Secondary isocurvature perturbations from acoustic reheating
Atsuhisa Ota, Masahide Yamaguchi

TL;DR
This paper investigates how secondary isocurvature perturbations can be generated during late universe epochs due to violations of standard conditions, especially considering second order effects and heat conduction between baryons and photons.
Contribution
It introduces second order conserved quantities on superhorizon scales accounting for gradient terms and component non-conservation, with explicit evaluation of heat conduction effects.
Findings
Second order effects can generate isocurvature perturbations from primordial non-Gaussianity.
Gradient terms are significant even for long wavelength modes due to convolution effects.
Heat conduction between baryons and photons contributes to secondary isocurvature perturbations.
Abstract
The superhorizon (iso)curvature perturbations are conserved if the following conditions are satisfied: (i) (each) non adiabatic pressure perturbation is zero, (ii) the gradient terms are ignored, that is, at the leading order of the gradient expansion (iii) (each) total energy momentum tensor is conserved. We consider the case with the violation of the last two requirements and discuss the generation of secondary isocurvature perturbations during the late time universe. Second order gradient terms are not necessarily ignored even if we are interested in the long wavelength modes because of the convolutions which may pick products of short wavelength perturbations up. We then introduce second order conserved quantities on superhorizon scales under the conditions (i) and (iii) even in the presence of the gradient terms by employing the full second order cosmological perturbation theory.…
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Secondary isocurvature perturbations from acoustic reheating
Atsuhisa Ota
and Masahide Yamaguchi
Abstract
The superhorizon (iso)curvature perturbations are conserved if the following conditions are satisfied: (i) (each) non adiabatic pressure perturbation is zero, (ii) the gradient terms are ignored, that is, at the leading order of the gradient expansion (iii) (each) total energy momentum tensor is conserved. We consider the case with the violation of the last two requirements and discuss the generation of secondary isocurvature perturbations during the late time universe. Second order gradient terms are not necessarily ignored even if we are interested in the long wavelength modes because of the convolutions which may pick products of short wavelength perturbations up. We then introduce second order conserved quantities on superhorizon scales under the conditions (i) and (iii) even in the presence of the gradient terms by employing the full second order cosmological perturbation theory. We also discuss the violation of the condition (iii), that is, the energy momentum tensor is conserved for the total system but not for each component fluid. As an example, we explicitly evaluate second order heat conduction between baryons and photons due to the weak Compton scattering, which dominates the period just before recombination. We show that such secondary effects can be recast into the isocurvature perturbations on superhorizon scales if the local type primordial non Gaussianity exists a priori.
1 Introduction
The conserved quantities on superhorizon scales play an important role in inflationary Universe because they connect the primordial perturbations generated during inflation with those at the late Universe. Even though most of characteristic signals of the early universe are washed away due to the thermalization processes, they keep the statistics of the primordial density fluctuations, which enables us to reveal the details of inflationary models. We usually evaluate such quantities when they exit horizons during inflation and consider them as initial conditions of the hot Big Bang universe. The curvature perturbation on the uniform density slice is one of typical examples of such conserved quantities [1, 2, 3]. Suppose the total energy momentum tensor is conserved and we drop the gradient terms, it is well-known that is conserved even at nonlinear order when there are no non adiabatic pressure perturbations. We can also define the curvature perturbations on -fluid uniform density slice, where represents neutrino, baryon, or cold dark matter (CDM) while the photon fluid. Then, the isocurvature perturbations are introduced as . It should be noticed that are also conserved at the leading order of the gradient expansion if the energy momentum tensors of - and -fluids are conserved, respectively. The conservation law of the total energy momentum tensor is universal so that the conservation laws of the curvature perturbations have been also considered to be robust as long as the other conditions are satisfied.
In this paper, we revisit the above two assumptions for the conservation laws of : ignoring the gradient terms and the conservation laws of the energy momentum tensors. First, we point out that, at nonlinear order, we cannot justify to drop the gradient terms even when we consider the long wavelength modes; convolutions in Fourier space can pick up products of short wavelength modes, which might be significant. As a result, the total curvature perturbations might not be conserved at nonlinear order even without non-adiabatic pressure perturbations. We then newly introduce a second order conserved quantity in the presence of gradient terms. Second, we discuss energy transfer among components, that still conserves the total energy momentum but violates each one. This would lead to the evolution of superhorizon isocurvature perturbations. The typical example of the above process is acoustic reheating of the photon-baryon plasma [4, 5, 6]. The short wavelength temperature fluctuations of the cosmic microwave background (CMB) are significantly damping due to imperfectness of the photon-baryon fluid, which produces the second order entropy production and the second order energy transfer between the photons and the baryons. These processes actually happen inside each diffusion scale; the secondary effects fluctuate on scales larger than those of corse graining. The distant patches are not necessarily reheated homogeneously if there exist three or four-point correlations of primordial density perturbations a priori [6]. They are comparable to the non gradient terms at second order because the convolutions pick heat conduction and shear viscosity on small scales up. We investigate these diffusion effects in detail by employing the nonlinear cosmological perturbation theory, which enables us to follow the evolution of the photon distribution function directly.
We organize this paper as follows. First of all, we explain our set up for the second order perturbation theory in section 2. Then, we discuss the non conservation of the curvature perturbations in the presence of gradient terms and introduce a new conserved quantity in section 3. Section 4 is devoted to describe the actual time evolution of the photon baryon plasma due to the weak Compton scattering. We comment on several definitions for the isocurvature perturbations during non-equilibrium periods in section 5. In the final section, we summarize our conclusions and describe future prospects related to the present results.
2 Set up for second order perturbation theory
We need to perturb both the gravity and the matter sectors up to nonlinear order. Here, let us first define the nonlinear metric perturbations.
2.1 The metric perturbations
We start with writing the spacetime metric in the following 3+1 form:
[TABLE]
In other words, each component can be written as
[TABLE]
where and are the lapse and the shift, respectively. is the spatial metric. Let us consider nonlinear scalar perturbations introduced as
[TABLE]
where is the scale factor, and we have fixed only the spacial coordinate by vanishing the anisotropic part of . The nonlinear metric perturbations can be expanded as for and with being the order in primordial perturbations. Note that the conformal Newtonian, the uniform density, the spatially flat and the velocity orthogonal isotropic gauges (comoving gauge) are mutually transformed by changing only the time slice. Here, we ignore the vector and the tensor perturbations for simplicity. This would be justified if the primordial vector perturbations and the primordial tensor ones are subdominant compared to the second order scalar ones. We include the curvature perturbation in Eq. (2.6) to simplify the inverse matrix in the following discussions. The inverse matrixes for the induced metric and the shift vector are written as
[TABLE]
Then, we obtain
[TABLE]
where we write as for notational simplicity. Eqs. (2.6), (2.7) and (2.11) yield
[TABLE]
The inverse matrix of Eq. (2.4) is well known:
[TABLE]
Then, each component of the inverse matrix can be obtained as
[TABLE]
The determinant of can be also evaluated as
[TABLE]
2.2 The Christoffel symbols at second order
Here and hereafter we consider only the perturbations up to second order. Up to second order, each component of the metric tensor can be rewritten as
[TABLE]
and the inverse matrix components are
[TABLE]
Let us evaluate the Christoffel symbol
[TABLE]
Each component of the symbols can be calculated as
[TABLE]
3 Conserved quantity at second order
In this section we show the conservation laws of the curvature perturbations and discuss the gradient corrections by full consideration of second order perturbation theory.
3.1 Divergence of the energy momentum tensor
Let be energy momentum tensors of -fluid. Assuming the conservation of the energy momentum tensor for each fluid component
[TABLE]
the curvature perturbations on -fluid uniform density slice
[TABLE]
are conserved as long as non-adiabatic pressure perturbations and the gradient terms are negligible [3]. Let us first take a closer look at the above theorem. In this section, we do not specify a fluid component explicitly and drop the symbols from expressions. The time component of the covariant divergence can be given as
[TABLE]
Note that only a spatial gradient term in
[TABLE]
is negligible on superhorizon scales. The other gradient terms arising in products of the linear perturbations cannot be dropped without their concrete evaluations since they may have significant contributions on small scales through convolutions in Fourier space. On the other hand, from Eq. (2.21), the second term in Eq. (3.3) can be easily evaluated as
[TABLE]
The term with the Christoffel symbol in Eq. (3.3) is decomposed into 4 parts:
[TABLE]
Each part can be easily calculated as
[TABLE]
where we have decomposed into the trace part (that is, the pressure part) and the traceless part (the anisotropic pressure part),
[TABLE]
with . Note that the anisotropic pressure is at least first order quantity, which would be included in the cubic order terms above; therefore, only the isotropic pressure arises in Eq. (3.10). At linear order, the following relation is useful:
[TABLE]
Then, using Eqs. (3.4), (3.5) and (3.12), we finally obtain
[TABLE]
In most of the previous literatures where perfect fluid approximations are assumed, the gradient terms are automatically dropped. On the other hand, in our case, only the second term in Eq. (3.4) is negligible, and products of the linear perturbations cannot be necessarily dropped. Let us introduce the energy density and the momentum transfer as
[TABLE]
Then, (3.13) can be recast into
[TABLE]
Note that we have not taken the specific time slice other than the spacial coordinate; therefore Eq. (3.13) is useful for conformal Newtonian (), uniform density (), spatially flat () or velocity orthogonal isotropic gauges (), respectively.
3.2 Gradient corrections
We are now ready to discuss the superhorizon conserved quantities in the presence of gradient terms. From Eqs. (3.1), (3.2), and (3.16), we immediately obtain
[TABLE]
Eq. (3.17) apparently shows that is not conserved in the presence of second order gradient terms. Note that we cannot simply ignore the RHS even for long wavelength modes as we already mentioned.
As explained in section 2.1, the spacial coordinate is already fixed; the residual linear gauge freedom is given by a shift of the time coordinate
[TABLE]
Here, it should be noticed that the source term is composed of the products of linear perturbations; therefore, we only consider the linear gauge transformation here. In response to the above transformation, the metric perturbations obey the following transformation laws [7]:
[TABLE]
On the other hand, the energy density, the pressure and the momentum transfer transform as
[TABLE]
Then, we find
[TABLE]
Eqs. (3.17) and (3.25) motivate us to move on to the gauge which satisfies the following relation:
[TABLE]
This condition is useful since the fluid components and metric perturbations decouple in the covariant derivative of the energy momentum tensor, and gauge fixing is complete from Eq. (3.25). In this gauge, we find following quantities are conserved:
[TABLE]
Note that if we ignore the gradient term. We define the isocurvature perturbations in terms of in the similar way:
[TABLE]
which are also conserved if the energy momentum tensors are conserved and non-adiabatic pressure perturbations are absent. Thus the curvature perturbations on the uniform density slice are no more conserved in the presence of gradient terms. Instead, we introduced another conserved quantity at second order. is no more the curvature perturbation on the uniform density slice since we moved to another specific time slicing. In the next section, we consider the time evolution of in the presence of a collision process.
4 Energy transfer and time evolution of the isocurvature perturbations
4.1 The local Minkowski frame for collision processes
Here, we discuss the collision processes for the weak Compton scattering, which are described by the quantum electrodynamics (QED) in the local Minkowski coordinate. To relate the local frame with the global one defined in Eq. (2.1), let us consider the following coordinate transformations [8, 9]:
[TABLE]
where each vierbein is defined as
[TABLE]
For the inverse matrix, the coordinate transformation becomes
[TABLE]
where we have introduced
[TABLE]
Next, let us consider the physical momentum of a particle in the local Minkowski frame. The momentum satisfies
[TABLE]
where is the mass of the particle. The evolution of the photon momentum in the expanding universe is written as
[TABLE]
Then, it would be more convenient to introduce the comoving momentum so as to subtract the background spacetime evolution. For this purpose, we define the comoving momentum of the conformal flat coordinate as
[TABLE]
The energy and the spacial direction of the photon are also introduced as
[TABLE]
Then we can write the conjugate momentum, , associated with the spacial coordinate by using and as
[TABLE]
4.2 Time evolution of the photon energy momentum tensor
In order to elucidate a concrete collision process, we start with constructing the photon energy momentum tensor from the phase space distribution function :
[TABLE]
where is a step function, ’s in this expression are conjugate momenta , and implies a fluid component. Then the covariant derivative of Eq. (4.19) is given by
[TABLE]
where is an affine parameter and . Under the non canonical coordinate transformation
[TABLE]
the Jacobian is transformed as
[TABLE]
Then, the three dimensional volume element in momentum space can be expressed as
[TABLE]
in terms of the momentum in the local conformal Minkowski frame. Using the above expression, Eq. (4.20) yields
[TABLE]
where dots imply second order corrections. The integrand of Eq. (4.24) is directly related to the collision process through the Boltzmann equation:
[TABLE]
where the dots imply the distribution functions of the fluids which interact with the photons. When we consider the weak Compton scattering up to second order, a solution to the above Boltzmann equation can written as the superposition of a local blackbody and the spectral distortion. In this case, the collision term can be decomposed into the following form [10]
[TABLE]
where we have also introduced
[TABLE]
with is the local frame comoving momentum defined in Eq. (4.14), and is a (constant) comoving temperature of reference blackbody whose number density and energy density are defined as
[TABLE]
We can show that the isotropic component of is zero from the fact that the weak Compton scattering does not change the number of photons. Here we introduce the following number density flux
[TABLE]
The covariant derivative of the number flux can be calculated as
[TABLE]
Then, substituting Eqs. (4.26) into (4.32), we obtain
[TABLE]
where we have used
[TABLE]
On the other hand, the dipole component of is not zero. In our notation, the dipole component of and the monopole component of are written as [11, 9, 12, 10]
[TABLE]
where the dots represent the second order corrections, and corresponds to in Fourier space 111In Ref. [10], the angular dependence was not properly treated, and was dropped.. is the magnitude of the velocity of the baryon fluid, and is the dipole component of the photon temperature perturbations. is the electron density, is the Thomson scattering cross section, and is a scale factor. Using Eqs. (4.24), (4.26), (4.36) and (4.37), we find
[TABLE]
where we have used
[TABLE]
We are now ready to discuss the superhorizon evolution of the isocurvature perturbations in the presence of heat conduction between electrons and photons. From Eqs. (3.16), (3.27), and (4.38), we find
[TABLE]
where , and we used Eq. (3.16) for the baryon fluid with
[TABLE]
Then time derivatives of the isocurvature perturbations defined with Eq. (3.28) become
[TABLE]
These expressions imply that the heat conduction from electron fluid is responsible for the change of the total photon energy while the friction heat from the intrinsic photon shear viscosity is not. This is because the friction heat from the photon anisotropic stress does not increase the net energy in a photon system as long as we deal with background and perturbations as a whole system. Some confusion may occur if one separates the background and perturbations as done in the previous literatures, in which energy transfers from perturbations to the background are discussed. In response to Eq. (4.38), the energy momentum conservation for baryons should be also broken while those of the total fluids and the other dark sectors remain conserved. Note that these expressions are independent of the gauge choice (3.26) since Eq. (3.24) for the baryons and the photons are written as
[TABLE]
4.3 Role of the primordial non Gaussianity
Eqs. (4.45) and (4.46) imply that the observed isocurvature perturbations are superposition of the primordial isocurvature and the secondary isocurvature. Suppose we only have the adiabatic perturbations at the beginning, the Fourier space isocurvature perturbations are simply given as
[TABLE]
Here, the transfer functions in Fourier space are introduced as
[TABLE]
where , . On the other hand, the statistics of the adiabatic perturbations in the Fourier spaces are written as
[TABLE]
Then, the cross correlations with the adiabatic perturbations and the auto correlations become
[TABLE]
where the powerspectra are calculated as
[TABLE]
The scale dependences of the secondary powerspectra depend on the shape of the primordial non Gaussianity. As an example, consider the local forms of bispectra and trispectra:
[TABLE]
where we have omitted terms proportional to for simplicity. Then the dominant contributions become
[TABLE]
Thus, the powerspectra of the secondary isocurvature perturbations are the same form with the linear isocurvature powerspectrum. The disconnected part of the trispectrum leads to the following contribution for and :
[TABLE]
Then we obtain for the disconnected trispectrum. This suggests the spectral index is 4, and the powerspectrum is mainly enhanced on scales where the physical process occurs. In other words, the Gaussian fluctuations cannot produce the superhorizon isocurvature modes.
5 Generation of Entropy perturbations
Besides the conserved quantity (3.27), one may wonder if we could introduce the similar quantities by using the entropy flux. In this section, we introduce the secondary entropy perturbations, which are not identified with the isocurvature perturbations if we consider non equilibrium universe during recombination.
5.1 Entropy flux non conservation
Suppose the universe is out of equilibrium states, the standard thermodynamic relation among the entropy density, the energy density and pressure is not applicable. Instead, we introduce the (Shannon) entropy flux, which is defined in terms of a logarithm of the number of states [13],
[TABLE]
Note that this definition reproduces the thermodynamic entropy density for the Planck distribution. The covariant divergence of this entropy flux can be calculated as
[TABLE]
A solution to the Boltzmann equation with the weak Compton collision process can be written as a superposition of the local blackbody and the spectral distortion up to the second order in the primordial fluctuations [11, 9]. Such an ansatz can be expanded as follows:
[TABLE]
where and are the temperature perturbation and spectral distortion, respectively. Then, Eq. (5.3) vanishes at zeroth and first orders of the perturbations, but there exist non-zero contributions at second order, which is manifest from the following expression,
[TABLE]
Here we have replaced the Liouville term with the collision terms by using the Boltzmann equation. Using the Boltzmann equation for the distortion [11, 9, 12, 10],
[TABLE]
with Eqs. (5.3), and (5.5), we find
[TABLE]
Thus, entropy increases with the generation of the spectral distortion. The physical entropy density can be defined as with being the normalized 1-form orthogonal to a constant hypersurface. One may wonder if Eq. (5.7) can also be derived from the standard thermodynamic relation,
[TABLE]
where is thermodynamical heat. What we found is not a reinterpretation of this relation because we identify “heat” for the photon baryon fluid in the presence of non-equilibrium effect; thermodynamic arguments are not applicable to. Thus, the generation of distortion is not directly identified with the entropy perturbation production without a kinetic description based on the Boltzmann equation.
5.2 Entropy perturbations at second order
We are now ready to introduce a quantity
[TABLE]
where . This quantity is conserved as long as entropy flux conserves at leading order of the gradient expansion. Let us check this statement by considering the covariant derivative of the entropy flux:
[TABLE]
Dropping a gradient term , we find
[TABLE]
where we have used Eq. (5.7). The first term represents a volume effect, which is manifest only when we take into account the next leading order of the gradient expansion. is conserved even at second order when the scattering is negligible, but only if we move on to gauge, where the volume element does not fluctuate. However, note that gauge is not completely fixed on this slice. The second term arises as a result of the entropy production, which, in this paper, we should keep since the imperfectness of a fluid on subhorizon scales could be non negligible due to convolutions.
The entropy density is not necessarily proportional to the number density if both of them are evaluated for a non-equilibrium state. In our case, its discrepancy is expressed in terms of distortion, which characterizes the deviation from the thermodynamic system. The curvature perturbations on the uniform number density slice can be also defined through the same procedures with the entropy:
[TABLE]
where . Using the number flux conservation laws and dropping , we find
[TABLE]
Thus is also a conserved quantity if we have the number conservation law and take the leading order of the gradient expansion. Note that is also conserved in gauge even at second order without truncating the higher order gradient corrections.
Now let us consider the following isocurvature perturbations:
[TABLE]
This is a covariant extension of at nonlinear order. It should be noticed that the following relation
[TABLE]
applies at linear order even for the present case since the spectral distortion is a second order effect. Then we obtain
[TABLE]
Thus, the entropy perturbations are also conserved quantity in the presence of gradient terms if the photon entropy flux and -fluid number density flux are conserved. We may also consider isocurvature perturbations defined as
[TABLE]
which are conserved if each number density flux are conserved.
The above discordance between Eqs. (5.14) and (5.17) motivates us to newly define the photon isocurvature perturbation as a fluctuation of a fraction between the photon number density and the photon entropy density
[TABLE]
This is nothing but the spectral distortion. For the chemical equilibrium period in the early universe where distortion is erased, it is obvious that due to thermodynamic relations.
Thus, Eqs. (5.14) and (5.17) can be also defined as superhorizon conserved quantities without scattering processes. However, in contrast to the conservation laws of energy momentum tensor, the conservation laws for the number flux and the entropy flux are not necessarily established in the whole cosmic history. Therefore, Eq. (3.28) is much more important than the others.
6 Conclusions
In this paper, we revisited the two assumptions for the conservation laws of the superhorizon isocurvature perturbations: the negligibility of the gradient terms and the energy conservation laws for the component fluids. We pointed out that the second order gradient terms are not necessarily dropped even if we consider the long wavelength modes. Then, we have introduced new second order quantities, which are conserved even in the presence of gradient terms if there are no non-adiabatic pressure perturbations. It should be noticed that they coincide with the curvature perturbations on the uniform density slice only when we can ignore the gradient terms. The total energy momentum tensor is always conserved, but that for each component fluid is not necessarily conserved. As such an example, we discuss the weak Compton scattering that transfers the energy between the photons and baryons. We found that the secondary isocurvature perturbations are generated due to this energy transfer. The powerspectra of secondary isocurvature perturbations become scale invariant if we consider the local form of the primordial tri- and bispectrum. On the other hand, the disconnected part of the trispectrum only produces the isocurvature perturbations on scales where the actual physical process occurs. We also commented on the entropy perturbations, which are usually equivalent to the isocurvature perturbations in thermal equilibrium states. However, in our case, we cannot identify these two quantities when the universe is dominated by the weak Compton scattering and is not in thermal equilibrium. We found that the entropy perturbations can be understood in terms of the spectral distortion, which is a non thermal deviation from the blackbody spectrum produced in the weak Compton scattering dominated universe.
The new quantity we have introduced in this paper is still gauge dependent. However, it should be noticed that we can always define the gauge invariant quantities recursively even at nonlinear order as pointed out in Ref. [14]. Using this formalism, the gauge invariant expressions for would be investigated in future works. Though we only consider the weak Compton scattering, it would also be interesting if we consider the similar heat conduction from the other species such as neutrinos in the earlier epoch. This would lead to a new constraint on curvature perturbations with extremely short wavelength though it requires explicit evaluation for each scattering process, which is left for our future works. So far, we have discussed the late epoch when the universe is in neither kinetic nor chemical equilibrium. In the early epoch, the full considerations of the Compton collision terms are necessary. When there exist relativistic electrons that can sufficiently transfer the photon energy, local kinetic equilibrium is expected. In this case, the distortion may be transformed into the distortion, which is defined as chemical potential of a Bose distribution function. In the earlier epoch, the number changing process such as the double Compton effects, Bremsstrahlung or pair annihilation are also non-negligible. They adjust the number density and erase the spectral distortions so as to realize chemical equilibrium. Referring to Eqs. (4.32) and (4.20), such violation of photon number density conservation would break photon energy conservation as well. Then, secondary isocurvature perturbations might be additionally generated on superhorizon scales, but further study is necessary to make a clearer statement.
Acknowledgments
We would like to thank Misao Sasaki and Atsushi Naruko for useful discussion on conservation of isocurvature perturbations on superhorizon scales. The authors are grateful to Kouji Nakamura and Karim Malik for helpful discussions. We also would like to thank Rampei Kimura for careful reading of our manuscript. This work was supported in part by JSPS Grant-in-Aid for PD Fellows (A.O.), JSPS Grant-in-Aid for Scientific Research Nos. 25287054 (M.Y.) and 26610062 (M.Y.), MEXT KAKENHI for Scientific Research on Innovative Areas “Cosmic Acceleration” No. 15H05888 (M.Y.).
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