Poincar\'e inequalities and Newtonian Sobolev functions on noncomplete metric spaces
Anders Bj\"orn, Jana Bj\"orn

TL;DR
This paper investigates how Newtonian Sobolev functions extend from noncomplete metric spaces to their completions, leading to new insights on function regularity, capacity, and Poincaré inequalities in such spaces.
Contribution
It introduces methods for extending Sobolev functions to completions of noncomplete spaces and explores their implications for analysis on these spaces.
Findings
Extensions of Sobolev functions to completions are possible under certain conditions.
Results on minimal weak upper gradients and Lebesgue points are established.
The study discusses applications to p-harmonic functions and highlights delicate issues in noncomplete spaces.
Abstract
Let be a noncomplete metric space satisfying the usual (local) assumptions of a doubling property and a Poincar\'e inequality. We study extensions of Newtonian Sobolev functions to the completion of and use them to obtain several results on itself, in particular concerning minimal weak upper gradients, Lebesgue points, quasicontinuity, regularity properties of the capacity and better Poincar\'e inequalities. We also provide a discussion about possible applications of the completions and extension results to -harmonic functions on noncomplete spaces and show by examples that this is a rather delicate issue opening for various interpretations and new investigations.
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Poincaré inequalities and Newtonian Sobolev functions
on noncomplete metric spaces
Anders Björn and Jana Björn
Anders Björn
*Department of Mathematics, Linköping University,
SE-581 83 Linköping, Sweden; [email protected]
Jana Björn
Department of Mathematics, Linköping University,
SE-581 83 Linköping, Sweden; [email protected] *
Abstract. Let be a noncomplete metric space satisfying the usual (local) assumptions of a doubling property and a Poincaré inequality. We study extensions of Newtonian Sobolev functions to the completion of and use them to obtain several results on itself, in particular concerning minimal weak upper gradients, Lebesgue points, quasicontinuity, regularity properties of the capacity and better Poincaré inequalities. We also provide a discussion about possible applications of the completions and extension results to -harmonic functions on noncomplete spaces and show by examples that this is a rather delicate issue opening for various interpretations and new investigations.
Key words and phrases: Lebesgue point, local doubling, locally compact metric space, noncomplete metric space, Newtonian space, nonlinear potential theory, -harmonic function, Poincaré inequality, quasicontinuity, quasiminimizer, semilocal doubling, Sobolev space.
Mathematics Subject Classification (2010): Primary: 31E05; Secondary: 30L99, 31C45, 35J60, 46E35
1 Introduction
Our aim in this paper is to study Poincaré inequalities and Newtonian (Sobolev) functions on noncomplete metric spaces, and primarily to do so using their completion. This turns out to be a rather fruitful approach which, however, has certain subtleties and limitations, in particular when dealing with -harmonic functions.
Let be a metric measure spaces, where is a positive complete Borel measure such that for all balls . We let be the completion of with respect to the metric , and extend and to so that . Also let .
Much of analysis on metric spaces has been done assuming global doubling and global Poincaré inequalities, which for instance are assumed in the monographs Hajłasz–Koskela [18], Björn–Björn [3] and Heinonen–Koskela–Shanmugalingam–Tyson [22]. For wider applicability we study properties that hold under more local assumptions. Such assumptions have earlier been considered e.g. by Cheeger [13], Danielli–Garofalo–Marola [14], Garofalo–Marola [17] and Holopainen–Shanmugalingam [23]. In the following definition we follow the recent terminology from Björn–Björn [6], where a more extensive discussion of these assumptions can be found.
Definition 1.1**.**
The measure is doubling within a ball if there is (depending on and ) such that for all balls .
Similarly, the -Poincaré inequality holds within a ball if there are constants and (depending on and ) such that for all balls , all integrable functions on , and all upper gradients of ,
[TABLE]
where . These properties are called local if for every there is (depending on ) such that the doubling property or the -Poincaré inequality holds within . They are called semilocal if they hold within every ball in .
Our first observation is that if is doubling (resp. supports a -Poincaré inequality) within a ball in then its zero extension is also doubling (resp. supports a -Poincaré inequality) within the corresponding ball in . In particular, this means that the semilocal assumptions extend from to , see Corollaries 3.4 and 3.7. On the other hand, local doubling (resp. a local -Poincaré inequality) on does not extend to , even though it does extend to a locally compact open subset of containing (see Lemma 4.6), which may be sufficient for many applications.
The following extension result is one of the main results in this paper. (See Theorem 4.1 for a more extensive version.) For an open set in , we let
[TABLE]
where the closure is taken in . This makes into the largest open set in such that .
Theorem 1.2**.**
Assume that the doubling property and the -Poincaré inequality hold within the ball in the sense of Definition 1.1. Let be open and . Then the function
[TABLE]
belongs to and is a pointwise extension of a representative of to . Moreover, the minimal -weak upper gradients and of and with respect to and satisfy
[TABLE]
where is a constant only depending on , the doubling constant and both constants in the -Poincaré inequality within .
For , with locally compact and under global assumptions, similar extension results appear in Aikawa–Shanmugalingam [1, Proposition 7.1] and Heinonen–Koskela–Shanmugalingam–Tyson [22, Lemma 8.2.3]. Theorem 1.2 makes it possible to study functions on using properties known to hold for their extensions on . We use this to obtain some -Lebesgue point and quasicontinuity results for Newtonian Sobolev functions in noncomplete spaces.
When is complete and is globally doubling, a deep result due to Keith–Zhong [24, Theorem 1.0.1] shows that the Poincaré inequality is an open-ended property, in the sense that if supports a global -Poincaré inequality then it also supports a global -Poincaré inequality for some . Counterexamples due to Koskela [29] show that this is false for locally compact . Nevertheless, by localizing the arguments in [24] local versions of this self-improvement result were obtained in [6] for locally compact spaces. In Section 5, we further generalize these results to non-locally compact spaces, using our extension theorem as the key tool.
We end the paper with a discussion on -harmonic functions (and more generally quasiminimizers and quasisuperminimizers) on noncomplete spaces with particular emphasis on locally compact spaces. It turns out that the choice of the test function space and the local Newtonian space for -harmonic functions plays an important role for the validity of several of the fundamental properties of -harmonic functions, such as various Harnack inequalities and maximum principles. There are several different natural choices of these spaces, which all coincide in the complete case.
Thus, it is the intended applications and particular results, which essentially determine the “right definition” of -harmonic functions for various purposes in noncomplete spaces. The continuity of -harmonic functions is, however, possible to obtain under most of these definitions, see Theorem 6.2.
Some of this versatility is demonstrated in Example 6.3 and it is for instance possible to treat mixed and Neumann boundary data as special cases of Dirichlet data. In complete spaces, most of the suggested definitions reduce to the usual definition of -harmonic functions.
Acknowledgement. The authors were supported by the Swedish Research Council, grants 621-2014-3974 and 2016-03424. We thank Nageswari Shanmugalingam for helpful discussions on some results in the paper.
2 Upper gradients and Newtonian spaces
We assume throughout the paper that is a metric space equipped with a metric and a positive complete Borel measure such that for all balls . It follows that is separable and Lindelöf. We also assume that , although the results in Sections 2 and 3 also hold if . Proofs of the results in this section can be found in the monographs Björn–Björn [3] and Heinonen–Koskela–Shanmugalingam–Tyson [22].
A curve is a continuous mapping from an interval, and a rectifiable curve is a curve with finite length. Unless said otherwise, we will only consider curves which are nonconstant, compact and rectifiable, and thus each curve can be parameterized by its arc length . A property is said to hold for -almost every curve if it fails only for a curve family with zero -modulus, i.e. there exists such that for every curve .
Following Heinonen–Koskela [21], we introduce upper gradients as follows (they called them very weak gradients).
Definition 2.1**.**
A Borel function is an upper gradient of a function if for all curves ,
[TABLE]
where the left-hand side is considered to be whenever at least one of the terms therein is infinite. If is measurable and (2.1) holds for -almost every curve, then is a -weak upper gradient of .
The -weak upper gradients were introduced in Koskela–MacManus [30]. It was also shown therein that if is a -weak upper gradient of , then one can find a sequence of upper gradients of such that . If has an upper gradient in , then it has an a.e. unique minimal -weak upper gradient in the sense that for every -weak upper gradient of we have a.e., see Shanmugalingam [32]. Following Shanmugalingam [33], we define a version of Sobolev spaces on the metric space .
Definition 2.2**.**
For a measurable function , let
[TABLE]
where the infimum is taken over all upper gradients of . The Newtonian space on is
[TABLE]
The quotient space , where if and only if , is a Banach space and a lattice, see Shanmugalingam [33]. We also define
[TABLE]
In this paper we assume that functions in and are defined everywhere (with values in ), not just up to an equivalence class in the corresponding function space. This is important for upper gradients to make sense.
For a measurable set , the Newtonian space is defined by considering as a metric space in its own right. We say that if for every there exists a ball such that . The spaces and are defined similarly. If , then a.e. in , in particular for we have a.e.
Definition 2.3**.**
The (Sobolev) capacity of a set is the number
[TABLE]
where the infimum is taken over all such that on .
We say that a property holds quasieverywhere (q.e.) if the set of points for which the property does not hold has capacity zero. The capacity is the correct gauge for distinguishing between two Newtonian functions. Namely, if then if and only if q.e. Moreover, if and a.e., then q.e.
We let denote the ball with centre and radius , and let . We assume throughout the paper that balls are open. In metric spaces it can happen that balls with different centres and/or radii denote the same set. We will however make the convention that a ball comes with a predetermined centre and radius . Note that it can happen that even when . In disconnected spaces this can happen also when . If is connected, then with is possible only when .
3 Local doubling and Poincaré inequalities
Our aim in this paper is to study noncomplete spaces and primarily to do so using their completion . The completion is taken with respect to the metric , whose extension to is also denoted . The measure is extended so that and so that
[TABLE]
is the -algebra of measurable sets on , where is the -algebra of measurable sets on .
Lemma 3.1**.**
* is a complete Borel regular measure on . Moreover, if and are the Borel -algebras on and , respectively, then*
[TABLE]
- Proof.
We start by proving (3.1). As is a -algebra it follows directly that is a -algebra, and since it contains all open sets on it must contain . Conversely, is a -algebra which contains all open subsets of and hence , from which it follows that . Thus (3.1) holds.
Since has zero outer measure if and only if has zero measure, it follows that is a complete Borel regular measure on with the -algebra . ∎
Recall from the introduction that for an open set ,
[TABLE]
with the closure taken in , is the largest open set in such that . Note that . We denote balls with respect to by or , and balls with respect to by , as before. Note that we do not assume any general connection between and , and in particular they may have different centres and radii. The inclusion can be strict, but the difference of the two sets is always of measure zero.
Much of analysis on metric spaces has been done assuming global doubling and global Poincaré inequalities. Here, we study properties that hold under (semi)local assumptions.
Definition 3.2**.**
We say that is locally doubling (on ) if for every there is (depending on ) such that is doubling within in the sense of Definition 1.1.
If is doubling within every ball then it is semilocally doubling (on ), and if moreover the doubling constant within is independent of and , then is globally doubling (on ).
See Heinonen [20] for more on doubling measures. If is locally doubling on and is open, then is also locally doubling on . A similar restriction property fails for semilocal and global doubling, see [6, Example 4.3].
Proposition 3.3**.**
The measure on is doubling within in the sense of Definition 1.1 if and only if its zero extension to is doubling within , with the same doubling constant .
For a corresponding result with global assumptions see Aikawa–Shanmugalingam [1, Proposition 7.1] and Heinonen–Koskela–Shanmugalingam–Tyson [22, Lemma 8.2.3].
- Proof.
The sufficiency follows directly from the fact that for all and .
For the necessity, let and be arbitrary. Find such that . Then
[TABLE]
since . Letting in the left-hand side shows that . ∎
Corollary 3.4**.**
The measure is semilocally doubling on if and only if it is semilocally doubling on .
Definition 3.5**.**
Let . We say that the -Poincaré inequality holds within if there are constants and (depending on and ) such that for all balls , all integrable functions on , and all upper gradients of ,
[TABLE]
We also say that (or ) supports a local -Poincaré inequality (on ) if for every there is (depending on ) such that the -Poincaré inequality holds within .
If the -Poincaré inequality holds within every ball then supports a semilocal -Poincaré inequality, and if moreover and are independent of and , then supports a global -Poincaré inequality.
If we usually just write -Poincaré inequality.
The Poincaré inequality (3.2) can equivalently be required to hold for all measurable on and all -weak upper gradients of , where the left-hand side is interpreted as if is not defined. This follows from the proof of Proposition 4.13 in [3]. However, the use of the dominated convergence at the end of that proof should perhaps be explained more carefully by replacing the last inequality therein by
[TABLE]
Alternatively Fatou’s lemma can be used.
As in the case of the doubling condition, local Poincaré inequalities are inherited by open subsets, i.e. if is open and supports a local -Poincaré inequality, then so does . This fails for semilocal and global Poincaré inequalities, see [6, Example 4.3].
Proposition 3.6**.**
If supports a -Poincaré inequality within in the sense of Definition 3.5, with constants and . Then supports a -Poincaré inequality within , with the same constants.
- Proof.
Let and be arbitrary. Let be integrable on and let be an upper gradient of with respect to . Then is an upper gradient of also with respect to . By the proof of Proposition 4.13 in [3], we can assume that is bounded. Find such that and let . Then
[TABLE]
which implies that
[TABLE]
Since , the -Poincaré inequality on implies that
[TABLE]
and letting concludes the proof, by dominated convergence. ∎
Corollary 3.7**.**
If supports a semilocal -Poincaré inequality, then so does .
There is no equivalence in Proposition 3.6 or Corollary 3.7, as is easily seen by considering . For corresponding results with global assumptions see Aikawa–Shanmugalingam [1, Proposition 7.1] and Heinonen–Koskela–Shanmugalingam–Tyson [22, Lemma 8.2.3].
Note that, in spite of Propositions 3.3 and 3.6, neither local doubling nor local Poincaré inequalities extend to . Indeed, the Lebesgue measure on any open set is locally doubling and supports a local 1-Poincaré inequality, whereas for the completion these properties hold only in special cases. (A typical example where the local doubling property fails is the closed outer cusp of exponential type, while Poincaré inequalities usually fail on disconnected (or essentially disconnected) sets, such as the bow-tie in [3, Example A.23]. See also [6, Example 4.3].)
In fact, for the completion , the local and semilocal properties are essentially equivalent. Indeed, this follows from the following proposition.
Proposition 3.8**.**
([6, Proposition 1.2 and Theorem 4.4])* If is proper then is locally doubling if and only if it is semilocally doubling.*
If is, in addition, connected then also the local and semilocal -Poincaré inequalities are equivalent.
The space is proper if all closed and bounded sets are compact. Properness always implies completeness, and the following special case of [6, Proposition 3.4] shows that the converse holds if is semilocally doubling. It is also shown therein that the constant is sharp.
Proposition 3.9**.**
If is doubling within in the sense of Definition 1.1 then is totally bounded for every .
In particular, if is semilocally doubling then is proper if and only if it is complete.
Thus, under semilocal doubling, is always proper and a local -Poincaré inequality on implies a semilocal one, whenever is connected.
4 Extensions of Newtonian functions to
Recall that from now on it is required that .
If a function has a (-weak) upper gradient on , then clearly is a (-weak) upper gradient of . The converse is not true in general, as seen e.g. in , but we will prove the following extension result.
Theorem 4.1**.**
Assume that the doubling property and the -Poincaré inequality hold within the ball in the sense of Definitions 1.1 and 3.5. Let be open and .
Then there is such that -q.e. in and the minimal -weak upper gradient of with respect to satisfies
[TABLE]
where is a constant depending only on , the doubling constant and both constants in the -Poincaré inequality within .
If is semilocally doubling and supports a semilocal -Poincaré inequality, then the conclusion of the theorem holds for all bounded open . Under global assumptions, the conclusion holds also for unbounded and depends only on , the global doubling constant and both constants in the global -Poincaré inequality.
Moreover, if is -path open in then we can, in the above conclusions, take in and a.e. in . When is semilocally doubling and supports a semilocal -Poincaré inequality, the extension result holds also for unbounded open , which are -path open in .
A set is -path open in if for -almost every curve , the set is relatively open in . By Shanmugalingam [32, Remark 3.5], is -path open in if it is quasiopen in ; see also Björn–Björn–Malý [9] for the converse implication under certain assumptions. (The set is quasiopen in if for every there is an open set such that and is open.) Note that if is locally doubling, then (and thus ) is open in if and only if it is locally compact.
For locally compact with global assumptions, the extension result in with a.e. in was for proved in Lemma 8.2.3 in Heinonen–Koskela–Shanmugalingam–Tyson [22]. A similar result in Aikawa–Shanmugalingam [1, Proposition 7.1] relies (via Cheeger [13, Theorems 6.1 and 17.1]) on Cheeger’s results, which assume that is complete.
Remark 4.2**.**
By Proposition 4.8 below, in Theorem 4.1 may be defined by
[TABLE]
The simple example with shows that the requirement in Theorem 4.1 cannot be omitted. It also demonstrates that in general, under local assumptions, functions in may fail to have extensions even to . A partial remedy for this situation is provided by Lemma 4.6 below for functions from .
The following example shows that it is essential to require a Poincaré inequality on in Theorem 4.1.
Example 4.3**.**
Let equipped with the Lebesgue measure , which is globally doubling on . As is totally disconnected, a.e. for every and hence . Thus no Poincaré inequality is supported on , and there is no extension result to similar to Theorem 4.1.
A natural question is whether the constant in Theorem 4.1 can be chosen equal to one when is not -path open in . Example 4.3 shows that it can happen that a.e., but such does not support any Poincaré inequality, even though is globally doubling on . On the other hand, the usage of Proposition 3.5 from Björn–Björn [5] at the end of the proof of Theorem 4.1 shows that also when is only -path almost open in , i.e. when for -almost every curve , the set is a union of a relatively open set in and a set of 1-dimensional Hausdorff measure zero.
Note, however, that this relaxed assumption is not enough to guarantee that can be chosen equal to everywhere in . This is because in -path almost open , it can happen that there are much fewer zero sets for the capacity than for the smaller capacity . For example, every with zero 1-dimensional Hausdorff measure is -path almost open in but, as it is totally disconnected, we see that is trivial while can be positive.
Open problem 4.4**.**
Under the assumptions in Theorem 4.1 (and without assuming that is -path almost open in ) can it happen that it is not true that a.e.?
- Proof of Theorem 4.1.
In this proof, will denote various constants which only depend on the constants in the local assumptions, and which may change even within the same line. Assume to start with that is bounded. Let be a sequence decreasing to 0 as . Lemmas 5.1 and 5.2 in Heikkinen–Koskela–Tuominen [19] (or a standard Whitney type construction) provide us, for each , with a cover of by balls of radii and a subordinate Lipschitz partition of unity so that
- –
for all and ;
- –
each meets at most balls , and in that case ;
- –
each is -Lipschitz and vanishes outside ;
- –
in .
Here denotes the dilation constant in the local -Poincaré inequality within . Lemma 5.3 in [19] and its proof (note that whenever ) then show that the functions
[TABLE]
satisfy in , as , and moreover
[TABLE]
By passing to a subsequence, we can in addition assume that a.e. in .
Strictly speaking, are to start with only defined on , but the functions , being Lipschitz, extend uniquely to and thus, so do . Call these extensions . Then (4.2) holds for and all as well. Let
[TABLE]
be the upper pointwise dilation of (also called the local upper Lipschitz constant). It follows from (4.2) that the minimal -weak upper gradient (with respect to ) satisfies
[TABLE]
see Proposition 1.14 in [3]. Since and the balls have bounded overlap, this implies that
[TABLE]
We can therefore conclude from Lemma 6.2 in [3] that there is a subsequence of (also denoted ) converging weakly in to some and such that weakly in , where is a -weak upper gradient (with respect to ) of . Moreover, and a.e. in . Hence also -q.e. in , since .
The Lebesgue differentiation theorem holds in , cf. [6, Theorem 3.9]. Let be a Lebesgue point of both and . Then for each there exists such that for every with ,
[TABLE]
We then have by (4.3) and the weak convergence of that
[TABLE]
The last expression can be estimated using the Hölder inequality and the bounded overlap of the balls . We therefore conclude that
[TABLE]
Letting proves the first part of the theorem for bounded and . For unbounded , use the truncations of at .
If is unbounded and is globally doubling and supporting a global -Poincaré inequality, then we apply the above arguments to the sets . More precisely, by the above we can find such that -q.e. on . We can also find such that -q.e. in . As the set has measure zero, it must be of zero -capacity, and we are thus free to choose in . Proceeding in this way, we can construct so that -q.e. on . Moreover, a.e. in , where only depends on , the global doubling constant and the constants in the global -Poincaré inequality.
If is -path open in then the capacities and have the same zero sets in , by Proposition 4.2 in Björn–Björn–Malý [9]. By Lemma 2.24 in [3] the zero sets are also the same for and for sets in . This shows that we may choose in . That the minimal -weak upper gradients with respect to and are equal follows from Proposition 3.5 in Björn–Björn [5]. In this case, the argument above for unbounded also holds under semilocal assumptions, since . ∎
The extension Theorem 4.1 makes it possible to obtain several qualitative results about Newtonian functions on noncomplete spaces under local assumptions. For this, it is even enough that the functions belong to the local spaces. The following two lemmas will therefore be useful.
Lemma 4.5**.**
If supports a local -Poincaré inequality (or if is locally doubling and supports a local -Poincaré inequality) then .
- Proof.
By Theorem 5.1 in [6] we can assume that supports a local -Poincaré inequality, from which the result now follows as in the proof of [3, Proposition 4.14]. ∎
Lemma 4.6**.**
Assume that is locally doubling and supports a local -Poincaré inequality. Then for every there is an open set in and a function such that -q.e. on . Moreover, is locally compact and is locally doubling and supports a local -Poincaré inequality.
If is -path open in , then one can choose and everywhere in .
- Proof.
For each we can find a ball such that the -Poincaré inequality and the doubling property for hold within , and such that . As is Lindelöf, we can find a countable cover of , where . Let and .
By Theorem 4.1, we can find such that -q.e. on . We can also find such that -q.e. on . As the set has measure zero, it must be of zero -capacity, and thus we are free to choose on . Proceeding in this way, we can construct so that -q.e. on . Note that, by construction,
[TABLE]
where is the constant provided by Theorem 4.1 on . If is -path open in , then it follows from the last part of Theorem 4.1 that we can choose everywhere in and , i.e. .
The local doubling property and the local -Poincaré inequality for follow from Propositions 3.3 and 3.6. Consequently, each (and thus also ) is locally compact, by Proposition 3.9. ∎
As the local assumptions are inherited by open subsets of , Lemma 4.6 can be directly applied to them as well. Note that the set depends on . The following example shows that this drawback cannot be avoided.
Example 4.7**.**
Let be a ball in and be a dense subset of . Set , equipped with the Lebesgue measure. Note that {\widehat{X}}={\mathchoice{\hbox to0.0pt{\kern 0.0pt\kern 0.0pt\overline{\phantom{\displaystyle B}\kern 0.0pt}\hss}{B}}{\hbox to0.0pt{\kern 0.0pt\kern 0.0pt\overline{\phantom{\textstyle B}\kern 0.0pt}\hss}{B}}{\hbox to0.0pt{\kern 0.0pt\kern 0.0pt\overline{\phantom{\scriptstyle B}\kern 0.0pt}\hss}{B}}{\hbox to0.0pt{\kern 0.0pt\kern 0.0pt\overline{\phantom{\scriptscriptstyle B}\kern 0.0pt}\hss}{B}}}.
If then and hence there are -almost no curves in passing through . It follows that -weak upper gradients with respect to and are the same for every measurable function (extended arbitrarily on ). Thus, supports a global -Poincaré inequality (and is, of course, globally doubling).
Now, for each , the function , , belongs to . However, for it can only extend to a function in , not in . This shows that the set in Lemma 4.6 indeed must depend on .
The following two results are now relatively easy consequences of the above extensions to and the corresponding results in complete spaces from [6].
Proposition 4.8**.**
Assume that is locally doubling and supports a local -Poincaré inequality. Then every has -Lebesgue points -q.e., and moreover the extension in Lemma 4.6 can be given by
[TABLE]
See Remark 7.2 in [6] for further discussion on -Lebesgue points for . Note that the proof below shows that the limit
[TABLE]
actually exists for -q.e. , even though it only equals for -q.e. .
- Proof.
Find and as in Lemma 4.6. It then follows from [6, Theorem 7.1] that has -Lebesgue points -q.e. in . As -q.e. in , we conclude that has -Lebesgue points -q.e. in .
Finally, if is given by (4.5), then at all -Lebesgue points of , i.e. -q.e. in . Hence, may also be chosen so that it satisfies (4.5). ∎
- Proof of Theorem 1.2.
This result follows directly from Theorem 4.1 and Proposition 4.8. ∎
Proposition 4.9**.**
Assume that is locally doubling and supports a local -Poincaré inequality, and that is -path open in . Then every is quasicontinuous.
A function is quasicontinuous on if for every there is an open such that and is real-valued and continuous.
Quasicontinuity has earlier been established for Newtonian functions under various assumptions in Björn–Björn–Shanmugalingam [11], Heinonen–Koskela–Shanmugalingam–Tyson [22], Björn–Björn–Lehrbäck [8] and in [6] for open sets in locally compact spaces. Existence of quasicontinuous representatives under global assumptions was obtained already in Shanmugalingam [33]. Assuming completeness and global assumptions, quasicontinuity can be proved also on quasiopen sets, see Björn–Björn–Latvala [7] and Björn–Björn–Malý [9].
- Proof.
Find and as in Lemma 4.6, with in . It then follows from [6, Theorem 9.1] that is quasicontinuous on , which immediately yields that is quasicontinuous on , since is dominated by . ∎
As a direct consequence of Proposition 4.9 we can also conclude from [3, Theorem 5.31] that is an outer (and Choquet) capacity on . Moreover, by [6, Theorem 8.4 and Proposition 9.3], if is compact, then
[TABLE]
where the infimum is taken over all locally Lipschitz such that on .
Remark 4.10**.**
Even for , Lemma 4.6 only guarantees an extension in the local Newtonian space . The set can, however, be chosen independently of , since the covering balls can be chosen so, when . In general, we do not know if it is possible to find an extension in , since we lack a uniform control of the constant in Theorem 4.1, and thus in (4.4). However, this can be achieved in the following situations (which can also be combined on different parts of ):
One can find a finite cover by balls as in the proof of Lemma 4.6. 2. 2.
Each ball is -path almost open in , which guarantees that . 3. 3.
is both locally doubling and supports a local -Poincaré inequality with uniform constants independent of and , which guarantees that is uniformly bounded.
As a matter of fact, as discussed just before Open problem 4.4, it is not known if the constant in Theorem 4.1 ever needs to be larger than .
5 Self-improvement of Poincaré inequalities
A deep result due to Keith–Zhong [24, Theorem 1.0.1] shows that the Poincaré inequality is an open-ended property. See also Heinonen–Koskela–Shanmugalingam–Tyson [22, Theorem 12.3.9] and Eriksson–Bique [15]. By localizing the arguments in [22], the following local version of the self-improvement result was obtained in [6, Theorem 5.3].
Theorem 5.1**.**
Let be a ball such that {\mathchoice{\hbox to0.0pt{\kern 0.0pt\kern 0.0pt\overline{\phantom{\displaystyle B}\kern 0.0pt}\hss}{B}}{\hbox to0.0pt{\kern 0.0pt\kern 0.0pt\overline{\phantom{\textstyle B}\kern 0.0pt}\hss}{B}}{\hbox to0.0pt{\kern 0.0pt\kern 0.0pt\overline{\phantom{\scriptstyle B}\kern 0.0pt}\hss}{B}}{\hbox to0.0pt{\kern 0.0pt\kern 0.0pt\overline{\phantom{\scriptscriptstyle B}\kern 0.0pt}\hss}{B}}}_{0} is compact and the -Poincaré inequality and the doubling property for hold within in the sense of Definitions 1.1 and 3.5.
Then there exist constants , and , depending only on , the doubling constant and both constants in the -Poincaré inequality within , such that for all balls with , all integrable functions on , and all -weak upper gradients of ,
[TABLE]
Theorem 5.1 relatively easily leads to a local self-improvement under local assumptions. With a little more work it also yields a semilocal conclusion, cf. [6, Theorem 5.4].
In Heinonen–Koskela–Shanmugalingam–Tyson [22, Theorem 12.3.10] it is explained how (under global assumptions) the properness of in Keith–Zhong [24] can be relaxed to local compactness, with somewhat weaker global conclusions (namely that the weak upper gradients considered therein are required to be -integrable). In fact, using extension Theorem 4.1, even local compactness can be disposed of, as we shall now see.
Theorem 5.2**.**
Let be a ball such that the -Poincaré inequality holds within , while the doubling property for holds within for some , in the sense of Definitions 1.1 and 3.5.
Then there exist constants , and , depending only on , the doubling constant and both constants in the -Poincaré inequality within , such that for all balls with , all integrable functions and all -weak upper gradients of ,
[TABLE]
If is, in addition, -path almost open in , which in particular holds if is locally compact, then (5.2) holds for all -weak upper gradients of in .
Note that, since is assumed to have an -integrable upper gradient, the latter part of this result does not show that supports a (semi)local -Poincaré inequality. Neither does [22, Proposition 12.3.10] imply that supports a global -Poincaré inequality. Koskela [29] has given counterexamples showing that this cannot be concluded without completeness.
The proof shows that if it is known that is totally bounded, then it is enough to require doubling only within .
- Proof.
Proposition 3.9 implies that the ball is totally bounded and hence the -closure of is compact. Propositions 3.3 and 3.6 imply that the doubling property and the -Poincaré inequality hold within , with the same constants.
It then follows from Theorem 5.1 that there exist constants , and such that the following variant of (5.1) holds for all balls with , all integrable functions on and all -weak upper gradients of with respect to ,
[TABLE]
Now, let with be arbitrary and set . Using Theorem 4.1, we can for every find , which is an extension of a representative of and such that the minimal -weak upper gradients and of and (with respect to and , respectively) satisfy a.e. in , where the constant depends only on and the doubling and Poincaré constants within . Since and are also -weak upper gradients (by [3, Proposition 2.45]), we conclude from (5.3) that
[TABLE]
whenever is a -weak upper gradient of (although not necessarily for upper gradients , since they need not extend to ). This proves (5.2).
For the last part, assume that is, in addition, -path almost open in , and that is a -weak upper gradient of in such that the right-hand side in (5.2) is finite. Then a.e., where is the minimal -weak upper gradient of in . Since is -path almost open in , it is easily verified that is -path almost open in , and hence also -path almost open, by [3, Proposition 2.45]. Proposition 3.5 in Björn–Björn [5] then shows that
[TABLE]
Thus, by (5.3) again,
[TABLE]
Corollary 5.3**.**
If is locally doubling and supports a local -Poincaré inequality, then for every there is a ball , together with constants , and , such that (5.2) holds for all balls (not just for ), all integrable functions and all -weak upper gradients of .
If the assumptions about doubling and -Poincaré inequality are semilocal, then the conclusion of the theorem is also semilocal, i.e. it holds for all balls . Under global assumptions, the constants , and are independent of , i.e. the conclusion is global.
If is, in addition, -path almost open in , which in particular holds if is locally compact, then (5.2) holds for all -weak upper gradients of in .
- Proof.
Let be arbitrary and find so that the assumptions of Theorem 5.1 hold for . Then choose a radius so that and . For it then follows that and hence . The first statement then follows from Theorem 5.2.
Since in Theorem 5.2 depends on , we cannot directly obtain a semilocal conclusion (under semilocal assumptions) from it. However, under global assumptions, the constants , , and will be independent of , which yields the global result.
To reach a semilocal conclusion under semilocal assumptions, we instead note that is proper and connected, by Proposition 3.9 and the proof of [3, Proposition 4.2]. Theorem 5.4 in [6] then implies that for every ball there exist constants , and , such that (5.3) holds for all balls , all integrable functions on and all -weak upper gradients of with respect to . By enlarging if necessary, we may assume that . (If , we instead note that is bounded and thus semilocal assumptions are the same as global assumptions, which were handled above.) If now is a ball then and hence . Theorem 4.1, applied to and followed by (5.4), then yields (5.2).
The last part about -weak upper gradients in the -path almost open case follows as in the (last part of the) proof of Theorem 5.2. ∎
6 -harmonic functions in noncomplete spaces
In this section we conclude the paper with a discussion on possible directions for developing the theory of -harmonic functions and quasiminimizers on noncomplete spaces.
Let be open throughout this section. Traditionally, e.g. in and other complete spaces, -harmonic functions on are required to belong to the local space and their -harmonicity is tested by sufficiently smooth (e.g. Lipschitz or Sobolev) functions with compact support in (or with zero boundary values) as follows:
[TABLE]
For practical applications it can then often be shown that the -harmonicity can equivalently be tested by other classes of test functions as well. Let us have a closer look at these spaces. In Section 2, we defined as the space of all functions such that
[TABLE]
It is an easy exercise to see that if is locally compact then this definition is equivalent to the requirement that
[TABLE]
Note that , being an open subset of , is always locally compact if is proper. Also recall that, by Proposition 3.9, if is semilocally doubling then is proper if and only if it is complete.
In noncomplete spaces, defining through compact subsets of might not be so useful, since there may be no (or very few) nonempty open sets with compact closures. The same applies to the definitions of the space of test functions in (6.1). We therefore consider the following families of bounded open subsets of :
[TABLE]
(Here we consider .)
It is easily verified that
[TABLE]
Hence, if the local Newtonian space , with , is defined by
[TABLE]
then
[TABLE]
where the last two inclusions follow from the fact that every ball with and belongs to and that every compact set can be covered by finitely many such balls.
If is proper then clearly and all the above five local Newtonian spaces coincide, while the last two spaces always coincide if is locally compact. Depending on and , some partial equalities are possible also in noncomplete spaces, see Example 6.3.
Now we turn our attention to the spaces of test functions in (6.1) and define:
[TABLE]
where the closure is taken in and functions in are regarded as extended by zero outside of . Alternatively, only the noncomplete spaces
[TABLE]
could be considered. Since is closed in (by [3, Theorem 2.36]), we immediately see that
[TABLE]
As before, if is proper then the first four spaces of test functions coincide. If, in addition, all functions in are quasicontinuous then [3, Lemma 5.43] implies that , i.e. all the above spaces of test functions coincide. This in particular holds if is locally compact and is locally doubling and supporting a local -Poincaré inequality, by [6, Theorem 9.1].
There are also other classes of test functions that one can consider, e.g.
[TABLE]
i.e. is defined as omitting the word “open” in . If (or ) is locally compact, then , but this is not true in general. On the other hand, since is a normal topological space, we have
[TABLE]
where is defined as but omitting the word “open”. Test function classes based on Lipschitz functions similarly to any of the above classes are also possible, see Björn–Marola [12, Section 4]. We will not discuss these classes of test functions further.
Each of the local Newtonian spaces, defined above, can appear in the definition of -harmonic functions, together with one of the above spaces of test functions.
Definition 6.1**.**
A function is a -quasi(super)minimizer in if
[TABLE]
for all (nonnegative/nonpositive) . If in (6.3) then is a (super)minimizer. A -harmonic function is a continuous minimizer.
Here each of x and y stands for one of the above defined subscripts, or the absence of such a subscript in the case of and . Naturally, different choices of x and y in Definition 6.1 lead to different classes of quasiminimizers and -harmonic functions, which may have advantages and disadvantages, depending on the situation and the intended applications. In Example 6.3 below we demonstrate some of these differences, but first we show that interior regularity can be obtained for most of these definitions.
The largest class of (quasi)minimizers is obtained when allowing for a large local Newtonian space and by testing with as few test functions as possible. This is reflected in the choice of function spaces in the following regularity result. To cover also non-locally compact spaces, we exclude the definitions involving , as well as . We say that a function is lsc-regularized if
[TABLE]
Theorem 6.2**.**
Assume that is locally doubling and supports a local -Poincaré inequality in . Let be a -quasi(super)minimizer in , tested by . Then has a representative which is continuous (resp. lsc-regularized).
Moreover, the strong minimum principle holds for : if is connected and attains its minimum in then it must be constant.
A bit surprising, perhaps, is that the weak minimum principle, which compares infima on sets and their boundaries, does not follow, see Example 6.3 below.
Note that the local assumptions on in Theorem 6.2 are required only in , but the ambient space plays an implicit role in the definition of quasi(super)minimizers through the range of test functions . Under global assumptions, (Hölder) continuity of (quasi)minimizers has been deduced on metric spaces in Kinnunen–Shanmugalingam [28], Kinnunen–Martio [26], [27] and Björn–Marola [12]. In [26] and [27] completeness was assumed but not used for these results, although it certainly influenced their formulation of the definition of quasi(super)minimizers (using in our notation).
In addition to having stronger assumptions on , these papers also use more restrictive definitions of and/or a larger class of test functions than here. The local space in [26] and [27] coincides with our and their test functions belong to (which equals because of the assumed completeness), while [12] uses and . In [28], the test functions belong to , while the definition of is through bounded subsets and imposes integrability conditions also near the boundary , so that it coincides with for bounded .
The smallest test space is used in [26] and [27], as well as in Holopainen–Shanmugalingam [23] (in locally compact spaces). Such a definition guarantees that -harmonicity in each for an increasing exhaustion implies -harmonicity in . This need not be true with the other classes of test functions, as seen in Example 6.3 below. At the same time, in general spaces there may be no nonempty open sets with compact closures.
- Proof of Theorem 6.2.
For each there are a ball and such that and the doubling property and the -Poincaré inequality hold within with dilation constant . As is Lindelöf we can find countably many balls such that and .
To deduce continuity, we need to obtain suitable weak Harnack inequalities for within each ball , in the sense that they hold with fixed constants (depending on ) for each ball . The arguments for proving such weak Harnack inequalities in Kinnunen–Shanmugalingam [28] and Kinnunen–Martio [27, Section 5] are all local (and do not use completeness), so local assumptions are enough for them. They do rely on a better -Poincaré inequality for some but it is only applied to -integrable -weak upper gradients and thus inequality (5.2) provided by Theorem 5.2 is sufficient.
If is a quasiminimizer then it is a standard procedure using these weak Harnack inequalities to deduce continuity for a representative of in , see [28] for the details. This even gives local Hölder continuity, but without uniform control of the Hölder exponent, since it locally depends on the constants within each , and the in turn depend both on and .
If is a quasisuperminimizer then also the Lebesgue point result provided by Proposition 4.8 is needed. The lsc-regularity for a representative of in then follows as in [27, Theorem 5.1] or Björn–Björn–Parviainen [10, Theorem 6.2].
Finally, because of the weak Harnack inequalities, the strong minimum principle for follows as in the proof of [3, Theorem 8.13]. ∎
Example 6.3**.**
Let be the slit plane, i.e. with a ray removed. Equip with the Euclidean metric and the Lebesgue measure. Note that is locally compact and is globally doubling and supports a local -Poincaré inequality. Also let .
Since for every open , it is easily seen that . On the other hand,
[TABLE]
shows that . Similarly, the closure of
[TABLE]
taken with respect to , satisfies {\mathchoice{\hbox to0.0pt{\kern 0.0pt\kern 0.0pt\overline{\phantom{\displaystyle H}\kern 0.0pt}\hss}{H}}{\hbox to0.0pt{\kern 0.0pt\kern 0.0pt\overline{\phantom{\textstyle H}\kern 0.0pt}\hss}{H}}{\hbox to0.0pt{\kern 0.0pt\kern 0.0pt\overline{\phantom{\scriptstyle H}\kern 0.0pt}\hss}{H}}{\hbox to0.0pt{\kern 0.0pt\kern 0.0pt\overline{\phantom{\scriptscriptstyle H}\kern 0.0pt}\hss}{H}}}\subset\Omega and hence . We thus conclude that
[TABLE]
which immediately implies that
[TABLE]
On the other hand, the functions , and show that
[TABLE]
For the zero spaces, it follows from (6.4) that
[TABLE]
At the opposite end of the chain (6.2) of zero spaces, it follows from [6, Theorem 9.1] that all functions in are quasicontinuous and hence [3, Lemma 5.43] implies that
[TABLE]
Furthermore, by regarding as a subset of , we can conclude that every function in extends by zero to a function in and hence has boundary values 0 q.e. on . Since it is easily verified that , this implies that
[TABLE]
To investigate the remaining inclusion , assume that for some with . The only limit points (with respect to ) that and can share, are .
Next, we distinguish between and . Since singletons in have zero -capacity, when , there exist Lipschitz cut-off functions supported in B(z_{\mathchoice{\raise 0.51234pt\hbox{\scriptstyle+}}{\raise 0.51234pt\hbox{\scriptstyle+}}{\raise 0.3014pt\hbox{\scriptscriptstyle+}}{\scriptscriptstyle+}},2/j)\cup B(z_{\mathchoice{\raise 0.51234pt\hbox{\scriptstyle-}}{\raise 0.51234pt\hbox{\scriptstyle-}}{\raise 0.3014pt\hbox{\scriptscriptstyle-}}{\scriptscriptstyle-}},2/j) such that
[TABLE]
The functions then belong to and approximate any bounded in the -norm. As unbounded functions can be approximated by their truncations, this shows that
[TABLE]
For , we proceed as follows. Since is globally doubling and supports a global 1-Poincaré inequality on the upper half-plane, Theorem 4.1 implies that extends to , with the same norm and minimal -weak upper gradient. Moreover, is continuous and . This implies that the functions (\varphi-1/j)_{\mathchoice{\raise 0.51234pt\hbox{\scriptstyle+}}{\raise 0.51234pt\hbox{\scriptstyle+}}{\raise 0.3014pt\hbox{\scriptscriptstyle+}}{\scriptscriptstyle+}}\in N^{1,p}_{\rm 0,bdy}(\Omega) approximate \varphi_{{\mathchoice{\raise 0.51234pt\hbox{\scriptstyle+}}{\raise 0.51234pt\hbox{\scriptstyle+}}{\raise 0.3014pt\hbox{\scriptscriptstyle+}}{\scriptscriptstyle+}}} in the -norm and thus
[TABLE]
By varying both the local Newtonian space for (quasi)minimizers and the class of test functions in (6.3) one obtains different definitions. Let us have a closer look at some extreme cases:
1. Assume that and test with . This gives the most general definition and the largest class of (quasi)minimizers. Since is open in , we have , the usual local Sobolev space on Euclidean domains. It follows that this definition provides us with the usual -harmonic functions and quasiminimizers on the Euclidean domain .
However, since the boundary with respect to does not include the segment , it is easily verified that uniqueness is lost in the Dirichlet problem for -harmonic functions when the boundary data are only prescribed on , e.g. by requiring that . A remedy of this problem is achieved by a larger class of test functions below.
Furthermore, the weak maximum principle is violated, as well as certain (weak) Harnack inequalities with respect to balls in . To see this, consider e.g. the usual fundamental solution
[TABLE]
for the -Laplacian .
This suggests that testing only with and allowing (quasi)minimizers to belong to may be too generous and that or , together with larger classes of test functions, might be better choices. On the other hand, the strong maximum principle, stating that a nonconstant -harmonic function cannot attain its maximum in , as well as (weak) Harnack inequalities with respect to compact subsets of remain true even in this situation.
2. The space allows for test functions which need not vanish on the real axis. This indirectly forces the (quasi)minimizers on to have zero Neumann boundary values on , i.e. on the “missing” boundary segment. This fails e.g. for the linear function , which is thus not -harmonic with this more restrictive definition.
As mentioned above, the zero Neumann condition on the “missing” boundary may restore uniqueness in the Dirichlet problem (with respect to ). Note, however, that for the fundamental solution (6.5) still satisfies (6.3) with for all test functions . (Indeed, as singletons have zero -capacity, test functions in can be approximated therein by test functions vanishing near the singularity .)
A rather general existence and uniqueness result for the Dirichlet problem for -harmonic functions with Sobolev boundary values was given by Björn–Björn [5, Theorem 4.2], which covers the case considered here. There the functions are required to belong to and the test function space is .
3. For , the fundamental solution in (6.5) would be excluded (and the uniqueness in the Dirichlet problem restored) if -harmonic functions were required to belong to or . However, the translated fundamental solutions satisfy
[TABLE]
and both can be tested by .
For , the fundamental solution (6.5) belongs to , but testing (6.3) with
[TABLE]
shows that it is not -harmonic in with such a definition. It is, however, a subminimizer with this class of test functions.
The above observations concerning the fundamental solutions hold also for the power functions with and , which are quasiminimizers in for and , respectively, in view of Björn–Björn [4, Theorems 5.1 and 6.1].
We have thus seen that the different possible definitions have various pros and cons, and that the “correct” definition depends on the particular applications or results one has in mind. For example, suitable choices of spaces of test functions in noncomplete spaces also make it possible to treat certain mixed boundary value problems within the scope of Dirichlet problems.
A seemingly simple way of treating (quasi)minimizers on noncomplete spaces might be to use the completion of together with our main extension theorem (Theorem 4.1): Starting with a quasiminimizer on some open subset of one would like to extend (a representative of) to a function on some open subset of , which can be achieved using Lemma 4.6. The next step would be to show that is a quasiminimizer in , and then apply the potential theory for quasiminimizers on .
There are several conditions that need to be fulfilled for such an approach to be fruitful. First of all, in order to have a useful potential theory on , we need to assume that is locally doubling and supports a local -Poincaré inequality on . In view of Corollaries 3.4 and 3.7, it seems that the most natural condition to impose on to achieve this is requiring that is semilocally doubling and supporting a semilocal -Poincaré inequality on , which ensures that these semilocal conditions also hold on . By [6, Theorem 4.4 and the discussion following it], it follows that is also proper and connected. Hence, most of the nonlinear potential theory on metric spaces is available for , see [6, Section 10].
So assume that is semilocally doubling and supports a semilocal -Poincaré inequality on . The proof of Lemma 4.6 shows that (a representative of) any extends to a function if . For there is only an extension to some open which may depend on , see Example 4.7.
Now, if (4.1) in Theorem 4.1 holds for all such extensions with a uniform (e.g. if is locally compact or -path open in , in which case ) then (6.3) implies that also
[TABLE]
for all since . In other words, is a -quasi(super)minimizer in , where if . (As before we omit the cases when or .) This, in particular, implies that various local properties, such as the Hölder continuity, (weak) Harnack inequalities and maximum principles, hold for in , and thus also for in . When , even more can be said.
Another point is whether there is a one-to-one correspondence between the (equivalence classes of) -quasiminimizers on and on , when . From
[TABLE]
it follows that and (or more precisely there is a one-to-one correspondence between the equivalence classes in these spaces), which shows that such an equivalence holds if (under the assumptions above). On the other hand, this fails for the other families , and , and thus such a correspondence is unlikely to hold in any other case. Example 6.3 gives several counterexamples when applied to X_{\mathchoice{\raise 0.51234pt\hbox{\scriptstyle+}}{\raise 0.51234pt\hbox{\scriptstyle+}}{\raise 0.3014pt\hbox{\scriptscriptstyle+}}{\scriptscriptstyle+}}=X\cap(\mathbf{R}\times[0,\infty)) on which global assumptions hold.
Using the test function class , the Dirichlet and obstacle problems on bounded (not necessarily open) sets in noncomplete spaces with very weak assumptions were studied in Björn–Björn [5]. Functions considered therein belong to , so the different types of local spaces do not play a role in that discussion. The space of test functions therein is large enough to give a sufficiently restrictive definition of -harmonic functions which, under rather mild assumptions, guarantees uniqueness in the Dirichlet problem, cf. Parts 1–3 in our Example 6.3.
It was also shown in [5] that in complete spaces (with global assumptions) Dirichlet and obstacle problems are naturally studied on quasiopen (or finely open) sets, but not really beyond that. In our setting it could therefore be interesting to know what happens when (and thus ) is quasiopen in , which is closely related to its -path openness, see the comments after Theorem 4.1.
For a fruitful nonlinear potential theory in noncomplete spaces it may be worth to consider how the fine potential theory on quasiopen (and finely open) sets has been developed in and in metric spaces, and in particular the role of so-called -strict subsets, see Kilpeläinen–Malý [25], Latvala [31] and Björn–Björn–Latvala [7].
In connection with the Dirichlet problem it would be interesting to develop a suitable theory for Perron solutions in noncomplete spaces. A major obstacle may however be the comparison principle (as in [3, Theorem 9.39]), since even in the complete case (and with global assumptions) it is not known whether the boundary condition (for bounded functions) can be omitted even at a single point with zero capacity. Perhaps a suitable theory could be developed if one assumes that the boundary is compact, even though the underlying space may be noncomplete.
On the other hand, it would be interesting to study how continuous boundary data should be treated on noncompact boundaries, in which case there are at least three natural counterparts to the usual space of continuous boundary data: continuous functions, bounded continuous functions and uniformly continuous functions. See Björn [2] for one study, in a very special case, treating Perron solutions for -harmonic functions with a noncompact boundary; and also Estep–Shanmugalingam [16].
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