Mixed state dynamical quantum phase transition and emergent topology
Utso Bhattacharya, Souvik Bandopadhyay, Amit Dutta

TL;DR
This paper investigates mixed state dynamical quantum phase transitions (MSDQPTs) in thermal systems after a quench, revealing persistent non-analyticities and emergent topology characterized by a quantized index up to a critical temperature.
Contribution
It introduces a novel framework for identifying MSDQPTs using a generalized Loschmidt overlap amplitude and topological index based on Pancharatnam geometry, applicable to thermal states.
Findings
MSDQPTs exhibit non-analyticities in dynamical free energy density.
A topological index quantifies MSDQPTs and remains quantized up to a critical temperature.
Analysis of a thermal transverse Ising chain confirms theoretical predictions.
Abstract
Preparing an integrable system in a mixed state described by a thermal density matrix , we subject it to a sudden quench and explore the subsequent unitary dynamics. Defining a version of the generalised Loschmidt overlap amplitude (GLOA) through the purifications of the time evolved density matrix, we claim that non-analyiticies in the corresponding "dynamical free energy density" persist and is referred to as mixed state dynamical quantum phase transitions (MSDQPTs). Furthermore, these MSDQPTs are uniquely characterised by a topological index constructed by the application of the Pancharatnam geometry on the purifications of the thermal density matrix; the quantization of this index however persists up to a critical temperature. These claims are corroborated analysing the non-equilibrium dynamics of a transverse Ising chain initially prepared in a thermal state and subjected to a…
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Mixed state dynamical quantum phase transition and emergent topology
Utso Bhattacharya, Souvik Bandopadhyay and Amit Dutta
Department of Physics, Indian Institute of Technology, Kanpur-208016, India
Utso Bhattacharya, Souvik Bandopadhyay and Amit Dutta
Department of Physics, Indian Institute of Technology, Kanpur-208016, India
Mixed state dynamical quantum phase transition and emergent topology
Utso Bhattacharya, Souvik Bandopadhyay and Amit Dutta
Department of Physics, Indian Institute of Technology, Kanpur-208016, India
Utso Bhattacharya, Souvik Bandopadhyay and Amit Dutta
Department of Physics, Indian Institute of Technology, Kanpur-208016, India
Abstract
Preparing an integrable system in a mixed state described by a thermal density matrix , we subject it to a sudden quench and explore the subsequent unitary dynamics. Defining a version of the generalised Loschmidt overlap amplitude (GLOA) through the purifications of the time evolved density matrix, we claim that non-analyiticies in the corresponding “dynamical free energy density” persist and is referred to as mixed state dynamical quantum phase transitions (MSDQPTs). Furthermore, these MSDQPTs are uniquely characterised by a topological index constructed by the application of the Pancharatnam geometry on the purifications of the thermal density matrix; the quantization of this index however persists up to a critical temperature. These claims are corroborated analysing the non-equilibrium dynamics of a transverse Ising chain initially prepared in a thermal state and subjected to a sudden quench of the transverse field.
Recent experimental advances in realisation of closed condensed matter systems via cold atoms in optical lattices, especially studies of the real time evolution of closed quantum systems in cold atomic gases bloch08 ; lewenstein12 ; jotzu14 ; greiner02 ; kinoshita06 ; gring12 ; trotzky12 ; cheneau12 ; schreiber15 and also light-induced non-equilibrium superconducting and topological systems fausti11 ; rechtsman13 have resulted in an upsurge in related theoretical works calabrese06 ; rigol08 ; oka09 ; kitagawa10 ; lindner11 ; bermudez09 ; patel13 ; thakurathi13 ; mukherjee09 ; das10 ; Russomanno_PRL12 ; bukov16 ; pal10 ; nandkishore15 . (For review, we refer to dziarmaga10 ; polkovnikov11 ; dutta15 ; eisert15 ; alessio16 .) One of the emerging areas of research on non-equilibrium (quenched) closed quantum systems is the dynamical quantum phase transitions (DQPTs) as has been proposed by Heyl heyl13 in connection to thermal phase transitions. These phase transitions are characterised by non-analyticities in the so called dynamical free energy during the subsequent temporal evolution of the quenched system when the initial state is temporally orthogonal to the time-evolved state; these non-analyticities are manifested in the logarithm of the Loschmidt echo (or the rate function of the return probability). Remarkably, in some situations, these non-equilibrium transitions can be characterised by a dynamical topological order parameter (DTOP) budich15 extracted from the “gauge-invariant” Pancharatnam phase pancharatnam56 ; berry84 (see [zella12, ] for review) extracted from the Loschmidt overlap, i.e., the overlap between the initial state and the time evolved state.
Let us first elaborate on the basic notion of a DQPT focussing on the sudden quenching case heyl13 . Denoting the ground state of the initial Hamiltonian as and the final Hamiltonian reached through the quenching process as , the Loschmidt overlap amplitude (LOA) is defined as . Generalizing to defined in the complex time () plane such that , one can introduce the notion of a dynamical free energy density, , where is the linear dimension of a -dimensional system. One then looks for the zeros of the (or non-analyticities in ) to define a DQPT. For a transverse Ising chain, it has been observed that when the system is suddenly quenched across the quantum critical point (QCP), the lines of Fisher zeros (FZs) cross the imaginary time axis at instants ; at these instants the rate function of the return probability defined as shows sharp non-analyticities. Several subsequent studies karrasch13 ; kriel14 ; andraschko14 ; canovi14 ; heyl14 ; vajna14 ; sharma15 ; heyl15 ; palami15 ; vajna15 ; schmitt15 ; budich15 ; sharma16 ; divakaran16 ; huang16 ; puskarov16 ; zhang16 ; heyl16 ; bhattacharya16 ; zunkovic16 ; bhattacharya17 ; zvyagin17 ; sei17 ; fogarty17 ; halimeh171 ; homrighausen17 established that similar DQPTs are observed for sudden quenches across the QCP for both integrable and non-integrable models, although crossing the QCP is not essential in some situations vajna14 ; sharma15 . DQPTs have also been observed when the final state, evolving with the time-independent final Hamiltonian, is prepared through a slow ramping of a parameter of the Hamiltonian sharma16 ; pollmann10 . Furthermore, on the experimental side, non-analyticities have been detected in the dynamical evolution of a fermionic many-body state after a quench flaschner16 and also in the non-equilibrium dynamics of a string of ions simulating interacting transverse-field Ising models jurcevic16 . We note in passing that the rate function is related to the Loschmidt echo which has been studied in the context of equilibrium quantum phase transitions and associated dynamics quan06 ; rossini07 ; cucchietti07 ; venuti10 ; sharma12 ; nag12 ; mukherjee12 ; dora13 ; zanardi07_echo ; gambassi11 ; dorner12 .
All these afore mentioned studies concern the subsequent unitary dynamics of the initially prepared pure state following a quench of the system. The questions we address are the following: does the fascinating aspects of DQPTs arising due to quantum coherence get wiped out if the initial state happens to be a thermal (mixed) state. To achieve this goal, we prepare the initial state in a thermal Gibbs state described by a density matrix characterised by an inverse temperature ; a parameter of the Hamiltonian is then suddenly changed and we propose a generic form of the LOA (that reduces to the conventional definition given above in the pure state limit) to track the subsequent unitary evolution. We then explore the following questions: do mixed state DQPTs (MSDQPTs), manifested in the zeros of the generalized LOA (GLOA), occur in this situation? If so, can these MSDQPTs be characterised by an appropriate topological index? Interestingly, we find affirmative answers for all these questions. MSDQPTs indeed exist. Furthermore, these non-equilibrium transitions are characterized by a gauge-invariant topological index up to a sufficiently high initial temperature (denoted by ) below which the quantisation gets destroyed. In passing, we note that there have been several studies in recent years which explore the interconnection between temperature and topology of equilibrium systems delgado13 ; arovas14 using Uhlmann phase uhlmann86 . However, the topological index that we use here to characterise the MSDQPTs manifests out of the interferometric phase sjoqvist00 .
Quenches, GLOA and MSDQPTs: Let us consider a many-body integrable Hamiltonian that can be decoupled into Hamiltonians for each momentum mode , i,e. , where s are the Pauli matrices. Henceforth, we set and the Boltzmann constant to unity. The mixed state density matrix at time describing the system at thermal equilibrium with a bath corresponding to the initial Hamiltonian can be written as
[TABLE]
where is the inverse temperature, , with and is the identity matrix.
Having prepared the initial density matrix we decouple the system from the bath dorner12 at and subject it to a sudden change in a parameter of the Hamiltonian from an initial value to a final value ; we then probe the subsequent non-equilibrium dynamics of the system generated by the final time-independent Hamiltonian , so that the density matrix at a time after the quench is given by .
Since we are dealing with the dynamics of mixed state, one needs to define a generalised Loschmidt overlap amplitude (GLOA) defined for each mode as the overlap between the purifications uhlmann86 as (for a discussion on the purifications, refer to the supplementary materials (SM))
[TABLE]
where is called the total GLOA obtained through a product over all the modes from [math] to . Notably, the GLOA defined for the mixed state situation reduces to the conventional form of the LOA, , in the pure state limit when the system is in the initial state , before the quenching is applied.
The complete gauge invariant phase obtained from the GLOA for each mode is given by sjoqvist00 ,
[TABLE]
where and . See the SM for a thorough discussion. For the sudden quench protocol from an initial value of the parameter to a final value with initial state characterised by the initial inverse temperature , we find
[TABLE]
where .
Let us now proceed to define the dynamical counterpart of the free energy density in the thermodynamic limit analogous to the pure state situation heyl13 ,
[TABLE]
The position of the non-analyticities in the free energy density can be determined solely by the zeros of the partition function (where ); these are reflected in the real time evolution of the dynamical free energy density when the zeros lie on the imaginary (real time axis). The zeros of can be evaluated for the present case as
[TABLE]
where and . The line of FZs in the complex plane cuts the imaginary axis for the mode when ; consequently, one observes non-analyticities in the dynamical free energy density at instants of real time given by:
[TABLE]
where . Evidently, the critical times given in Eq. (8) do not depend upon the initial temperature of the system.
Mixed state dynamical topological order parameter (MSDTOP): Let us now address the question whether the MSDQPTs occurring at critical times can be characterised by an appropriate topological index. To address this question, in a spirit similar to the pure state situation budich15 , we invoke upon the gauge invariant geometric phase defined in (4) to construct the MSDTOP as
[TABLE]
The MSDTOP will remain fixed between two critical times showing discontinuous jumps at every MSDQPT thereby appropriately characterising them as long as the initial temperature does not exceed the minimum characteristic energy scale of the problem. In the pure state limit evidently reduces to the Pancharatnam geometric phase and one can readily check that for the modes and , is pinned to zero budich15 . Even when is finite but (so that ), still remains periodic in the interval ; consequently, cannot change in the region except for the instants of MSDQPTs when, as seen from Eq. (5), the phase becomes ill-defined. We therefore find that MSDTOP stays quantised and jumps by a factor of unity at every MSDQPT. However if , so that the phase is no longer periodic in the interval , rather we have
[TABLE]
where the quantity also depends on rendering and hence destroying the periodicity in . Thus, we can define a critical initial temperature above which the quantization of the MSDTOP gets destroyed, determined by the condition,
[TABLE]
where is the mode for which the minimum gap in the spectrum of is .
*Illustration with the transverse field Ising chain: * We shall now illustrate the above claims considering the integrable one-dimensional (1D) transverse Ising Hamiltonian sachdev96 ; sei13 ; dutta15 :
[TABLE]
where (henceforth set equal to ) is the nearest neighbour ferromagnetic coupling strength and is the non-commuting transverse magnetic field. Employing a Fourier transformation and a subsequent Jordan-Wigner transformation, one can map the many-body Hamiltonian into decoupled Hamiltonians for each momentum mode , i,e. , where the has components . Analysing the spectrum of the model, one can show that the TFIM has two Quantum Critical Points (QCPs) at separating the ferromagnetic phase from the paramagnetic phases for .
Having prepared the system in a thermal state, we employ a sudden change in the field from to and hence in the present example, and . In the following, we choose and so that the spin chain is quenched across the QCP at . We indeed find that the lines of FZs cross the real time axis at critical times as shown in Fig. 1 where the dynamical free energy density defined in Eq. (6) becomes non-analytic (as shown in Fig. 2). Moreover, here we also show that the MSDTOP defined in Eq. (9) remains fixed between two critical times showing discontinuous jumps by a factor of unity at every MSDQPT, thereby appropriately characterising them. However, if the initial temperature is relatively high, as we illustrate in Fig. 3, the perfect quantisation of MSDTOP gets destroyed. The critical condition follows from Eq. (11) with in the present example.
Experimental possibilities: The first experimental observation of quantum geometric phases for mixed states was performed by Du du03 . The quantum holonomies for a mixed state of spin half nucleus was measured and observed in accordance with the theoretical predictions by Sjoqvist sjoqvist00 . Interestingly, for a pure state non-equilibrium dynamics, DQPTs were observed using state tomography technique, where Flaschner flaschner16 measured the time evolution of the pure state for each quasi-momenta mode on the Bloch sphere to reconstruct the instantaneous many-body state. Combining this technique with the experimental procedure of Ref. [du03, ], a similar approach may be undertaken to map a time evolving mixed state on a Bloch sphere to measure the geometric phase acquired and observe MSDQPTs. Furthermore, the successful measurement of DQPTs in an interacting many-body system such as the transverse field Ising model with long range interactions, opens up the possibility of the observation of MSDQPTs and MSDTOPs in such a model.
Concluding comments: We have defined a GLOA for a thermal mixed state undergoing unitary dynamics using purifications and have proposed a MSDTOP similar to the construction of the gauge invariant interferometric phase. Our GLOA and MSDTOP comes out of a generic framework which is independent of the underlying integrable model involved. To substantiate our claims we take the example of the 1-D Ising model and show the existence of MSDQPTs and a MSDTOP. We observe that although the thermal nature of the mixed state completely destroys the quantization of the MSDTOP when the initial temperature scale becomes comparable to the temperature associated with the initial minimum energy gap, the critical modes and times of the MSDQPTs which depend only on the unitarity of the quenching process involved, remain unaffected. This firmly establishes the existence of a critical temperature below which MSDQPTs exist and are characterized by the MSDTOP just as in the limit. Since, our formalism holds true for integrable quantum systems, the existence or non-existence of MSDQPTS for any general unitary dynamics involved can be confirmed. It also has a natural well defined reduction to the pure state limit. Although the definition of GLOA is indeed independent of the dimensionality of the system, the MSDTOP defined here is strictly valid for a one dimensional system though may even be generalised to higher dimensions bhattacharya17 .
I Purifications:
Purification of a density matrix is defined on an extended Hilbert space constructed by taking the direct product of the original Hilbert space with an ancillary Hilbert space (whose states do not transform under the operators defined on ). Let there be a density operator defined to act on the Hilbert space . It can be expanded in it’s eigen-basis as: . Now, a normalized state (purification) of is defined as uhlmann86
[TABLE]
so that the original density matrix can be obtained by tracing out the ancillary states . Under a unitary transformation , the state . On the contrary, the purifications transform as
[TABLE]
where and is the identity operator of . Comparing with the main text, the index refers to the two states of the density matrix corrresponding to each mode .
II The topological structure:
Imposing the constraint that are normalized leads to the condition . Now the complete formulation of Pancharatnam and Berrypancharatnam56 ; berry84 can be extended to these purifications as was shown by Sjöqvist et al sjoqvist00 which leads to a topological index different from that introduced by Uhlmann uhlmann86 ; uhlmann89 . Let the states be parametrized by a continuous parameter , with describing a curve in the Hilbert space . A metric is defined in as the measure of distance between two states as .
Let us note that two states are said to be parallel if the distance between them is minimum. But, the purification states also have a phase ambiguity or an gauge freedom as a gauge transformation produces the same density matrix and preserves inner products in the space . Now, this phase ambiguity or a gauge choice needs to be fixed in order to define unique trajectories of in . In the parallel transport criteria imposed by Pancharatnampancharatnam56 ; berry84 for pure states, one fixes the gauge at every point such that two infinitesimally separated states are parallel to each other. For the purifications, the corresponding parallel transport condition can be recast to the form sjoqvist00 :
[TABLE]
where in the second step we have used Eq. (S2) and .
The parallel transport condition fixes the phase at every point of the trajectory in and for a transport in time from [math] to is given by
[TABLE]
which is the associated Pancharatnam phase. We would like to emphasize, that this phase becomes gauge invariant only when the unitary operator ensures a parallel transport. Now, consider an open but unitary trajectory being generated by which can be viewed as the unitary time evolution generated by (which in the main text becomes the time-independent final Hamiltonian). As in the pure case berry84 ; zella12 , the unitary operation introduces a dynamical phase to the purifications in addition to the geometric phase; this dynamical phase must be subtracted from the total phase rendering the geometric part gauge invariant. The dynamical phase accumulated by the purifications over a time can easily be written as:
[TABLE]
This amounts to a weighted average of dynamical phases of the pure eigenstates of the density matrix and hence, evidently correctly reproduces the pure state limit. The gauge invariant (purely) geometrical phase following a unitary time evolution of a density matrix
[TABLE]
The conclusion that this phase is gauge invariant follows from the fact that it is induced by a manifestly gauge invariant phase, namely, the Pancharatnam-Berry phase for the purifications and reduces to the pure geometric phase if the parallel transport condition is met (as in this case, the second term in Eq. (S6) vanishes). In the pure state limit, the above phase reduces to the Pancharatnam-Berry phase
[TABLE]
where the pure state density operator, . In the main text, we have considered the temporal evolution of the initial density matrix (characterising a mixed state) generated by the final time-independent Hamiltonian and calculated and for each momentum mode .
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