A Distributed Approach for Networked Flying Platform Association with Small Cells in 5G+ Networks
Syed Awais Wahab Shah, Tamer Khattab, Muhammad Zeeshan Shakir, and, Mazen Omar Hasna

TL;DR
This paper proposes a distributed, greedy algorithm for associating small-cell base stations with networked flying platform hubs in 5G+ networks, improving backhaul efficiency using UAVs and balloons.
Contribution
It introduces a novel distributed association method leveraging networked flying platforms for small-cell backhaul in 5G+ networks, addressing infrastructure limitations.
Findings
The proposed method achieves near-optimal sum rate performance.
It significantly reduces run-time compared to exhaustive search.
The approach effectively manages backhaul link limitations.
Abstract
The densification of small-cell base stations in a 5G architecture is a promising approach to enhance the coverage area and facilitate the ever increasing capacity demand of end users. However, the bottleneck is an intelligent management of a backhaul/fronthaul network for these small-cell base stations. This involves efficient association and placement of the backhaul hubs that connects these small-cells with the core network. Terrestrial hubs suffer from an inefficient non line of sight link limitations and unavailability of a proper infrastructure in an urban area. Seeing the popularity of flying platforms, we employ here an idea of using networked flying platform (NFP) such as unmanned aerial vehicles (UAVs), drones, unmanned balloons flying at different altitudes, as aerial backhaul hubs. The association problem of these NFP-hubs and small-cell base stations is formulated…
Click any figure to enlarge with its caption.
Figure 1| Parameter | Value | Parameter | Value |
| 9.61 | 0.16 | ||
| 1 dB | 20 dB | ||
| 2 GHz | 5 Watts | ||
| -5 dB | 110 dB | ||
| 2 Gbps | 250 MHz | ||
| 7 | 300 meters | ||
| { 30, 60, 90, 120, 150 } Mbps | |||
| Algorithm | Complexity Order |
|---|---|
| Brute-force | |
| (DM)2S |
| Method | Sum rate (Gbps) | Elapsed Time (seconds) |
|---|---|---|
| B&B | 1.98 | 2.3373 |
| Algorithm (DM)2S | 1.98 | 0.0315 |
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A Distributed Approach for Networked Flying Platform Association with Small Cells
in 5G+ Networks
Syed Awais W. Shah1, Tamer Khattab1, Muhammad Zeeshan Shakir2, Mazen O. Hasna1
1Department of Electrical Engineering, Qatar University, Doha, Qatar
Emails: {syed.shah, tkhattab, hasna}@qu.edu.qa
2School of Engineering and Computing, University of the West of Scotland, Paisley, Scotland, UK
Email: [email protected]
Abstract
The densification of small-cell base stations in a 5G architecture is a promising approach to enhance the coverage area and facilitate the ever increasing capacity demand of end users. However, the bottleneck is an intelligent management of a backhaul/fronthaul network for these small-cell base stations. This involves efficient association and placement of the backhaul hubs that connects these small-cells with the core network. Terrestrial hubs suffer from an inefficient non line of sight link limitations and unavailability of a proper infrastructure in an urban area. Seeing the popularity of flying platforms, we employ here an idea of using networked flying platform (NFP) such as unmanned aerial vehicles (UAVs), drones, unmanned balloons flying at different altitudes, as aerial backhaul hubs. The association problem of these NFP-hubs and small-cell base stations is formulated considering backhaul link and NFP related limitations such as maximum number of supported links and bandwidth. Then, this paper presents an efficient and distributed solution of the designed problem, which performs a greedy search in order to maximize the sum rate of the overall network. A favorable performance is observed via a numerical comparison of our proposed method with optimal exhaustive search algorithm in terms of sum rate and run-time speed.
Index Terms:
Unmanned aerial vehicles (UAVs), network flying platforms (NFPs), drones, small-cell networks, 5G, binary integer linear program, backhaul/fronthaul network
I Introduction
††This publication was made possible by the sponsorship agreement in support of research and collaboration by Ooredoo, Doha, Qatar. The statements made herein are solely the responsibility of the authors.
Fifth-generation (5G) will be a paradigm shift, where high data rate and wider coverage will be handled by the introduction of network facility in all components of a communication system. One example of such a network facility is heterogenous networks (HetNets), which includes densification of small-cell base stations (SBSs) (e.g., pico and femto cells), to cater the explosive growth of users [1, 2]. The idea is to bring the users closer to the BSs in order to make their association more reliable and thus, to satisfy the deluge of data rate demand of the overall network. In such a network, consisting of a large number of SBSs, a major challenge is their connectivity with the core network, known as backhaul/fronthaul [3].
Backhaul hub routes the traffic between SBSs and core network using either wired (e.g., fiber optics) [4] or wireless (e.g., microwave or millimeter wave (mmWave)) technologies [5]. Wired optical fiber connection is always the best option but not the best choice due to its high capital expenditure (CAPEX). Wireless backhaul links can be categorized into line of sight (LoS) and non line of sight (NLoS) cases. LoS backhaul links use free space optics (FSO) or mmWave/microwave bands that leads to less coverage due to short range communication. On the other hand, NLoS radio frequency (RF) backhaul links do not have the coverage issue but they suffer from low data rate and hub placement problems because of few available ground locations in an urban area. Recently, a cost effective and a scalable idea of replacing the terrestrial backhaul network with an aerial network is presented in [6], which employs networked flying platform (NFP) such as unmanned aerial vehicles (UAVs), drones, unmanned balloons, as aerial backhaul hubs. These NFP-hubs are meant for wireless communication as they are capable of communicating signalling and control information. Further, they hover at an altitude ranging from few hundred meters up to 20 kms including low altitude platforms (LAPs), medium altitude platforms (MAPs) and high altitude platforms (HAPs), depending upon coverage area, weather conditions and other related factors. Here, we use the idea of employing NFPs as backhaul hubs and present an efficient distributed algorithm for the association of multiple aerial NFP-hubs with the ground SBSs.
I-A Related Work
Within a short span of time, the idea of using NFPs as relays and SBSs have attracted an eye of various researchers. The air to ground propagation model was presented in [7] for communication between LAP such as UAVs and terrestrial nodes. Then later on, a closed form expression was presented for this model and considering a fixed path loss (PL), an optimal altitude of a single UAV is analytically derived to maximize radio coverage [8]. In [9], the geographical coverage area is optimized for the case of two UAVs, considering their heights and distance between them as optimization parameters.
The issues of placement and association of UAVs with ground nodes were targeted by a few researchers [10, 11, 12, 13, 14]. In [10], the efficient placement of a single UAV as a BS was studied for different urban environments, satisfying minimum signal to noise ratio (SNR) as a qaulity of service (QoS) measure. A more comprehensive placement and association problem of a single UAV-BS was presented in [11], where a number of constraints including maximum PL, backhaul data rate and UAV bandwidth limit were considered. However, both [10, 11] solve the respective optimization problems using exhaustive search, which is not practically applicable. The case of multiple UAVs was considered in [12] where the number of UAV-BSs was computed considering serving and required capacities of UAV-BSs and ground users, respectively. Then, UAV-BSs and users were associated on the basis of the best signal-to-interference-plus-noise ratio (SINR), finally these UAV-BSs were placed by solving the optimization problem using particle swarm optimization (PSO) algorithm. This meta heuristic PSO algorithm requires a good initialization and a number of iterations to converge. In [13] and [14], multiple UAV-BSs were deployed by solving the optimization problem considering only the SINR criterion and urban environment by utilizing optimal packing theory and game theory, respectively.
I-B Our Contributions
Most of the work done related to NFPs, employs them as either flying relays or BSs to enhance the network coverage and other parameters. Currently, there is only one work [6], which investigates the feasibility of using NFPs as backhaul hubs but it was limited to designing backhaul framework, studying the effect of weather conditions and evaluation of the implementation cost of the proposed system. To the best of our knowledge, this is the first article which designs the association problem of NFP-hubs and SBSs and provides an efficient distributed greedy solution of the optimization problem contrary to the exhaustive search used in a number of related articles. Further, we have incorporated a number of practical constraints in our optimization problem, that were not used before, such as considering interference between NFP-hubs and SBSs using SINR parameter, maximum number of links that the NFP-hub can support because of the limited number of carried transceivers, maximum bandwidth supported by each NFP-hub and maximum backhaul data rate. Moreover, as opposed to related literature of NFPs, we have used a practical stochastic geometry approach for the random distribution of SBSs by keeping a minimum distance between them. Our designed algorithm is named as Distributed Maximal Demand Minimum Servers ((DM)2S) as it is distributed among SBSs, NFP-hubs and mother-NFP-hub. This distribution enhances the run-time speed and performs a greedy search giving priority to SBSs demanding high data rate. Further, it maintains minimum links between NFP-hubs and SBSs to not overload NFP-hubs. Numerical results show a favorable performance of our proposed algorithm. Moreover, it is practically applicable and cost effective as compared to the exhaustive search.
The rest of the paper is organized as follows: In Section II, a system model of NFP-hubs and SBSs considering backhaul framework is presented and the optimization problem for their association is designed. The proposed algorithm to solve the designed optimization problem is presented in Section III. Section IV presents numerical analysis and discussions on the performance of the proposed method and exhaustive search. The computational complexity of algorithms is discussed in Section V and Section VI concludes the paper.
II System Model and Problem Formulation
Consider a HetNet as shown in Fig. 1 consisting of three wireless nodes: i) ground SBSs, ii) NFP-hubs, and iii) ground core network. SBSs aggregate and route the uplink/downlink traffic of cellular users via backhaul NFP-hubs to the core network. NFP-hubs are connected to ground SBSs through a wireless RF link and these NFP-hubs are spread over a horizontal backhaul plane at a height from ground level. They are connected to each other through free space optical links111We assume a perfect LoS between NFP-hubs, thus no losses as well as no data rate/bandwidth limits are considered for these links (however, they may get affected by weather conditions [6], that can be considered in future). [6] and communicate with the core network through a mother-NFP-hub, which directly connects to the core network through another FSO link. Furthermore, we assume that the NFP-hubs are allowed to exchange control information with each other, however, every NFP-hub should directly transfer its data to the mother-NFP-hub. The control information includes the SINR of every NFP-hub to SBS links and bandwidth and data rate requirements of the SBSs. Moreover, we only consider the active SBSs during time interval and during this time interval the system does not change. Below, we present air-to-ground (ATG) PL model and then formulate the problem.
II-A Air-to-Ground Path Loss Model
We adopt here a widely used ATG PL model presented in [7] and [8]. This model considers two propagation groups: i) LoS receivers, and ii) NLoS receivers, where NLoS signals includes reflections and diffractions only. The probability of LoS is an important factor, which is based on the environment and the orientation of NFP-hubs and ground SBSs and it is formulated in [7] and [8] as
[TABLE]
where and are constants whose values depend on the environment (rural, urban, or others) and is the elevation angle from the ground SBS to the NFP-hub, where is the horizontal distance between them. The locations of SBSs and the NFPs in a Cartesian coordinate system is given as and , respectively. The average PL is presented as
[TABLE]
where the first term represents free space path loss (FSPL), which depends on carrier frequency , speed of light , PL exponent and the distance between NFP-hub and SBS. Variables and represent additional losses for LoS and NLoS links, respectively and ; all of them depend on the environment. It can be noticed from (1) that the probability of LoS increases with the increase in the elevation angle and for a fixed PL and known distribution in (2), one can estimate a geographical area covered by a NFP-hub relative to its height [8].
II-B Problem Formulation
Consider a downlink transmission from the core network to SBSs through NFP-hubs. Considering a stochastic geometry approach, both SBSs and NFP-hubs are distributed randomly using Matern type-I hard-core process [15] with an average density of per having a minimum separation of and with their neighbors, respectively. This provides a random distribution points of SBSs and NFP-hubs denoted as and , respectively, where and .
This communication is limited by a number of factors including maximum backhaul data rate of the link between the core network and mother-NFP-hub, maximum bandwidth of each NFP-hub available for SBSs, and maximum number of links that every NFP-hub can support. Furthermore, NFP-hub to SBS link should satisfy the QoS requirement depending upon the minimum SINR criterion. Here, we consider a snapshot of the SBSs and accordingly assume that the data rate and other requirements remain same for a small duration , for which the position of the NFP-hubs remains fixed.
Our objective is to find the best possible association of the SBSs with the NFP-hubs such that the sum-rate of the overall system is maximized depending on a number of factors including , , and minimum SINR. Such a problem can be formulated as
[TABLE]
where optimization parameter denotes the association of SBS with the NFP-hub as
[TABLE]
The wireless backhaul link from the core network to the mother-NFP-hub limits the maximum allowed data rate of the entire network, which includes the total communication traffic from the SBSs or alternatively the NFP-hubs. This constraint is formulated as (3b), where is the requested data rate of SBS associated with NFP-hub . Moreover, in our system model, the data rate demand is distributed among SBSs randomly from a pre-defined data rate vector . Thus, each SBS demands the same data rate from the NFP-hubs, i.e., .
Constraint (3c) represents the limit of the maximum bandwidth that the NFP-hub can distribute. This limit is associated with the wireless link of the second hop, i.e., from each NFP-hub to the connected SBSs. Here, is the bandwidth available to each SBS connected with a NFP-hub and it is dependent on the demanded data rate and spectral efficiency , where SINR can be expressed as
[TABLE]
where denotes the received power from NFP-hub to the SBS and represents the noise floor of the link.
Constraint (3d) ensures that every link from NFP-hub to SBS satisfies the required QoS requirement depending on the minimum SINR of the system. It plays a major role in association of SBSs with NFP-hubs, as minimum SINR results in maximum PL. Further, it can be noticed from (1), that for a fixed PL, positions of SBSs and height of NFP-hubs , we get a certain coverage area to be served by a NFP-hub [8, 9]. Thus, each NFP-hub can serve the SBSs present in this particular coverage area. NFP-hub is capable of maintaining a maximum of links, which is included in constraint (3e). Further, constraint (3f) restricts each SBS to be associated with only one NFP-hub.
III Optimization Algorithms
For a fixed location of NFP-hubs, the optimization problem (3) is a Binary Integer Linear Program (BILP), which involves only the association problem of NFP-hubs with SBSs. Even for this association problem, satisfying the constraints (3b) to (3f) is very complicated in general and it is well known that there exists no standard method to solve such a NP-hard problem [16, 17]. Thus, below we use Branch and Bound (B&B) algorithm, which is an exhaustive search, as an optimal benchmark solution. Next, we present our proposed algorithm, which is a simple but efficient greedy approach to solve the considered problem.
III-A Optimal Solution
The B&B algorithm [18] sets out all the possible solutions in the form of a rooted tree. Then, it examines the tree branches and estimates an upper and lower bounds of the optimal solution. There are a number of tools which uses B&B algorithm such as CPLEX solver, MOSEK solver and MATLAB built-in integer linear program solver. Here, we utilize the MATLAB built-in solver to use B&B method for an optimal solution. We use this optimal solution as a benchmark in comparison with our proposed method. However, such a B&B method is computationally complex and expensive. Here, we compare the computational complexity in terms of elapsed time of the algorithms.
III-B Proposed Distributed Greedy Algorithm
In the initialization step, we compute the required number of NFP-hubs and their distribution in a specified region. Here, we assume symmetry for all the NFP-hubs i.e., , and , however, our algorithm is applicable for the general case of optimization problem (3) with necessary modifications. Moreover, it is assumed that the following information is available as a system parameter which includes the maximum number of links and bandwidth that each NFP-hub can support, the total number of SBSs and their demanded data rate . In order to provide connectivity to every SBS, we first compute the number of SBSs that can be connected with a single NFP-hub , which is either defined as or as
[TABLE]
where is the average bandwidth required by a SBS, is the average spectral efficiency of the system and denotes the floor function. Now, the total number of required NFP-hubs is computed as
[TABLE]
where represents the ceil function.
The next step is to place these NFP-hubs so that they can cover a pre-defined area where SBSs are placed. For this, we fix the height of every NFP-hub to a maximum allowed height denoted as . Now, we compute the distance covered by a single NFP-hub for a fixed PL using (2). Then, we distribute the NFP-hubs using Matern type-I hard-core process with a minimum separation between them equal to . Thus, at this point, we have the 3D locations of the NFP-hubs distributed randomly in a specified region. These steps are summarized in Algorithm Initialization.
Next, we present below a greedy method to efficiently solve the association problem. This method is divided into following three steps.
III-B1 Step 1
The NFP-hubs send a broadcast initialization signal and each SBS computes the SINR using (5) for its link with every NFP-hub. Every SBS selects the maximum SINR out of SINR values and also validates if this selected value is greater than minimum SINR as per constraint (3d). Then, it sends feedback with 1 to the selected NFP-hub corresponding to the maximum SINR and 0 feedback to others. Mathematically, we can say that up to this point, our association matrix has a number of entries with 1 corresponding to maximum SINR values for every NFP-hub to SBS link. Thus, for every SBS in a row of , we have only a single non-zero entry for the selected NFP-hub , which satisfies the constraint (3f). Note that, we used this maximum SINR methodology just to simplify the problem. At the end, each NFP-hub has a number of association requests from SBSs. Mathematically, for every NFP-hub in a column, there are a number of non-zero entries in association matrix corresponding to maximum SINR links.
III-B2 Step 2
In this step, every NFP-hub selects a number of SBSs such that it tries to maximize the sum-rate and also to satisfy maximum bandwidth and links constraints (3c) and (3e), respectively. As each NFP-hub, at this step, performs action on its own received list of SBSs’s requests, thus, it can be performed distributively in order to save the elapsed time.
Every NFP-hub goes through its list and selects the SBS that requested for maximum data rate. Then, it updates the number of links and sum bandwidth counters and matches them with the maximum allowed links limit and bandwidth limit , respectively. If the constraints are satisfied, it keeps that SBS , otherwise discard its request by modifying and move to the next SBS. Also, note that for SBSs requesting a same data rate, NFP-hub gives priority to the SBS requiring minimum bandwidth as per their link.
At the end of this step, for every NFP-hub , we have a maximum of SBSs associated. Until now, we have fulfilled the objective criterion of maximizing the sum-rate and also taken care of the constraints (3c) to (3f) except the backhaul data rate constraint (3b), which we deal with in the next step.
III-B3 Step 3
Now, all the NFP-hubs share their association list with the mother-NFP-hub, which ensures the maximum backhaul data rate constraint (3b) in the following manner. If the total rate of the associated SBSs satisfies , then the algorithm completes. Otherwise, mother-NFP-hub selects some SBSs for de-association. For this, it searches for the NFPs associated with the minimum number of SBSs and starts de-associating their links first. For the selected NFP, it searches for the SBS requiring minimum data rate and then de-associates it if , otherwise it selects the SBS with the next higher data rate. Note that, in the entire algorithm, we give priority to SBSs demanding high data rate which is known as user centric case as defined in [11]. After each de-association, mother-NFP-hub compares the total sum-rate with the backhaul data rate limit. If all of the links of the NFP-hub are dropped, it is considered as unused and thus, we update the number of drones as . Now, if still the backhaul data rate is not satisfied then mother-NFP-hub moves to the next NFP and repeats the procedure.
This algorithm provides an efficient solution of the optimization problem (3) in three simple steps and it is summarized in Algorithm (DM)2S.
IV Numerical Results
An urban square region with km2 is considered, where the SBSs are distributed using Matern type-I hard-core process with an average density of per having a minimum separation of meters with each other. A snapshot of this distribution is considered and the best possible association is computed accordingly. Using the simulation parameters presented in Table I, the number of NFPs from (7) is computed and the distance that each NFP can cover from (2) is estimated. Then, the NFPs are distributed using Matern type-I hard-core process with the same average density but having a minimum separation of meters with each other. SBSs are assigned data rates randomly from the data rate vector shown in Table I and the respective required bandwidth is computed as per simulation parameters.
In the considered case study, the average density per is used, that results in . (6) and (7) results in the number of NFP-hubs as . Fig. 2 shows the random distribution of both SBSs and NFP-hubs, where only 2D view of the region is shown as the NFP-hubs are at the same height meters. It can be noticed by the comparison of Fig. 2a and Fig. 2b that B&B method results in more associated SBSs as compared to our proposed Algorithm (DM)2S. However, serving more SBSs is not the primary objective of our optimization problem (3) and thus, below the algorithms are further investigated on the basis of sum data rate. Moreover, it is clear from Fig. 2 that both algorithms are not able to associate the SBSs with the NFP-hubs and the reason can be provided from Fig. 3.
Fig. 3 plots the sum data rate vs. the number of associated SBSs considering the same distribution and parameters as in Fig. 2. It can be seen that if only constraints (3d) to (3f) are considered, then B&B algorithm results in association of all available SBSs with the NFP-hubs. However, in this case the association exceeds the backhaul data rate Gbps and NFP bandwidth MHz limits shown in Table I. Then, if other constraints are considered too, the algorithm results in a different number of associated SBSs. This shows that all these constraints, that are not considered in related literature, affects the association. By comparing the results of Algorithm (DM)2S with the B&B method considering all the constraints, it can be noticed that both provides same sum data rate and thus have the same performance. Further, both these solutions satisfy the maximum bandwidth constraint (3c).
To investigate reason for less associated SBSs by Algorithm (DM)2S as compared to B&B method, Fig. 4 shows the number of associated SBSs vs. every NFP-hub 1-4 for both methods considering all constraints. It can be noticed that both these solutions satisfy the constraint (3e), i.e., . Fig. 4 shows that our algorithm gives priority to SBSs demanding high data rate, which agrees with the design of Algorithm (DM)2S, and thus, it results in less number of associated SBSs. Note that, with appropriate modifications in Step 2 and 3 of the Algorithm (DM)2S, more SBSs can be associated. However, the objective here is just to maximize the sum rate, which Algorithm (DM)2S satisfies as shown in Fig. 3.
V Computational Complexity
Both the B&B method and the algorithm (DM)2S are self-learning algorithms and therefore, it is difficult to provide average performance tight bound comparison for them. Thus, here, the worst case computational complexity of both algorithms is discussed and then the average run time speed is analyzed. It is well known in literature that the worst case performance bound of the B&B method is same as of Brute-force [18] and [19]. The computational complexity of B&B method and Algorithm (DM)2S is compared in terms of the number of flops in Table II for the worst case scenario. It can be noticed from Table II that the Algorithm (DM)2S is cheaper than Brute-force and thus the B&B method in the worst case and provides the same performance as can be observed from the simulation results.
Table III compares our algorithm (DM)2S with the B&B method in terms of the overall sum rate of the network and elapsed time of the algorithm to solve the optimization problem (3) for the case study presented in Section IV. It can be noticed that both has the same performance in terms of the sum rate, however, Algorithm (DM)2S achieves this result in much smaller run-time duration. Therefore, it can be said that our proposed method is computationally less expensive not only in terms of worst case analysis but also in average runtime analysis and thus, it is practically applicable. Note that, both algorithms are implemented on MATLAB R2014b on a Windows 8 platform running over a machine with core i5 processor clocked at 2.5 GHz with 4 GB RAM.
VI Conclusions
This paper considers the use of NFP-hubs to provide connectivity to SBSs with the core network. An optimization problem is formulated for their association considering backhaul data rate limitation and a number of NFP related limitations such as the maximum number of supported links and bandwidth. Our proposed distributed algorithm named as Distributed Maximal Demand Minimum Servers ((DM)2S), performs a greedy search on the basis of maximum SINR links and gives priority to SBSs demanding high data rate in order to maximize the overall sum rate of the network. Numerical evaluation of a case study has shown a favourable performance of our proposed algorithm as compared to exhaustive B&B method and because of its lower computational complexity and distributive nature, it can be practically implemented. Here, for brevity, only a single case study is considered to compare and contrast our proposed algorithm with the B&B method. In the future, we investigate further the performance of proposed algorithm and look for the needed enhancements in various cases such as the network centric case [11], where focus is to serve maximum possible SBSs instead of giving priority to the ones demanding high data rate that we considered in this work.
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