Lorentz Covariance of Dirac Electrons in Solids: Dielectric and Diamagnetic Properties
Hideaki Maebashi, Masao Ogata, and Hidetoshi Fukuyama

TL;DR
This paper explores how Lorentz covariance in Dirac electrons within solids like bismuth influences their dielectric and diamagnetic properties, revealing a strong correlation and explaining large diamagnetism.
Contribution
It demonstrates the Lorentz covariance of Dirac electrons in solids and connects this symmetry to their dielectric and diamagnetic behaviors, providing new insights into their electrodynamics.
Findings
Lorentz covariance leads to a correlation between dielectric and diamagnetic properties.
Enhanced permittivity is linked to large diamagnetism in Dirac electron systems.
The study compares solid-state Dirac electrons with quantum electrodynamics principles.
Abstract
We study the electrodynamics of Dirac electrons in solids (e.g., bismuth) by comparing it with quantum electrodynamics (QED). It is shown that Lorentz covariance associated with the Dirac electrons in solids results in a remarkable correlation between the dielectric and diamagnetic properties, leading to a significant enhancement in the permittivity directly linked to the well-known phenomenon of large diamagnetism.
| Bismuth | QED | |
|---|---|---|
| Energy scale | eV | eV |
| 1 | ||
| Permittivity | ||
| Permeability |
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Lorentz Covariance of Dirac Electrons in Solids:
Dielectric and Diamagnetic Properties
Hideaki Maebashi1
Masao Ogata1
and Hidetoshi Fukuyama2 1Department of Physics1Department of Physics University of Tokyo University of Tokyo Bunkyo Bunkyo Tokyo 113-0033 Tokyo 113-0033 Japan
2Department of Applied Physics Japan
2Department of Applied Physics Tokyo University of Science Tokyo University of Science Shinjuku Shinjuku Tokyo 162-8601 Tokyo 162-8601 Japan Japan
Abstract
We study the electrodynamics of Dirac electrons in solids (e.g., bismuth) by comparing it with quantum electrodynamics (QED). It is shown that Lorentz covariance associated with the Dirac electrons in solids results in a remarkable correlation between the dielectric and diamagnetic properties, leading to a significant enhancement in the permittivity directly linked to the well-known phenomenon of large diamagnetism.
The Dirac equation is the cornerstone of relativistic quantum mechanics, and it was originally derived by Dirac requiring the electron wave equation linear in time-derivative to be Lorentz–covariant [1]. As pointed out by Wolff [2], an essentially equivalent equation describes the motion of nonrelativistic electrons in narrow-gap systems with strong spin–orbit coupling such as bismuth [3]. The Dirac equation in narrow-gap systems is invariant under a Lorentz transformation when the speed of light is replaced by an effective speed of light with and as the band gap and effective electron mass, respectively. As a result, not in the original sense but another type of Lorentz covariance specified by emerges for the Dirac electrons in solids. The Dirac electron system is not just interesting in itself but also provides a platform to study topological insulators [4, 5] and exotic magnetoelectric effects [6].
One of the most interesting phenomena in the Dirac electrons of solids is large diamagnetism which has been experimentally known for many years, e.g. in Bi, and the magnitude of diamagnetism is at a maximum when the chemical potential is located in the band gap [7, 8]. This has been theoretically explained by an interband effect of the magnetic field [9]. Thus, it is distinct from Landau diamagnetism which results from the Landau quantization of electron orbital motion in metals [10]. Based on the Luttinger–Kohn representation [11], which is equivalent to the standard Bloch representation when linked by a unitary transformation, a general formula for the uniform and static orbital susceptibility has previously been established [12]. With this formula, the diamagnetic properties of Dirac electron systems and related materials have been intensively studied [13, 14, 15, 16, 17, 18, 19, 20, 21]. However, the dielectric properties and electrodynamics of Dirac electrons in solids have not yet attracted much attention [22, 23]. Apparently, the electrodynamics of Dirac electrons in narrow-gap systems can be taken as a counterpart of quantum electrodynamics [24, 25, 26, 27] (QED) in solids. In Table 1, we present a correspondence table for Dirac electrons in bismuth and QED. In particular, the zero-temperature insulator with the greatest diamagnetism corresponds to the vacuum in QED.
In this letter, we report our theoretical results on electric susceptibility and magnetic susceptibility with a magnitude of a wave vector and frequency of Dirac electrons in solids, where and are the relative permittivity and permeability, respectively[28]. We find the relationship between the susceptibilities to be for the zero-temperature insulator, which originates from Lorentz covariance of the Dirac equation and can be considered as the nature of the vacuum in QED that is realized in solids. With this relationship and the explicit evaluation of the charge renormalization factor in solids, we show a significant enhancement of the permittivity directly linked to the large diamagnetism.
First, we note the nature of the vacuum in QED [24]. The permittivity and permeability of the classical vacuum are constants and related to each other by due to the Lorentz covariance of Maxwell’s equations [29]. However, in QED, the vacuum permittivity and permeability are not constants but depend on and as and , respectively. In particular, describes the vacuum polarization caused by the dynamics of virtually excited particle–antiparticle pairs [30]. Even in the case of the polarized vacuum, the Lorentz covariance of the Dirac equation makes a desired correlation between the electric and magnetic properties of the vacuum as [31]. In the uniform and static limit of , the previous equation reduces to . We can then renormalize and as and , respectively, such that and are equal to in the limit. Correspondingly, the bare electric charge is assumed to be renormalized as in QED [32], and the physically observable elementary charge, permittivity, and permeability are identified as , , and , respectively, in QED [24, 31]. This renormalization procedure is also summarized in Table 1. In QED, the value of cannot be determined because it is renormalized into the elementary charge [26]. It is important to note that this is not the case in solids.
We begin by introducing the Dirac Hamiltonian in solids, which is effectively identical to the Wolff Hamiltonian that describes low-energy electron excitations in narrow-gap systems [2]. The Dirac Hamiltonian is given in its second quantized form as
[TABLE]
with and where is a wave vector, , , , and are the gamma matrices, and the repeated Roman indexes are to be summed. Under a canonical transformation, the four components of correspond to the conduction and valence band electrons with a spin degeneracy in the Luttinger–Kohn representation [2, 11, 33]. In the Dirac Hamiltonian, Eq. (1), anisotropy of the effective mass, which has been considered in the Wolff Hamiltonian, is neglected. In a forthcoming paper, we plan to investigate the effects of anisotropy in comparison between theory and experiment for the permittivity.
The coupling of Dirac electrons with an electromagnetic field is obtained by the gauge principle with the electromagnetic scalar and vector potentials as and , respectively [11], resulting in an additional time-dependent Hamiltonian , where the repeated Greek indexes are to be summed. With the use of instead of the conventional use of , we define a four-current and an electromagnetic four-potential as and , respectively. As shown in Table 1, the coupling constant () is equal to the elementary charge in the present case.
The Hamiltonian is, in fact, similar to that of QED. We are, however, treating an electromagnetic field with classical theory while employing the quantum theory of electrons. With this treatment, the effects of a mutual Coulomb interaction are included through Maxwell’s equations in matter as follows:
The electric field and the magnetic induction induce electric charge density modulations and an electric current with a polarization and a magnetization [28]. The induced electric charge and current can be then written in terms of the electromagnetic potentials as
[TABLE]
where .
Equations (2) and (3) enable us to relate the electric and magnetic susceptibilities to the polarization tensor , which gives the dynamical four-current as . When comparing the previous equation with Eqs. (2) and (3), we can write as
[TABLE]
where , , , , , and . Equation (4) has a general form that satisfies the charge conservation and gauge invariance , where .
With in Eq. (4), we obtain a standard relationship between the electric susceptibility and the polarization function as . Multiplying both sides of Eq. (4) by and taking the summation with respect to the repeated Greek indexes, we obtain a useful formula for the magnetic susceptibility as
[TABLE]
Because the polarization tensor can be expressed by the Kubo formula [34], we can now make microscopic calculations based on the Dirac Hamiltonian, Eq. (1), not only for but also for with the use of Eqs. (5) and (6). The detailed calculations are presented in the Supplemental Material [35], where the standard thermal Green function technique for nonrelativistic electron gas [36] is extended to our “covariant” electron–hole gas. The presented method of calculations is marginally different from that used in QED at finite temperatures and densities [37] in that we use an integral representation of the thermal Feynman propagator as an artifice [Eq. (S.3) in Sect. 2 of Ref. \citenSupple]. We believe that this makes the calculation process clearer in the field of condensed matter science.
We first show our results of the imaginary parts of and for the Dirac electron system at zero temperature with an arbitrary value of the chemical potential as follows: {strip}
[TABLE]
where , , and is the Heaviside step function (see the derivation in Sects. 3–5 of Ref. \citenSupple). The first terms with correspond to the contributions from intraband electron excitations, while the second terms with correspond to the contributions from virtual electron–hole pairs excited across the band gap . Hence, they represent interband effects. We note that , , and by their definitions and whether or can be determined from the identity
[TABLE]
The imaginary part of is then obtained immediately from Eq. (5).
The complex susceptibilities can be derived from using the Kramers–Kronig relation. The Dirac electron system in solids has a natural bandwidth cutoff that is caused by the upper limit of energy, and the dispersion of electrons in a solid is regarded as a Dirac dispersion when the energy is below this limit. We therefore define as contributions from a Dirac dispersion and a part of the total susceptibility of the solid. Then, the Kramers–Kronig relation leads to
[TABLE]
where and with being a positive infinitesimal value. It is to be noted that, while the imaginary part of the total susceptibility is properly estimated by the present Dirac Hamiltonian, i.e., by for low energies, the real part of the total susceptibility can have extra background contributions from higher energy regions, which have a weak dependence on . However, the singular dependence of the real part of the total susceptibility for low energies is correctly described by defined in Eq. (10).
For a finite temperature , the susceptibility can be expressed as an integral of the zero-temperature susceptibility with respect to the chemical potential [38]. By denoting them as to show their and dependences explicitly, the finite-temperature electric and magnetic susceptibilities are given by (Sect. 6 of Ref. \citenSupple)
[TABLE]
Using Eq. (12), the dependence of the nuclear spin relaxation time for the Dirac electron system has recently been calculated [39].
In the following, we concentrate on narrow-gap insulators at in which the chemical potential is in the band gap, i.e., . For and , Eq. (9) leads to the constraint of . Therefore, the first terms corresponding to the intraband contributions vanish in Eqs. (7) and (8). For and , where , Eq. (9) leads to . Thus, the second terms corresponding to the interband contributions reduce to the integrals calculated from to . However, because , we find that vanishes. By performing the integration for and using Eq. (5), we obtain
[TABLE]
Because is a function of only , the imaginary parts of depend on and only through .
The substitution of Eq. (13) into Eq. (10) for yields
[TABLE]
where is a function of . The presence of the factor is caused by the difference in the effective Lorentz covariance of the Dirac equation for electrons in solids and the true Lorentz covariance of Maxwell’s equations. In fact, if is replaced by , Eq. (14) reduces to in accordance with the full Lorentz covariance. From Eq. (14), is opposite in sign to . The magnitude of is much smaller than that of by the factor of in solids. Although, the consideration of the anisotropy effects is necessary for an improved quantitative evaluation as exemplified elsewhere.
Carrying out the integration in Eq. (10) with Eq. (13), we obtain an explicit expression of for as (Sect. 7 of Ref. \citenSupple)
[TABLE]
where and is an analytic function of a complex variable given by
[TABLE]
By a series expansion with respect to , we can check that vanishes at . From Eqs. (14)–(16), we see that has a cusp singularity at associated with the interband excitations across the band gap. In QED (see Table 1), Eq. (15) corresponds to a well-known result for the bare vacuum polarization function, and describes the physically observable vacuum polarization function up to the second order in renormalized coupling [24].
The relationship between the electric and magnetic susceptibilities, Eq. (14), for a zero-temperature insulator is directly linked to the emergence of Lorentz covariance in our electron system. This is understood as follows: substituting Eq. (14) into Eq. (4) yields the well-known Lorentz covariant form of the polarization tensor as ; inversely, if the polarization tensor has the above form, then Eq. (6) leads to and therefore Eq. (14) as a result. However, for nonzero temperatures, Eq. (14) does not exactly hold even for the insulating regime of because the second term in Eq. (12) has nonzero contributions from for . (Explicit expressions for the susceptibilities in the metallic region of will be given in a forthcoming paper.) This is similar to the situation in which deviates from for QED with nonzero temperatures, but it is a Lorentz covariant theory [31].
In the uniform and static limit of , Eq. (14) reduces to
[TABLE]
Noting that in solids and the fine-structure constant is given by , we can evaluate to be
[TABLE]
where the bandwidth cutoff is on the order of eV. The uniform and static magnetic susceptibility is then given by , which is equivalent to the previous result for large diamagnetism [9, 12, 17]. From Eqs. (17) and (18), we find not only the large diamagnetism [] but also a large enhancement in the permittivity [] for (). The physical interpretation is as follows.
In a zero-temperature insulator, virtual electron–hole pairs are created and annihilated dynamically by quantum fluctuations forming a charge distribution of size . In the presence of an electromagnetic field, those electron–hole pairs fluctuate on the length scale ; in turn, this change reacts to the field. This effect is called the self-energy of an electromagnetic field. Thus, in the limit of , the charge distribution behaves as a freely deformable distribution that exhibits perfect screening [] in the presence of an external charge on one hand and perfect diamagnetism [] in the presence of an external magnetic field on the other hand [28].
In summary, we have studied the electrodynamics of Dirac electrons in a narrow-gap system to find a remarkable correlation between its dielectric and diamagnetic properties. Our findings are described by Eqs. (14), (17), and (18). These equations show that both the large diamagnetism and a large enhancement of the permittivity result from virtual electron–hole pair creations across the small band gap, i.e., interband effects associated with an electromagnetic field.
Acknowledgments We thank the very fruitful discussions with Y. Fuseya, T. Hirosawa, H. Matsuura, T. Mizoguchi, and N. Okuma. This work was supported by a Grant-in-Aid for Scientific Research on “Multiferroics in Dirac electron materials” (No.15H02108).
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