Black hole perturbation under 2 + 2 decomposition in the action
Justin L. Ripley, Kent Yagi

TL;DR
This paper derives a dimensionally reduced action for black hole perturbations using a 2+2 spacetime split, providing a new action-based approach to analyze stability and gravitational wave emission.
Contribution
It introduces a novel action-based framework for black hole perturbations via 2+2 decomposition, extending previous equation-based methods and enabling generalization to higher dimensions.
Findings
Axial perturbations described by a 2D massive vector action.
Polar perturbations described by a 2D dilaton massive gravity action.
Re-derivation of covariant, gauge-invariant master equations for perturbations.
Abstract
Black hole perturbation theory is useful for studying the stability of black holes and calculating ringdown gravitational waves after the collision of two black holes. Most previous calculations were carried out at the level of the field equations instead of the action. In this work, we compute the Einstein-Hilbert action to quadratic order in linear metric perturbations about a spherically symmetric vacuum background in Regge-Wheeler gauge. Using a 2+2 splitting of spacetime, we expand the metric perturbations into a sum over scalar, vector, and tensor spherical harmonics, and dimensionally reduce the action to two dimensions by integrating over the two sphere. We find that the axial perturbation degree of freedom is described by a two dimensional massive vector action, and that the polar perturbation degree of freedom is described by a two dimensional dilaton massive gravity action.…
| variable(s) | gauge transformation | |
|---|---|---|
| scalar | ||
| vector | ||
| tensor | ||
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Black hole perturbation under decomposition in the action
Justin L. Ripley
Kent Yagi
Department of Physics, Princeton University, Princeton, New Jersey 08544, USA.
Abstract
Black hole perturbation theory is useful for studying the stability of black holes and calculating ringdown gravitational waves after the collision of two black holes. Most previous calculations were carried out at the level of the field equations instead of the action. In this work, we compute the Einstein-Hilbert action to quadratic order in linear metric perturbations about a spherically symmetric vacuum background in Regge-Wheeler gauge. Using a splitting of spacetime, we expand the metric perturbations into a sum over scalar, vector, and tensor spherical harmonics, and dimensionally reduce the action to two dimensions by integrating over the two sphere. We find that the axial perturbation degree of freedom is described by a two dimensional massive vector action, and that the polar perturbation degree of freedom is described by a two dimensional dilaton massive gravity action. Varying the dimensionally reduced actions, we rederive covariant and gauge-invariant master equations for the axial and polar degrees of freedom. Thus, the two dimensional massive vector and massive gravity actions we derive by dimensionally reducing the perturbed Einstein-Hilbert action describe the dynamics of a well studied physical system: the metric perturbations of a static black hole. The formalism we present can be generalized to dimensional spacetime splittings, which may be useful in more generic situations, such as expanding metric perturbations in higher dimensional gravity. We provide a self-contained presentation of formalism for vacuum spacetime splittings.
I Introduction
The theory of metric perturbations of static black hole spacetimes is an old and well studied subject. The field began with the work of Regge and Wheeler Regge and Wheeler (1957), who were the first to study linear metric perturbations of the Schwarzschild background. In particular, Regge and Wheeler derived a closed form expression, the Regge-Wheeler equation, for linear axial perturbations. The field was further developed by several workers, most notably Vishveshwara Vishveshwara (1970) and Zerilli Zerilli (1970), the latter of whom derived a closed form expression, the Zerilli equation, for linear polar perturbations. Black hole perturbation theory was first presented in a gauge invariant manner by Moncrief Moncrief (1974), who also wrote down a Hamiltonian for axial and polar perturbations. Gerlach and Sengupta Gerlach and Sengupta (1979, 1980) later formulated a covariant and gauge invariant formalism to describe the metric and matter perturbations of a generic spherically symmetric spacetime. A thorough exposition of the state of the field up until the mid 1980’s can be found in Chandrasekhar’s monograph on the subject Chandrasekhar (2002), while a more modern, covariant, and gauge invariant formulation of the theory of static black hole perturbations including source terms is presented by Martel and Poisson in Martel and Poisson (2005).
While much progress has been made in understanding and reformulating the equations of motion of metric perturbations of static black holes, less work has been done on understanding the structure of the perturbed Einstein-Hilbert action in this background (see, however Kobayashi et al. (2012, 2014); De Felice et al. (2011); Motohashi and Suyama (2011, 2012); Ogawa et al. (2016); Takahashi et al. (2016); Takahashi and Suyama (2017)). The purpose of this paper is to further develop this aspect of metric perturbation theory. There are several reasons why deriving the action for black hole perturbations may be useful, two of which we briefly describe below.
Firstly, this formalism may be useful in constructing effective field theories of black hole ringdown. In the context of FLRW cosmologies, a decomposition is natural as the background can be naturally split into a three dimensional maximally symmetric spacelike hypersurface and a time direction. The maximally symmetric subspace of a Schwarzschild black hole is the two sphere. Adapting an effective field theory approach with a formalism may be more useful for this background, where a foliation by maximally symmetric subspaces would be by two dimensional spheres (see, for example Kase et al. (2014) for a related discussion).
Secondly, deriving the action for black hole perturbations may also be useful in understanding the quantum physics of black holes. Two dimensional gravity has been used to study Hawking radiation and the quantum mechanics of black holes Unruh (1976); Harvey and Strominger (1993); Vagenas (2002). The actions in Eqs. (49) and (IV.3.1) could be useful in this context; for example in the construction of a path integral formulation of Hawking radiation for the metric perturbations of a black hole.
In this article, we derive the perturbed Einstein-Hilbert action for spherically symmetric backgrounds. From this action, we derive the equations of motion for the Schwarzschild black hole. We derive the action using a spacetime splitting, which allows us to decouple the linear scalar, vector, and tensor (SVT) perturbations in the action. While this is not the first work that derives black hole perturbations from the action Kobayashi et al. (2012, 2014); De Felice et al. (2011); Motohashi and Suyama (2011, 2012); Ogawa et al. (2016); Takahashi et al. (2016); Takahashi and Suyama (2017), to our knowledge the application of the formalism directly to the perturbed Einstein-Hilbert action is novel, and brings to light several interesting new conceptual points about the nature of black hole perturbations. For example, we find that the polar perturbations of a Schwarzschild black hole are described by a (1+1)-dimensional dilaton massive gravity model, which naturally emerges by dimensionally reducing the perturbed Einstein-Hilbert action in a spherically symmetric background. Additionally, the axial perturbations of a black hole are described by a (1+1)-dimensional massive vector field action. While we derive these actions in the Regge-Wheeler gauge, our results may trivially be reexpressed in a gauge invariant fashion (see, for example, section IV B of Martel and Poisson (2005)).
The organization of this paper is as follows. In Sec. II, we briefly review the formalism for vacuum spacetime splittings as applied to the Einstein-Hilbert action; more details are given in Appendices A and B. In Sec. III, we set our notation and review metric perturbation theory in a spherically symmetric spacetime. In Secs. IV.2 and IV.3 we derive the action for axial and polar perturbations respectively for a spherically symmetric background, which we derive in the Regge-Wheeler gauge Regge and Wheeler (1957). From the axial and polar equations of motion, we rederive covariant and gauge invariant expressions for the axial and polar degrees of freedom, respectively. We discuss our results and conclude in Sec. V. We review the mathematics of the geometry of surfaces of arbitrary codimension in Appendix A, compute the Einstein-Hilbert action in ADM-like variables adapted to higher codimension spacetime splittings in Appendix B, and provide a summary of the properties of scalar, vector, and tensor spherical harmonics in Appendix C.
Our sign conventions for the metric and Riemann tensor follow that of Misner, Thorne, and Wheeler Misner et al. (1973): for a Lorentzian manifold the metric signature is , and . We work in reduced Planck units: .
II Einstein-Hilbert action in the formalism
In this section we briefly review the formalism for vacuum spacetime splittings. A more detailed description of this formalism is presented in Appendices A and B.
We begin with a dimensional (semi-)Riemannian manifold with metric and connection . We assume that the topology of is , so that we may foliate with a family of dimensional submanifolds . Unless otherwise noted we will drop the index subscript from . For every point , the tangent space of naturally splits into a tangent and transverse space, . We define the tangent projector on to the tangent space and the transverse projector .
Let us define the notion of tangent and transverse in more detail. A tensor component is called tangent if its contraction with the transverse projector is zero; e.g. if then we say the component of is tangent. Likewise a component of a tensor is called transverse if its contraction with the tangent projector is zero. A tensor is called tangent (transverse) if all of its components are tangent (transverse). We define the tangent extrinsic curvature and the transverse extrinsic curvature
[TABLE]
We define a tangent derivative operator as the tangent projection of the action of on a tangent tensor; e.g. for some we would have . Likewise we define the transverse derivative operator as the transverse projection the action of on a transverse tensor. As the transverse spaces will generally not integrate to form a set of submanifolds, the transverse derivative will generally not be torsion free. We define curvature tensors for the tangent and transverse tensors as follows. For any , we define
[TABLE]
Similarly, for any , we define
[TABLE]
where the transverse torsion tensor is defined by . With these definitions at hand, we can rewrite the Ricci scalar as follows
[TABLE]
where and .
At this point we choose a basis adapted to the foliation. Our discussion here most closely follows that of Brady et al. (1996). The coordinates of some chart of the spacetime manifold are written as functions of two sets of variables, and , so . Our notation is as follows: Greek indices run from , lower case Latin indices run from and upper case Latin indices from from . Einstein summation notation will apply to all different index types. Derivatives with respect to the variables will be denoted by , while derivatives with respect to the variables will be denoted by . We set the variables to be intrinsic to the leaf . We define a basis of frame vectors which span . The first fundamental form of is ; the inverse of is , and the metric compatible induced covariant derivative is denoted by . Upper case Latin indices are raised/lowered by and , respectively. The variables , which may also be thought of as functions on the chart, are constant on each leaf. We define a congruence of vector fields upon which the frame vectors are Lie transported. We next define a basis for , . The components of the inner product matrix of the forms is written as . The matrix inverse of is denoted by . Formally, we will raise/lower lower case Latin indices with and , respectively. We note that generally is generically not the first fundamental form of any submanifold as the transverse spaces generally do not integrate to form a submanifold. We decompose the differential into terms tangent and transverse to the leaf ,
[TABLE]
where we have defined the shift vectors . We now write down the line element for this adapted basis
[TABLE]
where we recall . With this line element the metric determinant factorizes as follows: . We can now compute the curvatures , , , and in terms of the metric components , , and :
[TABLE]
where
[TABLE]
The Einstein-Hilbert action in this formalism can be written as
[TABLE]
We direct the reader to Appendices A and B for a more detailed discussion of the formalism, including a discussion of the relation of this formalism to the ADM formalism, and for derivations of the main results stated in this section.
III
Metric perturbations for spherically symmetric background
In this section, we consider perturbations around a spherically symmetric four dimensional background spacetime. In a spherically symmetric spacetime, the full spacetime manifold naturally factorizes into the form , where both and are submanifolds of . is the two-sphere and roughly speaking is the ‘(t,r) plane’ (see, for example the discussion in section II of Martel and Poisson (2005)). For factorizable spacetimes the metric naturally factorizes as well; i.e. we can choose a background metric such that the shift vectors are all zero.
We write the background metric as
[TABLE]
We identify and as the metrics for and , respectively. The metric is equal to , where is the round metric. For a factorizable spacetime and metric we may also interpret as the induced metric on , and define a metric compatible covariant derivative , with as the connection coefficients. See Appendix B.3 for a discussion of the formalism and factorizable spacetimes.
We begin by describing the geometry of a linearly perturbed spherically symmetric background. We write
[TABLE]
The perturbations , , and can be split into pieces that transform as scalars, vectors, and tensors with respect to the spacetime isometry. This is accomplished by decomposing , , and into a sum over spherical harmonics as
[TABLE]
where , , and are scalar, vector, and tensor spherical harmonics, respectively. We collect the basic properties of these functions in Appendix C. Our notation for the spherical harmonic decomposed perturbations follows Poisson and Martel Martel and Poisson (2005), with the exceptions of , which we set to be (see their equation (4.3)), and the perturbations and , which we multiply by (see their equations (4.2) and (5.2)). We further note that unlike Martel and Poisson Martel and Poisson (2005), we raise/lower in indices with , and not the round metric . This includes the indices of the vector and tensor spherical harmonics. With the decomposition in Eqs. (24)–(III), we have rewritten the ten metric perturbation degrees of freedom into a sum over SVT spherical harmonics. We see that there are four scalar, four vector, and two tensor spherical harmonic degrees of freedom. In reduced Planck units the variables are dimensionless, while the variables have dimensions of inverse length.
For completeness, we next review the gauge transformations of the perturbed quantities. Our treatment and notation most closely follows that of Martel and Poisson Martel and Poisson (2005). A linear gauge transformation can be written as the Lie derivative of the background metric along some arbitrary infinitesimal vector :
[TABLE]
Under these transformations, and with our line element in Eqs. (20), (21), (22), and (23), we see that our perturbations , , and transform as
[TABLE]
We can split the four-vector into terms that transform as scalars and vectors with respect to the isometry:
[TABLE]
where the label , stands for ‘scalar part’, for ‘electric (polar)’ part, and for ‘magnetic (axial)’ part of the black hole perturbations. We see that has two scalar and two vector degree of freedom, one of which is axial and the other which is polar. Note that we have chosen to normalize the scalars and vectors so that in reduced Planck units the quantities have the dimension of length, while quantities are dimensionless. In Table 1 we list how the SVT components of , , and transform under the gauge transformation in Eq. (27).
Unlike in cosmological perturbation theory Bardeen (1980), the tensor perturbations with respect to the (spherically symmetric) background are not gauge invariant. Using the relations listed in Table 1, one can construct gauge-invariant perturbations Moncrief (1974); Martel and Poisson (2005), which we list for completeness
[TABLE]
where is defined to be Martel and Poisson (2005)
[TABLE]
We see that is an axial, while and are polar gauge invariant perturbation variables.
In this paper, we adopt the Regge-Wheeler gauge. Such a gauge fixes the scalar and vector components of the gauge vector as follows:
[TABLE]
While Regge and Wheeler worked with Schwarzschild coordinates Regge and Wheeler (1957), we see that their gauge choice does not depend on the detailed structure of the two-metric , insofar that it has no functional dependence on the angular variables Martel and Poisson (2005).
Importantly, as the gauge vector is uniquely determined (e.g. with no integration constants) by the conditions in Eqs. (34)–(36), we can derive the correct perturbation and background equations of motion by imposing the gauge conditions first and then varying the expanded Einstein-Hilbert action Motohashi et al. (2016). The Regge-Wheeler gauge leaves us with the following six (two vector, four scalar) degrees of freedom: .
Only one scalar and one vector degree of freedom, which correspond to the two polarizations of a gravitational wave, are dynamical degrees of freedom. The other three scalar degrees of freedom are either fixed by the equations of motion to be constants, or are absorbed into the definition of the Zerilli function , which describes the dynamics of the polar perturbation Zerilli (1970); Moncrief (1974); Martel and Poisson (2005). For the remainder of this paper all of our calculations will be performed in the Regge-Wheeler gauge. From the gauge transformations listed in Table 1, we see that we can rewrite our formulas in terms of the gauge invariant variables using the relations as follows: , , and , so that all the formulas we list can be cast into a gauge invariant form (see for example Martel and Poisson (2005)).
IV
Perturbed Einstein-Hilbert action in Regge-Wheeler gauge
In this section, we consider axial and polar perturbations of the Einstein-Hilbert action in the Regge-Wheeler gauge.
IV.1 Background equations of motion
For completeness, we first derive the background equations of motion from unperturbed Einstein-Hilbert action in spherical symmetry. The unperturbed dimensionally reduced action is
[TABLE]
Varying and , we obtain the standard (see for example appendix B of Frolov and Novikov (2012)) equations of motion
[TABLE]
We note that we can split up Eq. (39) by computing its trace and trace free components. The trace gives us . We then use this in Eq. (39) to obtain (see, for example Eq. (2.8) of Martel and Poisson (2005) for a similar expression).
IV.2 Axial perturbations
IV.2.1 Axial action
Let us first consider axial perturbations. In the Regge-Wheeler gauge, the nonzero axial perturbations are completely described by the variable :
[TABLE]
in other words we consider the line element
[TABLE]
with given by Eq. (40). For the remainder of this subsection our notation will be . The Einstein-Hilbert action expanded to linear order in is zero in Regge-Wheeler gauge. So, we only need to consider the action expanded to quadratic order in . The terms of the Einstein-Hilbert action, Eq. (II), that are nonzero with line element Eq. (41) are
[TABLE]
We will now rewrite Eq. (42) by integrating over the two sphere. Firstly, we record the components of and subject to the perturbation Eq. (40)
[TABLE]
where is the covariant derivative on the two sphere (see Appendix C). Using the properties of the axial vector spherical harmonics recorded in Appendix C, and after several integrations by parts we obtain for the first two terms in Eq. (42) as
[TABLE]
We drop the order zero term . We next dimensionally reduce the ‘field strength’ term (the one that depends on ) and obtain
[TABLE]
where we have defined
[TABLE]
We can remove the factor of from Eq. (46) (multiplied by in Eq. (42)) by performing the following conformal transformation:
[TABLE]
Using Eqs. (IV.2.1)–(48), we see that the dimensionally reduced Einstein-Hilbert action for axial perturbations about a spherically symmetric vacuum background is
[TABLE]
where we have defined an effective mass to be
[TABLE]
The action in Eq. (49) is the central result of this section. We again note that up until this point the only condition we have placed on the two metric is that it has no functional dependence on the angular variables . We conclude that the action (Eq. (49)) describes the linear metric axial perturbations of the Einstein-Hilbert action in a spherically symmetric vacuum background.
We now derive the first order equations of motion by varying Eq. (49) with respect to :
[TABLE]
Here and are the derivative operators compatible with the background metric constructed from instead of . Taking the divergence of Eq. (51), we obtain a constraint on the vector as
[TABLE]
Recall that we may relate the Regge-Wheeler variable to the gauge invariant variable under the simple substitution , so that to linear order in perturbation theory Eqs. (49), (51), and (52) under this relabeling become gauge invariant expressions.
IV.2.2 Master axial equation
For completeness, we demonstrate that we can rewrite Eqs. (51), (52) as a single master equation (see, for example Gerlach and Sengupta (1979); Sarbach and Tiglio (2001); Sarbach (2000); Martel and Poisson (2005); Martel (2003)). Firstly, we rewrite our equation of motion in the metric . Note that as and where is a constant, we see that Eq. (52) is equivalent to
[TABLE]
We conclude that we can rewrite in terms of the master variable for the odd parity perturbation as
[TABLE]
where is the Levi-Civita tensor111 We note that the Levi-Cevita tensor is related to the Levi-Cevita symbol by for a Lorentzian spacetime, so that . for the Lorentzian metric . Next, we rewrite Eq (51) as
[TABLE]
In a two dimensional manifold we have the identity
[TABLE]
We use Eq. (56), along with Eq. (54) to rewrite Eq. (55) as
[TABLE]
We integrate this equation and choose the integration constant to be equal to zero. Expanding out our expression and using the background equations of motion we obtain
[TABLE]
We note that the master equation, Eq. (58) only holds in a vacuum spacetime, for which we have the Schwarzschild background. For the background we can write , and we recover the Regge-Wheeler equation Regge and Wheeler (1957) for axial perturbations.
We conclude that the variation of the dimensionally reduced action, Eq. (49), with respect to gives us the correct equations of motion for linear metric axial perturbations about a spherically symmetric vacuum spacetime. From these equations of motion we are able to derive a covariant and gauge-invariant master equation of motion for a scalar axial perturbation variable, as is done in, for example, Gerlach and Sengupta (1979); Sarbach and Tiglio (2001); Sarbach (2000); Martel and Poisson (2005); Martel (2003).
IV.3 Polar perturbations
IV.3.1 Polar action
Next, let us look at polar perturbations. In the Regge-Wheeler gauge, there are four nonzero polar perturbations: . We begin by defining the following quantity
[TABLE]
where (see Eq. (III))
[TABLE]
We next define
[TABLE]
so that
[TABLE]
Using Eq. (62), we can write the line element for a spherically symmetric spacetime with polar perturbations as
[TABLE]
With the metric in Eq. (63) at hand, we now derive the dimensionally reduced Einstein-Hilbert action. First we will look at the terms which depend on and , which in the metric Eq. (63) evaluate to be
[TABLE]
Integrating over the two sphere we obtain
[TABLE]
where . Note that the dimensionally reduced action for the terms in Eq. (67) is the Fierz-Pauli graviton mass Fierz and Pauli (1939). We next compute ; firstly we compute
[TABLE]
where is the covariant derivative for the round metric (see Appendix C). Expanding in terms of spherical harmonics and to second order in the perturbations , , and integrating over the two sphere we obtain
[TABLE]
As all the terms in are scalars under the group action, we can straightforwardly dimensionally reduce :
[TABLE]
In Eq. (70) we have not expanded out into a background piece and pieces linear and quadratic in the perturbation . Combining Eqs. (66)–(70), we obtain the dimensionally reduced action for linear polar perturbations of a spherically symmetric vacuum background in Regge-Wheeler gauge given by
[TABLE]
Equation (IV.3.1) is the action for a (1+1)-dimensional dilaton massive gravity model (see de Rham et al. (2011) for another example of such a model, but without a dilaton field). Note that by setting and , the action in (IV.3.1) reduces to the standard dimensionally reduced gravity action for a spherically symmetric vacuum background, Eq. (37) (see for example Appendix B of Frolov and Novikov (2012)). For notational purposes, it is simpler to combine the linear and quadratic perturbations into the same action, and in Eq. (IV.3.1) we have not expanded out or into a background plus linear perturbation.
We next derive the equations of motion that describe the dynamics of polar metric perturbations about a spherically symmetric vacuum background. In the equations of motion one can disentangle the background and perturbation degrees of freedom more easily than in the action. Varying Eq. (IV.3.1) by , we have
[TABLE]
Here we have defined , and . The derivative operators are treated as covariant derivative operators compatible with the metric . (see Appendix B.3 for a discussion of the formalism and factorizable spacetimes). Three more independent equations of motion are derived by varying Eq. (IV.3.1) by ,
[TABLE]
We have not fully expanded out the metric, covariant derivatives, and in this expression. The right hand side of Eqs. (72) and (IV.3.1) can be related to certain combinations of components of the full four dimensional Einstein tensor . Namely, Eq. (72) corresponds to , while Eq. (IV.3.1) corresponds to . We recall that the Regge-Wheeler variables and can be related to the gauge invariant variables and with the simple substitution and , so that to linear order in perturbation theory Eqs. (IV.3.1), (IV.3.1), and (75) under this relabeling are gauge invariant expressions.
IV.3.2 Master polar equation
For completeness we demonstrate that we can rewrite Eqs. (72), (IV.3.1), and Eq. (75) as a single master equation (see, for example Sarbach and Tiglio (2001); Sarbach (2000); Martel and Poisson (2005); Martel (2003)). We set
[TABLE]
where the index is raised/lowered with , respectively.
We can take a divergence of Eq. (IV.3.1), and use Eq. (72) to obtain the conditions
[TABLE]
For higher dimensional massive gravity in flat space (for example, in dimensions), one can show that the addition of the Fierz-Pauli mass term to the Einstein-Hilbert action implies that the metric perturbation obeys a similar looking relation Hinterbichler (2012), namely .
We next expand out Eq. (72). Using the background equations of motion, Eqs (38) and (39), along with Eq. (75) and the fact that in two dimensions , we see that Eq. (72) reduces to
[TABLE]
for , we conclude that the metric perturbation is traceless. Lower values require special treatment (e.g. Martel and Poisson (2005); Sarbach and Tiglio (2001)); we do not consider in this article.
We expand out Eq. (IV.3.1) to first order in metric perturbations. Using and the background equations of motion, this reduces to
[TABLE]
From Eqs. (75), (76), and (IV.3.2), we can construct the Zerilli-Moncrief function, which is a covariant and gauge-invariant scalar which describes the dynamics of the one independent polar degree of freedom. See, for example the discussions in Martel and Poisson (2005); Martel (2003) 222Our Eq. (IV.3.2) is equivalent to Eq. (4.13) in Martel and Poisson (2005) once we take into account the identity
(78)
which holds for any traceless symmetric tensor in a two dimensional manifold Martel (2003); Gerlach and Sengupta (1979). . The Zerilli-Moncrief function in our notation is
[TABLE]
where we have defined Martel and Poisson (2005) the function
[TABLE]
The Zerilli-Moncrief function obeys the Zerilli equation,
[TABLE]
where
[TABLE]
Note that as the background is a Schwarzschild black hole spacetime; substituting this value in for gives us a standard expression for the Zerilli potential. We refer the reader to Martel (2003) for details on how to derive the Zerilli-Moncrief function and Zerilli equation from Eqs. (75), (76), and (IV.3.2).
We conclude that the variation of the dimensionally reduced action, Eq. (IV.3.1), with respect to and gives us the correct equations of motion for linear metric polar perturbations about a spherically symmetric vacuum spacetime, i.e. a Schwarzschild black hole. From these equations of motion we are able to derive a covariant and gauge-invariant master equation of motion for a scalar axial perturbation variable, as is done in Sarbach and Tiglio (2001); Sarbach (2000); Martel and Poisson (2005); Martel (2003).
V Discussion and conclusion
In this work, we derived the action for linear perturbations about a spherically symmetric vacuum background in general relativity (Eqs. (49) and (IV.3.1)) using a spacetime splitting. By dimensionally reducing the Einstein-Hilbert action to dimensions using the Regge-Wheeler gauge, we found that the axial perturbations are described by a massive vector field action (Eq. (49)), while the polar perturbations are described by a dilaton massive gravity action (Eq. (IV.3.1)). Varying the actions Eqs. (49) and (IV.3.1), we are able to rederive covariant and gauge invariant master equations for the axial and polar degree of freedom, respectively. While in this article we worked in a vacuum spacetime, with the addition of a cosmological constant or matter source our results could be extended to study other backgrounds, such as the Schwarzschild (anti)-de Sitter spacetime, or the Reissner-Nordström spacetime.
To our knowledge, Eq. (IV.3.1) is a novel (1+1)-dimensional massive gravity action (for another example of a two dimensional dilaton massive gravity model, see for example de Rham et al. (2011)). The fact that we recover a massive gravity model from dimensionally reducing Einstein gravity may not come as a surprise: some four dimensional massive gravity models also arise from dimensionally reducing higher dimensional gravity theories Hinterbichler (2012); de Rham (2014). One interesting feature of this model is that it describes dynamics of linear gravitational waves about a Schwarzschild black hole. We note that since Schwarzschild black holes are classically stable to linear perturbations, the massive gravity theory as described by Eq. (IV.3.1) is also classically linearly stable in that background. Two dimensional (dilaton) gravity has been used to study Hawking radiation and the quantum mechanics of black holes for ‘S-wave’ scalar field perturbations (see, for example, Unruh (1976); Harvey and Strominger (1993); Vagenas (2002)). The actions in Eqs. (49) and (IV.3.1) could be useful in extending this program to investigating the quantum mechanics of gravitational wave perturbations about Schwarzschild black holes; for example in constructing the path integral formulation of Hawking radiation for metric perturbations of a Schwarzschild black hole.
The formalism is not limited to four dimensions and can be applied to a spacetime of arbitrary metric signature and arbitrary dimensionality. We caution that the formalism we present may be less useful in understanding the perturbations of spacetimes that cannot be foliated by subspaces that are maximally symmetric under the isometries of the full spacetime, i.e. spacetimes where one cannot write the background metric in the form of Eq. (20). In these backgrounds the background frame vectors do not form an involution (e.g. ), the quantity is not the induced metric of a submanifold, and calculating and varying quantities such as become much more cumbersome. In particular, in the nonextremal Kerr spacetimes one cannot write the background metric in a form such that on the background. Because of this fact, other formalisms such as the Newman-Penrose formalism Newman and Penrose (1962) may ultimately remain more useful for understanding the dynamics and perturbations of backgrounds such as the nonextremal Kerr spacetime.
Acknowledgments
We thank Lasha Berezhiani, Emanuele Berti, Eric Poisson, Frans Pretorius, and Teruaki Suyama for fruitful and interesting discussions, reading through an earlier draft of this work, and for providing comments on that draft. Additionally, we thank an anonymous referee, whose useful comments greatly helped us in improving our presentation of the formalism. We thank another referee for helpful comments with regards to the master axial and polar equations of motion. KY acknowledges support from JSPS Postdoctoral Fellowships for Research Abroad, NSF grant PHY-1305682 and the Simons Foundation.
Appendix A Geometry of arbitrary
codimension foliations
In this section we most closely follow the treatment of this subject by Ray (2008); we review and extend their calculations here to set our notation and to make this article more self-contained. Assume that we have a dimensional manifold that has the topology . Furthermore, assume that can be foliated by an dimensional family of spacelike submanifolds which we index with the label , . Greek indices will run from . For any point , the tangent space can split into , where is called the transverse space to and does not generally integrate to form a submanifold. From now on we will drop the subscript from and ; the use of the symbols and will refer to a specific leaf of the foliation unless otherwise noted. We define the tangent projection operator and the transverse projection operator which project vectors to and , respectively. A tensor component is called tangent if its contraction with the transverse projector is zero; e.g. if then we say the component of is tangent. Likewise a component of a tensor is called transverse if its contraction with the tangent projector is zero. A tensor is called tangent (transverse) if all of its components are tangent (transverse). For example, consider a tensor at a point . This tensor is tangent to the leaf at this point if
[TABLE]
and is transverse to the leaf at this point if
[TABLE]
A.1 Tangent/transverse derivatives and curvature tensors
We next define tangent derivatives and tangent extrinsic curvature. We introduce a metric and metric compatible covariant derivative on . For tangent tensors , the tangent derivative operator is defined as the projection of the covariant derivative by
[TABLE]
The tangent extrinsic curvature can be defined as follows. Consider , then
[TABLE]
in other words we have
[TABLE]
The tangent extrinsic curvature is also known as the second fundamental form. Following similar terminology to that of Carter Carter (1992), we write , which we call the tangent curvature vector. As is a submanifold, is symmetric under ; Carter Carter (1992) refers to this property as the generalized Weingarten-Frobenius identity . From the definition in Eq. (87) we see that
[TABLE]
The transverse derivative operator and the transverse extrinsic curvature are defined in a similar manner to what is done for . Consider a transverse tensor , then
[TABLE]
The transverse extrinsic curvature is defined as follows. Consider , then
[TABLE]
in other words we have
[TABLE]
We write , which we call the transverse curvature vector. From the definition in Eq. (91) we see that
[TABLE]
As the transverse space does not generally integrate to form a submanifold, the transverse extrinsic curvature is generally not symmetric in . This is reflected by the fact that the action of two transverse derivatives on a scalar function generally do not commute. We define the transverse torsion tensor , where
[TABLE]
We see that the transverse torsion tensor is the antisymmetric component of the transverse extrinsic curvature . The transverse torsion tensor is also known as the twist connection.
We now define the curvature tensors for the derivative operators and . Consider a form , we then define
[TABLE]
The curvature tensor for the operator is defined similarly, except that we need to take into account that it generally will have nonzero torsion. Consider a form , we then define
[TABLE]
Note that the derivative acting on contracted with the torsion tensor is not as .
A.2 Projections of the Riemann tensor
With the definitions in Eqs. (87), (91), (94), and (95), we can rewrite the projections of the Riemann tensor by and entirely in terms of the tensors , , , and . These are summarized below:
[TABLE]
Eq. (96) is the generalization of the Gauss equation, Eq. (98) is the generalization of the Ricci equation, and Eq. (99) is the generalization of the Codazzi equation. Eqs. (97) and (100) are identically zero in codimension one spacetime splittings. We provide a derivation of Eqs. (97) and (98) below; the derivation of the other projections follow a similar procedure. Similar expressions projections of the Riemann tensor are presented in Appendix A of Ray (2008).
A.2.1 Derivation of Eq. (97)
To show Eq. (97), let us consider . We then have
[TABLE]
Consider the last term:
[TABLE]
We conclude that Eq. (97) holds,
[TABLE]
A.2.2 Derivation of Eq. (98)
To show Eq. (98), let us consider . We compute
[TABLE]
We next split this calculation into two different parts. We first look at
[TABLE]
where we have used . We further split this term into two more pieces
[TABLE]
Similarly we have
[TABLE]
Finally, we look at the last term on the right hand side of Eq. (A.2.2),
[TABLE]
which is zero as is a tangent vector. With this final relation we can recover Eq. (98),
[TABLE]
A.3 Projected Ricci tensor
and projected Ricci scalar
Using Eqs. (96), (97), and (98), we can rewrite the Ricci tensor in terms of , , , and . Using the completeness relation , we have
[TABLE]
Eqs. (A.3), (A.3), and (A.3) are the projected vacuum Einstein equations. In the context of a double null foliation in four dimensional spacetime (see section A.5), some authors have pointed out that Eq. (A.3), with a suitable relabeling and interpretation of its variables resembles a Navier-Stokes equation Gourgoulhon (2005); Damour (1982, 1978, 1979) (see, e.g. Padmanabhan (2011) for a critique of this interpretation).
Calculating one further contraction gives us the projected Ricci scalar,
[TABLE]
One can similarly apply the Riemann projection formulas to rewrite scalar polynomials in the Riemann curvature, such as in terms of the quantities , , , and .
A.4 Codimension one foliations
Let us now consider a special case with codimension one foliations. For a codimension one surface, we can write . We choose to be normalized to depending on whether is space- or time-like. The completeness relation for the projection operators then reads
[TABLE]
In this case, we see that
[TABLE]
where we have defined , which is perpendicular to so that , and is the standard second fundamental form for codimension one surfaces. We see that the torsion tensor . The projected Ricci tensor components are
[TABLE]
from which one can derive the standard projected Einstein equations. The projected Ricci scalar is
[TABLE]
Here we have defined , and used the fact that , so that .
A.5 Relation between double null
and codimension two foliations
The formalism we have described is capable of describing the geometry of double null foliations. In a double null foliation, spacetime is foliated by a pair of lightlike surfaces, and , which have the null generators and , respectively Brady et al. (1996). The intersections of the foliations, form a spacelike foliation of codimension two, which we then identify as the foliation . The transverse space for each point is spanned by the two null generators and . We can now define the transverse projection operator as
[TABLE]
The tangent projector can then be computed from the relation .
Appendix B
ADM-like variables for spacetime splitting
In this section, we set up a coordinate system adapted to the foliation . We then write down the tensors , , , and as functions of these coordinates. We closely follow the work of Brady et al. (1996) in defining the basis vectors for and ; see also Poisson (2004); Hinterbichler et al. (2010) for similar treatments of this subject.
We recall our notation: Greek indices run from , lower case Latin indices run from and upper case Latin indices from from . Einstein summation notation will apply to all different index types.
B.1 Coordinate system and metric decomposition
We begin by setting up a coordinate system on our manifold adapted to an spacetime foliation. The coordinates of some chart of the spacetime manifold are written as functions of two sets of variables, and , . Derivatives with respect to the variables will be denoted by , while derivatives with respect to the variables will be denoted by . The set are the intrinsic coordinates on the leaf . The are scalar fields, the level sets of which define a congruence of curves that intersect all the leafs of the foliation. In other words, for the leaf , we have
[TABLE]
We use this congruence to relate coordinates on each leaf to each other. For example, in the formalism , the time function. Just as in the formalism, we neither assume that the congruence of curves to be geodesics nor assume that they are orthogonal to the leafs . The tangent vector for the congruence defined by is denoted by
[TABLE]
This is to be compared to the formalism, where the time tangent vector is often denoted by .
We now define a coordinate basis on the leaf as follows
[TABLE]
from which we can construct the intrinsic metric on
[TABLE]
We will raise/lower capital Latin indices with and respectively, where is the inverse of the induced metric . The metric covariant derivative with respect to will be denoted as . At each point , we can define a basis for as follows:
[TABLE]
The one-forms need not be orthonormal with one another; we capture this lack of orthonormality with the following symmetric inner product matrix
[TABLE]
which is symmetric in . As the are form a basis for , is invertible and we denote its matrix inverse by ; , where is the Kronecker delta symbol. We emphasize that is not an induced metric on the transverse space , as in general does not integrate to form a submanifold. We will formally raise/lower frame indices for the transverse spaces with the inner product matrices and , respectively. The spacetime scalar corresponds to a generalization of the lapse function in the formalism. In particular, in the formalism we identify and . The unit normal forms to the leaves are computed as follows,
[TABLE]
We now introduce a generalization of the shift vector. With the above definitions in hand, we see that the vectors
[TABLE]
are orthogonal to the one forms . From this we conclude that we can write the vector as
[TABLE]
where we have defined the shift vectors , which are orthogonal to the one forms ; i.e. . The shift vectors are a direct generalization of the shift vector in the formalism. .
We next derive some useful relations for and . The relations Eq. (125) and (131) imply that in the coordinates we have
[TABLE]
where the is the Kronecker delta symbol and means that this only holds in the specific coordinate choice . We only use the symbol in this section; in the Sections I-V we work with the coordinate choices defined by Eqs. (132) and (133). In the formalism the equivalent coordinate choice would be , where the are the three spatial directions. We see that in this basis the shift vectors have nonzero components only on their last indices: . From Eqs. (132) and (133) we conclude that the frame vectors are Lie transported along each of the congruences defined by the level sets of the functions
[TABLE]
Since this expression is tensorial, it holds in any coordinate system. Other useful tensorial relations we can derive from the above expressions are
[TABLE]
where we have defined the transverse torsion spacetime vector to be
[TABLE]
The vector is orthogonal to the forms
[TABLE]
As this expression is tensorial it holds in general coordinate system. In the adapted basis we may write to reflect this fact.
We now see how the metric is decomposed. We begin by decomposing the differential into terms tangent and transverse to the leaf Brady et al. (1996)
[TABLE]
From which the spacetime line element can be written as
[TABLE]
We note that with the spacetime line element Eq. (141) the metric determinant factorizes as follows
[TABLE]
We compare Eq. (142) to the case in the formalism, where . Furthermore, we have the following relations
[TABLE]
so that the metric can be written as follows (see, for example Brady et al. (1996); Grant and Moss (1997) for similar presentations of the metric tensor)
[TABLE]
B.2
Rewriting curvature terms in ADM-like variables
In this section, we compute the components of , , , and in the adapted basis , i.e. when the relations Eqs. (132) and (133) hold. The curvature terms and have direct analogues in the formalism, and can be computed as functions of the metric Eq. (141) in a way analogous to what is done in the formalism. We have found a greater variety of functional forms for the curvature terms and that have been presented in the literature. We recall that is generally not the induced metric for any submanifold, as the transverse space can only integrate to form a manifold in factorizable spacetimes (see Appendix B.3).
B.2.1 Computing
We first compute . We have
[TABLE]
We now rewrite the Lie derivative of in terms of covariant derivatives acting on the shift vectors and the Lie derivative of . We compute
[TABLE]
From this we conclude that
[TABLE]
Recall that lower case Latin letters act as labels, so that , where is defined by Eq. (B.2.2). Also note that as is a spacetime scalar, in the coordinate adapted basis we have . This is to be compared to the spacetime splitting formalism, where instead one has , and there is only one shift vector .
B.2.2 Computing
Next, we compute . The connection coefficients for the induced covariant derivative on is computed as follows:
[TABLE]
Note that . We can now compute in terms of contractions and derivatives of the connection .
[TABLE]
To obtain the third line we used the property . We also used the fact that is a spacetime scalar in , and in our coordinate basis so that . We conclude that
[TABLE]
where
[TABLE]
B.2.3 Computing
Let us next compute . We define the quantity , so that . The antisymmetric part of (i.e. the transverse torsion) is
[TABLE]
where we obtained the second line using Eq. (137). The symmetric part of is
[TABLE]
The second line holds as a result of Eq. (135) and the definition of . Using Eqs. (132) and (133), we conclude that
[TABLE]
B.2.4 Computing
We now compute . We define the quantity
[TABLE]
To derive the second line of the above we used Eq. (139). Note that in the coordinate adapted basis, Eq. (133) we have . Similarly to , whose first index can be raised with , we can raise the first index of with , . We now look at
[TABLE]
We first focus on the last term of this expression. Using Eq. (135), we see that
[TABLE]
The first term of Eq. (157) is
[TABLE]
To calculate the second line we have made use of the identities and , which follow from Eq. (B.2.4). We conclude that
[TABLE]
where
[TABLE]
B.2.5 Projected Einstein-Hilbert action
Having the above results at hand, we now rewrite the Einstein-Hilbert action in dimensional spacetime
[TABLE]
in an decomposition. Using Eqs. (142), (B.2.1), (155), (151), and (160), we have
[TABLE]
We can recover the complete Einstein equations by varying the Einstein-Hilbert action, Eq. (B.2.5) with respect to , , and . This is to be compared to the formalism, where one varies the Einstein-Hilbert action with respect to , , and , with and acting as constraint variables. Care must be taken when varying Eq. (B.2.5) as in general cannot be treated as a metric so there is in general no well defined notion of a metric compatible connection for , and we have relations such as . For a general spacetime with no symmetries, a potentially more straightforward approach to finding the Einstein equations in the formalism is to contract the projected Riemann tensor relations, Eqs. (96), (97), (98), (99), and (100) to obtain the projected Ricci tensor relations.
B.3
splitting in a factorizable spacetime
In a factorizable spacetime the spacetime manifold can be written globally as , where both are submanifolds of . In a factorizable spacetime, we see that we can think of either a family of submanifolds foliating , indexed by coordinates on , or vice-versa. In the context of general relativity in four dimensions, an important class of a factorizable spacetimes are spherically symmetric spacetimes, which take the form , where is a two dimensional Lorentzian manifold and is the two sphere. In factorizable spacetimes, we can choose an adapted basis to this foliation structure so that the shift vectors all vanish, so that the metric can be written as
[TABLE]
Unlike in the general decomposition, We can introduce a two metric compatible derivative for the submanifolds and , which we denote by and , respectively. We see that takes on the role of the connection of the submanifold . Writing down formulas for and become much simpler than in the general case as the shift vectors all vanish; in particular the directional derivatives along become derivatives in the coordinate ; .
Appendix C Scalar, vector, and tensor spherical harmonics
In this section, we review the properties of the scalar, vector, and tensor spherical harmonics. We work on the two sphere , with the round metric and metric compatible covariant derivative : .
We begin with the scalar spherical harmonics. Such harmonics satisfy the following eigenvalue equation:
[TABLE]
The scalar spherical harmonics form an orthogonal basis for functions in . We choose the following normalization for
[TABLE]
Next, we discuss vector spherical harmonics. The axial and polar spherical harmonics respectively are
[TABLE]
Note that divergence of is zero, . The vector spherical harmonics satisfy the following eigenvalue equation:
[TABLE]
where is either or . The vector spherical harmonics form an orthonormal basis for functions in . The vector spherical harmonics are orthogonal to one another, and are normalized to obey
[TABLE]
Finally, we introduce tensor spherical harmonics. We define such harmonics to be traceless; this choice follows, for example Poisson and Martel Martel and Poisson (2005), but not Regge and Wheeler Regge and Wheeler (1957). The traceless axial and polar tensor spherical harmonics respectively are
[TABLE]
The trace can be captured with , which behaves as a scalar under rotations. The tensor spherical harmonics satisfy the following eigenvalue equation:
[TABLE]
where is either or . The trace term has the scalar spherical harmonic eigenvalue . Finally, the tensor spherical harmonics satisfy the following orthogonality relation
[TABLE]
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