On the passage from nonlinear to linearized viscoelasticity
Manuel Friedrich, Martin Kruzik

TL;DR
This paper develops a framework connecting nonlinear viscoelastic models to their linearized counterparts, demonstrating convergence of solutions and approximations using gradient flow and Gamma-convergence techniques.
Contribution
It introduces a nonlinear quasistatic viscoelastic model at finite strains and proves the rigorous passage to linearized viscoelasticity, including convergence of solutions and discretizations.
Findings
Nonlinear model formulated for nonsimple viscoelastic materials.
Solutions of nonlinear model converge to linearized solutions.
Time-discrete approximations are consistent with the linear limit.
Abstract
We formulate a quasistatic nonlinear model for nonsimple viscoelastic materials at a finite-strain setting in the Kelvin's-Voigt's rheology where the viscosity stress tensor complies with the principle of time-continuous frame-indifference. We identify weak solutions in the nonlinear framework as limits of time-incremental problems for vanishing time increment. Moreover, we show that linearization around the identity leads to the standard system for linearized viscoelasticity and that solutions of the nonlinear system converge in a suitable sense to solutions of the linear one. The same property holds for time-discrete approximations and we provide a corresponding commutativity result. Our main tools are the theory of gradient flows in metric spaces and Gamma-convergence.
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On the passage from nonlinear to linearized viscoelasticity
Manuel Friedrich
and
Martin Kružík
Institute for Computational and Applied Mathematics University of Münster, Einsteinstr. 62, D-48149 Münster, Germany
Czech Academy of Sciences, Institute of Information Theory and Automation Pod vodárenskou věží 4, CZ-182 08 Praha 8, Czechia (corresponding address) & Faculty of Civil Engineering, Czech Technical University, Thákurova 7, CZ-166 29 Praha 6, Czechia
Abstract.
We formulate a quasistatic nonlinear model for nonsimple viscoelastic materials at a finite-strain setting in the Kelvin’s-Voigt’s rheology where the viscosity stress tensor complies with the principle of time-continuous frame-indifference. We identify weak solutions in the nonlinear framework as limits of time-incremental problems for vanishing time increment. Moreover, we show that linearization around the identity leads to the standard system for linearized viscoelasticity and that solutions of the nonlinear system converge in a suitable sense to solutions of the linear one. The same property holds for time-discrete approximations and we provide a corresponding commutativity result. Our main tools are the theory of gradient flows in metric spaces and -convergence.
Key words and phrases:
Viscoelasticity, metric gradient flows, -convergence, dissipative distance, curves of maximal slope, minimizing movements.
2010 Mathematics Subject Classification:
74D05, 74D10, 35A15, 35Q74, 49J45
1. Introduction
Neglecting inertia, a nonlinear viscoelastic material in Kelvin’s-Voigt’s rheology obeys the following system of equations
[TABLE]
Here, is a process time interval with , ( or ) is a smooth bounded domain representing the reference configuration, and is a deformation mapping with corresponding deformation gradient . Further, W:\mathbb{R}^{d\times d}\to[0,\infty]\color[rgb]{0,0,0}\definecolor[named]{pgfstrokecolor}{rgb}{0,0,0}\pgfsys@color@gray@stroke{0}\pgfsys@color@gray@fill{0} is a stored energy density, which represents a potential of the first Piola-Kirchhoff stress tensor , i.e., and is the placeholder of . Finally, R:\mathbb{R}^{d\times d}\times\mathbb{R}^{d\times d}\to[0,\infty)\color[rgb]{0,0,0}\definecolor[named]{pgfstrokecolor}{rgb}{0,0,0}\pgfsys@color@gray@stroke{0}\pgfsys@color@gray@fill{0} denotes a (pseudo)potential of dissipative forces, where is the placeholder of , and is a volume density of external forces acting on . In the present contribution, we consider a version of (1) for nonsimple materials where the elastic stored energy density depends also on the second gradient of . In this case, we get
[TABLE]
where is small and is a first order differential operator which is associated to an additional term in the stored elastic energy, e.g., for P(G):=\frac{1}{2}\color[rgb]{0,0,0}\definecolor[named]{pgfstrokecolor}{rgb}{0,0,0}\pgfsys@color@gray@stroke{0}\pgfsys@color@gray@fill{0}|G|^{2} with , we get . We refer to (12) for more details. Thus, we resort to the so-called nonsimple materials, the stored energy density (and the first Piola-Kirchhoff stress tensor, too) of which depends also on the second gradient of the deformation. This idea was first introduced by Toupin [30, 31] and proved to be useful in mathematical elasticity, see e.g. [6, 8, 12, 23, 24, 26] because it brings additional compactness to the problem. The first Piola-Kirchhoff stress tensor, , then reads for all
[TABLE]
where is the placeholder for the second gradient of . The term is usually called hyperstress.
We standardly assume that as well as are frame-indifferent functions, i.e., that and for every proper rotation , every , and every . This implies that depends on the right Cauchy-Green strain tensor , see e.g. [11]. We wish to emphasize that, in the case of nonsimple materials, no convexity properties of are needed, in particular, we do not have to assume that is polyconvex [5, 11]. Moreover, it is shown in [21] that if satisfies suitable and physically relevant growth conditions (as if ), then every minimizer of the elastic energy is a weak solution to the corresponding Euler-Lagrange equations.
The second term on the left-hand side of (1) is the viscous stress tensor which has its origin in viscous dissipative mechanisms of the material. Notice that its potential plays an analogous role as in the case of purely elastic, i.e., non-dissipative processes. Naturally, we require that . The viscous stress tensor must comply with the time-continuous frame-indifference principle meaning that for all
[TABLE]
where is a symmetric matrix-valued function. This condition constraints so that [3, 4, 22] (see also [17])
[TABLE]
for some nonnegative function . In other words, must depend on the right Cauchy-Green strain tensor and its time derivative .
In this work, we are interested in the case of small strains, i.e., when is of order for some small . Here, is the displacement corresponding to with and standing for the identity map and identity matrix, respectively. Such a property is certainly meaningful if one considers initial values with . Therefore, it is convenient to define the rescaled displacement . Introducing a proper scaling in the above equation we get
[TABLE]
for appropriate. Note that to obtain (4) from (1) we write the latter equation for and then divide the whole equation by . Formally, we can pass to the limit and obtain the equation (for as )
[TABLE]
where is the tensor of elastic constants, is the tensor of viscosity coefficients, and denotes the linear strain tensor.
The goal of this contribution is twofold: we first show existence of solutions to the nonlinear system of equations (4). Afterwards, we make the limit passage rigorous, i.e., we show that solutions to the nonlinear equations converge to the unique solution of the linear systems as . Interestingly, although the nonlinear viscoelastisity systems is written for a nonsimple material, in the limit we obtain the standard linear equations without spatial gradients of .
Our general strategy is to treat the system of quasistatic viscoelasticity in the abstract setting of metric gradient flows [2] which was, to our best knowledge, formulated for the first time in [22] for simple materials (i.e. only the first gradient of is considered). However, in their setting, a passage from time-discrete problems to a continuous one is only possible in a specific one-dimensional case. See also [7] for a related approach in materials undergoing phase transition. This, in our opinion, also supports models of nonsimple materials as their linearization leads to the usual small-strain viscoelasticity model which seems unreachable (or at least rather difficult) in the case of simple materials.
An abstract framework for the study of metric gradient flows along a sequence of energies and metric spaces has been developed in [27, 28]. In practice, for each specific problem the challenge lies in proving that the additional conditions needed to ensure convergence of gradient flows are satisfied (we refer to [28] for some examples in that direction). Our aim is to show that the passage of nonlinear to linearized viscoelasticity can be formulated in this setting. Let us also mention that a rigorous analysis of the static, purely elastic case without viscosity goes back to [15].
Heuristically, the idea of gradient flows in metric spaces stems from the observation that, having a Hilbert space (equipped with the dot product ), the inequality
[TABLE]
becomes equality if and only if
[TABLE]
i.e., if solves the gradient flow equation. This approach can be extended to metric spaces provided we are able to find analogies to and in metric spaces. These are called the metric derivative and the upper gradient (or slope), respectively. Precise definitions can be found in Section 3.1 below.
The plan of the paper is as follows. In Section 2, we introduce the nonlinear and linear systems of viscoelasticity in more detail and state our main results. In particular, Theorem 2.1 and Theorem 2.2 show the existence of solutions to the nonlinear and linear problems, respectively. These solutions can be identified with so-called curves of maximal slope introduced in [16]. Proofs of existence rely on semidiscretization in time, and on the theory of generalized minimizing movements and gradient flows in metric spaces [2], where the underlying metric is given by a dissipation distance suitably related to the potential (see (10)). Finally, Theorem 2.3 shows the relationship between the two systems. Besides convergence of solutions of (2) to solutions of (5), we also get analogous convergences for semidiscretized problems. Moreover, convergences for vanishing time step and commute, see Figure 1. (For a related commutativity result in an abstract setting we refer to [10].)
Section 3 is devoted to definitions of generalized minimizing movements (GMM) and curves of maximal slope. Here we also collect the necessary existence results proved in [2]. Moreover, we present a statement similar to [25, 28] about sequences of curves of maximal slope and their limits as well as a corresponding result for minimizing movements.
Further, Section 4 shows interesting properties of dissipation distances related to our viscous dissipation. It turns out that by frame indifference (3) the dissipation distances are genuinely non-convex. However, due to the presence of the higher order gradient we are able to obtain sufficiently good convexity properties in order to apply the abstract theory [2, 28]. Finally, proofs of our results can be found in Section 5. In particular, we relate curves of maximal slope for the nonlinear system with limiting curves of maximal slope as and identify these configurations as weak solutions of (2) and (5).
In what follows, we use standard notation for Lebesgue spaces, , which are measurable maps on integrable with the -th power (if ) or essentially bounded (if ). Sobolev spaces, i.e., denote the linear spaces of maps which, together with their derivatives up to the order , belong to . Further, contains maps from having zero boundary conditions (in the sense of traces). In order to emphasize its Hilbert structure, we write . We also work with the dual space to denoted by . We refer to [1] for more details on Sobolev spaces and their duals.
If and then such that for we define where we use Einstein’s summation convention. An analogous convention is used in similar occasions, in the sequel. Finally, at many spots, we follow closely notation introduced in [2] to ease readability of our work because the theory developed there is one of the main tools of our analysis.
2. The model and main results
2.1. The nonlinear setting
We adopt the usual setting of nonlinear elasticity: consider open, bounded with Lipschitz boundary. Fix (small), and . The parameter introduced in (4) is defined as .
Stored elastic energy and body forces: We introduce the nonlinear elastic energy by
[TABLE]
for a deformation . Here, is a single well, frame indifferent stored energy functional with the usual assumptions in nonlinear elasticity. Altogether, we suppose that there exists such that
[TABLE]
where . Moreover, denotes a higher order perturbation satisfying
[TABLE]
for . Finally, denotes a volume force. From now on we always drop the target space for notational convenience when no confusion arises. We remark that by minor adaptions of our arguments we can also treat potentials with additional dependence on the material point . We scale the energy appropriately with a (small) positive parameter as we will eventually be interested in the behavior in the small strain limit .
Dissipation potential and viscous stress: Consider a time dependent deformation . Viscosity is not only related to the strain , but also to the strain rate and can be expressed in terms of a dissipation potential , where . An admissible potential has to satisfy frame indifference in the sense (see [3, 22])
[TABLE]
for all and , where and .
Following the discussion in [22, Section 2.2], from the point of modeling it is much more convenient to postulate the existence of a (smooth) global distance satisfying for all , from which an associated dissipation potential can be calculated by
[TABLE]
for , , where denotes the Hessian of in direction of at , being a fourth order tensor. We have the following assumptions on for some .
[TABLE]
Note that conditions (i),(iii) state that is a true distance when restricted to symmetric matrices. We can not expect more due to the separate frame indifference (v). We also note that (v) implies (9) as shown in [22, Lemma 2.1]. Note that in our model we do not require any conditions of polyconvexity neither for nor for [5]. For examples of admissible dissipation distances we refer the reader to [22, Section 2.3].
Equations of nonlinear viscoelasticity: We will impose the boundary conditions for and for convenience we define the set , where denotes the identity function on . We remark that our results can be extended to more general Dirichlet boundary conditions, too, which we do not include here for the sake of maximizing simplicity rather than generality. We now introduce a differential operator associated to the perturbation (cf. (8)). To this end, we use the notation and for and define
[TABLE]
for , where the derivatives have to be understood in the sense of distributions. The equations of nonlinear viscoelasticity then read as (respecting the different scalings of the terms in (6))
[TABLE]
for some , where denotes the first Piola-Kirchhoff stress tensor and the viscous stress with as introduced in (10). The first goal of the present contribution is to prove the existence of weak solutions to (13). More precisely, we say that is a weak solution of (13) if and for a.e.
[TABLE]
for all . In particular, we note that the first term in the second line is well defined for a weak solution by (8)(iii) and Hölder’s inequality.
2.2. The linear problem
After rescaling with and introducing the rescaled displacement field , the partial differential equation (13) can be written as
[TABLE]
with an initial datum . For small, letting we obtain, at least formally, the equation
[TABLE]
where and (cf. (10)). Note that the frame indifference of the energy and the dissipation (see (7)(ii) and (2.1)(v), respectively) imply that the contributions only depend on the symmetric part of the strain and the strain rate . Let us also mention that the stress tensor is related to the linearized elastic energy given by
[TABLE]
for . The goal of this article is to show that the above reasoning can be made rigorous: we will prove that (15) admits a unique weak solution and that solutions of (13) converge to the solution of (15) in a suitable sense. Here, similarly as before, we say is a weak solution of (15) if and for a.e. and all we have
[TABLE]
.
2.3. Main results
Let us introduce the global dissipation distance between two deformations for the nonlinear and linear setting by
[TABLE]
for and , respectively. (In many notations we include an overline to indicate that the notion is related to the linear setting.) We also define the sublevel sets . (For convenience we do not include in the notation.) Our general strategy will be to show that the spaces and are complete metric spaces and to follow the approach in [2] (see Theorem 4.5 and Theorem 4.6 below).
In particular, to show existence of solutions to the problems (13) and (15), we will apply an approximation scheme solving suitable time-incremental minimization problems and show that time-continuous limits are curves of maximal slope for the elastic energies , respectively. Finally, using the property that in Hilbert spaces curves of maximal slope can be related to gradient flows, we find solutions to (13), (15).
Moreover, to study the relation between the nonlinear and linear problem we will apply some results about the limit of sequences of curves of maximal slope proved in Section 3.3.
For the main definitions and notation for discrete solutions, (generalized) minimizing movements (abbreviated by MM and GMM, see Definition 3.2) and curves of maximal slope we refer to Section 3.1. In particular, we define and , respectively, as in (20) replacing by and , respectively. Moreover, we write , for the (local) slopes and , for the metric derivatives, respectively (see Definition 3.1). Finally, discrete solutions for time step will be denoted by and , respectively.
Our first main result addresses the existence of solutions to the nonlinear problem.
Theorem 2.1** (Solutions to the nonlinear problem).**
Let and . Then for sufficiently small only depending on the following holds:
(i) (Existence of GMM) for all .
(ii) (Curves of maximal slope) For all each is a curve of maximal slope for with respect to the strong upper gradient , in particular for all we have the energy identity
[TABLE]
(iii) (Relation to PDE) For all each is a weak solution of the partial differential equations of nonlinear viscoelasticity (13) in the sense of (14).
For the linearized model we obtain the following results.
Theorem 2.2** (Solutions to the linear problem).**
The limiting linear problem has the following properties.
(i) (Existence/Uniqueness of MM) For all there exists a unique .
(ii) (Curves of maximal slope) For all the minimizing movement is the unique curve of maximal slope for with respect to the strong upper gradient .
(iii) (Relation to PDE) For all the unique is a weak solution of the partial differential equations of linear viscoelasticity (15).
In contrast to Theorem 2.1, we get that the weak solution to (15) for given initial value is uniquely determined and a minimizing movement (and not simply a generalized one). Finally, we study the relation of the solutions to the equations (13) and (15).
Theorem 2.3** (Relation between nonlinear and linear problems).**
Fix a null sequence and a sequence of initial data such that
[TABLE]
Let be the unique element of . Then the following holds:
(i) (Convergence of discrete solutions) For all and all discrete solutions as in (21) below there is a discrete solution for the linearized system such that strongly in for all .
(ii) (Convergence of continuous solutions) Each sequence , , satisfies strongly in for all .
(iii) (Convergence at specific scales) For each null sequence and each sequence of discrete solutions as in (21) we have strongly in for all .
We remark that, in the formulation of [9, 10], property (iii) states that the configuration is a minimizing movement along at scale . Let us emphasize that the converge in Theorem 2.3 is with respect to the strong -topology. From now on we set for convenience. The general case indeed follows with minor modifications, which are standard.
3. Preliminaries: Generalized minimizing movements and curves of maximal slope
In this section we first recall the relevant definitions and also give a convergence result for discrete solutions to curves of maximal slope proved in [2]. In Section 3.3 we then present a result about the limit of sequences of curves of maximal slope being a variant of results presented in [13, 28].
3.1. Definitions
We consider a complete metric space . We say a curve is absolutely continuous with respect to if there exists such that
[TABLE]
The smallest function with this property, denoted by , is called metric derivative of and satisfies for a.e. (see [2, Theorem 1.1.2] for the existence proof)
[TABLE]
We now define the notion of a curve of maximal slope. We only give the basic definition here and refer to [2, Section 1.2, 1.3] for motivations and more details. By we denote the positive part of a function .
Definition 3.1** (Upper gradients, slopes, curves of maximal slope).**
We consider a complete metric space with a functional .
(i) A function is called a strong upper gradient for if for every absolutely continuous curve the function is Borel and
[TABLE]
(ii) For each the local slope of at is defined by
[TABLE]
(iii) An absolutely continuous curve is called a curve of maximal slope for with respect to the strong upper gradient if for a.e.
[TABLE]
We now introduce minimizing movements. In the following we will use an approximation scheme solving suitable time-incremental minimization problems: Consider a fixed time step and suppose that an initial datum is given. Whenever, are known, is defined as (if existent)
[TABLE]
Supposing that for a choice of a sequence solving (20) exists, we define the piecewise constant interpolation by
[TABLE]
In the following, will be called a discrete solution. Note that the existence of discrete solutions is usually guaranteed by the direct method of the calculus of variations under suitable compactness, coercivity, and lower semicontinuity assumptions. Finally, we introduce the modulus of the derivative
[TABLE]
Definition 3.2** (Minimizing movements).**
(i) We say a curve is a minimizing movement for as defined in (20), starting from the initial datum , if for every sequence of timesteps with there exist discrete solutions defined in (21) such that
[TABLE]
By we denote the collection of all minimizing movements for starting from .
(ii) Likewise, we say a curve is a generalized minimizing movement for starting from if there exists a sequence of timesteps with and corresponding discrete solutions such that (22) holds. The collection of all such curves is denoted by .
3.2. Compactness of discrete solutions and convergence to curves of maximal slope
Suppose again that is a complete metric space. As discussed in [2, Remark 2.0.5], it is convenient to introduce a weaker topology on to have more flexibility in the derivation of compactness properties. Assume that there is a Hausdorff topology on , which is compatible with in the sense that is weaker than the topology induced by and satisfies
[TABLE]
Consider a functional with the following properties:
[TABLE]
Note that nonnegativity of can be generalized to a suitable coerciveness condition, see [2, (2.1.2b)], which we do not include here for the sake of simplicity. From [2, Proposition 2.2.3, Theorem 2.3.3, Remark 2.3.4(i)] we obtain the following compactness and convergence result.
Theorem 3.3**.**
Suppose that satisfies (24) and is a strong upper gradient for and -lower semicontinuous. Then the following holds:
(i) Suppose that there is a sequence of initial data and with , , and . Then there is an absolutely continuous curve and a subsequence, not relabeled, of such that a sequence of discrete solutions defined in (21) satisfies for all .
(ii) Every for each is a curve of maximal slope for with respect to and in particular satisfies the energy identity
[TABLE]
Moreover, for a sequence of discrete solutions as in (i) we have
[TABLE]
In particular, Theorem 3.3(i) states that the limit is a generalized minimizing movement, provided that coincides with the topology induced by . We remark that could also be defined with respect to the weaker topology , see [2, Definition 2.0.6]. For our purposes, however, a definition in terms of is more convenient.
The result can be considerably improved if satisfies suitable convexity properties (see [2, Theorem 4.0.4 and Theorem 4.0.7]).
Theorem 3.4**.**
Suppose that is -lower semicontinuous and . Moreover, assume that for all and for all there exists a curve with and such that
[TABLE]
Then for each there exists a unique . Moreover, the assertion of Theorem 3.3 (with being the topology induced by ) holds and for a discrete solution with we have for all .
Note that in contrast to Theorem 3.3, Theorem 3.4 yields also a uniqueness result for minimizing movements. Observe that (24)(ii) is not necessary for Theorem 3.4 since the solvability of the problem for and (cf. (20)) follows from a convexity argument. In this setting, much more refined results can be established and we refer to [2, Section 4] for more details.
3.3. Limits of curves of maximal slopes
We now consider a set and a sequence of metrics on as well as a limiting metric . We again assume that all metric spaces are complete. Moreover, let be a sequence of functionals with . Suppose that there is a Hausdorff topology on which is weaker than the topology induced by each and satisfies similarly to (23)
[TABLE]
Moreover, assume that satisfy (24)(ii), i.e., for all there is a -sequentially compact set and such that for all
[TABLE]
To ensure the existence of limiting curves of maximal slope, we will apply the following refined version of the Arzelà Ascoli theorem.
Theorem 3.5**.**
Let , let metrics , and functionals be given such that (26) holds with respect to the topology . Let be a -sequentially compact set. Let be curves such that
[TABLE]
for a symmetric function with
[TABLE]
where is an at most countable subset of . Then there exists a (not relabeled) subsequence and a limiting curve such that
[TABLE]
*Proof. *We follow the proof of [2, Proposition 3.3.1] with the only difference that the lower semicontinuity condition for the metric is replaced by our condition (26) along the sequence of metrics.
Now consider also a limiting functional . We suppose lower semicontinuity of the functionals and the slopes in the following sense: For all and we have
[TABLE]
We now obtain the following result about limits of curves of maximal slope.
Theorem 3.6**.**
Consider a set , metrics and functionals , , as well as and . Suppose that there is a weaker topology on such that (26), (27), and the implication (28) hold. Moreover, assume that , are strong upper gradients for , with respect to , , respectively.
Let and . For all let be a curve of maximal slope for with respect to such that
[TABLE]
Then there exists a limiting function such that up to a subsequence, not relabeled,
[TABLE]
as and is a curve of maximal slope for with respect to .
The result is an adaption of a statement in [28] where condition (26) is replaced by a lower bound condition on the metric derivatives along the sequence. We also refer to [13], where a similar result is proved without the assumption that the slopes are strong upper gradients (cf. [2, Definition 1.2.1 and Definition 1.2.2] for the definition of strong and weak upper gradients), which comes at the expense that a suitable continuity condition along for sequences converging with respect to the metric has to be imposed.
*Proof. *From the properties of a curve of maximal slope we have (cf. (25))
[TABLE]
for all . (Here, we have used that are strong upper gradients for with respect to .) From (30) and the equiboundedness of (see (29)(i)) we get
[TABLE]
Consequently, there is a function such that weakly in up to a subsequence, not relabeled. In particular, this yields
[TABLE]
for all by (19). Using (27), (29)(i), and (31), we can apply Theorem 3.5 and obtain an absolutely continuous curve as well as a further subsequence (not relabeled) such that for all . Moreover, recalling (26) we get , which gives . By (28) we get
[TABLE]
for . This together with the fact that weakly in and gives
[TABLE]
for all , where in the second step we used Fatou’s lemma. Using (29)(ii), (30), and we get
[TABLE]
On the other hand, as is a strong upper gradient for with respect to , we obtain (recall Definition 3.1)
[TABLE]
Therefore, combining the previous estimates and using Young’s inequality we derive
[TABLE]
for a.e. and for all . It follows that is absolutely continuous and for a.e. we have
[TABLE]
This concludes the proof.
We now study discrete solutions along the sequence of functionals .
Theorem 3.7**.**
Consider a set , metrics and functionals , , as well as and . Suppose that there is a weaker topology on such that (26), (27) and the implication (28) hold. Moreover, assume that is a strong upper gradient for with respect to .
Let . Consider a null sequence and initial data , with
[TABLE]
Then for each sequence of discrete solutions starting from there is a curve of maximal slope for with respect to such that up to a subsequence, not relabeled, and for .
For the proof we refer to [25, Section 2]. Let us also mention the recently obtained variant [10] where, similarly to [13], the lower semicontinuity along the sequence (see (28)) is replaced by a continuity condition. Note that in their setting it is not necessary to require that is a strong upper gradient.
4. Properties of energies and dissipation distances
In this section we prove several properties about the energies and dissipation distances. Let , and recall the definition of the nonlinear energy in (6)-(8) as well as (2.1). We recall that . In the whole section, and indicate generic constants, which may vary from line to line and depend on , , the exponent (see (8)), and on the constants in (7), (8), (2.1), but are always independent of the small parameter .
4.1. Basic properties
We start with some properties about the Hessian of and . By we denote the Hessian and by the Hessian in direction of the first or second entry of , respectively. Moreover, we define for and recall the definition of in (15). By we again denote the identity matrix.
Lemma 4.1** (Properties of Hessian).**
Let and in a neighborhood of such that exists.
(i) We have .
(ii) We have .
(iii) There is a constant independent of such that , .
*Proof. *(i) Set for brevity. By symmetry (2.1)(ii) we find two fourth order tensors such that and . Note that . As for all , we get for all . Thus, we obtain for all and we compute
[TABLE]
Property (ii) follows from frame indifference (2.1)(v) by an elementary computation. Finally, the growth condition for and stated in (iii) follow from (7)(iii) and (2.1)(vi), respectively.
In the following, by we again denote the identity function.
Lemma 4.2** (Rigidity).**
There is constant independent of such that for sufficiently small for all we have
- (i)
,
- (ii)
, .
*Proof. *(i) is a typical geometric rigidity argument, see e.g. [15, 19]: By [19, Theorem 3.1] and Poincaré’s inequality we find a rotation and such that
[TABLE]
Passing to a trace estimate and using on , we get . Using [15, Lemma 3.3] we then find for a constant only depending on . This together with (32) implies (i).
We now prove (ii). By the definition of and (8)(iii) we get for all . As , Poincaré’s inequality yields some and such that
[TABLE]
for a constant additionally depending on , M, and . Using , (7)(iii), and (i) we compute
[TABLE]
Since , this gives , which together with (33) yields (ii).
In the following we set for shorthand for and given a deformation we also introduce the mapping by for . Recall the definition of in (17) and below (15).
Lemma 4.3** (Dissipation and energy).**
There are constants , independent of such that for all for sufficiently small we have
- (i)
\big{|}\delta^{2}\mathcal{D}_{\delta}(y_{0},y_{1})^{2}-\int_{\Omega}H_{\nabla y_{0}}[\nabla(y_{1}-y_{0}),\nabla(y_{1}-y_{0})]|\leq C\|\nabla(y_{1}-y_{0})\|^{3}_{L^{3}(\Omega)},
- (ii)
,
- (iii)
\big{|}\mathcal{D}_{\delta}(y_{0},y_{1})^{2}-\bar{\mathcal{D}}_{0}(u_{0},u_{1})^{2}\big{|}\leq C\delta^{\alpha},
- (iv)
\big{|}\delta^{-2}\int_{\Omega}W(\nabla y)-\int_{\Omega}\frac{1}{2}\mathbb{C}_{W}[e(u),e(u)]\big{|}\leq C\delta^{\alpha},**
where and , . In particular, (ii) shows that the topologies induced by and coincide.
*Proof. *Recall that is in a neighborhood of . In view of the uniform bound on (see Lemma 4.2(ii)) and a Taylor expansion of at , we derive by Lemma 4.1
[TABLE]
This gives (i). We obtain by regularity of and Lemma 4.2(ii). This together with (i), Lemma 4.2(ii), and Lemma 4.1 yields
[TABLE]
Now by (34), Lemma 4.1(iii), and Korn’s inequality we derive for small enough
[TABLE]
Here we used that on . The first inequality in (ii) follows from Poincaré’s inequality. The other inequality can be seen along similar lines. By Lemma 4.2(i), (7)(iii) and the fact that we get
[TABLE]
for . Recalling the definition of , we now obtain (iii) by (34).
Finally, to see (iv), an argument very similar to (i), essentially relying on a Taylor expansion and Lemma 4.3(ii), yields
[TABLE]
which together with (35) implies the claim.
We close this section with proving differentiablity of .
Lemma 4.4** (Differentiablity of ).**
For and with , we have
[TABLE]
*Proof. *By a Taylor expansion we find a universal constant such that for all with , where is the constant in Lemma 4.2(ii). This together with Lemma 4.2(ii) and Lemma 4.3(ii) gives the result.
4.2. Metric spaces and convexity
In this section we show that , are complete metric spaces and derive convexity properties for the energies and dissipation distances.
Theorem 4.5** (Properties of and ).**
For small enough we have
- (i)
* is a complete metric space.*
- (ii)
Compactness: If , then admits a subsequence converging weakly in , strongly in , and with respect to .
- (iii)
Lower semicontinuity: .
*Proof. *First, recalling (6) and (8)(iii), we have for all , which together with Lemma 4.2(ii) shows . This implies (ii) recalling and also using Lemma 4.3(ii). In particular, for a sequence converging to with respect to we have weakly in and strongly in . Then (iii) follows from Fatou’s lemma and the fact that by (8)(ii).
We now finally show (i). Apart from the positivity, all properties of a metric follow directly from (2.1) and (17). To show that if for , then , we apply Lemma 4.3(ii). Finally, it remains to show that is complete. Let be a Cauchy sequence with respect to . By (ii) we find and a subsequence (not relabeled) such that in . Then also by Lemma 4.3(ii). By (iii) we get . The fact that is a Cauchy sequence now implies that the whole sequence converges to with respect to . This concludes the proof.
Similar properties can be derived in the linear setting. Recall the definition of in (17).
Theorem 4.6** (Properties of and ).**
We have
- (i)
* is a complete metric space.*
- (ii)
Continuity: .
*Proof. *By Lemma 4.1(iii) we find a constant such that
[TABLE]
where the last step follows from Korn’s and Poincare’s inequality. This show that is a complete metric space, where is equivalent to the metric induced by . Recalling (16) we find that is continuous with respect to .
The following properties are crucial to use the theory in [2].
Theorem 4.7** (Convexity and generalized geodesics in the nonlinear setting).**
There is a constant independent of such that for small and for all :
[TABLE]
where , .
Note that is not a geodesic in the sense of [2, Definition 2.4.2], but can be understood as a generalized geodesic. We also refer to [22, Section 3.2, Section 3.4] for a discussion about generalized geodesics in a related setting.
*Proof. *Let . By Lemma 4.3(i) we obtain
[TABLE]
Likewise, we get
[TABLE]
Combining the two estimates, we therefore obtain
[TABLE]
which together with Lemma 4.3(ii) shows (i). To see (ii), it suffices to show since is convex (see (8)(ii)). A Taylor expansion gives for a (regular) function with and . We get
[TABLE]
Denote by the ball with center and radius with the constant from Lemma 4.2(ii). Since is convex on , we get by Lemma 4.2(ii)
[TABLE]
By the fact that and the regularity of we find . Combining the previous three estimates and recalling that , we conclude
[TABLE]
for small enough, where the last step follows from Lemma 4.1(iii) and Korn’s inequality.
We note without proof that by a similar reasoning as in (ii) one can show that for given
[TABLE]
This implies that is -convex in the sense of [2, Assumption 4.0.1]. Note that this property is not strong enough to apply directly the results in [2, Section 2.4, Section 4]. Nevertheless, we will be able to derive representations and lower semicontinuity properties for the slopes by direct computations (see Lemma 4.9, Lemma 5.3 below.) However, in the linear setting we obtain -convexity as the following result shows.
Lemma 4.8** (Convexity in the linear setting).**
For all and with we have
[TABLE]
*Proof. *The property follows from an elementary computation as in (36) taking into account that is quadratic.
4.3. Properties of local slopes
We now derive representations and properties of the slopes corresponding to and . Recall Definition 3.1.
Lemma 4.9** (Slopes).**
(i) For small enough the local slopes in the nonlinear setting admit the representation
[TABLE]
where is the constant from Theorem 4.7. The slopes are lower semicontinuous with respect to both and and are strong upper gradients for .
(ii) The local slope for the linear energy admits the representation
[TABLE]
and is a strong upper gradient for .
*Proof. *Before we start with the actual proof, let us recall from [2, Lemma 1.2.5] that in a complete metric space with energy one has that is a weak upper gradient for in the sense of [2, Definition 1.2.2]. We do not repeat the definition of weak upper gradients, but only mention that weak upper gradients are also strong upper gradients if for each absolutely continuous curve with , the function is absolutely continuous.
Moreover, [2, Lemma 1.2.5] also states that, if is -lower semicontinuous, then the global slope
[TABLE]
is a strong (and thus also weak) upper gradient for .
We now give the proof of (i). We partially follow the proofs of Theorem 2.4.9 and Corollary 2.4.10 in [2]. To confirm the representation of , we use the definition of the local slope in Definition 3.1 and obtain with being the constant from Theorem 4.7(i)
[TABLE]
where in the second equality we used that (with respect to ) implies by Theorem 4.5(ii). To see the other inequality, it is not restrictive to suppose that and
[TABLE]
By Theorem 4.7(ii) with and we get
[TABLE]
for all , where . Then we derive by (38) and Theorem 4.7(i)
[TABLE]
The claim now follows by taking the supremum with respect to . To confirm the lower semicontinuity, we consider in or equivalently in (see Lemma 4.3(ii)). If , then for large enough and thus
[TABLE]
where we used Theorem 4.5(ii),(iii). By taking the supremum with respect to the lower semicontinuity follows.
It remains to show that is a strong upper gradient. With Lemma 4.2(ii), for small enough we find with as introduced in (37). Recalling the remarks at the beginning of the proof, to show that is a strong upper gradient we have to check that for all absolutely continuous with , the function is absolutely continuous. First, it follows as . Since is -lower semicontinous, is a strong upper gradient. Thus, we indeed get that is absolutely continuous, see Definition 3.1.
We now concern ourselves with (ii). The representation of the local slope follows from the convexity property in Lemma 4.8 as was shown in [2, Theorem 2.4.9]. Therefore, , which is lower semicontinous by Lemma 4.6(ii) and thus is a strong upper gradient.
5. Proof of the main results
In this section we give the proof of Theorem 2.1-Theorem 2.3.
5.1. Existence of curves of maximal slope
In this section we prove the first two parts of Theorem 2.1 and Theorem 2.2, which essentially follow from the properties of the metric spaces established in Section 4.2, 4.3 by applying the general results recalled in Section 3.2.
Proof of Theorem 2.1(i),(ii).
First, we note that the assumptions of Theorem 3.3 are satisfied by Lemma 4.9(i) and Lemma 4.5(ii),(iii), where we let and let be the topology induced by .
(i) Fix . Define the initial data for all . Applying Theorem 3.3(i) we find a curve which is the limit of a sequence of discrete solutions with . Thus, in view of Definition 3.2, , which is therefore nonempty.
(ii) To see that generalized minimizing movements are curves of maximal slope, it suffices to apply Theorem 3.3(ii). ∎
Proof of Theorem 2.2(i),(ii).
In the linear setting the convexity property given in Lemma 4.8 holds and is convex by (16) and Lemma 4.1(iii). Thus, Theorem 3.4 is applicable. Apart from uniqueness, the result then follows from Theorem 3.4. It remains to show that the unique minimizing movement is also the unique curve of maximal slope for with respect to the strong upper gradient . To this end, we follow an idea used, e.g., in [20].
We first observe that the metric derivative is convex. Indeed, let be two curves. We get for by Young’s inequality (define , , for brevity)
[TABLE]
Dividing by and letting go to we obtain the claim. We also anticipate from Lemma 5.4 below that is convex.
Assume there were two different curves of maximal slope , starting from , i.e., we find some such that since otherwise the curves would coincide by Korn’s inequality. Set and compute by the strict convexity of on (see Lemma 4.1(iii)), the convexity properties of the slope and metric derivative, and (25)
[TABLE]
which contradicts the fact that is an upper gradient (see Definition 3.1(i) and use Young’s inequality). This contradiction establishes uniqueness and concludes the proof. ∎
5.2. -convergence and lower semicontinuity
As a preparation for the passage to the linear problem, we recall and prove -convergence results for the energies and lower semicontinuity for the slopes. In the following it is convenient to express all quantities in terms of the linear setting. To this end, recalling (6) and (17), for and we define
[TABLE]
We extend to a functional defined on by setting for . Likewise, we extend . Moreover, we say if . We obtain the following -convergence results. (For an exhaustive treatment of -convergence we refer the reader to [14].)
Theorem 5.1** (-convergence).**
Let be a null sequence.
(i) The functionals -converge to in the weak -topology.
(ii) For each , , and each sequence with and strongly in , the functionals -converge to in the weak -topology.
*Proof. *(i) The result is essentially proved in the paper [15] and we only give a short sketch highlighting the relevant adaptions. Since , for the lower bound it suffices to prove whenever weakly in . This was proved under more general assumptions in [15, Proposition 4.4]. In our setting it follows readily by using Lemma 4.3(iv) and the lower semicontinuity of (see Lemma 4.1(iii)).
By a general approximation argument in the theory of -convergence it suffices to establish the upper bound for smooth functions , cf. [15, Proposition 4.1]. For such a function, setting , we find (see Lemma 4.3(iv) or [15, Proposition 4.1]) and moreover it is not hard to see that by the growth of and the fact that . This concludes the proof of (i).
(ii) We first suppose that the sequence is constantly . Then -converges to repeating exactly the proof of (i), where, in addition to Lemma 4.3(iv), we also use Lemma 4.3(iii). To obtain the general case, it now suffices to prove that for every sequence uniformly bounded in and for some large enough we obtain
[TABLE]
In view of Lemma 4.3(iii), it suffices to show . To this end, we note that (recall (17))
[TABLE]
which by the assumption on and converges to zero.
We remark that by a general result in the theory of -convergence we get that (almost) minimizers associated to the sequence of functionals converge to minimizers of the limiting functional. We obtain the following strong convergence result for recovery sequences which in various settings has been derived in, e.g., [15, 18, 29].
Lemma 5.2** (Strong convergence of recovery sequences).**
Suppose that the assumptions of Theorem 5.1 hold. Let , let be a sequence with . Let such that weakly in and
[TABLE]
Then strongly in .
*Proof. *If , we find by Lemma 4.3(iv) and thus by Lemma 4.1(iii)
[TABLE]
as . The assertion of (i) follows from Korn’s inequality. The proof of (ii) is similar, where one additionally takes Lemma 4.3(iii) into account.
We close this section with a lower semicontinuity result for the slopes.
Lemma 5.3** (Lower semicontinuity of slopes).**
For each sequence with weakly in we have .
*Proof. *For fix with . Fix , . We first note that with we have by Lemma 4.9(i)
[TABLE]
where is a constant depending also on and . Note that, since are smooth, we indeed get for large enough for some possibly larger . Consequently, by Lemma 4.3(iii),(iv) we get
[TABLE]
Recalling (16) (for ) we obtain by a direct computation
[TABLE]
Moreover, by convexity of and the definition we find
[TABLE]
which vanishes as by (8)(iii), Hölder’s inequality, , and the fact that . (The latter follows from .) Combining (39)-(41), using , and recalling , we get after some calculations
[TABLE]
for some depending only on , and . Letting first and taking then the supremum with respect to we get
[TABLE]
In view of Lemma 4.9(ii), the claim now follows by approximating each by a sequence of smooth functions noting that the right hand side is continuous with respect to -convergence.
5.3. Passage from nonlinear to linear viscoelasticity
In this section we now give the proof of Theorem 2.3. For the whole section we fix a null sequence and sequence of initial data such that . Moreover, we fix so large that for .
Proof of Theorem 2.3(i).
Let and let as in (21) be a discrete solution. For each we then have the sequence with for . We need to show that there exists a sequence with such that
[TABLE]
for all . We show this property by induction.
Suppose have been found such that the above properties hold. In particular, we note that (ii) holds for by assumption. We now pass from step to .
As strongly in and thus by Theorem 5.1(ii) -converges to , we derive by properties of -convergence that the (unique) minimizer of , denoted by , is the limit of minimizers of . Consequently, we obtain weakly in and . Thus, Lemma 5.2 implies that the sequence even converges strongly in . This concludes the induction step. ∎
In the following let be the unique element of .
Proof of Theorem 2.3(ii).
We let be the weak -topology. We consider the sequence of metrics on and the functionals as well as the limiting objects and . We note that (26) is satisfied due to Lemma 4.3(iii) and the fact that is quadratic and convex (see Lemma 4.1(iii)). Moreover, also (28) is satisfied by the -liminf inequality in Lemma 5.1(i) and Lemma 5.3.
Finally, also (27) holds. In fact, by the rigidity estimate in Lemma 4.2(i) and (6), (7)(iii) we find for all and letting
[TABLE]
Now consider a sequence of generalized minimizing movements starting from with in . For convenience we also introduce the curves . Fix so large that for . As for all , we get by (42) and Lemma 4.3(iii).
Consequently, also (29)(i) holds and (29)(ii) is satisfied by the assumption on the initial data and Lemma 4.3(iv). Since the slopes are strong upper gradients by Lemma 4.9, we can apply Theorem 3.6 and the existence of a limiting curve of maximal slope follows. As this curve is uniquely given by (see Theorem 2.2(ii)), we indeed obtain weakly in for all up to a subsequence. Since the limit is unique, we see that the whole sequence converges to by Urysohn’s subsequence principle.
It remains to observe that the convergence is actually strong. This follows from the fact that for all (see Theorem 3.6) and Lemma 5.2. ∎
Proof of Theorem 2.3(iii).
Proceeding as in the previous proof, we see that all assumptions of Theorem 3.7 are satisfied. Therefore, we get that for any sequence of discrete solutions there is a subsequence converging pointwise weakly in to a curve of maximal slope for which can again be identified as . The strong convergence as well as the convergence of the whole sequence follow exactly as in the previous proof. ∎
5.4. Fine representation of the slopes and solutions to the equations
In this section we derive fine representations for the slopes which will allow us to relate curves of maximal slope with solutions to the equations (13) and (15).
Recall that as defined in (15) is a fourth order symmetric tensor inducing a quadratic form which is positive definite on (cf. Lemma 4.1). Moreover, it maps to , denoted by in the following. More precisely, the mapping from to is bijective. By we denote its (unique) root and by the inverse of , both mappings defined on . We start with a fine representation of the slope in the linear setting.
Lemma 5.4** (Slope in the linear setting).**
There exists a linear differential operator satisfying in such that for all we have
[TABLE]
Particularly, we note that is convex on .
*Proof. *Recalling (16) (for ), (17), Definition 3.1(ii), and Lemma 4.1 we have
[TABLE]
where in the second step we used as . Let be the unique solution to the minimization problem
[TABLE]
Clearly, necessarily satisfies
[TABLE]
for all . This condition can also be formulated as
[TABLE]
As the solution depends linearly on , we also get that is a linear operator. By (43) and the property of we now find
[TABLE]
where in the last step we used the Cauchy-Schwartz inequality. On the other hand, by definition of in (44), we get
[TABLE]
This concludes the proof.
Recall the definition of the symmetric fourth order tensor for (see before Lemma 4.3). Let be in a small neighborhood of such that exists. Similarly to the discussion before Lemma 5.4, we get that induces a bijective mapping from to by using frame indifference (2.1)(v) and the growth assumption (2.1)(vi). We then introduce as a bijective mapping from to . In a similar fashion, we introduce the inverse .
For a given deformation we introduce a mapping by for . We note by Lemma 4.2(ii), the fact that , and a continuity argument that
[TABLE]
for all for a sufficiently large constant . Moreover, recall the definition of the operator in (12). We write in the following for convenience. Note that for all and , where the boundary term vanishes due to on . We now obtain the following result.
Lemma 5.5** (Slope in the nonlinear setting).**
There exists a differential operator satisfying in such that for small enough and for all we have
[TABLE]
Remark 5.6**.**
We remark that the expression is well defined in the following sense: If in the above notation, then we indeed have for a.e. . **
*Proof. *We (i) first prove the lower bond in the case and (ii) afterwards if . Finally, (iii) we establish the upper bound.
(i) Suppose that . Consider the minimization problem
[TABLE]
By (45), the fact that , Lemma 4.1(iii), and Korn’s inequality we have
[TABLE]
for sufficiently small for all . Moreover, we have for all . Thus, the solution of the problem exists, is unique, and satisfies
[TABLE]
for all . Define and note that
[TABLE]
as well as . Moreover, since , recalling the properties of we see that Remark 5.6 applies. Fix and choose with . Letting we get by a Taylor expansion
[TABLE]
where depends on the choice of . Similarly, we get by Lemma 4.3(i)
[TABLE]
For brevity we introduce
[TABLE]
Since , we now obtain
[TABLE]
where in the last step we used the definition of in (12). Recalling the definition of and (46) we now derive
[TABLE]
By definition of we get as and the lower bound in the case follows.
(ii) Now suppose that . Let be a sequence of smooth functions converging to in . Then is not bounded in . Indeed, otherwise we would get by the definition of , (8)(iii), and (46) that
[TABLE]
for all . This, however, contradicts the assumption . As energy and dissipation are -continuous (see (7),(8), Lemma 4.3(ii)), we find for some fixed and large enough by Lemma 4.9(i)
[TABLE]
By the representation of the slope at and the fact that is not bounded in , the right hand side tends to infinity for , as desired.
(iii) For the upper bound, we first use Lemma 4.3(i),(ii), and Lemma 4.5(ii) to get
[TABLE]
This together with Lemma 4.4 and the convexity of gives
[TABLE]
Recalling the definition of and using (46) as in the lower bound, we get
[TABLE]
Finally, the Cauchy Schwartz inequality gives
[TABLE]
Finally, following [2, Section 1.4] we relate curves of maximal slope with solutions to the equations (13) and (15). Similar to [2, Corollary 1.4.5], this relies on the fact that the stored energy can be written as a sum of a convex functional and a functional on .
Proof of Theorem 2.1(iii) and Theorem 2.2(iii).
We only give the proof for the nonlinear equation. The proof for the linear equation is easier and can be seen along similar lines.
First, the fact that is decreasing in time together with (6)-(8) gives . Moreover, since by (18) and is equivalent to the -norm (see Lemma 4.3(ii)), we observe that is an absolutely continuous curve in the Hilbert space . By [2, Remark 1.1.3] this implies that is differentiable for a.e. with for a.e. , that
[TABLE]
and that . More precisely, by Fatou’s lemma and Lemma 4.3(i) we get for a.e.
[TABLE]
We now determine the derivative of the absolutely continuous curve . Fix such that exists, which holds for a.e. . Then by Lemma 4.4 we find
[TABLE]
The previous estimate together with the convexity of yields
[TABLE]
where as before . In the last step we integrated by parts and used by Lemma 5.5. Note that the last term is well defined as for a.e. by Lemma 5.5 and (18). Now (47) implies
[TABLE]
We find by Lemma 5.5, (48), and Young’s inequality
[TABLE]
where the last step is a consequence of the fact that is a curve of maximal slope with respect to . Consequently, all inequalities employed in the proof are in fact equalities and we get
[TABLE]
pointwise a.e. in . Equivalently, recalling from (10), we obtain
[TABLE]
pointwise a.e. in . Multiplying the equation with for , using again by Lemma 5.5, and the definition of , we conclude that is a weak solution (see (14)). ∎
Acknowledgements This work has been funded by the Vienna Science and Technology Fund (WWTF) through Project MA14-009. M.F. acknowledges support by the Alexander von Humboldt Stiftung and thanks for the warm hospitality at ÚTIA AVČR, where this project has been initiated. M.K. acknowledges support by the GAČR-FWF project 16-34894L. Both authors were also supported by the MŠMT ČR mobility project 7AMB16AT015. We wish to thank Ulisse Stefanelli for turning our attention to this problem.
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