling laws that linked the total upward force or net contact force on the intruder to shear and pressure gradients. These scaling laws predict the direction of segregation of large particles in different flow configurations depending on whether a shear or pressure gradient has the strongest contribution. However, they do not shed light on the origin of the lift force.
In this study we present new physical insights into the origin of the segregation lift force on large intruders in three-dimensional mono-disperse dense granular flows. We do so, firstly, by taking a different approach to Guillard et al. (2016) and determine the lift force by decomposing the net contact force on an intruder as , where is a generalized buoyancy force for dense granular media that accounts for the local geometry around an intruder. This novel approach is inspired by our finding of an anisotropic pressure field that surrounds the intruder and grows with its size. Secondly, we report on a velocity lag of the intruder relative to the bulk flow and demonstrate a scaling between this velocity lag and the lift force. The similarity of this scaling to the known Saffman lift force in fluids and the presence of the anisotropic pressure field, allow us to propose the physical origin for the segregation lift force.
*Methods.—*We use MercuryDPM, based on discrete particle methods (MercuryDPM.org; Thornton et al. (2013); Weinhart et al. (2017)), and investigate three-dimensional (3D) flows of mixtures of spherical dry frictional particles flowing down an incline of . We verified that changing the inclination angle between and has no significant effect (within the fluctuations) on the measured lift force (see the supplementary material). All simulation parameters are non-dimensionalized such that the particle density is and the gravitational acceleration is , with vertical component . The simulations are conducted in a box with dimensions , with periodic walls in the and directions. The particles that make up the bulk of the flow have a diameter . We vary the intruder diameter between size ratios and . The rough base consists of particles of diameter and the flow height is .
A linear spring-dashpot model Cundall and Strack (1979); Weinhart et al. (2013b) with linear elastic and linear dissipative contributions is used for the normal forces between particles. The restitution coefficient for collisions and the contact duration . This results in a different stiffness depending on the particle size. We verified that our findings are not the result of this difference in stiffness nor the dependence on and . The friction coefficient for contacts between bulk particles and between bulk and intruder particles equals 0.5, unless otherwise stated.
We place three identical intruders in the flow at vertical positions , and (see Fig. 1). Each intruder is attached to a spring Guillard et al. (2016), which applies a vertical force proportional to the vertical distance between the intruder position and its corresponding . Here is the spring stiffness. We also simulate by fixing the intruder at . Our findings are independent of , so unless stated otherwise all data reported are for . We do not discuss the data for because the intruder experiences boundary effects, likely due to layering near the bed, as reported in Weinhart et al. (2013b).
The net contact force on an intruder can be determined in two ways: (i) Through the force balance , where is computed from the intruder’s average vertical position, and is the positively defined gravity force, with the intruder volume; (ii) By using the force balance , with and the vertical normal and tangential contact forces, respectively. We verified that both methods give the same answer.
Applying coarse-graining (CG) Weinhart et al. (2013b); Tunuguntla et al. (2016b); Goldhirsch (2010), after a steady state has been reached, we obtain time-averaged 3D continuum fields for the local solids fraction, and the stress tensor, which satisfy the conservation laws. The CG-width is chosen of the order of the particle diameter to achieve both rather smooth fields and independence of the fields on Tunuguntla et al. (2016b). We approximate the bulk solids fraction at the position of the intruder using the ratio of the particle volume and the Voronoi volume , which we obtain through 3D weighted Voronoi tessellation (math.lbl.gov/voro++; Rycroft (2009)). All error-bars (shaded areas) correspond to a 95% confidence interval.
*Results: Velocity Lag.—*Our first and most obvious finding is that intruders that have a size ratio larger than one () are positioned (on average) above , thus with a non-zero and negative value of . Our second finding is that the downstream velocity of an intruder with , experiences a lag with respect to the downstream velocity of the bulk at height . Figure 2() shows that a large intruder () lags (), while a same sized intruder () experience no lag, within the fluctuations. Interestingly, but outside the scope of this study, for , when the intruder is smaller than the bulk particles and sinks, flips sign and becomes a velocity raise (increase). Figure 2() shows that the lag velocity increases at higher positions in the flow.
Based on the derivation in the supplementary material we propose the following expression for the lag:
[TABLE]
where is a coefficient that potentially depends on , is the granular viscosity, and is the unknown upslope-directed—in the negative -direction—and size-ratio-dependent force responsible for the lag. The data in Fig. 2 provides us with the dependency of and confirms the dependency predicted by Eq. (1). Namely, we find a good fit of the data using
[TABLE]
The dimensional fit parameter accounts for the in Eq. (1), as well as for , which has dependencies that cannot be straightforwardly extracted from the data in our chute-flow geometry. If certain assumptions are made, which we can’t verify in this geometry, the dimensional parameter can be made non-dimensional, as described in the supplementary material.
Importantly, both the -dependent data and the -dependent data in Fig. 2 can be fitted with the same value for . This fit also demonstrates that . Further support for the correct scaling of is provided in Fig. 2(), where a collapse of the data—except for outliers—is shown when plotting as a function of , while Fig. 2() shows that all data fall on a line with slope 1.0 when plotting as a function of .
*Pressure.—*We look for the origin of the lag in the pressure field around the intruder, where . Figure 3() shows the cross-section for different size ratios. For the pressure is (almost) hydrostatic, i.e., , with . A hydrostatic pressure , with very little variation in the solids fraction as a function of height, is characteristic for the bulk of this type of flow Weinhart et al. (2012). For , deviates from , and a strong anisotropy manifests itself with a high pressure region at the bottom-front side of the intruder. Pressure variations of lower magnitude also appear around the intruder. This demonstrates that the presence of a large particle modifies the local pressure around it. Although it is known that pulling an object through a granular medium affects the local pressure Guillard et al. (2014, 2015), recall that here the intruder is not actively pulled but fixed by a spring in the direction, while it can freely flow in the - plane.
In order to isolate the non-hydrostatic effects in the pressure we study . Figure 3() shows that for is zero, within the fluctuations, while increases for and is characterized by positive regions (over-pressure) in the lower right and upper left quadrants, and negative regions in the lower left and upper right quadrants. It seems reasonable now to correlate the lift force and the velocity lag to this non-hydrostatic pressure.
Granular Buoyancy and Lift Force.— Now that we have found indications that the velocity lag is linked to the local non-hydrostatic pressure field , we proceed to calculate the lift force similar to the way we obtained , i.e., by subtracting the granular buoyancy force , that originates from , from the net contact force on the intruder: . Different definitions for granular buoyancy forces exist (e.g Tripathi and Khakhar, 2011; Guillard et al., 2016), but here we derive a new definition that proofs to be essential to this study. Taking inspiration from Tripathi and Khakhar (2011) and using our approximation for the solids fraction at the intruder position, we integrate over the surface of . With the divergence theorem we find:
[TABLE]
Here n is the normal outward vector to and is the upward unit vector. Substituting we obtain:
[TABLE]
Effectively this is a generalized Archimedes principle at the particle level defined through an effective density that is equal to mass of the particle divided by its Voronoi volume. Figure 4() shows that the measured strongly depends on and is bigger than the bulk solids fraction for . This means that a larger intruder occupies a larger fraction of its Voronoi volume. The data for can be fitted by:
[TABLE]
with and .
The ratio in (Eq. (4)) has a crucial consequence, namely that for the buoyancy force will be less than the gravity force acting on the particle. This can be seen in Fig. 4() where for . When , equals , and the buoyancy force balances . In the limit of , we have that and thus corresponds to the buoyancy force in a fluid with density . This generalized buoyancy force differs from the classical Archimedean buoyancy definition in a granular fluid, which has two problems: it is independent of , and more critically, predicts that if .
Using the new definition for we can determine the lift force , with . Figure 4() shows that is approximately zero for , increases rapidly for and tends to a finite value above . The plot of in Fig. 4() shows that there is an optimal size ratio for segregation, in agreement with experimental findings Golick and Daniels (2009) and predictions Gray and Ancey (2011).
*Saffman Lift Force.—*Here we investigate the relation between the velocity lag of the intruder and the lift force it experiences. Such a relation is known to exist for suspended particles in a fluid: The Saffman lift force on a particle with diameter suspended in a fluid of density and viscosity is found to scale with the velocity lag with respect to the surrounding fluid Saffman (1965); Stone (2000):
[TABLE]
where is the shear-rate. Saffman (1965) derived this relation taking the fluid properties in the absence of the particle and considered the limit:
[TABLE]
where the first term is the Reynolds number for the velocity lag and the second term is the square root of the shear-rate Reynolds number . Note that for a granular fluid we can write , if we substitute the granular viscosity and shear rate , with the inertial number Jop et al. (2006), and the bulk friction.
Equation (7) physically corresponds to a flow around an intruder that is locally governed by viscous effects (), but away from the intruder by inertial effects (). The derivation of the Saffman lift force is not valid when the inertia starts to dominate the local flow around the intruder, and hence the validity is constrained to . Whether Eq. (7) is valid for dense granular flows in general remains to be seen, nonetheless it is valid for our current system; we find using and measuring from CG-fields in absence of the intruder, while using .
*Granular Saffman Lift Force.—*In order to test if a Saffman-like relation exists between and we define
[TABLE]
analogous to Eq. (6). Here a dimensionless coefficient that accounts for unknown dependencies, corresponding to Eq. (2), and . Using = , Eq. (8) can be written as:
[TABLE]
demonstrating that the lift force is independent of the flow depth, since and are constant in a chute flow. We verify that is indeed independent of depth (see the supplementary material), in agreement with the findings of Guillard et al. (2016).
We fit Eq. (8) to the data of in Fig. 4(), using the value for obtained from the fit in Fig. 2, and find that it captures the data well. Subsequently, using the same value for , and the value for obtained from the fit to in Fig. 4(), we fit Eq. (8) to the lift force measured as a function of depth in the supplementary material. This demonstrates that Eq. (8) is the correct scaling between the lift force, size ratio, viscosity and velocity lag at constant inclination angle in a chute flow. The fact that this scaling is Saffman-like suggests that inertial effects could lie at the origin of the segregation of large particles in dense granular flows with pressure- and velocity gradients in the limit of low large-particle concentrations.
To provide further support for our finding that the generalized buoyancy force does not support the weight of a large intruder () we set the intruder-bulk friction to zero and find that is reduced, as shown in Fig. 4(). Critically, this leads to a large none-frictional intruder sinking instead of rising, as found recently also experimentally: lower-friction particles sink below higher-friction particles in mono-disperse granular flows Gillemot et al. (2017). Since the net contact force on the intruder is lower than , the buoyancy must also be less than . Note that in Fig. 4() the spring force brings the force balance back to zero: . Interestingly, the lift force does not completely disappear, indicating it should have both a geometric and frictional component. We verified that is reduced but does not disappear for frictionless particles.
*Conclusions.—*We report that a single large particle in a dense granular flow is surrounded by an anisotropic, non-hydrostatic pressure field. This coincides with our observations of a velocity lag and a lift force , coupled through a Saffman-like relation, Eq. (8), causing the particle to rise against gravity. These findings suggest that the mechanism of squeeze expulsion Savage and Lun (1988)—which has been used to qualitatively explain the segregation of large particles in dense granular flows—is the granular equivalent of the Saffman effect; an inertial lift force in an otherwise strongly viscous bulk flow Saffman (1965); Stone (2000).
A possible physical interpretation of the Saffman effect for a granular fluid could be that in our mostly viscous and slow flow, but with a finite, considerable inertial number, a large intruder disturbs the local (Bagnold) flow profile. Because the bulk inertial effects, which are proportional to the strain-rate, are not negligible, the rheology driven by the velocity gradient—associated with the inertially generated, but perturbed velocity field—produces an anisotropy of the pressure field, which creates both the lift force and the drag force responsible for the velocity lag.
The decomposition of the contact force on the intruder into a lift force and generalized buoyancy force is essential to the preceding analysis. Moreover, it provides a physical explanation for the sinking of very large intruders Thomas (2000); Félix and Thomas (2004), as well as for the optimal size ratio for segregation Golick and Daniels (2009); Gray and Ancey (2011) and the unexplained trend of in Fig. 6 of Guillard et al. (2016). Namely, if we consider the limit of Eq. (8) at large size ratios, we see that the lag approaches a constant value, while the buoyancy force approaches a fluid buoyancy with density . Gravity will then outgrow the total upward force and the particle will sink.
Further studies could address the following questions: If inertial effects indeed lie at the origin of size segregation of large intruders at low large-particle concentration, they could potentially also play a role in slow, dense, polydisperse granular flows with more than one intruder. Thus, the variation of the lift force when the large-particle concentration increases could be investigated. Furthermore, in order to validate the Saffman relation for granular flows changing the stress gradient in the flow would be necessary. This can be done by using other geometries, for example, such as the one used by Guillard et al. (2016). Last but not least, the reported sinking of a large intruder with zero intruder-bulk friction hints at the importance of particle properties.
Drag forces on a free-flowing object in granular media, in contrast to a dragged object, have received little attention Tripathi and Khakhar (2011). Our findings suggest that the Stokesian drag, found by Tripathi and Khakhar (2011) for a heavy sinking mono-disperse intruder, plays an important role in the rising of large intruders (see the supplementary material). A continued effort to determine all drag forces acting on free-flowing particles is important for the rheology of granular flows in general, but foremost because drag is a cornerstone of models for particle-size segregation in dense granular flows.
In order to unify Eq. (8) with the scaling laws found by Guillard et al. (2016) and develop a multi-scale model for the segregation of large intruders in dense granular flows the lag will have to be expressed in terms of , where is the shear stress. This is far from trivial and ongoing work: The dependency of all variables on and is very weak and the range of accessible pressure gradients, inertial numbers, etc., is very limited in steady state chute flows (inclination angles that are too large lead to accelerating flows, whereas too small angles lead to stopping of the flow Weinhart et al. (2012, 2013a)). To demonstrate the dependencies more convincingly, one should disentangle pressure and tangential stress and show that the Saffman-like relation still holds. In order to do so, a completely different flow geometry needs to be considered, which, however, goes beyond the scope of the present study. Finally, for a formal proof that a Saffman-like relation holds in granular fluids, the analytical derivation by Saffman could be repeated for a granular rheology.
Acknowledgements.
*Acknowledgments.—*KV and MS contributed equally to this study. The authors acknowledge Chris G. Johnson for suggesting the Saffman effect, François Guillard for helpful email correspondence and commenting on the manuscript, and the referees for their critical help improving the manuscript. KV is also grateful to S.C. van Keulen for many fruitful discussions. The authors acknowledge support from the Swiss National Science Foundation grant No. 200021_149441 1 and the Dutch Technology Foundation STW grant STW-Vidi Project 13472.
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