This paper classifies germs of singular holomorphic foliations on complex surfaces using topological invariants and introduces a new algebraic object called group-graph to describe the moduli space, which can be finite-dimensional under generic conditions.
Contribution
It defines a new algebraic structure, the group-graph, to compute the moduli space of topological classes of foliations based on fixed invariants.
Findings
01
The moduli space can be infinite dimensional but is finite under generic conditions.
02
The paper describes the algebraic and topological structure of the moduli space.
03
Introduces the group-graph as a tool for classification.
Abstract
This work deals with the topological classification of germs of singular foliations on (C2,0). Working in a suitable class of foliations we fix the topological invariants given by the separatrix set, the Camacho-Sad indices and the projective holonomy representations and we compute the moduli space of topological classes in terms of the cohomology of a new algebraic object that we call group-graph. This moduli space may be an infinite dimensional functional space but under generic conditions we prove that it has finite dimension and we describe its algebraic and topological structures.
\mathrm{ext}\circ\mathrm{pr}^{1}((g_{v,e}))=(g^{\prime}_{v,e})\,,\quad\hbox{with}\quad g^{\prime}_{v,e}=\left\{\begin{array}[]{ccl}g_{v,e}&\hbox{ if }&(v,e)\in I_{\mathsf{A}}\setminus I_{{\mathsf{M}}}\\
1&\hbox{ if }&(v,e)\in I_{{\mathsf{M}}}\,.\end{array}\right.
\mathrm{ext}\circ\mathrm{pr}^{1}((g_{v,e}))=(g^{\prime}_{v,e})\,,\quad\hbox{with}\quad g^{\prime}_{v,e}=\left\{\begin{array}[]{ccl}g_{v,e}&\hbox{ if }&(v,e)\in I_{\mathsf{A}}\setminus I_{{\mathsf{M}}}\\
1&\hbox{ if }&(v,e)\in I_{{\mathsf{M}}}\,.\end{array}\right.
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Full text
Topological moduli space
for germs of holomorphic foliations
David Marín, Jean-François Mattei and Éliane Salem
This work deals with the topological classification of germs of singular foliations on (C2,0). Working in a suitable class of foliations we fix the topological invariants given by the separatrix set, the Camacho-Sad indices and the projective holonomy representations and we compute the moduli space of topological classes in terms of the cohomology of a new algebraic object that we call group-graph.
This moduli space may be an infinite dimensional functional space but under generic conditions we prove
that it has finite dimension and we describe its algebraic and topological structures.
This work deals with the topological classification of germs of singular foliations on (C2,0).
To every (possibly dicritical) foliation F we can associate
the separatrix set SepF, that is the collection of all germs at 0∈C2 of invariant irreducible analytic curves, called separatrices, its canonical reduction map EF:(MF,EF)→(C2,0), cf. [4], and the marked exceptional divisor
[TABLE]
where ΣF:=Sing(F♯) is the finite set consisting of the singular points of F♯:= EF∗F
and F is the intersection pairing of EF in MF.
The topological class of SepF is clearly a topological invariant of F. In this paper we will assume that F is a generalized curve, i.e. F♯ has no saddle-node singularities.
The topological class [EF⋄] of EF⋄ (as a marked intrinsic curve) is then a topological invariant of F because in this situation EF is also the minimal desingularization map of SepF, cf. [2].
We know [15] that under some assumptions the Camacho-Sad indices of F♯ at the points of ΣF and the holonomy representations (up to inner automorphisms) of every component of EF are also topological invariants of the germ F at 0∈C2.
Our purpose in this work is to describe the set of all other topological invariants and highlight its geometric and algebraic structure.
MAIN RESULT.Under generic conditions,
(a)
there exists an analytic family of foliations parametrized by a finite dimensional space which gives all the topological types once we fix the topological class of the marked exceptional divisor, the Camacho-Sad indices and the holonomy representations;
2. (b)
the quotient of this complete family by the topological equivalence relation is naturally isomorphic to the abelian group
[TABLE]
where αj∈C∗, F is a finite abelian group, Z is a finite subgroup, B is a direct sum of β
totally disconnected subgroups of U(1) and
λ, ν and β only
depend on the (combinatorics of the)
local types of the singularities inside the exceptional divisor.
We will also give an explicit characterization of those foliations
satisfying Assertion (a) in the main result above, that we will call finite type foliations.
2. Statement of results
2.1. Marking of a foliation
To give a precise sense to our problem let us call marked divisor any collection E⋄=(E,Σ,) consisting of a compact curve with normal crossings E whose irreducible components are biholomorphic to P1, a finite subset Σ of E and a symmetric map :Comp(E)2→Z, Comp(E) denoting the set of irreducible components of E. We will denote by Ed⊂E the union of the irreducible components of E that do not contain any point of Σ; we call them dicritical components.
A marking of a foliation F by E⋄ will be a homeomorphism f:E→EF sending Σ onto ΣF compatible with the intersection pairing:
[TABLE]
In this way, the holonomy representations and the Camacho-Sad indices of all pairs F⋄:=(F,f)
can be now associated to two common sets of indices: the set
CE⋄:=Comp(E∖Ed) of irreducible components of E∖Ed and
[TABLE]
by defining
[TABLE]
[TABLE]
where
Hf(D)F♯ is the F♯-holonomy representation of π1(f(D)∖ΣF,⋅) in the group Diff(C,0) of germs of holomorphic automorphisms of (C,0), H˙DF⋄ is its class up to inner automorphisms,
f∗ is the isomorphism induced by f at the fundamental groups level and CS(F♯,f(D),f(s)) is the Camacho-Sad index of F♯ along f(D) at f(s).
Let us denote by Fol(E⋄) the set of germs of generalized curves F at 0∈C2 for which there exists a marking f:E→EF of F by E⋄.
Our general goal is to describe a generic subset of the quotient set
[TABLE]
of the set Fol(E⋄) by the equivalence relation:
•
F∼C0G* if F and G are topologically equivalent as germs at 0∈C.*
2.2. Globalization of topological equivalences
Consider now the equivalence relation:
•
F∼EG if F♯ and G♯ are topologically conjugated, as germs along the exceptional divisors, by a germ of a homeomorphism (MF,EF)→(MG,EG) which is holomorphic
at each point of ΣF∖NF,
NF denoting the subset of the singular points of EF, called nodal corners, where the Camacho-Sad index of F♯ is a strictly positive real number.
Clearly relation ∼E is stronger than ∼C0, but they will coincide on a generic class of foliations when E⋄ fulfills the following condition
(TC)
*The closure of each connected component of E∖Ed contains an irreducible component D with card(D∩Σ)=2.
To specify the notion of genericity
let us call cut-component of EF any closure C of a connected component of EF∖(EFd∪NF); if card(D∩Σ)≤2 for each
D∈Comp(C) we will say that C is exceptional.
Now consider the following transverse rigidity condition:
(TR)
Any non exceptional cut-component of EF contains an irreducible component with topologically rigid111We recall that a subgroup G of the group Diff(C,0) of germs of biholomorphisms of C at [math] is called topologically rigid if every topological conjugation between G and another subgroup G′⊂Diff(C,0) is necessarily conformal. This class contains the non-solvable groups [22] and the non-abelian groups with dense linear part [6, Théorème 2]. holonomy group.
The Krull-open density in Fol(E⋄) of the subset Foltr(E⋄) consisting of the foliations F fulfilling Condition (TR) is proven in [9].
An extended version of Main Theorem of [15] is given in Appendix (Theorem 11.4). It asserts that
Theorem A**.**
If E⋄ satisfies condition (TC) then the relations ∼E and ∼C0 are equal on Foltr(E⋄).
In other words
[TABLE]
[X]∼E and [X]∼C0 denoting the quotient of a subset X⊂Fol(E⋄) by the relations ∼E and ∼C0 respectively.
Remark 2.1**.**
This result implies that under the hypothesis (TR) and (TC) the collection of Camacho-Sad indices at the singular points of F♯ is a topological invariant of the germ of F at [math]. The topological classification of logarithmic foliations obtained by E. Paul shows [25, Théorème 3.5] that Condition (TR) is necessary for this. On the other hand when Condition (TC) is not satisfied, it is easy to construct topologically conjugated foliations with same separatrices but different Camacho-Sad indices.
∎
2.3. Topological moduli space of a marked foliation
In order to describe [Foltr(E⋄)]∼E let us consider the set
MFoltr(E⋄)
of marked by E⋄ foliations F⋄=(F,f) with F∈Foltr(E⋄). We proceed in the following way:
A)
We adapt the equivalence relation ∼E in Foltr(E⋄) to MFoltr(E⋄) by means of
•
(F,f)∼⋄(G,g)* if there is a germ of homeomorphism
Φ:(MF,EF)→(MG,EG) that conjugates F♯ and G♯, is holomorphic at each point of ΣF∖NF and its restriction to EF is isotopic to g∘f−1 by an isotopy fixing ΣF.
B)
We define the Topological Teichmuller Space as the quotient set
[TABLE]
so that the Forgetful map
[TABLE]
is well defined.
3. C)
We note that the fibres of this map are exactly the orbits of the action
[TABLE]
on Modtr(E⋄) of the
Mapping Class Group Mcg(E⋄) of E⋄, that is the product of braid groups defined as the group of isotopy classes of C0-automorphisms of E fixing
Σ and leaving the intersection form invariant. Thus
[TABLE]
4. D)
The description of Modtr(E⋄) is obtained by fixing the Camacho-Sad indices and the holonomy representations (that are topological invariants). In other words we give a description of each nonempty fiber of the map
[TABLE]
R˙ being the set of conjugacy classes of group morphisms
from the free product of the groups π1(D∖Σ,⋅) for all D∈CE⋄ with values in Diff(C,0).
Definition 2.2**.**
We call topological moduli space of [F⋄]∈Modtr(E⋄) the fiber
of H above H([F⋄]) that is the set
[TABLE]
We consider in Section 3 a new algebraic notion, which we call group-graph, that will be the key tool in the whole paper. It allows us, by combining Theorems 4.5 and 5.14, to obtain a bijection between this moduli space Mod([F⋄]) and the cohomology of a suitable group-graph defined in Section 5, namely the symmetry group-graph SymF⋄.
If we call F⋄-cut-component of E any counter-image f−1(C) of a cut-component C of EF and if we denote by AF⋄ the dual graph of the disjoint union of all the F⋄-cut-components of E, then one can prove:
Theorem B**.**
If E⋄ satisfies assumption (TC) and [F⋄]∈Modtr(E⋄) we have a natural bijection
[TABLE]
Without any other assumption the computation of this cohomological space is difficult and the usefulness of this result is essentially theoretical. However it will allow us in Section 8 to construct examples for which Mod([F⋄]) is an infinite dimensional functional space.
To get finiteness we shall need to restrict to some Krull open dense subsets of Foltr(E⋄) by requiring conditions on HF⋄ depending only on a finite jet of a 1-differential form defining F.
2.4. The generic case: non-degenerate foliations
Let us call singular chain222Notice that a singular chain may not correspond to a chain of the dual graph of E, in the usual sense. Indeed the interior vertices Di, 0<i<ℓ, may meet dicritical components and the number of their adjacent edges can be greater than two, and also D0 or Dℓ may have only two adjacent edges. Conversely a chain of the dual graph of E may not be a singular chain because there may exist points of Σ outside the singular locus of E.
of the dual graph EF
any sequence D0,…,Dℓ, ℓ≥1, of invariant irreducible components of EF
such that:
a)
D0 and Dℓ contain at least 3 singular points of F♯,
2. b)
Di∩ΣF={si,si+1} with si=Di−1∩Di, if 1≤i≤ℓ−1.
At all the points si, 1≤i≤ℓ−1, F♯ has the same property of normalization and we will
say that the chain is linearizable, resonant normalizable or non-normalizable, non-resonant, if F♯ fulfills this property at these points si.
Definition 2.3**.**
A germ of a foliation F is called non-degenerate if it satisfies the following properties:
(i)
F* fulfills condition (TR);*
2. (ii)
the holonomy group Im(HDF♯) of any invariant irreducible component D of EF with card(D∩ΣF)≥3, is non-abelian;
3. (iii)
for any singular chain D0,…,Dℓ in EF, the local holonomies of F♯ at the singular points si=Di−1∩Di, i=1,…,ℓ, are non-periodic.
The subset of Foltr(E⋄) of all non-degenerate foliations
will be denoted by Folnd(E⋄).
The Krull-open-density of Folnd(E⋄) in Foltr(E⋄) is given by Theorem 7.1.
Theorem C**.**
Suppose that E⋄ satisfies condition (TC) and let F⋄=(F,f)∈MFoltr(E⋄) be a marked foliation with F non-degenerate. Then we have an identification:
[TABLE]
where αj∈C∗, F is a finite abelian group, Z is a finite subgroup, B is a direct sum of β
totally disconnected subgroups of U(1) and
λ, ν and β are respectively the number of linearizable, resonant normalizable
and non-resonant non-linearizable
singular chains contained in cut-components of EF, the factor F corresponding to resonant non-normalizable chains. In particular, λ+ν is equal to the codimension τF of F defined in 6.7.
The naturality of this identification will be explained by Assertion (b) in Theorem D below.
2.5. Foliations of finite topological type
We have seen that Mod([F⋄]) is endowed with a very specific structure of topological group of finite dimension if F∈Folnd(E⋄). However this finiteness property continues to be valid for a larger class of foliations that we shall call finite type foliations. The set Folft(E⋄)⊃Folnd(E⋄) of these foliations is defined in Section 6 and it is optimal for finiteness as Example 3 in Section 8 shows. Furthermore we obtain complete families of marked foliations parametrized by finite dimensional spaces, completeness meaning that the family contains all the topological types
of marked foliations by E⋄ with prescribed Camacho-Sad and H˙ invariants.
Theorem D**.**
Suppose that E⋄ satisfies condition (TC) and let F⋄=(F,f)∈MFoltr(E⋄) be a
marked foliation with F of finite type.
Then Mod([F⋄]) admits an abelian group structure
with identity element [F⋄]
such that:
(a)
there is an exact sequence
[TABLE]
where D is a totally disconnected topological abelian group and τF is the codimension of F given by Definition 6.7;
2. (b)
given a section i↦[Fi,fi]∈Γ−1(i) of Γ,
there is a family parametrized by i∈D of SL-equisingular deformations
(Fi,tU)t∈CτF of Fi such that for all t∈CτF we have
[Fi,tU,fi,tU]=Λ(t)⋅[Fi,fi], fi,tU being the marking induced by fi and the dot ⋅ denoting the operation in the group Mod([F⋄]).
The group D will be specified in the proof (Step (i) of Section 10): it is a quotient of a product of a finite family of totally discontinuous subgroups of U(1):={z∈C∣∣z∣=1}, that can be uncountable.
However let us highlight that D is “generically finite” in the following sense:
there is a subset Z of zero measure in
the algebraic subset
CS(MFoltr(E⋄)) of CIE⋄
such that if CS([F⋄])∈Z, the formally linearizable singularities of F♯ are holomorphically linearizable, and in this case we can prove that D is finite.
The notion of SL-equisingular deformation roughly means equireductibility and constancy of Camacho-Sad indices and holonomy, the markings fi extending continuously without ambiguity.
All this is made more precise in Definition 10.2, Step (vi) of Section 10.
As a direct consequence of the proof we can see that if H([F⋄])=H([G⋄]) then
the sets Mod([F⋄]) and Mod([G⋄]) coincide. However their respective abelian group structures are related by the map μ↦γμ where γ=[G⋄]∈Mod([F⋄]).
The paper is organized as follows.
Theorem B is proven in Sections 3, 4 and 5.
In Section 6 we prove the technical theorem 6.6 that will be used throughout the following sections. The group structure on the moduli space is given by Theorem 6.9. Theorem C is proven in Section 7.
Some applications of Theorems B and C are discussed in Section 8.
Sections 9 and 10 are devoted to the proof of Theorem D.
Finally, Theorem A is a direct consequence of Theorem 11.4 proven in Appendix.
3. Group-graphs
In this section we will introduce and study the algebraic notion of group-graph which differs in an essential way from the notion of graph of groups introduced by Serre in [31] and that will be a key tool of this work.
Let A be a finite graph with vertex set VeA and edge set EdA.
Denote by
[TABLE]
the set of oriented edges of A.
Definition 3.1**.**
A group-graph G over A is the data of groups Gv and Ge for each vertex v∈VeA and each edge e∈EdA, and of group morphisms ρve:Gv→Ge for each (v,e)∈IA which are called restriction maps. A morphim α:F→G between group-graphs over the same graph A is given by group morphisms αv:Fv→Gv and αe:Fe→Ge such that the diagram
[TABLE]
commutes for each (v,e)∈IA. A group-graph G is called abelian if all the groups Gv and Ge are abelian.
Remark 3.2**.**
One can define in a natural way the notions of image and kernel of a group-graph morphism α:F→G, which are group-graphs over the same graph.
In the abelian case the cokernel can also be defined as a group-graph. We also have an obvious notion of restriction of a group-graph over a graph to a subgraph.
∎
Definition 3.3**.**
Let G be a group-graph over a graph A. The cochain complex
of G consists of
[TABLE]
jointly with the right action C0(A,G)×C1(A,G)→C1(A,G) given by
[TABLE]
where ∂e={v,v′}.
The set of 0-cocycles is the subset H0(A,G) of C0(A,G) of all elements (gv) satisfying the relations
ρve(gv)=ρv′e(gv′) whenever ∂e={v,v′}.
Let us consider the set of 1-cocycles
[TABLE]
which is invariant by the action of C0(A,G) and its quotient, the 1-cohomology set:
[TABLE]
Remark 3.4**.**
The cochains
C0(A,G) and C1(A,G) are groups but in general H0(A,G) and H1(A,G) are merely sets (although Z1(A,G) is in bijection with e∈EdA∏Ge which is a group).
However, if the group-graph G is abelian then we can consider the group C2(A,G):=e∈EdA∏Ge
and the morphisms ∂0:C0(A,G)→C1(A,G) and ∂1:C1(A,G)→C2(A,G) given by
[TABLE]
whenever ∂e={v,v′}.
It turns out that ∂1∘∂0=1 and we obtain a complex
[TABLE]
whose cohomology is H0(C∗(A,G))=H0(A,G)=ker∂0,
H1(C∗(A,G))=H1(A,G)=Z1(A,G)/∂0C0(A,G) and H2(C∗(A,G))=1 because Z1(A,G)=ker∂1 and coker∂1=1.
∎
The following result is straightforward.
Lemma 3.5** (Functoriality).**
Every morphism α:F→G of group-graphs over the same graph A induces well-defined maps
αi:Hi(A,F)→Hi(A,G), for i=0,1, given by
[TABLE]
Moreover, if F and G are abelian then αi are morphisms.
A short sequence 1→F→αG→βJ→1 of morphisms of group-graphs over the same graph A is exact if for all a∈VeA∪EdA the corresponding short sequence of groups 1→Fa→αaGa→βaJa→1 is exact.
In the abelian case the complexes of abelian groups considered in Remark 3.4 fit into a short exact sequence 1→C∗(A,F)→C∗(A,G)→C∗(A,J)→1. The following results are classical.
Lemma 3.6** (Long exact sequence).**
If 1→F→G→J→1 is a short exact sequence of abelian group-graphs over the same graph A, then
there is a long exact sequence 1→H0(A,F)→H0(A,G)→H0(A,J)→H1(A,F)→H1(A,G)→H1(A,J)→1.
Lemma 3.7** (Mayer-Vietoris).**
Let G be an abelian group-graph over a graph A. If A0 and A1 are subgraphs of A such that A=A0∪A1 then there is an exact sequence 1→H0(A,G)→H0(A0,G)⊕H0(A1,G)→H0(A0∩A1,G)→H1(A,G)→H1(A0,G)⊕H1(A1,G)→H1(A0∩A1,G)→1.
Proof.
We have a short exact sequence of complexes of abelian groups
[TABLE]
and we consider the long exact sequence of cohomology.
∎
Definition 3.8**.**
The valency in A or the A-valency of a vertex v of A is the cardinality valA(v)
of the set {e∈EdA;v∈∂e}. We say that v is an extremity of A if valA(v)=1; in that case we will write v∈∂A.
A partial dead branch (M,v0) of A is the data of a vertex v0 of A called attaching point and a connected subgraph M of A such that:
•
M contains an extremity v0′ of A,
•
all its vertices are of valency 2 in A, except possibly its extremities that are v0′ and v0.
Notice that M is always a chain. When
M=A and valA(v0)≥3 one says that M is a dead branch of A.
We define a total order <M on the sets of its vertices VeM:={v0,…,vℓ:=v0′} and of its edges EdM:={e1,…,eℓ} with ∂ej={vj−1,vj}, by setting v0<M⋯<Mvℓ and e1<M⋯<Meℓj=1,…,ℓ.
Definition 3.9**.**
For a group-graph G, we say that a partial dead branch M is G-repulsive if the morphisms ρve:Gv→Ge are surjective for all e∈EdM such that ∂e={v,v′} and v′<Mv.
Now we will give a process that will allow us to restrict a group-graph to a subgraph without changing its cohomology.
Definition 3.10**.**
If (M,v0) is a partial dead branch of A, the pruning A˘ of M in A, at the attaching point v0, is the subgraph A˘=(A∖M)∪{v0}.
Theorem 3.11** (Pruning).**
Let G be a (not necessarily abelian) group-graph over A and M a G-repulsive partial dead branch of A then there is a natural bijection H1(A,G)⟶∼H1(A˘,G˘) where A˘ is the pruning of M in A and G˘ is the restriction of G to A˘. Moreover, if G is abelian, this bijection is an isomorphism of groups.
Before giving the proof let us notice that the natural projections pri:Ci(A,G)→Ci(A˘,G˘), i=0,1, are group morphisms commuting with the actions ⋆G and ⋆G˘ and inducing a natural map pr∗1:H1(A,G)→H1(A˘,G˘).
On the other hand, we have an “extension by 1” map ext:C1(A˘,G˘)→C1(A,G)
such that pr1∘ext is the identity map, ext(Z1(A˘,G˘))⊂Z1(A,G) and
We will see that the G-repulsivity of M implies that:
a)ext induces a map ext∗:H1(A˘,G˘)→H1(A,G) such that pr∗1∘ext∗ is the identity of H1(A˘,G˘),
b)ext∗∘pr∗1 is the identity of H1(A,G). When G is abelian the maps pr∗1 and ext∗ are group morphisms, one the inverse of the other, and the map H1(A,G)⟶∼H1(A˘,G˘) induced by pr∗1 is trivially an isomorphism.
a) By G-repulsivity we have the following diagram of groups and morphisms
[TABLE]
Let h˘1=(h˘v,e) and g˘1=(g˘v,e) be two cohomologous elements if Z1(A˘,G˘):
[TABLE]
We will determine h0:=(hv)∈C0(A,G) such that h0⋆Gext(h˘1)=ext(g˘1). We define hv=h˘v if v∈VeA˘. For v∈/VeA˘ it is sufficient to solve the system of ℓ equations:
[TABLE]
This can be easily done using the surjectivity of the maps ρvjej, j=1,…,ℓ.
b) We have to prove that for each (gv,e)∈Z1(A,G) there is (gv)∈C0(A,G) such that:
[TABLE]
We define gv=1 when v∈VeA˘, so that in particular gv0=1 and therefore ρv0e1(gv0)=1. As the maps ρvjej, 1≤j≤ℓ, are surjective, the following system of ℓ equations has a solution with gv1∈Gv1,…,gvℓ∈Gvℓ
[TABLE]
∎
Remark 3.12**.**
By repeating this process we obtain a subtree Apr of A such that the restriction Gpr of G to Apr has no Gpr-repulsive partial dead branches and the map ext:Z1(Apr,Gpr)→Z1(A,G) of extension by 1, induces an isomorphism H1(Apr,Gpr)⟶∼H1(A,G). In particular if all the morphisms ρve:Gv→Ge are surjective, the subtree Apr is reduced to a single vertex and H1(A,G) is trivial.
∎
4. Automorphism group-graph
Let us fix once for all a marked divisor E⋄=(E,Σ,) and a marked foliation F⋄=(F,f)∈Fol(E⋄). We recall that Ed is the union of dicritical components D of E⋄, i.e. D∩Σ=∅, cf. Introduction.
The dual tree AE of E is the graph having Comp(E) and Sing(E) as sets VeAE of vertices and EdAE of edges respectively, with ∂s={D,D′} whenever D∩D′=s.
Definition 4.1**.**
The subgraph of AE obtained by removing the vertices associated to Ed, the edges attached with these vertices and the edges corresponding by f to nodal singularities of F♯, is called cut-graph of F⋄. We denote it by AF⋄, or more simply by A when there is not ambiguity.
This graph is a disjoint union of trees, denoted by AF⋄i, or more simply by Ai, that can be considered as the dual graphs of the F-cut-components of EF defined in the introduction. It only depends on the class [F,f] and in fact it is constant on the fiber CS−1(CS([F⋄])) that contains Mod([F⋄]).
Notice that if G is a group-graph on A then
[TABLE]
where Gi is the restriction of G to AF⋄i.
Definition 4.2** (The group-graph AutF⋄).**
For s∈EdAF⋄ and D∈VeAF⋄, let us denote by
∙
AutsF⋄* the group of germs at f(s) of holomorphic automorphisms of F♯,*
2. ∙
AutDF⋄* the group of germs along f(D) of continuous automorphisms of F♯ preserving EF, that are holomorphic at each
singular point of F♯ that is not a nodal corner (cf. Introduction) and whose restriction to f(D)∖Sing(F♯) is homotopic to the identity.*
We define by these data the automorphism group-graph AutF⋄ over AF⋄, the morphisms ρDs, s∈D, being just the restriction maps.
Remark 4.3**.**
If D is not dicritical, the elements of AutDF⋄ are transversely holomorphic at each point of
f(D)∖ΣF, with ΣF:=Sing(F♯), because they are holomorphic on an open set whose saturation by F♯ is a neighborhood of f(D)∖ΣF, cf. [16, Theorem A] or [3, Theorem 2].
∎
Now we will assign to each topological class g∈Mod([F⋄]) a cohomology class iF⋄(g)∈H1(AF⋄,AutF⋄). To do that we fix a representative (G,g) of g.
Definition 4.4**.**
A good fibration along an invariant component g(D) of EG is a germ along g(D) of smooth map from a neighborhood of g(D) to g(D), that is holomorphic at each singular point of G♯, equal to the identity on g(D) and constant on each component adjacent to g(D).
Clearly good fibrations along invariant components always exist.
For each vertex D of AF⋄ we fix a regular point oD∈D and good fibrations along f(D) and g(D).
Up to isotopy we can suppose that f and g are holomorphic at the singular points of E.
Since H([F,f])=H([G,g]), cf. §2.3.D,
for each D∈CE⋄ the conjugating map of these holonomies between
fibers of the good fibrations over f(oD) and g(oD)
extends by the lifting path method to a unique
germ of a transversely holomorphic homeomorphism
[TABLE]
that conjugates the fibrations and the foliations and such that the restriction to f(D) is f−1∘g.
Classically, since the good fibrations are holomorphic near the singular points, ψD is also holomorphic at these points. However, a precision must be given for the extension to the nodal singularities. The good fibrations at the nodal singularities can be chosen to coincide with the projections given by linearizing holomorphic coordinates of the node. In fact, we can choose linearizing holomorphic coordinates for the nodes f(s) and g(s) such that g−1∘f writes as the identity. Thus, on the linear model yx−λ, λ∈R+∖Q, we have an automorphism which is the identity on ∣x∣=1. Since it commutes with the linear holonomy y↦ye2iπλ we deduce that it is linear on the fibers and it extends to ∣x∣≤1 by linearity.
Thus, for each edge s∈EdAF⋄, the germs at f(s)
[TABLE]
are holomorphic automorphisms of F♯ and the 1-cocycle c1:=(φD,s), with (D,s)∈IAF⋄, is an element of Z1(AF⋄,AutF⋄).
If we choose another element (G˘,g˘) in g, and
good fibrations for G˘, taking in the same way homeomorphisms
[TABLE]
we obtain another 1-cocycle
[TABLE]
Since (G,g)∼⋄(G˘,g˘) there is a homeomorphism Φ between neighborhoods of the exceptional divisors EG and EG˘ of the reductions of these foliations that conjugates G♯ and G˘♯ and is holomorphic at the singular points of G♯, except perhaps at the nodal corners; moreover, when restricted to EG, Φ is isotopic to g˘∘g−1.
Let us denote by ΦD the germs of Φ along the invariant components D of EG. One checks easily that the 0-cochain c0=(ψD−1∘ΦD−1∘ψ˘D)∈C0(AF⋄,AutF⋄) fulfills
c0⋆c1=c˘1.
This proves that the cohomology class of c1 does not depend on the choice of the representative of the class g neither on the good fibrations used to define it. We denote this cohomology class by iF⋄(g).
Theorem 4.5**.**
The map
[TABLE]
is bijective. Moreover, iF⋄([F⋄])=[(id)].
Proof.
Let us recall that AF⋄ is the common cut-graph to all marked foliations (G,g) with [G,g]∈Mod([F⋄]); in this proof we will denote it by A and by Ai its connected components.
Let us show first the injectivity of iF⋄.
If
[TABLE]
then for each
D∈CE⋄ there exists ξD∈AutDF⋄ such that
[TABLE]
Writing φD,s=ψD−1∘ψD′ and φ˘D,s=ψ˘D−1∘ψ˘D′, with s=D∩D′, we deduce that
[TABLE]
defines conjugations Φi:Wi→W˘i between the foliations
G♯ and G˘♯ restricted to some tubular neighborhoods Wi and W˘i of EGi:=⋃D∈VeAig(D)⊂EG and ⋃D∈VeAig˘(D)⊂EG˘ respectively.
By composing Φi with suitable automorphisms of G♯
isotopic to the identity along the leaves and whose supports are disjoint from the singular locus of G♯,
we can assume that Φi conjugates the attaching points of the adjacent dicritical components.
On the other hand, since the self-intersection of g(D) and g˘(D) coincides for each D∈Comp(Ed), there is a conjugation ΦD between the foliations G♯ and G˘♯ restricted to some tubular neighborhoods WD and W˘D of g(D) and g˘(D) whose restriction to g(D) is g˘∘g−1.
In order to glue the conjugations Φi and ΦD we use the following trick:
For each 0<ε<1, any germ of biholomorphism of (C2,0)
preserving the fibration (x,y)↦x and the curve {y=0} can be represented by a C1 diffeomorphism F from D1×D1 onto a neighborhood of (0,0)
satisfying the same properties with support in {∣x∣<ε}.
This implies that there is an automorphism FD on a neighborhood of g(D) preserving g(D) and G♯, which is equal to ΦD−1∘Φi in a neighborhood of the attaching point g(D)∩EGi with support
a polydisk centered at this point.
Shrinking the neighborhood of definition of ΦD∘FD
we obtain a conjugation of pairs (G♯,g(D)) and (G˘♯,g˘(D))
which can be glued with Φi.
The gluing of Φi and Φj at the nodal singularities is made by using linearizing coordinates for (G,g(s)) and (G˘,g˘(s)) as in [15, §8.5]. In this way we obtain a global conjugation Φ:MG→MG˘ between the foliations G♯ and G˘♯ which is holomorphic at the singular points.
By definition of AutDF⋄, the restrictions of ξD to the divisor are isotopic to the identity. Hence the restriction of Φ to EG⋄ is isotopic to g˘∘g−1. Therefore [G,g]=[G˘,g˘].
To prove the surjectivity of iF⋄ we consider a cocycle c=(φD,s) in a given class of H1(AF⋄,AutF⋄). We define φD,s=id when f(s) is a nodal singularity or an attaching point of a dicritical component.
By gluing open neighborhoods UD of f(D) using the local biholomorphisms φD,s we obtain a complex manifold Mc endowed with a foliation Fc, a divisor Ec and a biholomorphism between Ec and EF sending the singular locus of Fc onto ΣF. There is a composition of blow-ups E′:M′→(C2,0) and a biholomorphism g:Mc→M′ sending Ec onto the exceptional divisor E′−1(0), see for instance [17, p. 306]. We obtain a foliation F′=(E′∘g)(Fc) on (C2,0) and a biholomorphism h:EF→EF′ satisfying h(ΣF)=ΣF′.
We define f′:=h∘f:E→EF′. By construction iF⋄([F′,f′])=[c].
∎
5. Symmetry group-graph
We keep the notations and the fixed data of the previous section.
In order to define the remaining group-graph associated to F, we moreover fix for each
D∈CE⋄ a regular point oD∈D and a transverse section ΔD to f(D) passing through f(oD).
Definition 5.1**.**
For s∈EdAF⋄ we say that ϕ∈AutsF⋄ fixes the leaves of F♯ if for every neighborhood V of f(s) there is a neighborhood V′ of f(s) such that ϕ(V′)⊂V
and for all p∈V′ the points p and ϕ(p) belong to the same leaf of F∣V♯. We denote by FixsF⋄ the (normal) subgroup of
AutsF⋄ of these automorphisms.
Remark 5.2**.**
It is easy to see that an example of element of FixsF⋄ is provided by ϕ∈AutsF⋄ such that ϕ∣f(D)=idf(D) and Fp∘ϕ=Fp for any local first integral Fp at every point p∈f(D∖Σ) in a neighborhood of f(s). The diffeomorphisms of the flow of a vector field tangent to the foliation fulfill this property for small times and, by composition, all the diffeomorphisms of the flow are in FixsF⋄.
∎
Remark 5.3**.**
For a fundamental system (Vα) of open neighborhoods of f(s) let us denote by QVαF the leaf space of the restriction of the foliation F♯ to Vα∖EF. The inclusion relation on the leaves induces an inverse system of continuous maps QF⋄(s):=(QVαF←QVβF)Vβ⊂Vα.
Every ψ∈AutsF⋄ defines an automorphism333
The system QF⋄(s) is an element of the categoy
Top of the pro-objects associated to the category of the topological spaces and continuous maps. The objects of this category are the inverse families of topological spaces and
Aut(QF⋄(s)) is the group of the invertible elements of
limβlimαC0(QVαF,QVβF), cf. [7, §2.8] or [15, §3.1].
of this inverse system ψ∈Aut(QF⋄(s)) and the map ζ:ψ↦ψ is a group morphism. It turns out that ψ is the identity if and only if ψ∈FixsF⋄, i.e. we have an exact sequence:
[TABLE]
∎
Definition 5.4**.**
For s∈EdAF⋄ and D∈VeAF⋄ we consider the groups
[TABLE]
and
[TABLE]
where HD⊂Diff(ΔD,f(oD)) is the holonomy group of F♯ along f(D), C(HD) is its centralizer inside Diff(ΔD,f(oD)) and valΣ(D), called here singular valency of D, is the number of elements of D∩Σ.
In order to define maps ρDs:SymDF⋄→SymsF⋄, s∈D we will need the following result:
Lemma 5.5**.**
If ψ∈AutDF⋄ satisfies ψ∣f(D)=idf(D) and ψ∣ΔD=idΔD then the germ of ψ at f(s) belongs to FixsF⋄.
Proof.
For each p∈f(D)∖Sing(F♯) we choose a local holomorphic first integral Fp of F defined in a neighborhood of p.
The set
[TABLE]
is open and closed in f(D)∖Sing(F♯) and it contains f(oD)=ΔD∩f(D). Hence Ω=f(D)∖Sing(F♯) and we conclude thanks to Remark 5.2.
∎
Using good fibrations (cf. Definition 4.4), each element ϕ of C(HD) can be extended to an element of AutDF⋄. Thanks to Lemma 5.5, the class modulo FixsF⋄ of the germ at f(s) of this extension does not depend on the way of extending and hence on the choice of the good fibrations. We define ρDs(ϕ) as this class in case valΣ(D)≥3.
Before defining ρDs for D with valΣ(D)≤2, we must make some preliminary considerations.
Let us fix for each point s∈Σ∩D a conformal compact disc Ks⊂E such that s∈K∘s, oD∈∂Ks and Σ∩Ks={s}. The simple loops γs that parametrize ∂Ks with the conformal orientation, form
a generator system of the fundamental group
π1(D∖Σ,oD). Hence the holonomies hD,s∈Diff(ΔD,f(oD)) of the foliation F♯ along f∘γs, s∈Σ∩D, generate HD.
Definition 5.6**.**
We call hD,s the
local holonomies given by the appropriate compact discs system (Ks)s∈D∩Σ.
Let us denote Ks:=f(Ks).
If we fix a good fibration, any element ϕ of the centralizer C(hD,s) of hD,s in Diff(ΔD,f(oD)) has an unique extension to a neighborhood of Ks, by a homeomorphism ϕext that leaves invariant the foliation F♯ and each fiber of the fibration; moreover ϕext is necessarily holomorphic at f(s). Taking its germ at f(s) we obtain a map
[TABLE]
and the property of uniqueness of the extensions imply that this map is a group morphism.
Let us consider the inverse system QF⋄(Ks)=(QWαF←QWβF)Wβ⊂Wα, where (Wα)α is the fundamental system of neighborhoods of Ks and QWαF is the leaf space of the restriction of the foliation to Wα∖EF. Let Vs⊂K∘s be a small open disc centered at f(s). Over Ks∖Vs the foliation is a collar; thus we have an isomorphism of inverse systems (i.e. an isomorphism of the category Top)
[TABLE]
We also consider
the orbit spaces QαhD,s of the pseudogroup defined by the restriction of hD,s to ΔD∩Wα; they form an inverse system QhD,s=(QαhD,s←QβhD,s)Wβ⊂Wα. We can choose each Wα such that there are retractions along the leaves from Wα∖EF on (Wα∖EF)∩πD−1(∂Ks), πD being the good fibration; moreover we can require that Wα∩πD−1(∂Kα) is a set of suspension type, cf. [13, Definition 3.1.1]. This property implies that the leaf space of the restriction of the foliation to this set can be identified to the orbit space QαhD,s of the restriction of hD,s to ΔD∩Wα. Hence using (4), the retractions induce isomorphisms
[TABLE]
the inverse of τ being given by the inclusion relations of the orbits of hD,s in the leaves of the foliation on neighborhoods of Ks.
Each element ϕ of C(hD,s) induces an automorphism ξ(ϕ):=τ∗(ζ(ϕext)) of QhD,s and the map ξ:C(hD,s)→Aut(QhD,s) is a group morphism.
Lemma 5.7**.**
The kernel of the morphism ξ is the cyclic group generated by hD,s.
Proof.
Let us take ϕ∈ker(ξ). This means that for each open neighborhood U of f(oD) in ΔD there is an open set V⊃U such that for each z∈U, z and ϕ(z) are in the same V-orbit of hD,s. The V-orbit of z being the set of points z′ of V such that either there exists n∈N fulfilling either ϕ(z),…,ϕn(z)∈V and ϕn(z)=z′, or ϕ−1(z),…,ϕ−n(z)∈V and ϕ−n(z)=z′. If ∣hD,s′(f(oD))∣=1 then hD,s(z)=λz and ϕ(z)=μz. Hence
ϕ(z)=μz=λν(z)z=hD,sν(z)(z) implies ν(z) constant.
Otherwise, let Vn be the set of points z∈U such that hD,sk(z)∈V for each k=0,…,n.
There is an uncountable set K invariant by hD,s such that for all n∈Z
it is contained in the connected component of Vn containing f(oD).
If hD,s is linearizable (conjugated to a rotation) then we can take an invariant conformal disc as K.
If hD,s is resonant non linearizable then K is a union of petals contained in U.
If hD,s is non resonant non linearizable we take as K the hedgehog associated to U, cf. [27].
For each z∈K there is an integer ν(z) such that ϕ(z)=hD,sν(z)(z). Thus, there is n∈Z such that ϕ and hD,sn coincide on an uncountable subset of K and by isolated zeros principle
they coincide on the connected component of Vn containing f(oD). Then the germs of ϕ and hD,sn at f(oD) are equal, that achieves the proof.
∎
By construction the following diagram is commutative
[TABLE]
Thanks to Remark (5.3) and Lemma (5.7) the lines are exact. Because τ is an isomorphism, ext induces an isomorphism between C(hD,s)/⟨hD,s⟩ and AutsF⋄/FixsF⋄=SymsF⋄.
∎
Remark 5.9**.**
Suppose that there are local coordinates u1, u2 at s for which F♯ is defined by a linear differential 1-form ω=μu2du1−u1du2 and D={u2=0}, D′={u1=0} are the components of EF. On the transversals {ui=1} the local holonomies are hD1,s(u2)=e2πiμu2 and hD2,s(u1)=e2πiμ1u1 and their centralizers are formed by the linear automorphisms in the coordinates ui, C(hDi,s)=C∗ui. Therefore we have isomorphisms
[TABLE]
To describe τ2−1∘τ1 let us remark that the automorphisms (u1,u2)↦(etu1,eμtu2), t∈C are elements of FixsF⋄. Thus the automorphisms (u1,u2)↦(etu1,u2) and (u1,u2)↦(u1,eμtu2) in AutsF⋄ that extend hD1,s and hD2,s respectively, define the same element of SymsF⋄. It follows:
[TABLE]
∎
Remark 5.10**.**
If valΣ(D)≥3,
then [ext]−1∘ρDs is the quotient map
[TABLE]
∎
For D containing at most two singular points of F♯ we define
[TABLE]
Definition 5.11**.**
We call symmetry group-graph and we denote by SymF⋄ the group-graph consisting of the groups SymDF⋄, SymsF⋄, with D∈VeAF⋄, s∈EdAF⋄ and the morphisms ρDs, s∈D.
Now, we are going to define a group-graph morphism α:AutF⋄→SymF⋄ which will induce an isomorphism on the 1-cohomology.
If s∈EdAF⋄, we define αs as the quotient map AutsF⋄→SymsF⋄.
If D∈VeAF⋄, we define αD:AutDF⋄→SymDF⋄ as follows.
Fix Φ∈AutDF⋄ and take an homotopy ϕt:f(D∖Σ)→f(D∖Σ), t∈[0,1],
between
ϕ0:=Φ∣f(D∖Σ)
and ϕ1:=idf(D∖Σ).
Consider the path
β(t)=ϕt(oD) and the holonomy map hβ:(Φ(ΔD),Φ(oD))→(ΔD,oD) associated to it. It is easy to see that hβ∘Φ∣ΔD belongs to C(HD).
If D has singular valency valΣ(D)≥3, the group consisting of the homeomorphisms of f(D∖Σ) which are homotopic to the identity is simply connected [33]; consequently hβ does not depend on the chosen isotopy ϕt and we can put αD(Φ):=hβ∘Φ.
Finally, if v(D)≤2 then only the class [hβ∘Φ∣ΔD] of hβ∘Φ∣ΔD modulo HD is well-defined and we put αD(Φ):=[hβ∘Φ∣ΔD].
Lemma 5.12**.**
α:AutF⋄→SymF⋄* is a group-graph morphism.*
Proof.
We must see that the following diagram is commutative:
[TABLE]
where ρ˘Ds, resp. ρDs, denote the “restriction morphisms” of the group-graphs AutF⋄, resp. SymF⋄. Let us consider two cases, depending on the singular valency valΣ(D). First let us assume valΣ(D)≥3 and let us fix ϕ∈AutDF⋄.
Then αD(ϕ)=hβ∘ϕ∣ΔD with hβ:ϕ(ΔD)→ΔD the holonomy along a path β. There exists ϕ′∈AutDF⋄ with compact support outside f(D)∩Sing(F♯) whose restriction to ΔD coincides with hβ. Indeed ϕ′ can be constructed by composition of flows of tangent vector fields whose supports intersect the divisor D in conformal disks disjoint from the singularities and which cover the image of β. Thus αD(ϕ)=ϕ′∘ϕ∣ΔD and ρDs(αD(ϕ)) coincides with the class modulo FixsF⋄ of the germ of ϕ′∘ϕ at s thanks to Lemma 5.5. This germ is just the germ of ϕ at s because the support of ϕ′ does not intersect the singularities. This achieves the proof in the case valΣ(D)≥3.
If valΣ(D)≤2, the only difference is that only the class of hβ∘ϕ∣ΔD modulo HD=⟨hD,s⟩ is well-defined; but we can proceed analogously choosing arbitrarily hβ.
∎
Proposition 5.13** (Extension).**
Let W be a neighborhood of f(s), s∈EdAF⋄, then each germ ϕ∈FixsF⋄ can be extended to a germ Φ∈AutDF⋄ along f(D), whose support fulfills supp(Φ)∩f(D)⊂W.
Proof.
At the point f(s) let us fix local holomorphic coordinates (u,v), u(f(s))=v(f(s))=0 such that the axes are invariant by the foliation, and v=0 is a local equation of f(D). We denote by Z=u∂u∂u+vB(u,v)∂v∂v the holomorphic vector field tangent to the foliation.
First, we will see that each germ of biholomorphism ζ:(f(D),f(s))→(f(D),f(s)) can be extended as an element g of AutDF⋄ whose germ at f(s) belongs to FixsF⋄ and whose support intersect f(D) inside W. This is easy to prove when ζ is embedded in the flow (ψt)t of a vector field a(u)u∂u∂u, i.e. ζ=ψ1.
Indeed in this case, let us consider the real vector field Y whose flow is the flow of aZ, but with real times. Let us take a real smooth function ρ equal to 1 on an open neighborhood of f(s), such that supp(ρ)∩f(D) is contained in W and in a definition domain of Y. Then ρY extends by zero along f(D) and the elements Ψt of its flow induce homeomorphisms defined on neighborhoods of f(D).
Their supports are contained in the support of ρ and their germs at f(s) are element of FixsF⋄, cf. Example (5.2).
Clearly the restriction of Ψ1 to f(D) is equal to ζ near f(s). Now, when ζ is not embedded in a flow, we decompose ζ=ζ1∘ζ2, with ∣ζ1′(0)∣, ∣ζ2′(0)∣=1. Both ζ1 and ζ2 are linearizable. Thus they can both be embedded in a flow and have convenient extensions. Their composition extends ϕ along f(D), and fulfils the required properties.
Now, up to composition we can suppose that the restriction of the germ ϕ to f(D) is the identity. Let us choose ε>0 such that the compact disc D2ε⊂f(D) defined by ∣u∣≤2ε, is contained in W and in a definition domain of ϕ. Denote by C the compact annulus contained in D2ε given by ε≤∣u∣≤2ε.
By implicit function theorem, there is a holomorphic function τ defined in an open neighborhood Ω of C, that verifies:
[TABLE]
ΦtZ being the flow of the previous vector field Z.
Let us take a C∞ function α:f(D)→R with compact support in Ω∩f(D), that is equal to 1 on a neighborhood of C.
The map
[TABLE]
is a C∞ diffeomorphism, because its restriction to f(D) is the identity and moreover it is a local diffeomorphism. Indeed using coordinates (u,z) at each point of f(D), with z a local first integral of the foliation, we easily see that the jacobian matrix of ξ is the identity.
Clearly χ:=ϕ∘ξ−1 coincides with ϕ near f(s), it preserves the foliation and it leaves invariant each fiber of u:
[TABLE]
Thus the restriction χ∣Δc of χ to Δc leaves invariant the orbits of the holonomy map of F♯ around f(s) represented on Δc -which is equal to the restriction of Φ2πZ to Δc. By Lemma 5.7, χ∣Δc is an iterated of this holonomy map. We deduce of it the existence of an integer p∈Z such that near C, χ coincides with Φ2iπpZ.
Let us take now a function σ:[0,2ε]→R vanishing on [0,ε] and being equal to 1 on [23ε,2ε[.
The homeomorphism Θ:m↦Φ2iπpσ(∣u(m)∣)Z(m) is the identity near f(s), it coincides with Ψ for 23ε≤∣u∣≤2ε and it leaves F invariant. To end the proof, we define the required diffeomorpism Φ as the germ along f(D) of the diffeomorphism equal to Θ−1∘Ψ when ∣u∣≤2ε and equal to the identity otherwise.
∎
Theorem 5.14**.**
The morphism of group-graphs α:AutF⋄→SymF⋄ induces a natural bijection
[TABLE]
Proof.
The surjectivity of α1 follows easily from the surjectivity of αs:AutsF⋄→SymsF⋄. For this we fix an orientation ≺ of the tree and for (cD,s)∈Z1(AF⋄,SymF⋄), we choose for each edge s with ∂s={D,D′}, D≺D′, an element φD,s such that αs(φD,s)=cD,s and we set φD′,s:=φD,s−1. Clearly the family (φD,s) is an element of Z1(AF⋄,AutF⋄) defining a lift of (cD,s).
To prove the injectivity of α1 we consider
[ϕD,s],[ϕD,s]∈H1(AF⋄,AutF⋄) such that α1([ϕD,s])=[αs(ϕD,s)]=[αs(ϕD,s)]=α1([ϕD,s]).
Then there is (gD)∈C0(AF⋄,SymF⋄) such that
[TABLE]
where s=D∩D′. Let φD∈AutDF⋄ be extensions of gD∈SymDF⋄ and let us denote by (φD)s∈AutsF⋄ its germ at s. Then
[TABLE]
and there is Fs∈FixsF⋄ such that
ϕD,s=(φD−1)s∘ϕD,s∘(φD′)s∘Fs. Now we choose a map δ:EdAF⋄→VeAF⋄ such that s∈δ(s) for each s∈EdAF⋄ and we define FˉD as the composition over the set {s∈EdAF⋄∣δ(s)=D} of extensions of Fs to a neighborhood of δ(s) with disjoint supports given by Proposition 5.13. Finally putting φˉD=φD∘FˉD∈AutDF⋄ we have that
It follows immediately from Theorem 4.5 and Theorem 5.14.
∎
6. Foliations of finite type
In this section we introduce the optimal condition on a singular germ of foliation F in order to have a finite dimensional moduli space Mod([F⋄]).
We keep all the notations of previous sections.
Given a marked foliation F⋄=(F,f) and a sheaf Q defined on a neighborhood of EF in the ambient space MF of F♯, we can associate a group-graph, denoted QF⋄, over the cut-graph AF⋄ as follows: if s∈EdAF⋄ then QsF⋄ is the stalk of Q at f(s) and if D∈VeAF⋄, then
[TABLE]
ιf(D) being the inclusion map of f(D) in MF and for s∈D the morphism ρDs:QDF⋄→QsF⋄ being the canonical restrictions.
Definition 6.1**.**
We call group-graph of transverse infinitesimal symmetries of F the group-graph TF⋄ associated to the sheaf TF♯:=BF♯/XF♯ on MF equal to the quotient of the sheaf BF♯ of F♯-basic444i.e. whose flow leaves F♯ invariant.
holomorphic vector fields tangent to the F♯-invariant components of EF,
by the sheaf XF♯ of holomorphic vector fields tangent to F♯.
Remark 6.2**.**
For each (D,s)∈IE⋄ let us consider the local holonomies hD,s as in Definition 5.6. There are linear isomorphisms, depending on the choice of an appropriate disc system,
[TABLE]
where THD (resp. ThD,s) is the vector space of
germs at f(oD) of vector fields on the transversal disc ΔD which are invariant by the holonomy group HD of F♯ along f(D) (resp. invariant by hD,s), see [11, 21].
Moreover, if XΔD0 denotes the set of germs of vector fields on (ΔD,f(oD)) vanishing at f(oD), then
the exponential map exp:XΔD0→Diff(ΔD,f(oD)) sends
ThD,s into C(hD,s) and THD into C(HD).
∎
Now we define a coloring on AF⋄ by saying:
(1)
D∈VeAF⋄* is green if the holonomy group HD is finite,*
2. (2)
s∈EdAF⋄* is green if for each D∈∂s the holonomy map hD,s is periodic.*
3. (3)
D∈VeAF⋄* or s∈EdAF⋄ are red otherwise.*
Let us denote by JF⋄ the group-graph of holomorphic first integrals associated to the sheaf of germs of holomorphic first integrals of F♯. Because F♯ does not have saddle-node singularities, an element a∈VeAF⋄∪EdAF⋄ is green iff JaF⋄=C, see [18].
Notice that if an edge s=D∩D′ of AF⋄ is red then the vertices D and D′ are also red. Hence the set of red elements of AF⋄ is a subgraph called red graph of F⋄ and denoted by RF⋄.
Proposition 6.3**.**
Let s and D∈∂s be a green edge and a green vertex of AF⋄. Then
the following properties are equivalent:
(1)
the holonomy group HD is generated by hD,s;
2. (2)
JDF⋄→JsF⋄* is surjective;*
3. (3)
TDF⋄→TsF⋄*
is surjective;*
4. (4)
SymDF⋄→SymsF⋄*
is surjective.*
Proof.
Let D be a green vertex of AF⋄ and let z:(ΔD,f(oD))→C be a linearizing coordinate of the holonomy group HD⊂Diff(C,0) which is finite. For each singular point s of D (necessarily a green edge of AF⋄) there is nD,s∈N such that the local holonomies hD,s given in Definition 5.6 are hD,s(z)=ζD,sz for some primitive nD,s-root of unity.
Let us denote by nD∈N the least common multiple of {nD,s,s∈D∩Σ} and by ζD a primitive nD-rooth of unity.
Because a first integral is completely determined by its restriction to the transversal ΔD, we can consider JDF⋄ as subrings of C{z}. In the same way, by extending the elements of JsF⋄ along the compact discs used in Definition 5.6 to define hD,s, we can also consider JsF⋄ as a subring of C{z}. With these identifications and using Remark 6.2, we have the following well known equalities and isomorphisms:
[TABLE]
[TABLE]
with ND⊂JDF⋄ and Ns⊂JsF⋄ being the maximal ideals. Furthermore HD is cyclic, generated by ζDz. The required equivalences follow immediately.
∎
If B is a nonempty connected subgraph of a connected component AF⋄i of AF⋄, then for every vertex
D∈/B of AF⋄i or D∈∂B there is a unique geodesic [D,B]⊂AF⋄i joining D and ∂B. We define the following pre-order relation on the set of
vertices of the closure of AF⋄i∖B by means of
[TABLE]
Definition 6.4**.**
We say that B⊂AF⋄i is repulsive if for each edge s=D∩D′ of (AF⋄i∖B) with D′≤D,
SymDF⋄→SymsF⋄
is surjective.
A change of marking induces an isomorphism of colored graphs compatible with the repulsiveness property that gives sense to the following definition:
Definition 6.5**.**
The foliation F is of finite type if for each connected component AF⋄i of AF⋄ we have: either the subgraph AF⋄i∩RF⋄ is nonempty, connected and repulsive, or it is empty and there exists a green repulsive vertex in AF⋄i.
This finiteness property does not depend on the marking. In fact thanks to Theorem 11.4 of Appendix, it depends only on the topological class of the germ F at 0∈C2 and it is fulfilled by all the foliations G with [G⋄]∈Mod([F⋄]) as soon as it holds for one of them.
Theorem 6.6**.**
If F is of finite type then the extension by identity map
Z1(RF⋄,SymF⋄)→Z1(AF⋄,SymF⋄) induces a bijection :
[TABLE]
Proof.
It is a direct consequence of Pruning Theorem 3.11 and Proposition 6.3.
∎
When the foliation F has finite type let us now give the precise value of the integer τF in the statement of Theorem D in the introduction.
Let us consider the following subgraph RF⋄0 whose
•
vertices correspond by f to the invariant irreducible components of EF whose holonomy groups do not leave invariant a non-trivial vector field,
•
edges correspond by f to the
resonant non-normalizable or non-resonant non-linearizable
singularities of F♯.
As before changes of marking induce isomorphisms between the graphs RF⋄0; that allows us to put:
Definition 6.7**.**
If F is of finite type we call codimension of F the integer
[TABLE]
where RF⋄/RF⋄0 is the quotient graph obtained from RF⋄ by collapsing RF⋄0 to a single vertex.
We will highlight now a group structure on H1(RF⋄,SymF⋄) when F has finite type. Let us choose an arbitrary map s↦Ds from EdRF⋄ to VeRF⋄ with Ds∈∂s.
Since H1(RF⋄,SymF⋄) is the quotient of
[TABLE]
by C0(RF⋄,SymF⋄)=D∈VeRF⋄⨁SymDF⋄, we must pay attention to the centralizers C(h) of the local holonomy transformations h=hD,s∈Diff(ΔD,f(oD)).
Trivially h is of one and only one following type:
(P)0
periodic;
(L1)
linearizable and non-periodic;
(L0)
formally linearizable but non-linearizable;
(R1)
resonant non-linearizable but normalizable;
(R0)
resonant non-linearizable and non-normalizable.
Classically, in the first three cases there exists a (only formal, in the case (L0)) local coordinate u on (ΔD,f(oD)), such that u∘h=αu, with α∈C∗. In these situations h=expX , with X:=log(α)u∂u.
In the resonant cases (R0) and (R1) there exists a coordinate u on ΔD, only formal in the case (R0), such that h=ℓr∘expt0X, X:=1+λupup+1∂u, where p+1 is the contact order of hk with the identity when h′(0)k=1, ℓ is the formal diffeomorphism defined by u∘ℓ:=e2iπ/pu, h′(0)=e2iπr/p, t0∈C∗ and we can choose t0=1, (remark that ℓ and expX commute). In all cases u is unique up to multiplication by an element of C∗.
Let us denote by C(h) the centralizer of h inside the group Diff(ΔD,f(oD)) of formal diffeomorphisms of (Δ,f(oD)). Clearly C(h)=C(h)∩Diff(ΔD,f(oD)). As in Remark 6.2
let us denote by Th the space of germs of holomorphic vector fields on (Δ,f(oD)) invariant by h.
The following result contains several well-known facts.
Proposition 6.8**.**
According to the type of h∈Diff(ΔD,f(oD)) we have:
Th=CX, C(h)/expTh≃Z/pZ and
C(h)/⟨h,expTh⟩≃Z/(p,r);
(L0)
Th={0}; C(h)={g∈Diff(ΔD,f(oD))∣u∘g=λu,λ∈D}≃D, where
D:={λ∈C∗∣u−1∘(λu) is convergent}
is a totally discontinuous subgroup of U(1), that can be uncountable **[26]**;
(R0)
Th={0}, there exists m∈N∗ such that the sequence
[TABLE]
is exact and C(h)/⟨h⟩ is finite.
Proof.
The periodic case has been already described in the proof of Proposition 6.3 unless the isomorphism C(h)/⟨h⟩≃Diff(C,0) which follows easily from the fact that every g∈Diff(C,0) commuting with a rotation z↦e2iπ/qz writes as (g♭(zq))q1 for a unique g♭∈Diff(C,0). The description of the formal centralizers is given for instance in [11, Proposition 1.3.2] and [4, p. 150], where it is also shown that C(h)=C(h) in the normalizable cases (L1) and (R1).
In addition,
in the case (L1), Th=Cu∂u∂u and exp:Th→C(h) can be canonically identified to the surjective morphism C→C∗ given by μ↦eμ.
In the case (R1), Th is equal to CX and
[TABLE]
Thanks to the description of C(h), in the case (R0) the kernel of β consists of the convergent elements of the flow of X and by Écalle-Liverpool Theorem [11, Corollary 2.8.2] it is equal to α(Z) for a suitable m∈N∗.
Finally in the case (L0), let g be an element of C(h)=C(h)∩Diff(C,0). Then u∘g=λu with ∣λ∣=1. Indeed if ∣λ∣=1, g would be linearizable in a convergent coordinate and h, that commutes with g, would be also linearizable in the same coordinate, contradicting the assumption (R0). On the other hand, D is a totally discontinuous subgroup of U(1) because otherwise D=U(1) and h would be linearizable.
∎
It follows from this proposition and from Remark 3.4,
Theorem 6.9**.**
Given a∈VeAF⋄∪EdAF⋄ we have the equivalences:
[TABLE]
[TABLE]
Furthermore the abelian structure of the group-graph SymF⋄ over RF⋄ induces an abelian group structure on H1(RF⋄,SymF⋄).
Remark 6.10**.**
By following the natural bijections (2), (5) and (6) provided by Theorems 4.5, 5.14 and 6.6 respectively, one can check that if H([F⋄])=H([G⋄]) then
Mod([F⋄]) and Mod([G⋄]) coincide as sets, but their respective abelian group structures are related by the map
μ↦γμ where γ=[G⋄]∈Mod([F⋄]).
∎
We end this section by proving some properties of centralizers which will be useful in the sequel.
Lemma 6.11**.**
If g and h are non-periodic and g∈C(h), then C(g)=C(h).
Proof.
The group C(h) in case (L) only depends on the formal coordinate u that linearize h. Similarly in case (R) all the non-periodic elements of C(h) have the same invariants p, λ and if we fix these invariants, the centralizers of resonant diffeomorphisms only depend on the normalizing coordinate u.
Thus the lemma follows from the fact
that in both cases all the non-periodic elements of a centralizer can be linearized or normalized by using the same coordinate.
∎
Lemma 6.12**.**
Let H be a finitely generated subgroup of Diff(C,0). Suppose that H and its centralizer are infinite. Then H is abelian, it contains a non-periodic element h and H⊂C(H)=C(h).
Proof.
If H is abelian, we can take as h a non-periodic element: these can not all be periodic, otherwise H would be finite. If H is not abelian, any non trivial commutator is non-periodic.
On the other hand, the description of centralizers given by Proposition 6.8 allows us to see that each infinite subgroup of C(h) contains an element of infinite order. Then there is a non-periodic element g in C(H)⊂C(h). Because C(g) is abelian and clearly contains H, we have C(g)⊂C(H)⊂C(h). By applying Lemma 6.11 to g∈C(h), we obtain the equality C(H)=C(h). The inclusion H⊂C(H) follows from the abelianity of H.
∎
It follows immediately:
Proposition 6.13**.**
Under the hypothesis of the previous lemma, all the non-periodic elements of H are of the same type (L1), (L0), (R1) or (R0).
7. Non-degenerate foliations
Before proving Theorem C stated in Introduction, we are going to look at the genericity of non-degenerate foliations. In [21] one finds results of this type but in a more restricted framework. Theorem 6.2.1 of this paper claims the Krull open density, in the set of 1-forms defining foliations of second kind (in particular generalized curves), of the set of 1-forms defining foliations fulfilling conditions (ii) and (iii) of Definition 2.3. We can resume the proof of this theorem by using Theorem A of [19] instead of [21, Lemma 6.2.7]. We obtain in this way:
Theorem 7.1**.**
If η is germ at 0∈C2 of a holomorphic differential 1-form with isolated singularity defining a generalized curve foliation G, then for all p∈N there exists a 1-form η′ with same p-jet as η and an integer n≥p such that any foliation F defined by a differential form ω with same n-jet at [math] as η′, fulfills
(1)
the holonomy group Im(HDF♯) of any component D of EF with v:=card(D∩ΣF)≥3, is a free product of v−1 cyclic subgroups of Diff(C,0); in particular it is non solvable hence topologically rigid;
2. (2)
for any singular chain D0,…,Dℓ in EF, the local holonomies of F♯ at the singular points si=Di−1∩Di, i=1,…,ℓ, are non-periodic;
and in particular F is non-degenerate.
It is well known that for p large enough all the foliations F have the same reduction map, the same singular points on the exceptional divisor, the same Camacho-Sad indices and the same dicritical components as G.
Let us call
F⋄-singular chain of E any
sequence D0,…,DℓC of irreducible components of E defining a
connected subgraph
[TABLE]
of AF⋄
such that the singular valency (cf. Definition 5.4) of its extremities D0 and DℓC is at least three, and that of the others, called interior vertices, being exactly two.
If ℓC=1, then C consists only of two adjacent divisors of singular valency at least three:
\textstyle{\bullet_{D_{0}}\ignorespaces\ignorespaces\ignorespaces\ignorespaces}$$\scriptstyle{s_{1}}$$\textstyle{\bullet_{D_{1}}}
.
The image by the marking map f of a F⋄-singular chain of E is a singular chain of EF as considered in Introduction.
Proposition 7.2**.**
Let F⋄ be a non-degenerate marked foliation. Then the union R˘F⋄ of all F⋄-singular chains is a connected repulsive subgraph of AF⋄ contained in RF⋄; hence F is of finite type and
[TABLE]
In order to simplify the notations in the two proofs below, we will write
R, R˘, Sym, instead of
RF⋄, R˘F⋄,
SymF⋄.
Clearly R˘ is connected and the closure of R∖R˘ in R is exactly the union of all connected subgraphs C denoted as in (7) but with singular valencies satisfying valΣ(D0)≥3, valΣ(Dj)=2 for 0<j<ℓC and valΣ(DℓC)=1 or 2.
By definition of the group-graph Sym, for j≥1 the morphisms ρDjsj:SymDj→Symsj are bijective and R˘ is repulsive in R. Because F is non degenerate all the vertices and edges of R˘ are red; thus R is also repulsive and connected. By using Pruning Theorem 3.11 we obtain the group isomorphism H1(R,Sym)≃H1(R˘,Sym).
∎
To have uniqueness
of the numbering in the notation (7) of a singular chain C, we fix in the sequel an extremity D˘ of R˘ and we prescript that D0 belongs to the geodesic joining DℓC to D˘. We will say that D0, resp. sℓC, is the initial vertex, resp. terminal edge of C.
For an interior vertex Dj of C the morphisms ρDjsj and ρDjsj+1 are bijective and by composition they induce isomorphisms
[TABLE]
Let us consider the subgroups:
•
Z1(R˘,Sym)⊂Z1(R˘,Sym) of the 1-cocycles (ϕD,a)(D,a)∈IR˘ such that ϕD,a=1 if a is not the terminal edge of some singular chain,
•
C0(R˘,Sym)⊂C0(R˘,Sym) of the 0-cochains (ϕD)D∈VeR˘ such that
ϕD=ξD∘ρD0s1(ϕD0)
for all the interior vertices D of any singular chain, D0 denoting its initial vertex.
Notice that the coboundary morphism ∂0 defined in Remark 3.4 maps C0(R˘,Sym) in Z1(R˘,Sym), allowing us to define the group
[TABLE]
We easily see that each element of H1(R˘,Sym) can be represented by a cocycle belonging to Z1(R˘,Sym). We deduce that the morphism
[TABLE]
is surjective.
On the other hand if a cocycle c0:=(ϕD)D∈VeR˘∈Z1(R˘,Sym) satisfies ∂0(c0)∈Z1(R˘,Sym), then for each singular chain C of lenght ℓC≥2 denoted as in (7) we have the equalities
[TABLE]
It follows that c0∈C0(R˘,Sym). Therefore ker(τ) is trivial and τ is an isomorphism.
To achieve the proof of Theorem C, let us first notice that the group C0(R˘,Sym) is finite.
Indeed it is isomorphic to the product of all centralizers of holonomy groups associated to the vertices of R having singular valency at least three. These holonomy groups being non-abelian by non-degenerate assumption, thanks to Lemma 6.12 their centralizers are finite.
On the other hand, Proposition 6.8 gives a decomposition of Z1(R˘,Sym) as F⊕B⊕j=1λ(C∗/αjZ)⊕(C∗)ν; that completes the proof of Theorem C.
∎
8. Examples
Before proving Theorem D in full generality let us motivate its statement by computing the moduli space of some non-trivial examples using the identification Mod([F⋄])≃H1(RF⋄,SymF⋄).
∙ Example 0: a logarithmic generic multicusp
Let L be the logarithmic germ foliation at 0∈C2 defined by the meromorphic form
[TABLE]
with ai,bi∈C mutually distincts.
We normalize the coefficients αi,βi,δ∈C∗ by requiring δ+2∑i=1p(αi+βi)=1. To simplify the exposition we suppose that E is equal to the exceptional divisor EL, the marking being the identity map and L⋄=(L,idEL). Clearly E is formed by five irreducible components, its dual graph is equal to AL⋄
[TABLE]
[TABLE]
and it decomposes into one singular chain that is the red part RL⋄ of the graph
[TABLE]
and two dead branches
\textstyle{\bullet_{C^{\prime}}\ignorespaces\ignorespaces\ignorespaces\ignorespaces}$$\scriptstyle{s^{\prime}_{\infty}}$$\textstyle{\bullet_{D^{\prime}}}
and
\textstyle{\bullet_{D^{\prime\prime}}\ignorespaces\ignorespaces\ignorespaces\ignorespaces}$$\scriptstyle{s^{\prime\prime}_{\infty}}$$\textstyle{\bullet_{C^{\prime\prime}}}
necessarily green. Thus the restriction morphisms SymC′L⋄→Syms∞′L⋄, SymC′′L⋄→Syms∞′′L⋄ are surjective and by Pruning Theorem 3.11, the group H1(AL⋄,SymL⋄) is isomorphic to H1(RL⋄,SymL⋄). On R=RL⋄ the morphism ∂0 defined in Remark 3.4 decomposes, with additive notations on abelian groups, as
[TABLE]
[TABLE]
On the other hand, Sing(L♯)∩D′, resp. Sing(L♯)∩D′′, is formed by
s∞′, s0′, resp. s∞′′, s0′′, and
the attaching points si′, resp. si′′, of the strict transforms of the curve {y2+aix3=0}, resp. {x2+biy3=0}, i=1,…,p; and Sing(L♯)∩D is formed by s0′, s0′′ and the attaching point s1 of the strict transform of {y−x=0}. The Camacho-Sad indices of L♯ at these points are
[TABLE]
[TABLE]
with α:=(1+∑i=1pαi), β:=(1+∑i=1pβi). Assuming that p≥3, we choose αi, βi and δ sufficiently generic so that no Camacho-Sad index is a real number, except at the points s∞′ and s∞′′. All the singularities of L♯ are linearizable and according to Proposition 6.8 the centralizers C(HD′), C(HD), C(HD′′) are isomorphic to C∗=C/2πiZ. Using Remark 5.9 we obtain:
[TABLE]
moreover ξ2 and ξ3 are induced by the identity map, but ξ1 is induced by z↦2α1z and ξ4 by z↦2β1z. It immediately follows that ∂0 is surjective and H1(R,SymL⋄)=0. We conclude that H1(A,AutL⋄)=0 but we can not deduce from this the topological SL-rigidity of [L⋄] because L does not satisfy condition (TR), see [25, Théoréme 3.5].
∙ Example 1: non-degenerate multicusps
Let us perform a generic perturbation F1 of the previous example, provided by Theorem 7.1, that does not change the Camacho-Sad indices but such that the holonomy groups along D′ and D′′ are non abelian. In this case it is well-known that F1 satisfy condition (TR) and therefore we can compute Mod([F1⋄]) by identifying it with H1(R,SymF1⋄).
According to Lemma 6.12 their centralizers are finite groups F1′, F1 and F1′′ respectively, however Syms0′F1⋄ and Syms0′′F1⋄ remain isomorphic to Syms0′L⋄ and Syms0′′L⋄ because the singularities of F1♯ at s0′ and s0′′ are again linearizable.
[TABLE]
It follows:
-
Mod([F1⋄])* is a finite quotient of a product of two
elliptic curves.*
∙ Example 2: partially degenerate multicusps
With the induction technique used in the proof of Theorem 7.1, we can perform a perturbation of L that provides a foliation F2 with same Camacho-Sad indices, with non abelian holonomy groups F2′ and F2′′ along D′ and D′′,
but such that there is a biholomorphism between neighborhoods of D that conjugates F2 with L. We have
[TABLE]
where again ξ2 and ξ3 are induced by the identity map. We easily obtain the exact sequence
[TABLE]
K being finite. If 1, 2α, 2β are Z-independent then
-
Mod([F2⋄])* is not a finite quotient of a product of elliptic curves; in particular, in the statement of Theorem D we cannot replace Zp by a finite group in the exact sequence (1).*
∙ Example 3: infinite type multicusps
First we choose the coefficients αi, βi, δ in the expression of the 1-form ω, so that CS(D′,s0′)∈Z<0, the other Camacho-Sad indices being in C∖R, except for the points s∞′ and s∞′′.
At s0′ the foliation L♯ possesses now a germ of holomorphic first integral, the local holonomy is a periodic rotation, thus Syms0′L⋄ is isomorphic to Diff(C,0).
Then we perform a perturbation F3 of L changing only the holonomy groups HD′ and HD that become non abelian, without changing HD′′ neither the local analytic types at any singular point.
For such foliation F3 the group Syms0′F3⋄ is always isomorphic to Syms0′F3⋄≃Diff(C,0). The group-graph SymF3⋄ is not abelian and its cohomology is no longer given by the cokernel of a morphism ∂0.
However
[TABLE]
is always a submersion. Thus performing a new pruning we have an isomorphism H1(RF3⋄,SymF3⋄)≃H1(R′,SymF3⋄) with
{\mathsf{R}}^{\prime}:=\lx@xy@svg{\hbox{\raise 0.0pt\hbox{\kern 8.33594pt\hbox{\ignorespaces\ignorespaces\ignorespaces\hbox{\vtop{\kern 0.0pt\offinterlineskip\halign{\entry@#!@&&\entry@@#!@\cr&\crcr}}}\ignorespaces{\hbox{\kern-8.33594pt\raise 0.0pt\hbox{\hbox{\kern 0.0pt\raise 0.0pt\hbox{\hbox{\kern 3.0pt\raise 0.0pt\hbox{\textstyle{\bullet_{D^{\prime}}\ignorespaces\ignorespaces\ignorespaces\ignorespaces}}}}}}}}\ignorespaces\ignorespaces\ignorespaces\ignorespaces{}{\hbox{\lx@xy@droprule}}\ignorespaces\ignorespaces\ignorespaces{\hbox{\kern 14.92532pt\raise 5.70694pt\hbox{{}\hbox{\kern 0.0pt\raise 0.0pt\hbox{\hbox{\kern 3.0pt\hbox{\hbox{\kern 0.0pt\raise-1.41806pt\hbox{\scriptstyle{s^{\prime}{0}}}}}\kern 3.0pt}}}}}}\ignorespaces{}{\hbox{\lx@xy@droprule}}{\hbox{\lx@xy@droprule}}{\hbox{\kern 32.33594pt\raise 0.0pt\hbox{\hbox{\kern 0.0pt\raise 0.0pt\hbox{\hbox{\kern 3.0pt\raise 0.0pt\hbox{\textstyle{\bullet{D}}}}}}}}}\ignorespaces}}}}\ignorespaces. The centralizer of HD′ and HD being finite by Lemma 6.12, we obtain:
-
Mod([F3⋄])* is a quotient of Diff(C,0) by the action of a finite group and RF3⋄ is not connected.*
∙ Example 4: Cremer multicusps
By gluing techniques and thanks to realization Theorem [28] and Pérez Marco results [26] we can build a foliation F4 with same separatrices, thus same resolution, as in previous examples, with non abelian holonomy groups HD′, HD, HD′′, but whose local holonomies at s0′ and s0′′ are Cremer with uncountable centralizers. In this case
-
Mod([F4⋄])* is a finite quotient of a product of two uncountable totally discontinuous subgroups of U(1):={z∈C∣∣z∣=1}.*
∙ Example 5: non-degenerate foliations with a single separatrix.
For such a foliation F5, after pruning all dead branches of the dual graph of EF5, the obtained graph is the red graph RF5⋄ which is reduced to a geodesic segment
\textstyle{\bullet_{D_{0}}\ignorespaces\ignorespaces\ignorespaces\ignorespaces}$$\scriptstyle{s_{1}}$$\textstyle{\cdots\ignorespaces\ignorespaces\ignorespaces\ignorespaces}$$\scriptstyle{s_{\ell}}$$\textstyle{\bullet_{D_{\ell}}}
.
All Camacho-Sad indices are rational numbers. The singular chains in RF5⋄ are in two categories: the normalizable chains whose edges s correspond to normalizable resonant singularities of
F5♯ and the non-normalizable chains. For the first one the group SymsF5⋄ is isomorphic to C∗ and for non-normalizable chains it is isomorphic with Z/msZ for a suitable ms∈N. It follows:
-
Mod([F5⋄])≃(⨁i=1μZ/miZ⊕C∗ν)/Z, with Z a finite subgroups, μ, resp ν, the number of non-normalizable, resp. normalizable singular chains; furthermore μ+ν is equal to the number of Puiseux pairs of the unique separatrix.
Another specificity of this foliation F5 is that the mapping class group of EF5⋄
is trivial because every singular point of EF5 is fixed555Each element of the mapping class group of EF5⋄ preserves dead branches so it must fix every singular point except maybe the attaching points of the two dead branches of the extremity valency 3 divisor. But these two points have different Camacho-Sad indices, as can be easily deduced from [10, p. 164]. by Mcg(EF5⋄)
and the pure mapping class group of P1 punctured at three points is trivial [8, Proposition 2.3]. From §2.3.C we obtain that
[TABLE]
∙ Example 6: some topologically SL-rigid foliations.
Whenever for a marked foliation F⋄ the red part of any cut-component of AF⋄ is reduced to one vertex, the moduli space Mod([F⋄]) is reduced to one element. In particular this is the case for:
-
any non dicritical foliation reduced after only one blow-up, its separatrices being smooth curves mutually transversal, or more generally any topologically quasi-homogeneous germ, see [12],
2. -
absolutely dicritical foliations of Cano-Corral [5],
3. -
dicritical foliations that are non singular after one blow-up, see [1] and [24].
9. Exponential and disconnected group-graphs
We keep all notations used in Section 6.
For technical reasons the last group-graphs that we must consider will be defined uniquely over the red graph RF⋄⊂AF⋄.
Recall that XF⋄, BF⋄ and TF⋄ denote the group-graphs over AF⋄ associated to the sheafs XF♯, BF♯ and TF♯=BF♯/XF♯ of tangent, basic and transverse holomorphic vector fields for F♯, respectively.
Lemma 9.1**.**
For s∈EdAF⋄ the exponential map exp:BsF⋄→AutsF⋄
induces a well-defined map expsF⋄:TsF⋄→SymsF⋄.
Proof.
We must prove that
exp(Z+X)≡exp(Z) modulo FixsF⋄ if Z∈BsF⋄ and X∈XsF⋄. For that it suffices to show that for each neighborhood V of f(s) there is another neighborhood U of f(s) such that for each p∈U the curve α∈[0,1]↦exp(Z+αX)(p) is contained in a leaf of F∣V.
We choose U⊂V such that the map ϕ:U×D2×D2→V given by ϕ(p,t,α)=exp(t(Z+αX))(p) is well-defined. Fix p∈U and take a local holomorphic first integral F defined in a neighborhood W of p. If t is small enough then ϕ(p,t,α)∈W and
[TABLE]
because X is tangent to F♯. Since F(p,0,α)=p does not depend on α we obtain that ∂α∂F(ϕ(p,t,α))=0 for t small enough. As ϕ is holomorphic, we conclude that the curve α↦ϕ(p,1,α) is contained in a leaf of F∣V♯.
∎
Remark 9.2**.**
It can be checked that under the identifications TsF⋄≃ThD,s and C(hD,s)/⟨hD,s⟩≃SymsF⋄ given by Remark 6.2 and Corollary 5.8, the morphism
expsF⋄ coincides with the composition of the restriction ThD,s→C(hD,s) of the exponential map on the transverse section ΔD and the quotient map C(hD,s)→C(hD,s)/⟨hD,s⟩.
∎
Motivated by the above remark, for D∈VeAF⋄ we define the map
expDF⋄:TDF⋄→SymDF⋄ as the composition
TDF⋄≃THD→expC(HD)→SymDF⋄.
From Remark 9.2 it is clear that the following diagram is commutative:
[TABLE]
the vertical maps being the restriction maps of the group-graphs TF⋄ and SymF⋄, written with same notation.
Although the exponential map
[TABLE]
z:(ΔD,f(oD))→(C,0) being a germ of coordinate,
is not a morphism of groups, its restriction to a subspace of complex dimension ≤1 is.
On the other hand it is well-known that dimCTsF⋄≤1 if JsF⋄=C. Since TDF⋄⊂TsF⋄ for s∈D we deduce that expDF⋄ and expsF⋄ define a morphism
[TABLE]
of abelian group-graphs over RF⋄.
Definition 9.3**.**
The group-graph over RF⋄ image of expF⋄ is called the exponential group-graph of F⋄. We denote it by ExpF⋄.
At this point it is clear that the subset of RF⋄ consisting of all a∈VeAF⋄∪EdAF⋄ such that ExpaF⋄=0 is just the subgraph RF⋄0 of RF⋄ previously defined in Section 6 and characterized by the second equivalence in Theorem 6.9.
Let us denote by RF⋄1 the completion of RF⋄∖RF⋄0, i.e. the minimal subgraph of RF⋄ containing RF⋄∖RF⋄0.
Lemma 9.4**.**
If (D,s)∈IRF⋄ and TDF⋄=0, then the restriction map ρ′:TDF⋄→TsF⋄ is an isomorphism and all the red singular points
in D share the same character linearizable or resonant; we will say that D is resonant or linearizable according to the case. Furthermore, the isomorphism class of the group ExpDF⋄ is given by the following table
[TABLE]
the restriction morphism ρDs:ExpDF⋄→ExpsF⋄ is surjective and
[TABLE]
Proof.
The homogeneity of singular types in D is given by Proposition 6.13.
Notice that if a basic vector field for F♯ defined on a connected open set U⊂MF is tangent to the foliation in a neighborhood of a point of U then it is tangent to the foliation on the whole U. Using this fact
it is easy to see that if W is a connected subset of a F♯-invariant component of EF, the stalk maps TF♯(W)→TmF♯, m∈W are injective.
Taking W=D we deduce that the restriction map
ρ′Ds:TDF⋄→TsF⋄ is injective.
Since dimTDF⋄=dimTsF⋄=1, ρ′Ds is an isomorphism. In fact, TsF⋄≃TDF⋄ can be identified to a line CX in the space of germs of vector fields on (ΔD,f(oD)). Then Table (9) follows from Proposition 6.8.
On the other hand expsF⋄:TsF⋄→ExpsF⋄ being surjective by definition and the restriction map ρ′Ds being an isomorphism, it follows that
ρDs∘expDF⋄=expsF⋄∘ρ′Ds is surjective. Therefore ρDs is also surjective. We conclude thanks to Remark 9.2 and the commutativity of the diagram (8).
∎
Thanks to Theorem 6.9,
H1(RF⋄,SymF⋄) is an abelian group
and the natural inclusion ExpF⋄→SymF⋄ is an injective morphism of abelian group-graphs over RF⋄.
Definition 9.5**.**
The quotient group-graph over RF⋄
[TABLE]
given by DisaF⋄:=SymaF/ExpaF for every a∈VeRF⋄∪EdRF⋄, is called the disconnected group-graph of F⋄.
Obviously, we have over RF⋄ the short exact sequence of abelian group-graphs:
[TABLE]
The name “disconnected” is explained by the following proposition.
Proposition 9.6**.**
For s∈EdRF⋄ and D∈VeRF⋄ we have that
(1)
the abelian group DissF⋄≃C(hD,s)/⟨hD,s,exp(ThD,s)⟩ is:
(a)
trivial if f(s) is a linearizable (not-periodic) singularity
2. (b)
a finite abelian group if f(s) is a resonant (non-periodic) singularity, cyclic in the normalizable case;
3. (c)
a cyclic quotient of a totally disconnected subgroup of U(1) if f(s) is a non-resonant and non-linearizable singularity;
2. (2)
the abelian group DisDF⋄ is
(a)
infinite and of finite type if HD is abelian and all the red singularities on f(D) are resonant non-normalizable;
2. (b)
a cyclic quotient of a totally disconnected subgroup of U(1) if HD is abelian and all the red singularities on f(D) are non-resonant non-linearizable;
3. (c)
finite in all the remaining cases;
3. (3)
DissF⋄* and DisDF⋄ are finite if s∈EdRF⋄1 and D∈VeRF⋄1.*
Proof.
Assertions (1) result directly from Proposition 6.8.
To obtain Assertions (2) we can suppose that the singular valency of D is at least three, otherwise DisDF⋄=DissF⋄ for s∈D∩Σ and Assertions (2) result again directly from Proposition 6.8. Now let us suppose also that DisDF⋄ -thus also C(HD)- is infinite. Because D is red, HD is infinite and it follows from Lemmas 6.11 and 6.12 that the set H′ of all non periodic elements of HD is non empty and for every h∈H′ we have C(HD)=C(h), therefore DisDF⋄=C(h)/exp(Th). By Proposition 6.8 the only case where this group is infinite is when h is resonant non normalizable or non resonant non linearizable. To see that these two possibilities correspond to the cases (2a) and (2b) above, it is enough to notice that the local holonomies hD,s, s∈D∩Σ, that generate HD, cannot be all periodic (otherwise by abelianity HD would be finite), and to use Proposition 6.13.
Assertion (3) follows immediately from Assertions (1) and (2) except for DisDF⋄ when D is a common vertex of RF⋄1 and RF⋄0. In this case although ExpDF⋄=0, at the meeting points s of D with components D′ of RF⋄1 we have ExpsF⋄=0 because ExpD′F⋄=0. Therefore D does not correspond to case (2a) nor case (2b) and DisDF⋄ is finite
according to (2c).
∎
In order to simplify the notations in the proofs below, we will write again A, R, R0, R1, Aut, Sym, Exp, Dis and τ,
instead of AF⋄, RF⋄, RF⋄0, RF⋄1, AutF⋄,
SymF⋄, ExpF⋄, DisF⋄ and τF.
We have already shown that there are “natural” bijections:
[TABLE]
the bijection (\refeq2) being only valid when F has finite type.
Moreover Sym is an abelian group-graph over R and consequently H1(R,Sym) is an abelian group, cf. Theorem 6.9.
Recall that R0 is the subgraph of R constituted by all the vertices and edges b satisfying
ExpbF=0
and R1 is the completion of R∖R0.
The rest of the proof is divided in several steps:
(i)
The abelian group H1(R,Sym) fits into an exact sequence
[TABLE]
where F is a finite abelian group and D is a totally disconnected topological abelian group.
2. (ii)
We have group isomorphisms
[TABLE]
where R1=:α∈π0(R∖R0)⋃Zα where each zone Zα is the completion of a connected component of
R∖R0=R1∖R0.
3. (iii)
To simplify the computation of the cohomology groups H1(Zα,Exp) we modify each zone (not reduced to a single vertex) without changing the number of its extremities neither its cohomology, by adding a vertex and an edge, for each of its extremities. The modified zones fulfill the following property:
(∗) *each extremity of Zα is joined by its edge to a vertex of valency 2 in Zα.
(iv)
We decompose each modified zone Z as Z=Z0∪Z1 where Z0 is either empty or a disjoint union of n+1≥1 segments ∙Di′⟷∙Di with Di′∈R0, Di∈R1 and Z0∩Z1={D0,…,Dn}.
We prove that H1(Z,Exp) is trivial if Z0 is empty, and it is a finite type quotient of i=1⨁nExpDi if Z0=∅.
5. (v)
Since
ExpDi is isomorphic to C or C/Z≃C∗ or C∗/αZ by Lemma 9.4, we can construct a morphism Λ:Cτ→Mod([F⋄]) with totally disconnected cokernel and finite type kernel.
6. (vi)
We will specify the notion of semi-local-equisingularity, denoted by SL-equisingularity. This notion was introduced in [21] for germs of deformations and in this paper we adapt it to the context of a global parameter space.
7. (vii)
We construct SL-equisingular families of foliations Ft,iU satisfying Theorem D.
associated by Lemma 3.6 to the short exact sequence (10) of abelian group-graphs.
By the first part of Proposition 9.6, Z1(R,Dis) is a finite product of totally disconnected subgroups of U(1) and H1(R,Dis) is thus a totally disconnected abelian topological group.
Moreover when all the singularities of the foliation are resonant or linearizable, the case 1c) is excluded and Z1(R,Dis) is finite.
In order to conclude this step it only remains to prove that kerχ is finite.
Let us notice that H0(R0∩R1,Exp)=0,
H1(R0,Exp)=0 and H1(R0∩R1,Exp)=0.
By applying Mayer-Vietoris Lemma 3.7 to the union R=R0∪R1 we obtain the following commutative
diagram with exact rows
[TABLE]
Thus kerχ is isomorphic to a subgroup of kerχ1 and it is sufficient to prove that H0(R1,DisF) is finite. But using the second part of Proposition 9.6 we obtain that C0(R1,DisF) is finite.
If a zone Zα is reduced to a single vertex then H1(Zα,Exp) is clearly trivial. If this is not the case, we
modify Zα in the following way: if v′ is an extremity of Zα and v′′∈VeZα is the unique vertex joined to v′ by an edge e′, we replace the segment ∙v′′⟷e′∙v′ by
∙v′′⟷e′′∙v⟷e∙v′.
We also extend the group-graph Exp to the new edges and vertices by defining
[TABLE]
[TABLE]
We call this operation the blow-up of the edge e′. By performing these blow-ups for each extremity of Zα we get a new graph Zα called a modified zone.
Clearly Zα fulfills property (∗) of (iii).
By doing this process on each zone, we get a modified graph R endowed with a group-graph still denoted by Exp.
We define now a contraction map:
[TABLE]
where ϕve♭=ϕve if e is not produced by a blow-up, and ϕv′′e′:=ϕv′′e′′ϕve=:ϕv′e′−1
if ∙v′′⟷e′′∙v⟷e∙v′ is given by the blow-up of ∙v′′⟷e′∙v′.
It is easy to see that this map induces group isomorphisms
Fix Z=Zα a modified zone of R1.
Let Z1 be the maximal subgraph ot Z with all vertices and edges b satisfying Expb=0. Denote by Z0 the completion of Z∖Z1. Clearly Z=Z0∪Z1 and Z0 is either empty or a disjoint union of n+1≥1 segments ∙D′⟷∙D with ExpD′=0, ExpD=0, D′ being an extremity of Z and valZ(D)=2. Notice that H1(Z1,Exp)=0. Indeed the restriction morphisms of the group-graph ExpF over Z1 are surjective by Lemma 9.4. We apply recursively Pruning Theorem 3.11 and we conclude by Remark 3.12 that H1(Z,Exp)=0 if Z0 is empty.
Now suppose that Z0=∅. We will apply Mayer-Vietoris Lemma 3.7 to Z=Z0∪Z1. Using again Lemma 9.4 we see that H1(Z0,Exp)=0 and H0(Z0,ExpF)=0 by construction of the modified zones. We obtain the exact sequence
[TABLE]
σα being the restriction map and δα the connecting map.
In the sequel we will choose one vertex D0 in Z0∩Z1={D0,…,Dn} and we will call the remaining vertices D1,…,Dn the active vertices of the zone Z.
Lemma 10.1**.**
The projection πα:H0(Z1,Exp)→H0(D0,Exp)≃ExpD0 is surjective and its kernel is an abelian group of finite type.
Proof.
From Lemma 9.4 for each (s,D)∈IZ1 the restriction map ρDs is surjective with kernel [math] or Z.
Let si, i=1,…,ℓ, be the edges such that D0∈∂si.
For each y0∈ExpD0 there are yi∈Expsi, i=1,…,ℓ, such that ρDis0(yi)=ρD0s0(y0), see Figure 3.
Moreover, the different choices of yi are parametrized by Zk with k≤ℓ. By induction we easily deduce that πα is surjective and its kernel is of finite type.
∎
Denote by ρ:H0(Z0∩Z1,Exp)→H0(D0,Exp)≃ExpD0 the projection map.
Then we have the following morphism of exact sequences
[TABLE]
Since Z0∩Z1 only contains the vertices Di we have that H0(Z0∩Z1,Exp)=⨁i=0nExpDi and kerρ is just ⨁i=1nExpDi.
Because πα is surjective, by applying Snake Lemma we obtain the following exact sequence:
[TABLE]
Since πα is surjective and ker(πα) is of finite type, thanks to Lemma 10.1 we get that H1(Z,Exp) is a quotient of Cn by a finite type subgroup.
First we notice that the number of active vertices of a modified zone Z=Zα is equal to the rank of the homology groups H1(Z/Z0,Z)≃H1(Zα/(Zα∩R0),Z)
of the corresponding quotient graphs.
We easily deduce that the number of all active vertices ar for all the modified zones
is equal to the rank
τ:=rankH1(R/R0,Z) introduced in Definition 6.7.
Each active vertex ar, r=1,…,τ, belonging to some modified zone, is produced by the blow-up of an edge
∙vr′′⟷sr∙vr′, vr′ being an extremity of the zone. By construction, Expar=Expsr, cf. (16).
With this identification and thanks to the isomorphisms (14), (15) and (17) it can be easily checked, using the proof of Lemma 3.7, that the map δ=⊕αδα given by the connecting maps δα of the Mayer-Vietoris exact sequences (18) is the surjective morphism
[TABLE]
with ϕvr′′sr:=φr, ϕvr′sr:=φr−1 and ϕve is trivial otherwise.
Now for each r=1,…,τ we choose a local holomorphic basic vector field Xr transverse to the foliation F♯ and defined on a neighborhood of f(sr) in the ambient space of F♯.
We define the group morphism Λ:Cτ→Mod([F⋄]) of Theorem D, as the composition
[TABLE]
where ξ(t)=(exp∙t1X1,…,exp∙tτXτ),
exp∙trXr denotes the class of exptrXr in Autsr/Fixsr=Symsr and χ is induced by the natural inclusion of group-graphs Exp↪Sym, see (10).
The last bijection (11) induces an abelian group structure on Mod([F⋄]). Moreover, if we define D:=H1(R,DisF) and Γ:Mod([F⋄])→D as the composition of the isomorphism (11) and the last arrow in the sequence (12), then the sequence
[TABLE]
is exact.
It remains to check that kerΛ=ker(χ∘δ∘ξ) is of finite type.
Since kerχ is finite by step (i) and kerδ is of finite type thanks to Lemma 10.1 and (19), it suffices to see that kerξ is also of finite type. In fact,
we will conclude by proving that the kernel of each group morphism ξr:C→Symsr, t↦exp∙trXr is of finite type. Since Remark 9.2 allows us to work on a transversal, we can use Proposition 6.8 to describe ker(ξr) as the kernel of the morphism C→C(hr)/⟨hr⟩ given by t↦[exptXr], which is of finite type thanks to Lemma 9.4.
Let P be a holomorphic connected manifold and t0 a point of P. A deformation
of F with parameter space the manifold P pointed at t0, is a germ along all {0}×P of a 1-dimensional holomorphic singular foliation
FP defined on a open neighborhood of {0}×P in C2×P, which is locally tangent to the fibers of the projection πP:C2×P→P and such that F is equal to the restriction of FP to C2×{t0}, with the identification C2⟶∼C2×{t0}, (x,y)↦(x,y,t0).
We say that FP is equireducible if there exists a map EFP:M→C2×P obtained by composition of blow-up maps Ej:Mj+1→Mj fulfilling:
(1)
each center of blow-up Cj⊂Mj of Ej is biholomorphic to P by the map πj:=πP∘E0∘E1∘⋯∘Ej−1:Mj→P,
2. (2)
the singular locus of the foliation EFP∗FP is smooth, contained in the exceptional divisor EFP:=EFP−1({0}×P) and the restriction of πP∘EFP to each of its connected component is a biholomorphism onto P,
3. (3)
the restriction of EFP to Mt:=(πP∘EFP)−1(t) is exactly the minimal reduction map of the foliation Ft on C2×{t} induced by FP;
Notice that EFP is a topological product over P, i.e. there is a homeomorphism ΦP:Mt0×P⟶∼M such that πP∘ΦP is the second projection map. By identifying C2×{t0} with C2, each marking
f:E→EFt0 of Ft0 by E⋄ extends via ΦP to markings ft:E→EFt⊂Mt of Ft, t∈P, defining in this way a map
[TABLE]
On the other hand, given a point t′∈P, for each base point oD in a component D of E introduced at the beginning of Section 5, let us choose a (1+dimP)-dimensional submanifold ΔP,D of M, transverse to ft′(D) at the point ft′(oD).
The representation of FP-holonomy of the leaf ft′(D∖Σ) defines a representation HP,Dt′ of the fundamental group π1(D∖Σ,oD) in the group Diff(ΔP,D,ft′(oD)) of germs of holomorphic automorphisms of (ΔP,D,ft′(oD)).
Definition 10.2**.**
We say that FP is SL-equisingular at a point t′ of P if
(1)
FP* is equireducible,*
2. (2)
for t∈P sufficienty close to t′ and for each (s,D)∈EdAF⋄×VeAF⋄, D∈∂s, the Camacho-Sad indices CS(Et∗Ft,ft(D),ft(s)) do not depend on t;
3. (3)
there is a germ of biholomorphism ψ:(ΔP,D,ft′(oD))⟶∼(C×P,(0,t′)) such that
(a)
the composition of ψ by the second projection C×P→P is equal to πP∘EFP restricted to ΔP,D;
2. (b)
for all γ∈π1(D∖Σ,oD) the biholomorphism (z,t)↦ψ∘HP,Dt′(γ)∘ψ−1(z,t) does not depend on t.
We say that FP is SL-equisingular if it is SL-equisingular at each point of P.
Consider the elements [Fi,fi] of Mod([F⋄]), i∈D, given in the statement of Theorem D. By Isomorphism (11) they are represented by cocycles ci=(cD,si)∈Z1(R,Sym).
Now we fix an orientation ≺ of A and as in the proof of Theorem 5.14, we lift this cocycle to a cocycle (φD,si)∈Z1(R,Aut) and we continue to denote by s1,…,sτ the edges that produce the complete system a1,…,aτ of active vertices used in step (v).
We define then (φD,si,t)∈Z1(A,Aut) by setting
[TABLE]
for s∈EdA with ∂s={D,D′} and D≺D′.
Using these cocycles, for each i∈D we glue suitable neighborhoods WD of D×Cτ inside MF×Cτ.
We obtain a manifold Mi endowed with a submersion map onto Cτ, a flat divisor over Cτ and a foliation by curves tangent to the fibers of the submersion and to the divisor.
By the same arguments used in Theorem 4.5 we obtain a open neighborhood of {0}×Cτ in C2×Cτ and on this neighborhood an holomorphic vector field defining a one-dimensional equireducible foliation tangent to the fibers of the projection onto Cτ, whose singular locus is {0}×Cτ.
By construction, after equireduction the exceptional divisor, as intrinsic analytic space, is holomorphicaly trivial over Cτ and along each of its irreducible components the reduced foliation is holomorphically trivial.
Hence we have obtained a SL-equisingular deformation Fi,tU of Fi, see [20],
and biholomorphisms hi,t:EFi⟶∼EFi,tU, i∈D.
We define the markings fi,tU:E⟶∼EFi,tU by fi,tU:=hi,t∘fi.
Notice that by the construction of Λ in step (iv), α(t) is represented in H1(A,Aut) by the following 1-cocycle with support in R1:
[TABLE]
Thanks to Theorems 6.6 and 6.9 we have in H1(R,Sym) the equality
[TABLE]
where φ∙D,si,t and a∙D,st denote the classes of φD,si,t and aD,st in Syms. The abelian group structure on Mod([F⋄]) being induced by the one on H1(R,SymF) by (11), the previous equality proves that
in Mod([F⋄]) we have
[TABLE]
11. Appendix
Let us denote by Br⊂C2 the ball {∣x∣2+∣y∣2≤r} and for a curve S∋0 in C2 let us call Milnor ball any ball B=BR such that S∩B∖{0} is regular and meets transversely each sphere ∂Br, 0<r≤R. We fix a germ F at 0∈C2 of a singular holomorphic foliation.
Definition 11.1**.**
A germ of an invariant curve S at 0∈C2 will be be called F-appropriate
if S is invariant by F, contains all the isolated separatrices666i.e. their strict transforms meet invariant components of the exceptional divisor. and its strict transform by the reduction of F meets any dicritical component D of EF-valency one, i.e. card(D∩Sing(EF))=1.
The following incompressibility property is proven under some additional assumptions in [13], [16] and an optimal version is obtained by L. Teyssier in [32]:
Theorem 11.2**.**
If F is a generalized curve and S is an F-appropriate curve in a Milnor ball B. Then there exists a fundamental system U=(Un)n∈N of open neighborhoods of S in B such that for each n∈N
(1)
the inclusion map Un↪B induces an isomorphism between the fundamental groups of Un∖S and B∖S;
2. (2)
for each leaf L of the foliation F∣(Un∖S) the inclusion map L↪Un∖S induces an injective morphism π1(L,⋅)↪π1(Un∖S,⋅);
3. (3)
there is a finite union of curves on Un∖S whose preimage Ω in the universal covering Un∗ of Un∖S is a disjoint union of embedded conformal discs Ωα such that each leaf L of the foliation Fn induced by F on Un∗ meets Ω and card(L∩Ωα)≤1 for any α.
Remark 11.3**.**
Two direct consequences of this result are the simple connectedness of the leaves of the foliation Fn and a structure of (non Hausdorff) Riemann surface of its the leaf space
QUnF, whose atlas is given by the transversals Ωα .
∎
*Now, in the sequel we consider the following situation: F and G are two topologically equivalent germs of foliations at 0∈C2 and ψ:(C2,0)→(C2,0) is a germ of homeomorphism that conjugates them, ψ∗G=F.
Previous Theorem 11.2 will allow us to extend Theorem 1.6 of [15] with weaker assumptions.
Theorem 11.4**.**
If F is a generalized curve fulfilling Conditions (TC) and (TR) stated in the introduction, then
there exists a germ of a homeomorphism ϕ:(C2,0)→(C2,0) such that:
(1)
the lifting EG−1∘ϕ∘EF of ϕ through the reduction maps of F and G
extends to the exceptional divisor as a germ of homeomorphism Φ:(MF,EF)→(MG,EG) along the exceptional divisors;
2. (2)
Φ* is holomorphic at each non-nodal singular point of F♯;*
3. (3)
Φ* is transversely holomorphic at each point of the exceptional divisor which is regular for F♯ and not contained in a dicritical component.*
Beside the possible existence of dicritical components, the new difficulty of this theorem lies in the fact that ψ may not be transversely holomorphic on a whole neighborhood of 0.
Indeed, let us denote by EFcut the disjoint union of the
cut-components of EF. Conditions (TC) and (TR) of the introduction do not exclude the existence of exceptional cut-components of EF, i.e. irreducible components containing at most two singular points of F♯. Around such cut-components, in a meaning which will be specified later, the conjugation ψ may not be transversely holomorphic.
Because F, and therefore G are generalized curves [2] ψ defines one-to-one correspondences
[TABLE]
between the irreducible components of the exceptional divisors EF and EG and between the points of Sing(EF)∪Sing(F♯) and Sing(EG)∪Sing(G♯). Moreover we have the equalities of intersection numbers:
[TABLE]
Indeed the reduction map of a foliation is also equal to the reduction map of the curve formed by all its isolated separatrices and two dicritical separatrices for each dicritical component of the exceptional divisor. Thus equality (21) follows from classical topological properties of germs of curves.
Let us point out that property (2) in Theorem 11.4 implies equality of Camacho-Sad indices of these foliations. These equalities will be strongly used in the proof of the above theorem and in fact we need to prove them first.
Lemma 11.5**.**
Under the assumptions of Theorem 11.4, if
s∈D⊂EF and s′∈D′⊂EG correspond by (20), then
[TABLE]
Proof.
It is enough to prove these equalities when s is an intersection point of the strict transform of a separatrix S of F with an irreducible component D of EF. Indeed according to an extension of [23] given in [16, Lemma 1.9] or in [3, Theorem 8], there is such a point on any cut-component C of EF. Thus the induction given in
[15, § 7.3] will remain valid and equalities (22) will be satisfied at every singular point of the foliation.
We distinguish three possibilities.
a)
λ:=CS(F♯,D,s)* is an irrational real number.* If λ is positive, s is a nodal singular point, and (22) was obtained by R. Rosas in [30, Proposition 13]. Another proof is given in
[16, Theorem 1.12] that remains valid for λ<0.
2. b)
C* is not exceptional and s is not a nodal singular point.* Then by using (TR) and thanks to an extended version [15] of the rigidity theorem in [29], ψ is transversely holomorphic on the image by EF of a neighborhood of C and specifically at the points of the separatrix S. In this case the proof of (22) given in [15, Chapter 2] remains valid.
3. c)
C* is exceptional and s is not a nodal point.* Then C is a ”chain”
of components of EF, C=D1∪⋯∪Dℓ, ℓ≥1,
Di meeting Di+1 in one point si and Di∩Dj=∅ if ∣i−j∣=1. Perhaps C meets several dicritical components of EF, but we only have two possibilities fulfilling Assumption (TC):
(i)
s∈D1 and the other singular points of F♯ belonging to C are s1,…,sℓ−1;
2. (ii)
s∈D1, Dℓ contains a nodal singular point sℓ=sℓ−1, the other singular points of F♯ belonging to C being s1,…,sℓ−1;
In case (ci) using the classical index formula, we see that CS(F♯,D1,m1) is given by a continuous fraction whose coefficients are the self-intersections (Di,Di), i=1,…,ℓ; thus (22) follows from (21).
In the same way we obtain in case (cii) that CS(F♯,D1,s) is an irrational (negative) real number, but this case was already examined above.
∎
Because the dicriticity of a irreducible component D can be characterized by the vanishing of the Camacho-Sad indices along all the adjacent components at their intersection points with D, we have:
Corollary 11.6**.**
By Correspondences (20) the image of a dicritical component, a exceptional cut-component, a non exceptional cut-component of F is respectively a dicritical component, an exceptional cut-component, a non exceptional cut-component of G.
This result extends Theorem 5.0.2 of [15] and we will sketch an inductive proof similar to that described in Chapter 8 of [15].
We proceed in four steps: first we extend to our new context the notion of monodromy; then
we construct a conjugation Φ1 between F♯ and G♯ on a neighborhood of the union of all non exceptional cut-components of EF; in a third step we define a conjugation Φ2 along the exceptional cut-component except at the nodal singularities; finally in the fourth and last step we extend and glue Φ1 and Φ2 at the nodal singularities and along the dicritical components.
Step 1.
Let us fix a F-appropriate curve S and Milnor balls B and B′ for S and S′:=ψ(S). Let B∗ and B′∗ be universal coverings of B∖S and B′∖S′ respectively. We suppose that ψ(B)⊂B′, we choose a lifting ψ:B∗→B′∗ of ψ and we denote by ψ∗:Γ⟶∼Γ′ the isomorphisms induced by ψ between the deck transformation groups of these coverings.
As in Chapter 3 of [15] we call monodromy of F the natural group morphism
[TABLE]
where with notations of Remark 11.3, Q∞F is the inverse system (QUnF)n∈N, An is the category of pro-objects associated to the category of analytic spaces and
Top is the category of pro-objets associated to the category of topological spaces and continuous functions.
The monodromy
[TABLE]
of G is defined in the same way, after the choice of S′:=ψ(S) as G-appropriate curve.
The conjugation ψ induces an automorphism hψ:Q∞F⟶∼Q∞G in the category Top; however, because here Condition (G) of [15, page 406] may not be satisfied,
h may not be N-analytic in the sense of [15, Definition 3.4.2]. Thus we extend the notion of conjugation of [15, page 416] by calling topological conjugation between the monodromies MSF and MS′G any pair (g,h) where g:Γ⟶∼Γ′ is a group isomorphism and h:Q∞F⟶∼Q∞G is an isomorphism in the category Top such that
h∗∘MSF=MS′G∘g, with h∗:AutTop(Q∞F)→AutTop(Q∞G), φ↦h∘φ∘h−1. The notions of geometric conjugation and realization of geometric conjugation given in [15, Definitions 3.3.3 and 3.6.1] which are already defined in the topological category, remain unchanged for topological conjugations.
Now we highlight the fact that
A.
the pair (ψ∗,hψ) is a geometric topological conjugation between MSF and MS′G that is realized on germs (Δ,S) and (ψ(Δ),S′) for any subset Δ of B meeting S;
2. B.
Theorem 4.3.1 of **[15]** which gives a relation between conjugations of monodromies and conjugation of holonomies, remains valid for topological conjugations;
3. C.
Key Lemma 8.3.2 of **[15]** of extension of realizations, is also valid when the conjugation of holonomies (g,h) is topological, the realization ϕS:(T,c)→(T′,c′) remaining biholomorphic.
Assertion A that extends Assertion (2) of Invariance Theorem 5.0.1 of [15], is immediate; the other two follow directly from the proofs in [15].
Step 2. We will perform an induction process as in [15, Chapter 8].
a) First we define elementary pieces as in [15, §8.2], however the unions defining the real hypersurfaces H and H′ are now indexed by the set of all singular points of the exceptional divisor and of the foliation. In this way we have
three new types of elementary pieces:
(i)
KD with D an invariant component of the exceptional divisor meeting a dicritical component,
2. (ii)
Ks with s an intersection point of a dicritical and a non dicritical component of the exceptional divisor,
3. (iii)
KD, with D a dicritical component.
b) To start the induction, we proceed as in [15, §8.4] but with an F-suitable collection of transversals (ΔC)C∈C in the meaning that it is obtained in the following way: C is the set of non exceptional cut-components of EF; for each C∈C we choose one separatrix SC whose strict transform meets C and an embedded conformal disc ΔC transversal to SC at a regular point; these discs are small enough so their pairwise intersections are empty and they are tranversal to the foliation. Up to suitable foliated isotopies we suppose that ψ(ΔC) are also conformal embedded discs. Thus thanks to Corollary 11.6 the collection given by ΔC′′:=ψ(ΔC), C∈C, where C′ is the cut-component corresponding to C by (20), forms a G-suitable collection of transversals. We begin the induction with the realization (ψ∣Δ,ψ∣Δ,hψ) of the geometric conjugation (ψ∗,hψ) on Δ:=∪C∈CΔC and Δ′:=∪C′∈C′ΔC′. Because the cut-components are non exceptional and thanks to the extended version of the main theorem of [29], Rigidity condition (TR) of the introduction implies the analyticity of the restrictions ψ∣ΔC. Then we finish the base case of the induction by the construction of a geometric representation of the conjugation (ψ∗,hψ) satisfying condition (23) of [15, Extension Lemma 8.3.2], as in [15, §8.4].
c) The process of the induction described in [15, §8.1] and started in this way, stops when it requires to make an extension to an elementary piece of type (ii) or to an elementary piece containing a nodal singularity belonging to Sing(EF). In this way we obtain the announced conjugation Φ1.
Step 3. Let C be an exceptional cut-component of EF and let us keep the notations introduced in the proof of Lemma 11.5: C=D1∪⋯∪Dℓ has two possible configurations (ci) and (cii).
In the first case (ci), Dℓ contains only one singular point of the foliation, hence there is a holomorphic first integral defined on a neighborhood of C and specifically the foliation is linearizable at each singular point. Thus by equality of Camacho-Sad indices given by Lemma 11.5 the considered foliations are locally holomorphically conjugated at the singular points corresponding by (20). The equalities (21) of self-intersections of the components of C and C′ allow us to glue these conjugacies and to obtain a homeomorphism defined on a neighborhood of C. We leave to the reader the details of this construction.
The situation in case (cii) is similar: we have again equality of Camacho-Sad indices and therefore local conjugacies, and then equality of self-intersections allowing to glue and to obtain a global C0 conjugation.
Step 4. On the elementary pieces Ks corresponding to a nodal singular point s, we perform the gluing of the homeomorphisms already constructed by the process described in [15, §8.5]. It remains to extend the obtained homeomorphisms to the dicritical components. Notice that in all the above constructions the homeomorphisms can be built by respecting the dicritical components meeting their definition domains. Finally we arrive at the following situation described in [16, page 147]: if we identify tubular neighborhoods of corresponding dicritical components D⊂EF and D′⊂EG with a same777It is possible because D and D′ have same negative self-intersection.
tubular neighborhood of the zero section of the normal bundle of D, the corresponding foliations being identified with the natural normal fibration, we have to extend to the whole D a continuous map g from
a union K of disjoint closed discs to the group Aut0(C,0) of germs of homeomorphisms of (C,0). This can be easily made by extending g to a union of bigger discs K′ being a constant automorphism on ∂K′. This ends the proof of Theorem 11.4.
∎
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