Uniform stability of the ball with respect to the first Dirichlet and Neumann $\infty-$eigenvalues
Joao V. da Silva, Julio D. Rossi, Ariel M. Salort

TL;DR
This paper proves that domains with first Dirichlet and Neumann infinity-eigenvalues close to those of a ball are themselves close to a ball, establishing a stability result for these eigenvalues and eigenfunctions under volume constraints.
Contribution
It provides a quantitative stability analysis linking eigenvalue proximity to geometric closeness to a ball for the first Dirichlet and Neumann infinity-eigenvalues.
Findings
Domains with eigenvalues close to those of a ball are geometrically close to a ball.
Explicit bounds relate eigenvalue differences to inclusion relations between the domain and a ball.
Stability results for the eigenfunctions are also established.
Abstract
In this note we analyze how perturbations of a ball behaves in terms of their first (non-trivial) Neumann and Dirichlet eigenvalues when a volume constraint is imposed. Our main result states that is uniformly close to a ball when it has first Neumann and Dirichlet eigenvalues close to the ones for the ball of the same volume . In fact, we show that, if then there are two balls such that In addition, we also obtain a result concerning stability of the…
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Taxonomy
TopicsNonlinear Partial Differential Equations · Advanced Mathematical Modeling in Engineering · Nonlinear Differential Equations Analysis
Uniform stability of the ball with respect to the first Dirichlet and Neumann eigenvalues
João Vitor da Silva, Julio D. Rossi and Ariel M. Salort
Departamento de Matemática, FCEyN - Universidad de Buenos Aires and IMAS - CONICET Ciudad Universitaria, Pabellón I (1428) Av. Cantilo s/n. Buenos Aires, Argentina.
[email protected], [email protected], [email protected] http://mate.dm.uba.ar/ jrossi, http://mate.dm.uba.ar/ asalort
Abstract.
In this note we analyze how perturbations of a ball behaves in terms of their first (non-trivial) Neumann and Dirichlet eigenvalues when a volume constraint is imposed. Our main result states that is uniformly close to a ball when it has first Neumann and Dirichlet eigenvalues close to the ones for the ball of the same volume . In fact, we show that, if
[TABLE]
then there are two balls such that
[TABLE]
In addition, we also obtain a result concerning stability of the Dirichlet eigen-functions.
Key words and phrases:
eigenvalues estimates, eigenvalue problem, approximation of domains
2010 Mathematics Subject Classification:
35B27, 35J60, 35J70
1. Introduction
Let be a bounded domain (connected open subset) with smooth boundary, and (the standard -Laplacian operator). Historically (cf. [13]), it well-known that the first eigenvalue (referred as the principal frequency in physical models) of the Laplacian Dirichlet eigenvalue problem
[TABLE]
can be characterized variationally as the minimizer of the following (normalized) problem:
[TABLE]
In the theory of shape optimization and nonlinear eigenvalue problems obtaining (sharp) estimates for the eigenvalues in terms of geometric quantities of the domain (e.g. measure, perimeter, diameter, among others) plays a fundamental role due to several applications of these problems in pure and applied sciences. We recall that the explicit value to (p-Dirichlet) is known only for some specific values of or for very particular domains . Notice that upper bounds for are usually obtained by selecting particular test functions in (p-Dirichlet). Nevertheless, lower bounds are a more challenging task. In this direction we have the remarkable Faber-Krahn inequality: Among all domains of prescribed volume the ball minimizes (p-Dirichlet). More precisely,
[TABLE]
where is the -dimensional ball such that (along this paper will denote the Lebesgue measure of that is assumed to be fixed). Using isoperimetric or isodiametric inequality similar lower bounds for (p-Dirichlet) in terms of the perimeter (resp. diameter) of are also available (cf. [1] and [14, page 224], and the references therein). Recently, stability estimates for certain geometric inequalities were established in [10], thereby providing an improved version of (1.2) by adding a suitable remainder term, i.e.,
[TABLE]
where is the so-called Fraenkel asymmetry of , which is precisely defined as
[TABLE]
and is a constant. Observe that measures the distance of a set from being a ball. For such quantitative estimates and further related topics we quote [2], [4], [9] and references therein.
Our main goal here is to find stability results for the limit case .
First, we introduce what is known for the limit as in the eigenvalue problem for the Laplacian. When one takes the limit as in the minimization problem (p-Dirichlet), one obtains
[TABLE]
see [11]. Concerning the limit equation, also in [11] it is proved that any family of normalized eigenfunctions to (p-Dirichlet) converges (up to a subsequence) locally uniformly to , a minimizer for -Dirichlet with . Moreover, the pair is a nontrivial solution to
[TABLE]
Solutions to (1.3) must be understood in the viscosity sense (cf. [6] for a survey) and is the well-known Laplace operator. In addition, also in [11], it is given an interesting and useful geometrical characterization for (-Dirichlet):
[TABLE]
Such an information means that the “principal frequency” for the -eigenvalue problem can be detected from the geometry of the domain: it is precisely the reciprocal of radius of the largest ball inscribed in . For more references concerning the first eigenvalue (1.3) we refer to [12], [15] and [18].
Now, let us turn our attention to Neumann boundary conditions and consider the following eigenvalue problem:
[TABLE]
As before, we stress that the first non-zero eigenvalue of (1.5) can also be characterized variationally as the minimizer of the following normalized problem:
[TABLE]
The celebrated Payne-Weinberger inequality provides a lower bound (on any convex domain ) for the first (non-trivial) Neumann eigenvalue (cf. [8] and [17])
[TABLE]
For a stability estimate for this problem with we refer to [2].
When , the minimization problem (p-Neumann) becomes
[TABLE]
see [7] and [16]. Concerning the limit equation, also in [7] and [16], it is proved that any family of normalized eigenfunctions to (p-Neumann) converges (up to subsequence) locally uniformly to with . Moreover, the pair is a nontrivial solution to
[TABLE]
In addiction, we have the following geometrical characterization for :
[TABLE]
where the intrinsic diameter of is defined as
[TABLE]
being the geodesic distance given by , where the infimum is taken over all possible Lipschitz curves in connecting and .
We remark that in the limit case , the geometrical characterization (1.8) of (-Neumann) yields several interesting consequences:
- ✓
If , being a ball, then , which establishes a Szegö-Weinberger type inequality: among all domains of prescribed volume the ball maximizes (-Neumann).
- ✓
for any convex with equality if and only if is a ball.
- ✓
The Payne-Weinberger inequality, (1.6), becomes an equality when .
Taking account the previous historic overview, we arrive to our main result, which establishes the stability of the ball with respect to small perturbations of their first Dirichlet and Neumann eigenvalues. More precisely, if a domain has Dirichlet and Neumann eigenvalues close enough to those of the ball of the same Lebesgue measure, then is uniformly “almost” ball-shaped.
Theorem 1.1**.**
Let be an open domain satisfying . If for some () small enough it holds that
[TABLE]
then there are two balls such that
[TABLE]
The previous theorem implies the following convergence result.
Theorem 1.2**.**
Let be a family of uniformly bounded domains satisfying . If
[TABLE]
then
[TABLE]
in the sense that the Hausdorff distance between and a ball goes to zero, i.e.,
[TABLE]
Note that our results imply that
[TABLE]
where as . Hence, we can control the Fraenkel asymmetry of the set, . But our results give much more since we have a sort of uniform control on how far the set is from being a ball (for instance, we have convergence in Hausdorff distance in Theorem 1.2).
Another important question in this theory consists on how the corresponding ground states (solutions to (1.3)) behave in relation to perturbations of the eigenvalues of the ball. The next result provides an answer for this issue, showing that Dirichlet eigenfunctions are uniformly close to a cone when the first Dirichlet and Neumann eigenvalues are close to those for the ball. Note that, in general, the eigenvalue problem (1.3) may have multiple solutions (the first eigenvalue may not be simple), see [5] and [18].
Theorem 1.3**.**
Let be an open domain satisfying . Given there are () small enough such that: if
[TABLE]
then
[TABLE]
where
[TABLE]
is the normalized ground state to (1.3) in .
Theorem 1.3 can be rewritten as follows:
Corollary 1.4**.**
Let be a family of normalized solutions to (1.3) in such that
[TABLE]
Then,
[TABLE]
where
[TABLE]
is the normalized ground state to (1.3) in .
Our approach can be applied for other classes of operators with Laplacian type structure. We can deal with Laplacian type problems involving an anisotropic -Laplacian operator
[TABLE]
where is an appropriate (smooth) norm of and . The necessary tools for studying the anisotropic Dirichlet eigenvalue problem, as well as its limit as can be found in [3]. Here, to obtain results similar to ours, one has to replace Euclidean balls with balls in the norm .
The paper is organized as follows: in Section 2 we prove our main stability results including the behavior of the corresponding eigenfunctions and in Section 3 we collect several examples that illustrate our results.
2. Proof of the Main Theorems
Before proving our main result we introduce some notations which will be used throughout this section. Given a bounded domain and a ball of radius we denote and the first Dirichlet eigenvalues (1.4) in and in , respectively; analogously, and stand for the first nontrivial Neumann eigenvalues (1.8) in and in .
We introduce the following class of sets which will play an important role in our approach. For non-negative constants and we define the class:
[TABLE]
Notice that, consists of the family of all balls with radius . Another important remark is that the elements of are invariant by rigid movements (rotations, translations, etc).
Similarly, we can define the class (resp. ) as being with the restriction on the Dirichlet (resp. Neumann) eigenvalues only.
In the next lemma we show that a control on the difference of the first Dirichlet eigenvalue implies that contains a large ball.
Lemma 2.1**.**
If then there exists a ball such that
[TABLE]
Moreover,
[TABLE]
where as .
Proof.
According to (1.4) we have that
[TABLE]
It follows that
[TABLE]
and then there is ball such that
[TABLE]
Finally,
[TABLE]
and the lemma follows. ∎
Now, we show that a control on the difference of the first Neumann eigenvalue implies that is contained in a small ball.
Lemma 2.2**.**
If then there is a ball such that
[TABLE]
Moreover,
[TABLE]
Proof.
Using (1.8) we have that
[TABLE]
It follows that
[TABLE]
and then there exists a ball such that
[TABLE]
Moreover,
[TABLE]
and the lemma follows. ∎
Proof of Theorem 1.1.
The proof of Theorem 1.1 follows as an immediate consequence of Lemmas 2.1 and 2.2. ∎
Next, we will prove Theorem 1.2.
Proof of Theorem 1.2.
The hypothesis implies that for as . For this reason, by Theorem 1.1 there are two balls such that
[TABLE]
Now, using that all these balls are centered at points that are bounded (since we assumed that the family is uniformly bounded), we can extract a subsequence such that the centers converge and therefore we conclude that there is a ball such that as . ∎
Proof of Theorem 1.3.
The proof follows by contradiction. Let us suppose that there exists an such that the thesis of Theorem fails to hold. This means that for each we might find a domain and , a normalized ground state to (1.3) in , such that with as , that is,
[TABLE]
with as , together with
[TABLE]
for every .
Using our previous results, we can suppose that every . Then, by extending to zero outside of , we may assume that . In this context, standard arguments using viscosity theory show that, up to a subsequence, uniformly in , being the limit a normalized eigenfunction for some domain with . Moreover, we have that .
According to Theorem 1.2, as . By the previous sentences we conclude that . Now, by uniqueness of solutions to (1.3) in we conclude that . However, this contradicts (2.1) for (large enough). Such a contradiction proves the theorem. ∎
3. Examples
Given a fixed ball and a domain having both of them the same volume, Theorem 1.1 says that if the eigenvalues are close each other then is almost ball-shaped uniformly. The following examples illustrate Theorem 1.1 and 1.2.
Example 3.1**.**
The reciprocal in Theorem 1.1 (and Theorem 1.2) is not true: given a fixed ball , clearly, there are domains fulfilling (1.9) such that the difference between the Neumann (and Dirichlet) eigenvalues in and in is not small. Let us present some illustrative examples.
- (1)
A stadium. Let be the unit ball in and the stadium domain given in Figure 1 (a) with . In this case for any . However,
[TABLE] 2. (2)
A ball with holes. If is the domain given in Figure 1 (b), then , however
[TABLE] 3. (3)
A ball with thin tubular branches. If is the domain given in Figure 1 (c), the condition gives the relation
[TABLE]
For instance, if we take it follows that and then
[TABLE]
Hence, in view of these examples we conclude that a domain that has Dirichlet and Neumann eigenvalues close to the ones for the ball is close to a ball not only in the sense that is small but it can not contain holes deep inside (small holes near the boundary are allowed) and can not have thin tubular branches.
Example 3.2**.**
The regular polygon of sides () centered at the origin such that satisfies
[TABLE]
where
[TABLE]
Therefore, we can recover the well known convergence as .
Example 3.3**.**
Given and positive constants , the dimensional ellipsoid given by
[TABLE]
such that satisfies
[TABLE]
where
[TABLE]
Therefore, we recover the fact that if and as , then .
Example 3.4**.**
Given let such that for all . For each let be the planar stadium domain from Figure 1 (a) with and . It is easy to check that . Furthermore, in this case we have that the eigenfunctions are explicit and given by
[TABLE]
Finally, form Corollary 1.4
[TABLE]
Acknowledgments
This work was supported by Consejo Nacional de Investigaciones Cien-tíficas y Técnicas (CONICET-Argentina). JVS would like to thank the Dept. of Math. and FCEyN Universidad de Buenos Aires for providing an excellent working environment and scientific atmosphere during his Postdoctoral program.
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