About a non-standard interpolation problem
Daniel Alpay, Alain Yger

TL;DR
This paper explores a multipoint interpolation problem in several complex variables using algebraic methods and duality via residue generators, extending ideas from the one-variable case.
Contribution
It introduces a novel algebraic approach to multipoint interpolation in multiple complex variables, leveraging Gorenstein algebra duality and residue generators.
Findings
Develops a new algebraic framework for multipoint interpolation
Utilizes residue generators associated with Gorenstein algebras
Extends one-variable interpolation techniques to several variables
Abstract
Using algebraic methods, and motivated by the one variable case, we study a multipoint interpolation problem in the setting of several complex variables. The duality realized by the residue generator associated with an underlying Gorenstein algebra, using the Lagrange interpolation polynomial, plays a key role in the arguments.
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Taxonomy
TopicsCommutative Algebra and Its Applications · Polynomial and algebraic computation · Mathematical functions and polynomials
About a non-standard interpolation problem
Daniel Alpay
Schmid College of Science and Technology
Chapman University
One University Drive Orange, California 92866
USA
[email protected] http://www1.chapman.edu/~alpay and
Alain Yger
Institut de Mathématiques, Université de Bordeaux. 351 cours de la Libération, 33405 Talence, France
[email protected] http://www.math.u-bordeaux.fr/~ayger
Abstract.
Using algebraic methods, and motivated by the one variable case, we study a multipoint interpolation problem in the setting of several complex variables. The duality realized by the residue generator associated with an underlying Gorenstein algebra, using the Lagrange interpolation polynomial, plays a key role in the arguments.
Key words and phrases:
Residue theory; interpolation
2010 Mathematics Subject Classification:
Primary 32A27; Secondary 13P
The authors thank the Foster G. and Mary McGaw Professorship in Mathematical Sciences, which supported this research
Contents
- 1 Introduction
- 2 Zero dimensional polynomial ideals and afferent currents
- 3 Cauchy-Weil’s integral representation formula and Lagrange interpolation
- 4 Two non-standard interpolation problems
- 5 Conclusions
1. Introduction
In [3] the following multipoint interpolation problem was considered:
Problem 1.1**.**
Given complex numbers ( and ) and , describe the set of all functions analytic in a neighborhood of the points and such that
[TABLE]
Note that if solves (1.1) so does , where
[TABLE]
In other words one can work in the ideal . In [3] one used a different approach and a key tool to solve the above problem was to represent any function analytic in in the form
[TABLE]
and are analytic in a neighborhood of the origin. This representation allows to reduce condition (1.1) to a tangential interpolation condition at the origin for the -valued function .
In the present paper we study the counterpart of the previous interpolation problem in the setting of several complex variables, see Problems 4.1 and 4.2 below. We now replace the polynomial (1.2) by a zero-dimensional ideal in generated by polynomials , and characterize the elements in the corresponding quotient space in terms of a duality realized by the residue generator associated with the Gorenstein algebra , using the Lagrange interpolation polynomial (see (3.4) for the latter). This allows to define local coordinates and then translate the interpolation condition into an hyperplan condition in terms of these coordinates. Thus both in the one variable approach of [3] and in the present work one reduces condition (1.1) to a single interpolation condition.
2. Zero dimensional polynomials ideals in and duality
Notations. In the polynomial algebra (), one will denote, for any as the monomial . Given two elements and in , by , we mean for any . We also denote and .
A polynomial ideal in is said to be zero-dimensional if its zero set is non-empty and discrete, hence finite since it is an algebraic subvariety in the affine space . When additionally the number of polynomial generators equals the dimension, that is , the set of generators is said to define a discrete complete intersection in (or, equivalently, the sequence is a quasi-regular sequence in ).
It is equivalent to say that is zero-dimensional and that the -vector space is finitely dimensional, with
[TABLE]
(provided ) ; this follows from Bézout geometric theorem. In order to construct a monomial basis for , which will be required in order to settle the results presented in this paper, one proceeds algorithmically as follows :
- •
decide of an order on (e.g the reverse lexicographic order, which is the most currently used) ;
- •
compute a Gröbner basis (with respect to the order fixed from the beginning) ;
- •
collect all monomials that do not belong to the monomial ideal generated by the leading monomials (comparing their multi-exponents in terms of the order ) of the polynomial entries in .
Example 2.1**.**
In the particular case where and each is a univariate polynomial with degree in the single variable , a monomial basis is provided (thanks to the Euclidean division algorithm with respect successively to the variables ) as
[TABLE]
Zero-dimensional ideals in that will be of interest for us in this paper will be generated by exactly polynomials (defining then a quasi-regular sequence in ). In such a case, one can find a matrix and univariate polynomials such that
[TABLE]
with (resp. ), see [14]. Given a zero-dimensional ideal , the finitely dimensional -vector space inherits a structure of -module, setting
[TABLE]
where denotes the element in which is induced by the multiplication by .
In the particular case where and is a quasi-regular sequence, the -module defined as in (2.3) is generated by the single element
[TABLE]
where the univariate polynomials and the matrix satisfy (2.2) (independently of the choice of the and such that such the matricial identity (2.2) holds). If and , the right-hand side of (2.4) equals the coefficient of the monomial in the remainder after the successive euclidean divisions respectively by ,…, of the multivariate polynomial ( being any representant of ), see for example [12]. The following important equivalence materializes in this case algebraic duality :
[TABLE]
which amounts to say that the quadratic form
[TABLE]
is non-degenerated. The matrix of this non-degenerated quadratic form expressed in the monomial basis for the -finite dimensional vector space is then
[TABLE]
When , one can attach to the homomorphism (2.4) a unique complex valued current in such that, whenever is an open subset of , as a -current in for any which vanishes on and moreover
[TABLE]
Such a current can be defined in several ways. One of the most robust ones is the following (see [8], [16]) : for any -test form where is compactly supported sufficiently close from , the holomorphic mapping
[TABLE]
extends as an holomorphic function in for some , which value at equals precisely \big{\langle}\bigwedge_{j=1}^{n}\bar{\partial}(1/p_{j}),\varphi\,ds_{1}\wedge\cdots\wedge ds_{n}\rangle.
Example 2.2**.**
If are univariate monic polynomials in the respective variables with
[TABLE]
one has
[TABLE]
The analytic pendant of the realization of algebraic duality (2.5) is then :
[TABLE]
In order to describe more precisely the current when is a quasi-regular sequence in (as we did in Example 2.2 in the particular case where each is univariate in the single variable , see (2.9)), we need to recall how each of the distinct points , , of the set is equipped with a multiplicity . Given , such an integer can be defined in two ways :
- •
“algebraically”, as the dimension of the -vector space , where denotes the ideal generated by the germs at of the polynomials in the local regular ring of germs of holomorphic functions about the point ;
- •
“dynamically”, as the number of points in the fiber which remain close to when tends to in and is taken as a non-critical value for the polynomial map .
If one uses the first definition, it is easy to see that
[TABLE]
It follows from (2.10), together with the fact that the Nœther exponent of the ideal in is bounded from above by (see [15, 17]), that the order of the current about the point is at most . Therefore there exists a collection of differential operators (where ) such that for and
[TABLE]
Example 2.3**.**
If are monic univariate polynomials respectively in the variables as in Example 2.2 (more precisely of the form (2.8)), the multiplicity at the point equals and the order of the differential operator attached to such as in (2.9) equals in this case , which happens to be strictly less than which should stand for the estimate of in the general case. In the general case estimates () cannot in fact be sharpened.
When is an open subset of , and , it follows from the Leibniz rule, together with the symetry of the left-hand side expression in from the computational point of view, that one can write
[TABLE]
where are finite subsets of which are such that
[TABLE]
and each (, ) is a polynomial in with total degree at most with support in . Note that the and the (, ) depend only on the differential operators involved in (2.11), hence only on the given polynomial quasi-regular sequence .
Definition 2.4**.**
The list of differential operators with complex coefficients (and assigned evaluations)
[TABLE]
will be called the standard list of assigned Nœtherian differential operators for the ideal when considered as generated by the quasi-regular sequence .
Thanks to Definition 2.4, one can reformulate (2.10) as
[TABLE]
Example 2.5**.**
When the polynomials are monic univariate polynomials respectively in the variables as (2.8), one has
[TABLE]
3. Cauchy-Weil’s integral representation formula and Lagrange interpolation
Cauchy-Weil’s integral representation formula (originally introduced in [19]) plays a major role in this paper. Let us briefly recall it in the particular simple case where it happens to be the most useful (one refers for example to [2, 8, 13, 10, 18] for a more detailed as well as a presentation in its generality in the analytic or algebraic context). Let be holomorphic functions in a bounded open set (possibly not connected) and continuous up to , with no common zero on , such that additionally there exists a matrix {\boldsymbol{B}}_{\boldsymbol{f}}\in\mathscr{M}_{n,n}\big{(}H\big{(}U\times U)\cap C(\overline{U}\times U)\big{)} with
[TABLE]
Such a matrix (which is definitevely non unique as soon as ) is called an Hefer matrix or a Bézoutian matrix when the happen to be (as it will be the case in this paper) polynomial functions. The set is necessarily finite since does not vanish on . For almost all such that is small enough, the so-called Weil analytic polyhedron
[TABLE]
is relatively compact in and, provided is not a critical value of the smooth map (the set of such critical values being negligible in according to A. Sard’s lemma), is such its Shilov boundary
[TABLE]
is a real analytic -dimensional manifold which will be oriented as follows : the -differential form on will be a -volume form on it. We denote then as the corresponding real-analytic -cycle. Then any holomorphic function can be represented in (whenever this Weil polyhedron is connected or not) as
[TABLE]
In this section, one considers a zero-dimensional polynomial ideal generated by a quasi-regular sequence , which means that is a non-empty finite set in (supposed distinct, each of them been equipped with a multiplicity such that ). In all this section, let us also suppose that a monomial basis
[TABLE]
for has been obtained thanks to the search for a Gröbner basis for with respect to the prescribed ordering on monomials in (as recalled in section 2).
Proposition 3.1**.**
Let and as above. Let be an open subset of which contains and . There is a unique system of coordinates such that the holomorphic function
[TABLE]
belongs the ideal .
Proof.
The proof of the unicity clause goes as follows : if a polynomial function which restriction to is belongs to \big{(}\sum_{j=1}^{n}H(U)\,p_{j}\big{)}_{\rm loc}, it implies since that the polynomial belongs to , that is for since the collection is a basis of the quotient -vector space .
As for the existence, one proceeds as follows. Let be any Bézoutian matrix of polynomials in variables such that the following polynomial identities hold in :
[TABLE]
Such a matrix always exists : one can for example either invoke the so-called Fundamental Theorem of Analysis and take
[TABLE]
or better proceed iteratively as follows for each :
[TABLE]
in order to keep track of the smallest subring (for example or ) that contains all coefficients of (if all lie in , so do then all entries of such ). Consider then a Weil polyhedron subordonned to in the open set . Cauchy-Weil’s integral representation formula (3.1), together with the fact that the rational function can be expanded normally on any compact of the unit disk as , imply
[TABLE]
where for any . If one takes as the vector of coordinates (in the basis ) of the class in of the polynomial
[TABLE]
one gets the required result.
Remark 3.2**.**
The polynomial (considered here in )
[TABLE]
depends only on the list of germs of germs of respectively about each of the distinct points in . It then can be considered as a Lagrange interpolator of such list of germs, hence the terminology used here to denote it. More precisely let be any test-function which equals identically about each point for . It is worth to point out that expresses alternatively (independently of the choice of the Weil polyhedron ) as
[TABLE]
where the differential operators with complex coefficients for (respectively the finite sets together with differential operators for and ) are those introduced in (2.11) (respectively in (2.12)). We refer here the reader for example to [8] or to the more up-to-date survey [18].
∎
Proposition 3.3**.**
Let and as above. Let be a list of germs of holomorphic functions, each respectively about the zero of . There is a unique system of coordinates \big{(}\alpha_{0}([{\boldsymbol{h}}_{\boldsymbol{w}}]),...,\alpha_{N({\boldsymbol{p}})-1}([{\boldsymbol{h}}_{\boldsymbol{w}}])\big{)}\in\mathbb{C}^{n} such that for each , one has, as elements in the local ring ,
[TABLE]
Proof.
Take as a union of balls with infinitesimal small radii about each (so that, for any , the germ admits a representant in the connected component of that contains ). Take now the holomorphic function defined by for and then conclude appealing to Proposition 3.1. It also follows from Remark 3.2 that the system of coordinates \big{(}\alpha_{0}([{\boldsymbol{h}}_{\boldsymbol{w}}]),...,\alpha_{N({\boldsymbol{p}})-1}([{\boldsymbol{h}}_{\boldsymbol{w}}])\big{)} is that of the class of the polynomial (considered here in )
[TABLE]
in the basis . ∎
4. Two non-standard interpolation problems
Let be a quasi-regular sequence in and
[TABLE]
be a monomial basis of the -dimensional -vector space which has previously been obtained thanks to the search for a Gröbner basis for with respect to the prescribed ordering on monomials in (as recalled in section 2).
We will denote as in section 2 as (see (2.7)) the matrix of the quadratic non-degenerated form (2.6) which stands as the residual generator of the module (equipped with its structure of -module as described in section 2) constructed from the given quasi-regular sequence of generators of the polynomial zero dimensional ideal . The action of this generator is described as seen in section 2 by a standard list of Nœtherian operators
[TABLE]
(see Definition 2.4).
We can now formulate (and indicate how to solve) the two following non-standard interpolation problems inspired by Problem 4.1 formulated in [3] in the univariate case.
Problem 4.1**.**
Let and . Let be an open subset of that contains . Let (, ), together with , be given complex numbers. Describe the -affine space of functions which are holomorphic in and moreover satisfy
[TABLE]
Problem 4.2**.**
Let be distinct points in , together with elements ,…, in (prescribed multi-vectors of multiplicities). Let be an open subset of that contains Let (, such that ), together with , be \big{(}\sum_{\ell=1}^{\mu}\prod_{j=1}^{n}\nu_{\ell,j}\big{)}+1 given complex numbers. Describe the -affine space of functions which are holomorphic in and moreover satisfy
[TABLE]
We start by indicating how to solve Problem 4.1 in the particular case . Recall that for each , for each , , so that
[TABLE]
for some complex coefficients .
Lemma 4.3**.**
Let , be an open subset of containing and the (, ), together with , be complex numbers. For each , let be the germ in of and . The following alternative holds :
- •
either the coordinate system \big{(}\alpha_{0}([{\boldsymbol{h}}_{\boldsymbol{w}}^{\boldsymbol{a}}]),...,\alpha_{N({\boldsymbol{p}})-1}([{\boldsymbol{h}}_{\boldsymbol{w}}^{\boldsymbol{a}}])\big{)} introduced in Proposition 3.3 is the null system, which amounts to say that
[TABLE]
in which case the set of holomorphic functions satisfying (4.2) is empty when and is the whole space when ;
- •
either the coordinate system \big{(}\alpha_{0}([{\boldsymbol{h}}_{\boldsymbol{w}}^{\boldsymbol{a}}]),...,\alpha_{N({\boldsymbol{p}})-1}([{\boldsymbol{h}}_{\boldsymbol{w}}^{\boldsymbol{a}}])\big{)} introduced in Proposition 3.3 is non-zero, in which case a function satisfies (4.2) if and only if
[TABLE]
which means that the vector of the coordinates of in lies in a specific affine hyperplane of since the quadratic form (2.6) is non-degenerated.
Proof.
For each , let with support in an arbitrary small neighborhood of (which does not contain any other zero of and is such that the germ admits a representant still denoted as in it) such that furthermore about . It follows from (2.12) and (2.10) that one can rewrite the left-hand side of (4.2) as
[TABLE]
We now conclude using the fact that the quadratic form is non degenerated. The first situation in the alternative corresponds precisely (thanks to the role of the Nœtherian operators in the realisation of duality, see (2.14)) to the fact that the system of linear relations (4.5) holds. ∎
We may now state the solution to Problem 4.1.
Theorem 4.4**.**
Let and . Let be an open subset of that contains . Let (, ), together with , be given complex numbers. For each , let be the germ in of . Let
[TABLE]
The following alternative then holds :
- •
either the coordinate system \big{(}\alpha_{0}([{\boldsymbol{h}}_{\boldsymbol{w}}^{\boldsymbol{a}}]),...,\alpha_{N({\boldsymbol{p}})-1}([{\boldsymbol{h}}_{\boldsymbol{w}}^{\boldsymbol{a}}])\big{)} introduced in Proposition 3.3 is the null system, which amounts to say that
[TABLE]
in which case the set of holomorphic functions satisfying (4.2) is empty when and is the whole space when ;
- •
either the coordinate system \big{(}\alpha_{0}([{\boldsymbol{h}}_{\boldsymbol{w}}^{\boldsymbol{a}}]),...,\alpha_{N({\boldsymbol{p}})-1}([{\boldsymbol{h}}_{\boldsymbol{w}}^{\boldsymbol{a}}])\big{)} introduced in Proposition 3.3 is non-zero, in which case a function satisfies (4.2) if and only if (4.5) holds, which means that the vector of the coordinates of in lies in a specific affine hyperplane of since the quadratic form (2.6) is non-degenerated.
Proof.
One may assume that since the result is already proved when (Lemma 4.3).
Let us first assume that does not contain any of the points such that . Let be the union of with open balls , , where is strictly smaller than the distance from to . Any holomorphic function which satisfies (4.3) can be considered as where satisfies (4.2) with for any and any , for any index and any , . Conversely, given any such holomorphic solution of (4.2) in (with the replaced by ), it restricts to as a solution of (4.3). The conclusion of Theorem 4.4 follows then from that of Lemma 4.3.
Consider now the case when may contain some for . Let be an increasing sequence of open subsets such that which exhausts . It is equivalent to say that is solution of (4.2) in or that for any , its restriction is solution of (4.2) in (the data and remaining unchanged). For any , we showed that the alternative proposed in the statement of Theorem 4.4 hold. As pointed out in Remark 3.2, we also know that the coordinate system ( being arbitrarily continued in ) does depend only of the germs of at the points for . On the other hand the condition on which governs the alternative proposed in the statement of Theorem 4.4 (when does not depend on . Hence this alternative still holds in the limit case . Theorem 4.4 is thus proved in general. ∎
Consider as an example the particular situation where is a sequence of univariate monic polynomials respectively in the variables , as in the series of Examples 2.1 till 2.5. In this case, the being as in (2.8), the set which is related to the point is
[TABLE]
with cardinal . Since one has in this case
[TABLE]
the first alternative in Lemma 4.3 leads in this particular case to for any , for any for dimension reasons. This holds also for which what concerns the first alternative in Theorem 4.4 in the case : it boils down in this case to the conditions for any , for any such that .
Consider now distinct points in , paired with vectors of prescribed multiplicities in as in Problem 4.2. If , let us form the univariate monic polynomials
[TABLE]
Let , where for . A monomial basis for is provided thanks to Euclid’s algorithm in the separated variables as
[TABLE]
From now on, one organizes this basis with respect to the lexicographical order on the multi-exposants of monomials in . Keeping to such ordering, let
[TABLE]
The entry of such a matrix is obtained as the coefficient of in the expansion as a geometric series about of
[TABLE]
For each , let be a test-function which is identically equal to near and identically equal to [math] about any point in . Given a list , consider the Lagrange interpolator defined as
[TABLE]
One can now state the following result with respect to Problem 4.2.
Theorem 4.5**.**
Let be distinct points in , together with elements ,…, in . Let be an open subset of that contains . Let (, such that ), together with , be \big{(}\sum_{\ell=1}^{\mu}\prod_{j=1}^{n}\nu_{\ell,j}\big{)}+1 given complex numbers such that the (for , ) are not all equal to [math]. An holomorphic function satisfies (4.3) if and only if there are coefficients , , where for , such that
[TABLE]
where is an holomorphic function in which belongs locally to the ideal generated by the univariate polynomials () and satisfies
[TABLE]
where the coefficients (, ) are those of the Lagrange interpolator (4.8).
Proof.
This is an immediate application of Theorem 4.4. ∎
5. Conclusions
We have presented a new algebraic approach, based on residue theory and duality (see [9, 11, 12]) to solve a scalar interpolation problem in several complex variable. In a future work we plan to exploit the present methods in the matricial case to study the counterpart of the bitangential interpolation problem (see e.g. [6]) in the present setting. We focused here on the algebraic point of view. Hilbert space constraints will be considered elswhere. Both the methods and results are different from the ones classically related up to now to interpolation in the Drury-Arveson space or Schur multipliers and Schur-Agler classes (see [1, 4, 5, 7] for the latter).
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