Gradient of eigenvalues of Dirac operators and its applications
Tigran Harutyunyan, Yuri Ashrafyan

TL;DR
This paper introduces a method to compute the gradients of eigenvalues of Dirac operators using normalized eigenfunctions, and explores their applications in describing isospectral operators and spectral data modifications.
Contribution
It provides explicit formulas for eigenvalue gradients of Dirac operators and demonstrates their use in spectral analysis and operator characterization.
Findings
Derived formulas for eigenvalue gradients in terms of eigenfunctions
Applied gradients to identify isospectral operators
Analyzed effects of changing finite spectral data
Abstract
For Dirac operators, which have discrete spectra, the concept of eigenvalues gradient is given and formulae for this gradients are obtained in terms of normalized eigenfunctions. It is shown how the gradient is being used to describe isospectral operators or when finite number of spectral data is changed.
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Taxonomy
TopicsSpectral Theory in Mathematical Physics · Advanced Mathematical Modeling in Engineering · Numerical methods in inverse problems
**Gradient of eigenvalues of Dirac operators
and its applications**
Tigran Harutyunyan and Yuri Ashrafyan
Department of Mathematics and Mechanics, Yerevan State University, Yerevan, Armenia
Abstract
For Dirac operators, which have discrete spectra, the concept of eigenvalues’ gradient is given and formulae for this gradients are obtained in terms of normalized eigenfunctions. It’s shown how the gradient is being used to describe isospectral operators or when finite number of spectral data is changed.
Keywords: Dirac operator, Gradient of eigenvalue, Isospectral operators
1 Introduction. Gradient of eigenvalues.
Let is two dimensional identical matrix, and \sigma_{1}=\left(\begin{array}[]{cc}0&i\\ -i&0\\ \end{array}\right), \sigma_{2}=\left(\begin{array}[]{cc}1&0\\ 0&-1\\ \end{array}\right), \sigma_{3}=\left(\begin{array}[]{cc}0&1\\ 1&0\\ \end{array}\right) are well-known Pauli matrices, which have properties , (self-adjointness) and (anti-commutativity), when , for .
Let and are real-valued, summable on functions, i.e. . By we denote the boundary-value problem for canonical Dirac system (see [1, 2, 3, 4]):
[TABLE]
where B=\cfrac{1}{i}\sigma_{1}=\left(\begin{array}[]{cc}0&1\\ -1&0\\ \end{array}\right), \ \Omega(x)=\sigma_{2}p(x)+\sigma_{3}q(x)=\left(\begin{array}[]{cc}p(x)&q(x)\\ q(x)&-p(x)\\ \end{array}\right).
By the same we also denote a self-adjoint operator, generated by differential expression in Hilbert space of two component vector-functions on the domain
[TABLE]
where is the set of absolutely continuous functions on (see, e.g. [2, 5]). The scalar product in we denote by . It is well known (see [4, 6, 7]) that under these conditions the spectra of the operator is purely discrete and consists of simple, real eigenvalues, which we denote by , , to emphasize the dependence of on quantities and . It is also well known (see, e.g. [4, 6, 7]) that the eigenvalues form a sequence, unbounded below as well as above. So we will enumerate it as , , when and , when , and the nearest to zero eigenvalue we will denote by . If there are two nearest to zero eigenvalue, then by we will denote the negative one. With this enumeration it is proved (see [4, 6, 7]), that the eigenvalues have the asymptotics:
[TABLE]
Let and are the solutions of the Cauchy problems
[TABLE]
[TABLE]
respectively. Since the differential expression is self-adjoint, the components , and , of the vector-functions and can be chosen real-valued for real . It is easy to see, that and are the eigenfunctions, corresponding to the eigenvalue . By and we denote the squares of the -norm of the eigenfunctions and :
[TABLE]
[TABLE]
The numbers and are called norming constants. By we will denote normalized eigenfunctions (i.e. ) of operator :
[TABLE]
and it can be taken also as
[TABLE]
It is easy to see, that and . Having a goal to describe the dependence of on quantities and more precisely, we input a concept of eigenvalues’ gradient, by the following formula (compare with [8])
[TABLE]
Definition 1**.**
Let is defined on , where . The derivative of function with respect to function is called a function , which satisfies the equation
[TABLE]
for all .
We want to express the components of the eigenvalues’ gradient by normalized eigenfunctions of problem.
Theorem 1.1**.**
Let and are eigenvalues and normalized eigenfunctions of the problem correspondingly. Then there hold the relations:
[TABLE]
Proof.
Let is eigenfunction of problem , and is eigenfunction of problem . Then
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
Multiply (1.11) by scalarly from the right, and (1.12) by from the left. Taking into account the self-adjointness of , we obtain
[TABLE]
Subtracting from the second equation the first equation, we will get
[TABLE]
[TABLE]
Taking into account, that in case of real potentials the components of the solutions can be taken real, thus the left side of the latter equation can be written as
[TABLE]
Since and , then h_{n}(0)=\cfrac{1}{\sqrt{a_{n}(\alpha)}}\left(\begin{array}[]{c}\sin\alpha\\ -\cos\alpha\end{array}\right) and \tilde{h}_{n}(0)=\cfrac{1}{\sqrt{a_{n}(\alpha+\Delta\alpha)}}\left(\begin{array}[]{c}\sin(\alpha+\Delta\alpha)\\ -\cos(\alpha+\Delta\alpha)\end{array}\right). Thus the equation (1.13) can be rewritten as follows
[TABLE]
From the latter, when , we obtain
[TABLE]
Similarly we obtain
[TABLE]
To obtain the equality , we write (1.11) in the form
[TABLE]
and for (1.12) in the form
[TABLE]
where is normalized eigenfunction of the problem. Multiply (1.16) by scalarly from the right, and (1.17) by from the left. Taking into account, that and satisfy to the same boundary conditions, subtract equality (1.16) from (1.17), we obtain
[TABLE]
Form the latter it follows
[TABLE]
Tending , using the fact, that , when and the definition 1, we obtain .
Similarly we can obtain the equality .
Theorem 1.1 is proved. ∎
Let us consider also canonical Dirac system on half axis. Let and are real-valued, local summable on functions, i.e. . For \alpha\in\big{(}-\cfrac{\pi}{2},\cfrac{\pi}{2}\big{]}, by we denote the self-adjoint operator, generated by differential expression (see (1.3)) in Hilbert space of two component vector-functions on the domain
[TABLE]
where is the set of functions, which are absolutely continuous on each finite segment . We assume, that the spectra of this operator is pure discrete (see, e.g. [9, 10]), and consists of simple eigenvalues, which we denote by , .
Let is the same as in the case of finite interval, i.e. is the solution of Cauchy problem (1.8). Then are the eigenfunctions, , , are the norming constants, and are the normalized eigenfunctions. In this case the gradient is defined as
[TABLE]
and in Definition 1 we take .
Theorem 1.2**.**
Let and are eigenvalues and normalized eigenfunctions of the problem correspondingly. Then there hold the relations:
[TABLE]
Proof.
In case of real potentials the components of the solutions can be taken real. Since the eigenfunctions and are from , we can infer that the scalar products are from and, hence, are tending to [math] on some sequence. Taking the latter first two formulae can be proved in the similar way as in theorem 1.1. Thus here we will prove the third formula.
Write the equation (1.11) in the following form
[TABLE]
and (1.12) in the form
[TABLE]
where is normalized eigenfunction of the problem. Multiplying (1.18) scalarly by from the right, and (1.19) by from the left. Taking into account, that and satisfy to the same boundary conditions, subtract equality (1.18) from (1.19), we obtain
[TABLE]
From the latter equation we have
[TABLE]
And from the equation (1.20) it follows
[TABLE]
Tending , using the fact, that , when and the definition 1, we obtain .
Theorem 1.2 is proved. ∎
It is well-known, that the inverse problem of reconstruction of operator by spectral function (in our case by eigenvalues and norming constants ) can not be solved uniquely, if we permit parameters and to be arbitrary (see [1]). But if we fix one of them, then the inverse problem can be solved uniquely (see [1, 7, 11, 12]). Therefore, usually is considered the problem (see [4, 7, 11, 13]).
It is also well-known, that for regular Dirac operators (the operators on finite interval with summable coefficients), we can not add or diminish the eigenvalues (because of obligatory asymptotics (1.7)), staying in the class of summable coefficients, but we can change the norming constants and describe the isospectral Dirac operators (see [11, 13]).
The applications of eigenvalues’ gradient of describing operators, which isospectral with fixed operator is given in section 2. On the other hand, if we consider Dirac operator on half axis (which has pure discrete spectra), we can add or diminish arbitrary finite number of eigenvalues or change norming constants, since in this case there are not obligatory asymptotics (see, e.g. [10]). The applications of eigenvalues’ gradient in this case is given in section 3.
2 Isospectrality on finite interval.
Let us consider the boundary-value problem on . From the eigenvalues’ asymptotics (1.7) it follows:
[TABLE]
It is known (see [4, 6]) that in the case of the norming constants have an asymptotic form:
[TABLE]
Definition 2**.**
Two Dirac operators and are said to be isospectral, if , for every .
Lemma 2.1**.**
Let and the operators and are isospectral. Then .
Proof.
The proof follows from the asymptotics (2.1):
[TABLE]
∎
So, instead of isospectral operators and , we can talk about ”isospectral potentials” and .
Let us fix some and consider the set of all canonical potentials \tilde{\Omega}=\left(\begin{array}[]{cc}\tilde{p}&\tilde{q}\\ \tilde{q}&-\tilde{p}\\ \end{array}\right), with the same spectra as :
[TABLE]
Our main goal is to give the description of the set in terms of eigenvalues’ gradients. Note, that the problem of description of isospectral Sturm-Liouville operators was solved in [8, 14, 15, 16].
For Dirac operators the description of is given in [11]. This description has a ”recurrent” form, i.e. at the first in [11] is given the description of a family of isospectral potentials , for which only one norming constant different from (namely, ), while the others are equal, i.e. , when .
Theorem 2.1**.**
[11]**. Let , \alpha\in\Big{(}-\frac{\pi}{2},\frac{\pi}{2}\Big{]}. Then 111Here * is a sign of transponation, e.g. h_{m}^{*}=\left(\begin{array}[]{c}h_{m_{1}}\\ h_{m_{2}}\\ \end{array}\right)^{*}=(h_{m_{1}},h_{m_{2}})
[TABLE]
where . So, for arbitrary , for all , for all and .
Theorem 2.1 shows that it is possible to change exactly one norming constant, keeping the others.
Changing successively each by , we can obtain any isospectral potential, corresponding to the sequence .
In [11] were used the following designations:
,
,
,
,
…,
,
,
….
Let and
[TABLE]
where
[TABLE]
where , if is odd and , if is even. The arguments in others and are the same as in the first. And after that in [11] was proved:
Theorem 2.2**.**
[11]**. Let and . Then
[TABLE]
We see, that each potential matrix defined by normalized eigenfunctions of the previous operator . This approach we call ”recurrent” description.
If we denote
[TABLE]
we will have
[TABLE]
And it is easy to see, that the term of is equal to . Therefore the Theorems 2.1 and 2.2 can be rewritten as
Theorem 2.3**.**
Let , \alpha\in\Big{(}-\frac{\pi}{2},\frac{\pi}{2}\Big{]}. Then
[TABLE]
where . So, for arbitrary , for all , for all and .
Theorem 2.4**.**
Let and . Then
[TABLE]
3 Changing spectral data on half axis.
Let us consider canonical Dirac operator on , which has a pure discrete spectra. In work [17], Harutyunyan proved, that in this case one can add or subtract a finite number of eigenvalues, or scale the values of norming constants (i.e. to change by , for arbitrary ). In that work explicit formulae for potential functions of changed operator are given.
According to the paper [17], when we want to add a new eigenvalue , the formula for potential function will be:
[TABLE]
When we want to subtract an eigenvalue, e.g. , the formula for potential function will be:
[TABLE]
When we want to scale the value of a norming constant, e.g. , which corresponds to eigenvalue , the formula for potential function will be:
[TABLE]
Using formula (2.3) we can rewrite the formulae (3.1)–(3.3) in terms of eigenvalues’ gradient:
[TABLE]
[TABLE]
[TABLE]
In [17] there is also given a formula for changing finite number of eigenvalues or norming constants. If we want to add number of eigenvalues , to subtract number of eigenvalues and to scale number of norming constants , then the formula for such potential depending of initial potential will be:
[TABLE]
where
[TABLE]
[TABLE]
and potential function and , for , are given by formula:
[TABLE]
Using formula (2.3) we can rewrite the (3.7) in terms of eigenvalues’ gradient:
[TABLE]
Acknowledgment. This work was supported by the RA MES State Committee of Science, in the frames of the research project No.15T-1A392.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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- 6[6] Harutyunyan T.N., Azizyan H., On the eigenvalues of boundary value problem for canonical Dirac system. Mathematics in Higher School. 2(2006), No. 4, 45-54 pp., 2006, (in Russian).
- 7[7] Albeverio S., Hryniv R., Mykytyuk Ya., Inverse spectral problems for Dirac operators with summable potential. Russian Journal of Math Physics, vol.12, N 5; 406-423, 2005. And with the same title in Ar Xiv.org; 1-25pp., February 2, 2008.
- 8[8] Isaacson E.L., Trubowitz E., The inverse Sturm-Liouville Problem, I. Communications on Pure and Applied Math., vol.36, no.6; 767-784pp., 1983.
