On Lipschitz rigidity of complex analytic sets
Alexandre Fernandes, J. Edson Sampaio

TL;DR
This paper proves that complex analytic sets in complex Euclidean space which are Lipschitz normally embedded at infinity and have a linear tangent cone at infinity must be affine linear subspaces, revealing a rigidity property.
Contribution
It establishes a Lipschitz rigidity result for complex analytic sets at infinity without restrictions on singularities, dimensions, or codimensions.
Findings
Lipschitz normally embedded sets with linear tangent cones are affine linear.
Lipschitz regular algebraic sets at infinity are affine linear.
No restrictions on singularities or dimensions are needed for the rigidity.
Abstract
We prove that any complex analytic set in which is Lipschitz normally embedded at infinity and has tangent cone at infinity that is a linear subspace of must be an affine linear subspace of itself. No restrictions on the singular set, dimension nor codimension are required. In particular, a complex algebraic set in which is Lipschitz regular at infinity is an affine linear subspace.
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On Lipschitz rigidity of complex analytic sets
Alexandre Fernandes
and
J. Edson Sampaio
Departamento de Matemática, Universidade Federal do Ceará, Rua Campus do Pici, s/n, Bloco 914, Pici, 60440-900, Fortaleza-CE, Brazil.
E-mail: [email protected]
BCAM - Basque Center for Applied Mathematics, Mazarredo, 14 E48009 Bilbao, Basque Country - Spain. E-mail: [email protected]
and
Departamento de Matemática, Universidade Federal do Ceará, Rua Campus do Pici, s/n, Bloco 914, Pici, 60440-900, Fortaleza-CE, Brazil.
E-mail: [email protected]
Abstract.
We prove that any complex analytic set in which is Lipschitz normally embedded at infinity and has tangent cone at infinity that is a linear subspace of must be an affine linear subspace of itself. No restrictions on the singular set, dimension nor codimension are required. In particular, a complex algebraic set in which is Lipschitz regular at infinity is an affine linear subspace.
Key words and phrases:
Lipschitz regularity, Tangent cone at infinity, algebraic sets
2010 Mathematics Subject Classification:
14B05; 32S50
The first named author was partially supported by CNPq-Brazil grant 302764/2014-7. The second named author was supported by the ERCEA 615655 NMST Consolidator Grant and also by the Basque Government through the BERC 2014-2017 program and by Spanish Ministry of Economy and Competitiveness MINECO: BCAM Severo Ochoa excellence accreditation SEV-2013-0323.
1. Introduction
Local Lipschtz geometry of complex algebraic sets has been intensively studied in the last years. One of the recent works on this subject, the paper [1] (see also [10]), somehow, showed a kind of rigidity of such a local geometric structure of algebraic sets. Indeed, it was proved that Lipschitz regular complex algebraic germs of sets in , that is, germs of complex algebraic sets in which are bi-Lipschitz homeomorphic to the germ of at some point, are analytically smooth (see Theorem 3.2 in [1] and Theorem 4.2 in [10]). From another way, looking to scrutinize global Lipschitz geometry of such sets in some sense, we arrived on the notion of subsets of to be Lipschitz regular at infinity, that means, subsets that outside a compact subset are bi-Lipschitz homeomorphic to the complement of a Euclidean ball in some .
The aim of this paper is to provide a proof that any complex algebraic set in which is Lipschitz normally embedded at infinity and its tangent cone at infinity is a linear subspace of must be an affine linear subspace of . In particular, complex algebraic subsets of which are Lipschitz regular at infinity are affine linear subspace of . The main ingredients of these proofs stand on the notion of tangent cone at infinity and the inner distance on path connected Euclidean subsets which we are going to address in the sections 4 and 3 respectively.
Let us observe that these results are somehow a Liouville or Bernstein type theorem as, for instance, a celebrated theorem due to Bombieri, De Giorgi and Miranda which says that entire positive minimal graph of functions in Euclidean spaces must be horizontal affine hyperplane. Finally, we get an application of the main results which is somehow like Theorem J in ([5], p. 180) (see also [11] and [7]), namely, we prove that pure dimension analytic subsets of which is Lipschitz Normally Embedded and with tangent cone at infity being a linear subspace must be linear subspaces of themself. Notice that, we address complex analytic sets in which are not necessarily graph of smooth functions; a priori, they are not supposed even smooth.
2. Preliminaries
All the subsets of (or ) are considered equipped with the induced Euclidean metric.
Definition 2.1**.**
Let and . A mapping is called Lipschitz if there exists such that is
[TABLE]
for all . A Lipschitz mapping is called bi-Lipschitz if its inverse mapping exists and is Lipschitz.
Definition 2.2**.**
Let and be two subsets. We say that and are bi-Lipschitz homeomorphic at infinity, if there exist compact subsets and and a bi-Lipschitz homeomorphism .
Definition 2.3**.**
A subset is called Lipschitz regular at infinity if and are bi-Lipschitz homeomorphic at infinity, for some .
Example 2.4**.**
Let be defined by We see that is an algebraic subset of with an isolated singularity at By using the mapping ; , it is easy to see that is Lipschitz regular at infinity.
Example 2.5**.**
Let be defined by We see that is a smooth algebraic subset of . From another way, is not Lipschitz regular at infinity. For instance, one can use Theorem 4.5 to see that is not Lipschitz regular at infinity.
At this moment we are ready to state one of the main results of the paper.
Theorem 2.6**.**
Let be a complex algebraic subset. If is Lipschitz regular at infinity, then is an affine linear subspace of .
We are going to prove this theorem in the Section 5. Notice that Theorem 2.6 does not hold true (with same assumptions) for real algebraic sets (cf. Example 2.4 above).
3. Inner distance
Given a path connected subset the inner distance on is defined as follows: given two points , is the infimum of the lengths of paths on connecting to . As we said in the beginning of Section 2 all the sets considered in this paper are supposed to be equipped with the Euclidean induced metric. Whenever we consider the inner distance, we emphasize it clearly.
Definition 3.1** (See [2]).**
A subset is called Lipschitz normally embedded if there exists such that
[TABLE]
for all .
Proposition 3.2**.**
If a closed unbounded subset is Lipschitz regular at infinity, then there exists a compact such that each connected component of is Lipschitz normally embedded.
Proof.
Let be a closed and unbounded subset. Let us suppose that is Lipschitz regular at infinity, that is, there exist compact subsets and and a bi-Lipschitz homeomorphism . Without loss generality, one can suppose that is a Euclidean closed ball. Let us denote , .
First, let us suppose that . Since there are positive constant such that:
[TABLE]
it follows that
[TABLE]
On the other hand, , for all and, by those inequalities above, it follows that
[TABLE]
Therefore,
[TABLE]
In other words, is Lipschitz normally embedded.
In the case where , has two connected components which we denote by and . Actually, and are half-lines and, therefore, for each , , for all . Likewise as it was done above, we have
[TABLE]
where and are the connected components of . Hence, the proposition is proved. ∎
Let us finish this section pointing out the following result which we are going to use in the proof of Theorem 2.6
Corollary 3.3**.**
Let be a complex algebraic subset. If is Lipschitz regular at infinity, then there exists a compact subset such that is Lipschitz normally embedded.
4. Tangent cone at infinity
Let us start this section recalling two well known results about semialgebraic sets, namely, the Monotonicity Theorem and Curve Selection Lemma.
Lemma 4.1** (Theorem 1.8 in [6]).**
Let be a semialgebraic function. Then, there are such that, for each , the restriction is analytic and either constant, strictly increasing or strictly decreasing.
Lemma 4.2** (Theorem 2.5.5 in [3]).**
Let be a semialgebraic subset of and being a non-isolated point of . Then, there exists a continuous semialgebraic mapping such that and .
Definition 4.3**.**
Let be an unbounded subset. We say that is a tangent cone of at infinity if there are a sequence of positive real numbers and a subset such that , and , where for all and the limit is the Hausdorff’s limit. When has a unique tangent cone at infinity, we denote it by and we call the tangent cone of at infinity.
Proposition 4.4**.**
Let be an unbounded semialgebraic set and let be a tangent cone of at infinity. A vector belongs to if and only if there exists a continuous semialgebraic curve such that and where means .
Proof.
Let us consider the semialgebraic mapping given by and denote . Since is an unbounded set, . Let be the mapping given by . We see that is a semialgebraic homeomorphhism with inverse mapping given by . Therefore, the set and are semialgebraic sets.
Since is a tangent cone of at infinity, there are a sequence of positive real numbers and a subset such that , and , where for all . Let and we are going to consider two cases:
- Case . By definition of , there exists a sequence such that for all and , where for all . Thus, for each , let us define . In this case, . In particular, and . Then by Curve Selection Lemma (Lemma 4.2), there exists a continuous semialgebraic curve such that and . By writing , we get is a semialgebraic and non-constant function such that and if . By Lemma 4.1, one can suppose that is analytic in the domain and strictly increasing. Hence, is a semialgebraic homeomorphism, where . Let us define by
[TABLE]
where . Therefore,
[TABLE]
and . Finally, by defining in this way , we get
[TABLE]
Since is a composition of semialgebraic mappings, is a semialgebraic mapping as well.
- Case . In this case, let be a sequence satisfying for all (this sequence exists, because is unbounded). Thus, is a convergent sequence. Let be the limit of this sequence, i.e., . Likewise as it was done in the Case 1, one can show that there exists a continuous semialgebraic curve such that . Let us define by . Thus, we have .
We have proved that semialgebraic s.t. and . Since the other inclusion is obvious, we have finished the proof. ∎
In particular, Proposition 4.4 tell us that if is an unbounded semialgebraic set, then has a unique tangent cone at infinity.
The next result is a kind of version at infinity of Theorem 3.2 in [10], where the second named author of this paper proved that bi-Lipschitz homeomorphic subanalytic subsets have bi-Lipschitz homeomorphic tangent cones.
Theorem 4.5**.**
Let and be unbounded semialgebraic subsets. If and are bi-Lipschitz homeomorphic at infinity, then their tangent cones at infinity and are bi-Lipschitz homeomorphic.
Proof.
Let and be compact subsets such that there exists a bi-Lipschitz homeomorphism . Let us denote and . By taking and doing the following identifications:
[TABLE]
one can suppose that and there exists a bi-Lipschitz map such that (see Lemma 3.1 in [10]). Let be a constant such that
[TABLE]
For each , let us define the mappings given by and . For each integer , let us define and , where denotes the Euclidean closed ball of radius and with center at the origin in . Since
[TABLE]
and
[TABLE]
there exist a subsequence and Lipschitz mappings and such that uniformly on and uniformly on (notice that and have uniform Lipschitz constants). Furthermore, it is clear that
[TABLE]
and
[TABLE]
Likewise as above, for each , we have
[TABLE]
and
[TABLE]
Therefore, for each , there exist a subsequence and Lipschitz mappings and such that uniformly on and uniformly on with and . Furthermore,
[TABLE]
and
[TABLE]
Let us define by , if and , if and, for each , let .
Claim 1. and uniformly on compact subsets of .
Let be a compact subset. Let us take such that . Thus, is a subsequence of and, since uniformly on and uniformly on , it follows that and uniformly on .
Claim 2. bi-Lipschitz homeomorphism and .
It follows from inequalities (2) and (3) that are Lipschitz mappings. Therefore, it is enough to show that . In order to do that, let and . Thus,
[TABLE]
Then, , for all , i.e., . Analogously, one can show that .
Claim 3. .
By Claim 2, it is enough to verify that . In order to do that, let . Then, there is such that . Thus, , since is a Lipschitz mapping. However, and then
[TABLE]
Therefore, is a bi-Lipschitz homeomorphism. We finish the proof by remarking that and .
∎
Let us finish this section pointing out the following result which we are going to use in the proof of Theorem 2.6
Corollary 4.6**.**
Let be a complex algebraic subset. If is Lipschitz regular at infinity, then the tangent cone of at infinity is Lipschitz regular at infinity.
5. Proof of Theorem 2.6
Let us begin this section by recalling some basic facts about degree of complex algebraic sets. More precisely, we are going to see that affine linear subspaces of are characterized among algebraic subsets of by being those of degree 1. In such a direction, let be the embedding given by and let be the projection mapping given by .
Remark 5.1**.**
Let be an algebraic set in and be an algebraic set in . Then is a homogeneous complex algebraic set in and the closure of in is an algebraic set in .**
Definition 5.2**.**
Let be an algebraic set in . We define the degree of by , where is the multiplicity of at .
Definition 5.3**.**
Let be a complex algebraic set in . We define the degree of by .
Proposition 5.4**.**
Let be an algebraic subset. Then, if and only if is an affine linear subspace of .
Proof.
Let be the closure of in . By definition, and , where . Thus, if and only if . However, as is a homogeneous complex algebraic set in , if and only if is a complex linear subspace. In order to finish the proof, we remark that is a complex linear subspace in if and only if is a complex projective plane in . ∎
From now on, we are going to prove of the main results of the paper.
Theorem 5.5**.**
Let be a pure -dimensional algebraic subset such that is a complex linear subspace of . If there exists a compact subset such that is Lipschitz normally embedded, then is an affine linear subspace of .
Proof.
Since is a linear subspace of , one can consider the orthogonal projection Let us choose linear coordinates in such that
[TABLE]
Notice that the restriction of the orthogonal projection to has the following properties:
There exist a compact subset and a constant such that for all . 2. 2)
If is an arc such that and , then .
Indeed, if 1) is not true, there exists a sequence such that and . Thus, up to a subsequence, one can suppose that . Since , , which is a contradiction, because . Therefore, 1) is true.
Now, in order to prove 2), let us write . By 1), there exists such that for all , since . Thus, since is bounded, is bounded. Let us suppose that . Then, there exist a sequence and such that and for all . Since is bounded, up to a subsequence, one can suppose that . Therefore, , where . However, this is a contradiction, since and this implies that . Then, and, therefore, .
Let . One can see that . Therefore, is a ramified cover with degree equal to (see [4], Corollary 1 in the page 126). Moreover, the ramification locus of is a codimension complex algebraic subset of the linear space .
Let us suppose that the degree is greater than 1. Since is a codimension complex algebraic subset of the space , there exists a unit tangent vector , where is the tangent cone at infinity of .
Since is not tangent to at infinity, there exist positive real numbers and such that
[TABLE]
does not intersect the set . Since we have assumed that the degree , we have at least two different liftings and of the half-line , i.e. . Since is the orthogonal projection on and the vector is the unit tangent vector at infinity to the images and , then is the tangent vector at infinity to the arcs and . By construction, we have for , where by dist we mean the Euclidean distance.
On the other hand, any path in connecting to is the lifting of a loop, based at the point , which is not contractible in . Thus, the length of such a path must be at least . It implies that the inner distance, , in , between and , is at least . But, since and are tangent at infinity, that is,
[TABLE]
and , we obtain that is not Lipschitz normally embedded at infinity. Otherwise there will be and a compact subset such that:
[TABLE]
hence:
[TABLE]
which is a contradiction. We have concluded that and, by Proposition 5.4, it follows that is an affine linear subspace.
∎
Notice that the assumptions in Theorem 5.5 are sharp in the sense that, in order to get the same conclusion, none of those assumptions can be removed, as we can see bellow.
Example 5.6**.**
The plane complex curve has linear tangent cone at infinity; is not an affine linear subset of . As another example, . We see that is Lipschitz normally embedded; is not an affine linear subset of .
As an application of Theorem 5.5, we obtain a result like Theorem J in ([5], p. 180) (see also [11] and [7]).
Corollary 5.7**.**
Let be a pure -dimensional analytic subset. Suppose has a unique tangent cone at infinity and it is a -dimensional complex linear subspace of . If is closed and Lipschitz Normally Embedded at infinity, then is an affine linear subspace of .
Proof.
Let us choose linear coordinates in such that and consider the orthogonal projection
Claim. There exist positive constants and such that .
Indeed, since , by the proof of Theorem 5.5, there exist a positive constant and a compact such that for all . Let be a positive number such that . Thus, we have that .
Now, by Theorem 2 in ([4], page 77), is an algebraic set and the proof follows from Theorem 5.5. ∎
Let us remark that the real version of Corollary 5.7 does not hold true in general, as it is shown bellow.
Example 5.8**.**
The set is Lipschitz Normally embedded, since it is bi-Lipschitz homeomorphic to and, moreover, has a unique tangent cone at infinity with . However, is not an algebraic set and, in particular, it is not a linear subspace of .
Let be a complex algebraic subset. Let be the ideal of given by the polynomials which vanishes on . For each , let us denote by the homogeneous polynomial composed of the monomials in of maximum degree.
Proposition 5.9** (Theorem 1.1 in [8]).**
Let be a complex algebraic subset. Then, is the affine variety .
It follows from above proposition that the tangent cone at infinity of a complex algebraic subset of is a homogeneous complex algebraic subset and, therefore, it is a complex cone in the following sense: an algebraic subset of is called a complex cone if it is a union of one-dimensional complex linear subspaces of . The next result was proved by David Prill in [9]:
Lemma 5.10** (Theorem in [9]).**
Let be a complex cone. If has a neighborhood homeomorphic to a Euclidean ball, then is a linear subspace of
At this moment, we are ready to give a proof of Theorem 2.6
Proof of Theorem 2.6.
Let us suppose that the complex algebraic subset is Lipschitz regular at infinity. Thus, let be a bi-Lipschitz homeomorphism, where is an open neighborhood of the infinity in (i.e. a complement of a compact subset in X) and is a closed Euclidean ball centered at the origin . Let be the tangent cone at infinity of . It comes from Theorem 4.5 that there exists a bi-Lipschitz homeomorphism . In particular, is a topological manifold. By Prill’s Theorem (Lemma 5.10), it follows that is a complex linear subspace of . By Corollary 3.3, there exists a compact subset such that is Lipschitz normally embedded and, by Theorem 5.5, it follows that is an affine linear subspace of . ∎
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