Existence of either a periodic collisional orbit or infinitely many consecutive collision orbits in the planar circular restricted three-body problem
Urs Frauenfelder, Lei Zhao

TL;DR
This paper proves that in the planar circular restricted three-body problem, there is either a periodic collision orbit or infinitely many consecutive collision orbits on each bounded energy hypersurface below the first critical value, using Floer homology.
Contribution
It establishes a new existence result for collision orbits in the three-body problem using Floer homology techniques.
Findings
Existence of either a periodic collision orbit or infinitely many consecutive collision orbits.
Results apply to each bounded component of the energy hypersurface below the first critical value.
Uses Floer homology to prove the existence of these orbits.
Abstract
In the restricted three-body problem, consecutive collision orbits are those orbits which start and end at collisions with one of the primaries. Interests for such orbits arise not only from mathematics but also from various engineering problems. In this article, using Floer homology, we show that there are either a periodic collisional orbit, or infinitely many consecutive collision orbits in the planar circular restricted three-body problem on each bounded component of the energy hypersurface for Jacobi energy below the first critical value.
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Taxonomy
TopicsGeometric and Algebraic Topology · Quantum chaos and dynamical systems · Point processes and geometric inequalities
Existence of either a periodic collisional orbit or infinitely many consecutive collision orbits in the planar circular restricted three-body problem
Urs Frauenfelder, Lei Zhao
Abstract
In the restricted three-body problem, consecutive collision orbits are those orbits which start and end at collisions with one of the primaries. Interests for such orbits arise not only from mathematics but also from various engineering problems. In this article, using Floer homology, we show that there are either a periodic collisional orbit, or infinitely many consecutive collision orbits in the planar circular restricited three-body problem on each bounded component of the energy hypersurface for Jacobi energy below the first critical value.
1 Introduction
In this note we explain that below the first critical value for any mass ratio in each bounded component of the circular restricted three body problem there are infinitely many consecutive collision orbits.
We first give some motivation for this question. In his lectures “Hamiltonian dynamics and symplectic rigidity” held at the workshop “-holomorphic Curves in Symplectic Geometry, Topology and Dynamics” at the CRM in Montréal 2013, Helmut Hofer strongly emphazised the importance of finding symplectic relevant sets in order to solve the old dynamical problem of travelling from to . In [2], it was shown that below the first critical value, the Moser-regularized bounded components of the planar circular restricted three body problem can be interpreted as fiberwise starshaped hypersurfaces in the cotangent bundle over the two dimensional sphere. Moser regularization [12] first interchanges the role of fiber and base, i.e., momentum is interpreted as position and position as momentum, and then adds a fiber at infinity which corresponds to collisions where the momentum explodes. In symplectic geometry, Lagrangian submanifolds are important submanifolds of symplectic manifolds in this sense. A natural class of Lagrangians in a cotangent bundle are the fibers. Since Moser regularization interchanges the role of position and momentum, fibers have a slightly strange meaning in the original coordinates, namely they correspond to a fixed momentum at an arbitrary location. Chords from one fibre to another one correspond to the problem of starting with a given momentum at an arbitrary place and ending up with another given momentum at an arbitrary place. We do not know if this kind of issue arises anywhere in engineering problems.
However, if we take our two base points both as the point at infinity, such a chord then corresponds to a consecutive collision orbit, which starts and ends in collisions. At a first glance, one might think that such a problem is only of interest to people tired of life. Nevertheless this problem is of use in engineering problems, see for example [14]. Indeed, with a slight perturbation, one obtains from such a consecutive collision orbit an orbit which slightly avoids collisions, which are of broad use in engineering problems. A first application is the Oberth maneuver [13] which is basically a very clever application of the binomial formula. Indeed, comparing the kinetic energy before and after a burn one obtains
[TABLE]
The term of interest is the mixed term . It shows that if the velocity is high with a small -burn one can gain an enormous amount of energy. Different applications are gravitational slingshots which were for example used in the Voyager missions, see [6, Chapter 8.9].
As has been explained by M. Hénon [7], such orbits are useful as well for space mission designs with a space explorer: with such an orbit, it is direct to reclaim the space explorer, or, with a slight modification of this orbit so that it does not collide but stay very close to the Earth, the recorded informations of the observation maybe transmitted back to the Earth with radio signals in the best condition. The interest of these orbits is more evident for spaceships, where as one can always command a spaceship on any orbit to turn back, there is always a risk of failure for tele-commanding, and the consummation of fuel is inevitable for such a turning-back, which could also be a problem some times. These orbits are thus optimal in this perspective also for these spaceships.
M. Hénon made a detailed analysis on the existence of such orbits in the limiting case of a zero-mass Earth and a unit-mass Sun in a fixed reference frame. Finally, Hénon has remarked that such orbits can be interpreted as the limiting case of the periodic orbits of second species of Poincaré in the restricted three-body problem.
2 Consecutive collision orbits
We consider the planar restricted circular three-body problem, in a proper rotating frame with a further shift of one of the primaries to locate at the origin . We denote by the position of the other primary. The masses of the primary are respectively with . The Hamiltonian of the system is given by
[TABLE]
where .
Definition 2.1
An orbit is called consecutive collision orbit if it satisfies
[TABLE]
This simply means that the orbit goes from a collision with to another collision with , whence the name. Note that since our system is autonomous, we have put in our definition starting time instant [math] to avoid multiple counting of time shifts of one orbit.
We know that in our system, two body collisions can be regularized. Therefore an orbit ending in a collision can be continued over the collision as a collision-ejection orbit. It might even happen that after a collision it collides again and gets continued further. This even does not rule out the possibility that one gets in this way a periodic orbit. We refer to a periodic orbit containing at least one collision with as a periodic collision orbit.
In this paper, we shall show that
Theorem 2.2
For any , there exist a periodic collision orbit or infinitely many consecutive collision orbits in the planar circular restricted three-body problem for any energy hypersurface, for Jacobi energy below the first critical value.
Remark 2.3
By interchanging the roles of and it follows that as well in the bounded component containing there is a periodic collision orbit or infinitely many consecutive collision orbits.
To prove the Theorem we shall realize such orbits as chords in phase space in the sense of contact geometry via Moser regularization. A crucial ingredient is the fact that one can interpret the Hamiltonian flow in phase space as a Reeb flow [2], and the collision set is transformed into a Legendrian submanifold. Our result thus follows from the existence of infinitely many Reeb chords in this context, which is a well-known fact from contact geometry and will be recalled in the sequel to complete the proof.
In our setting, a Reeb chord connection the Legendrian of collisions corresponds to an orbit which starts and ends in a collision, and might go in between to additional collisions. Should a periodic collision orbit exist, then by iterating this orbit orbit one also obtains infinitely many Reeb chords, and in this case, with our normalization, we get only a periodic collision orbit. However this is a degenerate case, since the collision set is a one dimensional Legendrian submanifold in the three dimensional energy hypersurface in four dimensional phase space. Since periodic orbits are one dimensional objects, they generically avoid this Legendrian. This means that after a proper arbitrarily small perturbation of the contact form defining the Reeb flow of the restricted three body problem there are no periodic collision orbits left and one gets in this case infinitely many consecutive collision orbits. In our concrete systems, however, it seems to be a delicate issue to exclude the existence of periodic collision orbits.
Our study is limited to the case where the Jacobi energy lies below the first critical value, so that the component of the (regularized) energy hypersurface containing the singularity does not contain any other singularities, thus is a priori irrelevant to the periodic orbits of the second species which wind around the other primary. On the other hand, we do not impose any conditions on the masses of the primaries, and this result can be also obtained for more general Stark-Zeeman systems with the same approach.
We note that the existence of a continuum of such orbits in the planar circular restricted three-body problem may also be obtained by first going back to the fixed reference frame in which the two primaries undergo circular motion. Such orbits may be obtained by minimizing the action functional with initial and end configurations corresponding to consecutive collisions, and with arbitrary time interval. By Marchal’s theorem for the massless body as stated in [11], the minimizers will be collision-free and thus give rise to classical solutions of our system outside the initial and end configurations. Note that with this approach we do not get any information on the Jacobi energy of these orbits in the rotating frame.
3 The Moser regularization
The singularity of at can be regularized with the following method of Moser [12].
We first fix an energy hypersurface
[TABLE]
and change time on this hypersurface by multiplying with , thus obtain
[TABLE]
The flow of in agrees with that of
[TABLE]
in the energy hypersurface
[TABLE]
up to constant reparametrization of time. We may now pull-back the function by the stereographic projection from the north pole of the sphere to while regarding as the positions and the conjugate momenta. It is seen that with the energy restricted to , the pull-backed flow extends smoothly through the fibre over in . The completion of the flow thus gives a regularization of the flow of in .
Let us denote the relevant connected component of this completed energy hypersurface in by . The intersection corresponds to all physical collisions within .
In [2], it is shown that up to the first critical value of , the hypersurface is fibrewise star-shaped with respect to the zero-section and thus admit a contact 1-form which is simply the restriction of the Liouville 1-form of to this hypersurface. It follows that is a Legendrian submanifold inside . Up to time parametrization, a consecutive collision orbit is thus realized in as a Reeb orbit connecting this Legendrian submanifold with itself. The existence of infinitely many consecutive collision orbits thus follows from the existence of infinitely many Reeb chords. In the next section, we shall explain this result on Reeb chords.
4 Existence of Reeb chords
4.1 Reeb chords
Assume that is a closed connected manifold and
[TABLE]
is a closed fiberwise starshaped hypersurface. Fiberwise starshaped means that the Liouville vector field is transverse to so that the restriction of the Liouville one-form to is a contact form on . We further pick a base point . Then the cotangent fibre is a Lagrangian submanifold of with respect to the standard symplectic form . Moreover, the restriction of the Liouville one-form to vanishes. Further note that
[TABLE]
is a Legendrian submanifold. Abbreviate by
[TABLE]
the contact form on obtained by restriction of the Liouville one-form to . Define the Reeb vector field by
[TABLE]
Definition 4.1
A Reeb chord from to is a solution of the problem
[TABLE]
If one reparametrizes a Reeb chord and defines
[TABLE]
one obtains a solution of the problem
[TABLE]
In view of this fact we refer to as the period of the Reeb chord.
The following theorem is known to experts in Floer homology.
Theorem 4.2
There exist infinitely many Reeb chords from to .
The existence of infinitely many consecutive collision solutions follows directly from this theorem.
For the readers’ convenience we explain a proof of this result in terms of Rabinowitz Floer homology. Alternative proofs could be provided by the use of wrapped Floer homology.
4.2 Rabinowitz Floer homology
We first explain how Reeb chords from to can be interpreted variationally as critical points of Rabinowitz action functional. For a smooth function the Hamiltonian vector field is defined implicitly by the condition
[TABLE]
We pick a smooth function on the cotangent bundle of meeting the following conditions
(i)
The differential has compact support, i.e., is locally constant outside a compact subset of .
(ii)
, i.e., is the level set of to the value [math].
(iii)
, i.e., the restriction of the Hamiltonian vector field of coincides with the Reeb vector field on . In particular, in combination with (ii) it follows that [math] is a regular value of .
We mention, that although the chain complex for Rabinowitz Floer homology depends on the choice of the Hamiltonian , the homology is independent of this choice and just depends on and . Abbreviate
[TABLE]
the space of paths in which start and end in the cotangent fibre over . Rabinowitz action functional is defined as
[TABLE]
The first term is just the area functional and can be interpreted as a Lagrange multiplier, so that Rabinowitz action functional is the Lagrange multiplier functional of the area functional to the constraint given by the vanishing of the mean value of . Critical points of are solutions of the problem
[TABLE]
The first equation is obtained by differentiating with respect to the first variable, namely the path, while the second equation one gets by differentiating Rabinowitz action functional with respect to the second variable, namely the Lagrange multiplier. However note, that in view of the first equation by preservation of energy the Hamiltonian is constant along . Combining this fact with the second equation we see that solutions of problem (1) are in one-to-one correspondence with solutions of the following problem
[TABLE]
i.e., the mean value constraint is equivalent to a pointwise constraint. However, in view of properties (i) and (ii) of we observe, that solutions of (2) are precisely Reeb chords from to . In particular, we have proved the following proposition
Proposition 4.3
Critical points of are in one-to-one correspondence with Reeb chords from to .
Given a critical point of , i.e., a Reeb chord from to we compute its action value as
[TABLE]
Hence we obtain the following proposition
Proposition 4.4
The action value of Rabinowitz action functional at a critical point is , namely the period of the Reeb chord.
To construct the chain complex of Rabinowitz Floer homology we need an additional assumption on . We denote for by the flow of the Reeb vector field on .
Definition 4.5
* is called regular if for every Reeb chord from to it holds that*
[TABLE]
If is regular, the kernel of the Hessian of Rabinowitz action functional is trivial at every critical point, and hence Rabinowitz action functional is Morse. In particular, its critical points are isolated. We define a graded vector space
[TABLE]
i.e., the -vector space generated by critical points of Rabinowitz action functional. The grading is obtained by the transversal Maslov index at a chord. One defines a boundary operator
[TABLE]
by counting the number of gradient flow lines modulo two between critical points of index difference one as in finite dimensional Morse homology. Here the gradient of Rabinowitz action functional is defined as in classical Floer theory via a metric obtained from a family of -compatible almost complex structures on . We define Rabinowitz Floer homology as
[TABLE]
As the notation suggests the resulting homology is independent of the choice of the Hamiltonian as well as on the choice of the family of -compatible almost complex structures needed to define the gradient [4, 10]. The superscript is added, because we suppose that only takes positive values. In the full Rabinowitz Floer homology the Lagrange multiplier is allowed to assume any real value. In the full case critical points with correspond to constant chords, i.e., points on , and critical points with correspond to chords traversed backwards.
Abbreviate
[TABLE]
the based loop space of . Note that interpreted as a constant loop becomes itself an element of . We abbreviate by the homology of the based loop space relative to the constant loop with -coefficients. The following result is due to Merry [10].
Theorem 4.6** (Merry)**
Assume that is regular, then
[TABLE]
i.e., there is a canonical isomorphism
[TABLE]
A Corollary of Merry’s theorem is the following.
Corollary 4.7
Assume that is regular, then
[TABLE]
**Proof: **In the case that the fundamental group is infinite, the based loop space has in view of the equality infinitely many connected components and therefore already the zeroth Betti number satisfies .
If is simply connected, then follows from Serre’s spectral sequence. Finally if has finite fundamental group, its universal cover is still closed. Moreover, the based loop space of decomposes into connected components indexed by the fundamental group each one homotopic to the based loop space of the universal cover , and the result follows again from Serre’s spectral sequence.
To obtain infinitely many consecutive collision orbits for the planar case one just needs the case , where the -Betti numbers satisfy
[TABLE]
In view of Proposition 4.3 and Corollary 4.7 in the case that is regular Theorem 4.2 follows now immediately from the Morse inequalities for Rabinowitz Floer homology. To prove the theorem as well in the case where is not necessarily regular, so that Rabinowitz action functional does not need to be Morse and Rabinowitz Floer homology cannot be defined directly, we introduce spectral invariants.
4.3 Spectral invariants
We first define spectral invariants under the hypothesis that is a regular closed fiberwise starshaped hypersurface and then get rid in a second step of the regularity assumption. If is regular, Rabinowitz action functional is Morse and for a vector is a sum
[TABLE]
where is the Maslov index of the Reeb chord . The coefficients belong to the field and only finitely many coefficients are . We set
[TABLE]
By Proposition 4.4 this corresponds to the maximal action value of on the formal sum of its critical points contributing to . If we set
[TABLE]
Abbreviate
[TABLE]
and
[TABLE]
We endow with the -topology. By Sard’s theorem it holds that
[TABLE]
is dense. We fix an element
[TABLE]
For , let
[TABLE]
be the isomorphism from Theorem 4.6. We define
[TABLE]
for by
[TABLE]
One can show [1] that the function is locally Lipschitz continuous. Because is dense there exists a unique continuous extension
[TABLE]
i.e., is characterized by the properties
(i)
(ii)
is continuous.
For define the spectrum of by
[TABLE]
Note that by Proposition 4.4 the spectrum of coincides with the action spectrum of the Rabinowitz action functional. We refer
[TABLE]
as the spectral bundle over , with the canonical projection
[TABLE]
The following lemma justifies our terminology spectral invariant for .
Lemma 4.8
The map is a section from to , i.e.,
[TABLE]
**Proof: ** If , then and (3) follows from the definition of . For the general case, there exists a sequence , for , which converges to . Because we have
[TABLE]
In particular, there exists a sequence of Reeb chords for such that
[TABLE]
Because is continuous and converges, we conclude that the sequence is bounded. Therefore by the Theorem of Arzela-Ascoli there exists a subsequence of and a Reeb chord of such that
[TABLE]
Again by continuity of we obtain
[TABLE]
We have shown that . This finishes the proof of the Lemma.
If we define the homological spectrum by
[TABLE]
By Lemma 4.8 we have
[TABLE]
The following result was proved by Kang [8] using Corollary 4.7.
Theorem 4.9** (Kang)**
For every its homological spectrum is unbounded.
We are now in position to prove existence of infinitely many Reeb chords.
**Proof of Theorem 4.2: **By Theorem 4.9 the homological spectrum of is unbounded. By (4) it follows that the spectrum of is unbounded. In particular, there are infinitely many Reeb chords.
Proof of Theorem 2.2: In view of Theorem 4.2 it remains to show that the existence of infinitely many chords in the absence of a periodic collision orbit implies the existence of infinitely many consecutive collision orbits. Because the orbit of a first order ODE is uniquely determined by its initial condition in the absence of periodic collision orbits the same consecutive collision orbit can occur at most one in a given orbit. Therefore there have to exist infinitely many consecutive collision orbits in order to guarantee the existence of infinitely many chords.
5 Some Remarks
We finish by remarks.
Remark 5.1
The existence of consecutive collision orbits is manifested in the rotating Kepler problem, as a limiting case of the restricted three-body problem, as all collisional orbits give rise to consecutive collision orbits. With our current approach, the result holds also true for Hill’s problem, thanks to the result of J. Lee [9] on fiberwise convexity (and thus star-shapedness) with respect to the zero section of its regularization.
Remark 5.2
The planar restricted three-body problem is a special case in the family of Stark-Zeeman systems [5]. Similar results may be obtained also for other Stark-Zeeman systems, as long as the fibrewise starshapedness with respect to the zero section of the corresponding component of the regularized energy hypersurface can be established.
Remark 5.3
A practical way to find such orbits is to use the shooting method of Birkhoff [3], by properly choosing initial positions on the axis of the primaries and initial velocity perpendicular to this axis. If such an orbit encounters a collision, it will have to encounter a collision in the past by the reflection symmetry with respect to the axis.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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