Overconvergent quaternionic forms and anticyclotomic p-adic L-functions
Chan-Ho Kim

TL;DR
This paper develops a geometric and p-adic analytic framework for anticyclotomic L-functions associated with modular forms, extending previous constructions and providing new interpretations of Gross points.
Contribution
It introduces a novel geometric interpretation of Gross points and constructs anticyclotomic p-adic L-functions for non-critical slope modular forms using overconvergent methods.
Findings
Generalizes previous constructions of Gross points and p-adic L-functions.
Provides a geometric interpretation of Gross points for weight two forms.
Constructs anticyclotomic p-adic L-functions for non-critical slope modular forms.
Abstract
We reinterpret the explicit construction of Gross points given by Chida-Hsieh as a non-Archimedian analogue of the standard geodesic cycle from zero to the infinity on the Poincare upper half plane. This analogy allows us to consider certain distributions, which can be regarded as anticyclotomic p-adic L-functions for modular forms of non-critical slope following the overconvergent strategy a la Stevens. We also give a geometric interpretation of their Gross points for the case of weight two forms. Our construction generalizes those of Bertolini-Darmon, Bertolini-Darmon-Iovita-Spiess, and Chida-Hsieh.
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Taxonomy
TopicsAlgebraic Geometry and Number Theory · Advanced Algebra and Geometry · advanced mathematical theories
Overconvergent quaternionic forms and anticyclotomic -adic -functions
Chan-Ho Kim
School of Mathematics, KIAS, Seoul, Korea
Abstract.
We reinterpret the explicit construction of Gross points given by Chida-Hsieh as a non-Archimedian analogue of the standard geodesic cycle on the Poincaré upper half plane. This analogy allows us to consider certain distributions, which can be regarded as anticyclotomic -adic -functions for modular forms of non-critical slope following the overconvergent strategy à la Stevens. We also give a geometric interpretation of their Gross points for the case of weight two forms. Our construction generalizes those of Bertolini-Darmon, Bertolini-Darmon-Iovita-Spiess, and Chida-Hsieh.
Key words and phrases:
Iwasawa theory, -adic -functions, Gross points, quaternion algebras, automorphic forms
2010 Mathematics Subject Classification:
11R23 (Primary); 11F33 (Secondary)
Contents
- 1 Introduction
- 2 Explicit Gross points à la Chida and Hsieh
- 3 Geometric Gross points for weight two forms
- 4 Comparison among Gross points
- 5 Coefficients
- 6 Overconvergent quaternionic forms and control theorems
- 7 Construction of -adic -functions
- 8 The weak interpolation formula
- 9 Speculations and questions
1. Introduction
1.1. Overview
It is now widely known that “overconvergent methods” yield simpler and more algorithmically efficient constructions of -adic -functions [Ste94], [PS11] and conjectural algebraic points of elliptic curves, so called Darmon-Stark-Heegner points [DP06], [GM14]. In [Ste94], Stevens provides a simple and beautiful construction of Mazur-Tate-Teitelbaum -adic -functions of modular forms under cyclotomic extensions using distribution-valued modular symbols. In [GS93], measure-valued modular symbols, which can be regarded as a special case, are used in the proof of the exceptional zero conjecture [MTT86, 15, 16] as an essential ingredient.
In this article, we apply Stevens’ “overconvergent” idea to the anticyclotomic setting. Instead of using modular symbols, we use automorphic forms on a definite quaternion algebra (quaternionic forms, for short). Although modular symbols and quaternionic forms have certain similarities in their shape, their domains are fundamentally different. Modular symbols are essentially defined on the upper half plane, which lies in the complex world, and quaternionic forms are defined on the double coset space arising from the quaternion algebra. Note that, in the case of weight two forms, it can be realized in terms of the Bruhat-Tits tree for or its variant, which lies in the -adic world.
Using the theory of overconvergent modular symbols, it is proved that the evaluation of the overconvergent modular symbol attached to a non-critical slope eigenform at the cycle on the upper half plane gives us the -adic distribution corresponding to the Mazur-Tate-Teitelbaum -adic -function of the form.
We develop an analogous theory for overconvergent quaternionic forms. Since the domain is fundamentally different from the case of modular symbols, we naturally meet the following question.
Question 1.1**.**
What is an analogue of the geodesic cycle in the quaternionic setting?
The main contribution of this article is to provide an answer to this question by taking the full advantage of the explicit construction of Gross points à la Chida-Hsieh. We will call such an analogue the explicit Gross point.
Also, in the case of weight two forms, we give another interpretation of these points in terms of the Bruhat-Tits tree for . As an application, we are able to generalize the construction of anticyclotomic -adic -functions to modular forms of non-critical slope. Our construction generalizes those in [BD96], [BDIS02], and [CH16].
In order to do this, we recall the notion of overconvergent quaternionic forms and (re)prove the control theorem for overconvergent quaternionic forms of non-critical slope. This generalizes [LV12, 3], which deals with the control theorem for the slope zero subspace. Also, our approach yields a certain integrality of the control theorem for the slope zero subspace.
We expect that the explicit Gross points can be reinterpreted as a functional on the completed cohomology for quaternion algebras sending cuspidal eigenforms to (an half of) their anticyclotomic -adic -functions.
In the sequel paper in preparation, we construct integral anticyclotomic -adic -functions for Hida families, which are two variable ones, and prove the vanishing of -invariant of each member of the families under mild assumptions, generalizing [CKL17]. In [CKL17], a different approach was taken following [LV11] and [CL16] using compatible families of Gross points in the tower of Gross curves, so called big Gross points. Note that the approach using big Gross points does not work for the non-ordinary case.
The following diagram describes the flowchart for the classical constructions of cyclotomic and anticyclotomic -adic -functions of modular forms. The upper(=cyclotomic) part of the diagram is well-documented in [Pol14].
[TABLE]
The overconvergent method shows that it suffices to evaluate overconvergent modular symbols or overconvergent quaternionic forms “at one point”. This is because the overconvergent method pushes the complexity of the evaluation of classical quaternionic forms at all Gross points (3.2) into the complexity of the coefficient modules (the distribution modules) of overconvergent quaternionic forms (5.2 and 7.1). The bold part of the following diagram is the main content of this article.
[TABLE]
1.2. Setting the basic stage
Let be a prime 3 and . Fix an algebraic closure of and embeddings and . Let be the congruence subgroup of level with . Let be a -stabilized newform of slope with the convention , i.e. the slope of is non-critical.
Fix an imaginary quadratic field with . The choice of determines the decomposition of as follows:
[TABLE]
where a prime divisor of splits in and a prime divisor of is inert in .
Assumption 1.2**.**
In Equation (1.1), is square-free and the product of an odd number of primes.
Let be the anticyclotomic -extension of and (non-canonically). Write for the unique subfield of such that .
Let be the definite quaternion algebra over of discriminant and be an (oriented) Eichler order of level . For each prime , we fix an embedding and we identify them under this isomorphism. Let for any abelian group .
For each , let be an Eichler order of level such that
[TABLE]
and its prime-to- component coincides with that of . We also write . Note that corresponds to -level structures in the classical sense.
Let be a finite extension of large enough to contain all the Hecke eigenvalues of and write .
Let be the space of -valued locally/rigid analytic distributions on with weight action of a certain semigroup , respectively. Let be the subspaces of -valued locally/rigid analytic distributions of , respectively. See 5.2 for detail.
Let be the space of -valued quaternionic forms of weight , level , and discriminant , and denote its overconvergent variants by , , which are defined in 6.
For any Hecke module , let be the subspace of consisting of the members whose slopes are less than , and be the slope zero subspace.
1.3. A precise formulation of Question 1.1 and its answer
For a cuspidal eigenform of non-critical slope, let
[TABLE]
be the integrally normalized corresponding modular symbol defined using the Eichler-Shimura map. Looking at the diagram
[TABLE]
we may consider as “a function on the upper half plane ”, at least intuitively. Indeed, the modular symbols are computed terms of the period integrals on (as in [Pol14, 2]).
Remark 1.3** (on cusps on the adelic formulation).**
See [Sch89, 3] for the adelic interpretation of cusps, , on .
By [Ste94], we can uniquely lift to the overconvergent modular symbol
[TABLE]
See also [Gre07] and [PS11]. Then the overconvergent modular symbol directly yields the Mazur-Tate-Teitelbaum -adic -function as a distribution by
[TABLE]
In the anticyclotomic case, certain special points on the adelic double coset space arising from quaternion algebras, called (classical) Gross points, play the same role as for the construction of anticyclotomic -adic -function of weight two ordinary forms. We will review this in 3.2.
There are several approaches toward the generalization to the higher weight forms including [BDIS02], [BD07], and [CH16] but with limitations. One of the obstructions is the lack of the “right infinite level space” where the Gross points live. More precisely, the domain of higher weight quaternionic forms lies in a “deeper” level than the domain where the Gross points are canonically defined.
Mimicking the above picture in the quaternionic setting, we have a slightly more complicated picture
[TABLE]
The naïve analogy suggests us considering or even as the domain of the quaternionic forms, but it is not true. Thus, the naïve analogy does not gives us a chance to find an analogous element of in if the weight of the form .
Remark 1.4** (on the relation with the -adic upper half plane).**
The relation between the -adic upper half plane and is well-documented in [DT08, 1]. We also suggest [Sch84] and [Tei90] for the theory of boundary distributions on .
As in the picture, the domain of quaternionic forms lies “deeper” than if their weight is , and even the domain has no direct geometric description as far as we know. In the case of weight two forms, it suffices to find (classical) Gross points on ; thus, the naïve analogy works well and the classical Gross points can be lifted to geometric Gross points on . Although it seems difficult to find a geometric motivation, Chida and Hsieh directly and explicitly constructed Gross points on in [CH16]. Their construction allows us to find the analogue of for the quaternionic setting. We review their explicit construction of Gross points (“explicit Gross points”) in 2, give them an geometric interpretation for the case of weight two forms (“geometric Gross points”) in 3, and compare these points in 4.
1.4. Control theorems
In 6.5, we reprove the following control theorem for non-critical slope forms.
Theorem 1.5** (Theorem 6.6).**
There exist Hecke-equivariant isomorphisms
[TABLE]
Remark 1.6**.**
Theorem 1.5 is a quaternionic analogue of [PS11, Theorem 1.1 and Theorem 5.12]) and generalizes [LV12, 3] to the non-critical slope case.
For the slope zero subspace, we obtain an integrally refined control theorem, which refines [LV12, 3].
Corollary 1.7** (Corollary 6.8).**
There exist Hecke-equivariant isomorphisms
[TABLE]
1.5. Overconvergent construction of -adic -functions
Using the explicit Gross points, we are able to construct anticyclotomic -adic -functions of modular forms of non-critical slope. The following theorem generalizes the constructions of Bertolini-Darmon [BD96], [BD05], Bertolini-Darmon-Iovita-Spiess [BDIS02], and Chida-Hsieh [CH16]. This also can be regarded as a quaternionic analogue of [PS11, 6].
Theorem 1.8**.**
Let be a newform of slope and be the corresponding overconvergent quaternionic form. Then there exists an element (Definition 2.2) such that is the -admissible distribution (Definition 7.4) which defines an half of the anticyclotomic -adic -functions of (Definition 7.8) and satisfies the expected interpolation property (Corollary 8.9).
1.6. Comparison with the former work
We summarize the comparison with the former work.
- •
Gross proved the interpolation formula for weight two forms of prime level with the twist by unramified ring class character in [Gro87], and the formula is generalized to the weight two forms of arbitrary level and ring class characters of arbitrary conductor and finite order in [Zha04, Theorem 7.1].
- •
In [BD96], [BD05], the anticyclotomic -adic -functions for -ordinary -stabilized newforms of weight two with the twist by ring class characters of -power conductor and of finite order are constructed via a Stickelberger type argument.
- •
In [BDIS02], the construction generalizes to -newforms (the exceptional zero case) of even weight with the twist of unramified ring class characters of finite order. It can be regarded as an overconvergent construction due to [BDIS02, (8)] using the -adic integration on à la Schneider-Teitelbaum. In this construction, a property of -newforms is used essentially. The interpolation formula for higher weight forms is given in [BDIS02, Proposition 2.16] only for unramified character twists, and the formula for ring class characters of -power conductor is stated as a conjecture [BDIS02, Conjecture 2.17]. Indeed, [CH16, Proposition 4.3] proves [BDIS02, Conjecture 2.17] as stated in [CH16, Remark after Proposition 4.3]. See also [Yua05].
- •
In [BD07], the construction generalizes to -ordinary -stabilized newforms but it only allows genus characters [BD07, page 412] for the character twist. The construction depends heavily on a quaternionic variant of Hida theory and the Hida theory there does not preserve the integrality.
- •
In [CH16], their construction works for -ordinary -stabilized newforms with limitation of weight but with much more general twists by any locally algebraic -adic characters of weight with as described in [CH16, Introduction]. Here, the restriction of weight comes from the integrality and -invariant issues. Also, Gross points are explicitly constructed at the level of . It is very important in our construction.
- •
In [CL16], [CKL17], the construction works for -ordinary -stabilized newforms with the twist by same characters as in [CH16]. This method uses an integral quaternionic Hida theory and big Gross points.
- •
In this article, the construction works for -stabilized newforms of non-critical slope and allows the twist by any locally algebraic -adic character of weight with arising from an anticyclotomic Hecke character. (cf. [CH16, 4.2].) If the form is ordinary, then more character twists are allowed as in the case of [CH16, Theorem 4.6]. However, the interpolation formula is given only by -power congruences (Corollary 8.9) unless the form is ordinary or of weight two.
1.7. Organization
In 2, we review the explicit construction of Gross points following Chida-Hsieh, which is a key input of this work. In 3, we give a geometric interpretation of the explicit Gross points for the case of weight two forms. In 4, we compare these two Gross points. We also review other descriptions of Gross points. In 5, we fix the convention of the coefficient modules for quaternionic forms. In 6, we review quaternionic forms, introduce their overconvergent variants, and prove the control theorem (Theorem 6.6). In 7, we give the overconvergent construction of the distribution (Definition 7.4) using the explicit Gross point, which is an half of the -adic -function. Also we recover classical theta elements from the distribution. In 8, we prove the “weak” interpolation formula (Corollary 8.9) for the distribution using the formula of Chida-Hsieh (Theorem 8.6). In 9, we give some speculations and ask questions we do not have answers yet.
2. Explicit Gross points à la Chida and Hsieh
We very closely follow [CH16, 2.1 and 2.2] for the explicit construction. The novelty of this explicit construction of Gross points given by Chida and Hsieh is that the points lie at the level of . This allows us to consider the Gross points at the “deepest” level. This explicit approach shows us that it seems more natural to look at the “spaces at certain infinite levels” for the construction of -adic -functions.
Also, in the case of weight two forms, these Gross points can be realized purely geometrically in terms of the Bruhat-Tits tree for . We will see this in the next section (3).
Remark 2.1** (on the tame level structure on the domain).**
The domain of modular symbols is completely independent of level structure and the information of the level structure entirely lies in congruence subgroups. However, the domain of quaternionic forms depends on its tame level structure obviously. Thus, the shape of Gross points depends on the tame level structure.
2.1. Explicit setup
Let be the imaginary quadratic field of discriminant . Define
[TABLE]
so that .
Let be the definite quaternion algebra over of discriminant and level under Assumption 1.2. Then there exists an embedding of into ([Vig80, 3 of chapitre II and 5.C of chapitre III]). More explicitly, we choose a -basis of so that such that
- (1)
with , 2. (2)
for all , 3. (3)
for all , 4. (4)
for all .
Fix a square root of . Fix an isomorphism
[TABLE]
as follows:
- (1)
For each finite place , the isomorphism
[TABLE]
by
[TABLE]
where and are the reduced trace and the reduced norm on , respectively. Note that here. 2. (2)
For each finite place , the isomorphism
[TABLE]
is chosen so that
[TABLE]
We fix an embedding defined by and define by .
2.2. The construction of the points
Fix a decomposition , which corresponds to the choice of the orientations of local Eichler orders at primes dividing . We define the local Gross point for any rational prime .
2.2.1.
Let be a prime. Then
[TABLE]
in .
2.2.2.
Let be a prime, and write in . Then
[TABLE]
2.2.3.
Suppose that splits in . Then we put
[TABLE]
Suppose that is inert in . Then we put
[TABLE]
2.2.4. Putting it all together
Definition 2.2** (Explicit Gross points).**
We define the explicit Gross point of conductor on by
[TABLE]
2.3. Anticyclotomic Galois action on Gross points
We define the map
[TABLE]
by
[TABLE]
where the action is given by the embedding into chosen in 2.1. Then the set of all points is called twisted explicit Gross points of conductor .
We also define the map
[TABLE]
by
[TABLE]
Note that does not appear as since the inverse map by does not propagate its domain to .
2.4. Families of optimal embeddings
Let be the order of of conductor . Let be an Eichler order of level prime to . By the argument in [CH16, 2.2], the embedding of into is an optimal embedding of into the Eichler order if , i.e.
[TABLE]
This is used in the comparison among Gross points defined on different domains (4.2).
Remark 2.3**.**
See [LV11, 4.1.(12)] for another recipe of the families of optimal embeddings. Their recipe calculates the -part only, but the oriented optimal embeddings are determined locally ([LV11, Lemma 4.1]).
3. Geometric Gross points for weight two forms
In this section, we give a geometric interpretation of the projection of the explicit Gross points to the double coset space at the -level, i.e. the Bruhat-Tits tree. Although it does not gives us the full information of the explicit Gross points, it seems to be helpful for a more theoretical understanding of the Gross points. The geometric description naturally shows us a -adic intuition in the construction of anticyclotomic -adic -functions of modular forms (of weight two, at least).
In the construction of the anticyclotomic -adic -functions of an ordinary newform of weight two, we choose an infinite sequence of consecutive vertices without backtracking on (We call them Gross points of conductor at level 0). The oriented edge on whose source is and target is is called Gross points of conductor at level 1. By construction, the sequence of the edges has coherent direction. We also call these two points classical Gross points.
Remark 3.1**.**
Indeed, the first choice is an infinite line if splits in , but we will call it a “vertex” for convenience. See [DI08, Figure 1] for the picture.
The goal of this section is to reinterpret these infinite choices of classical Gross points at the and -levels. The “Gross points at the -level” will be called geometric Gross points (Definition 3.11).
3.1. Galois-theoretic setup
Let be the ring of integers of and be the maximal -order in . Let
[TABLE]
be the Galois group of the ring class field of of conductor so that .
Choice 3.2**.**
We choose an oriented optimal embedding such that which is as equivalent as the choice in 2.1.
Then induces a family of optimal embeddings such that for all as in 2.4.
3.2. Classical Gross points: Gross points at level 0 and 1
Let be the Bruhat-Tits tree for . The action of on is given via right conjugation. The chosen embedding induces the -adic embedding . This embedding yields the action of on via left translation. The structure of can be described by the following short exact sequence:
[TABLE]
Remark 3.3**.**
The class group permutes oriented optimal embeddings transitively, and the permutation is explicitly defined in [BDIS02, 2.3].
Consider the decreasing filtration of
[TABLE]
where is the maximal compact subgroup of and for each . Let (the image of in ) and (the image of in ).
Choice 3.4**.**
We choose a sequence of consecutive vertices of with the coherent orientation and without backtracking such that for all as equivalent as the choice in 2.2.3 and 2.2.4.
Definition 3.5** (Classical Gross points).**
- (1)
Each vertex in the chosen sequence is called a (classical) Gross point of conductor at level 0. 2. (2)
Each oriented edge is called a (classical) Gross point of conductor at level 1.
Remark 3.6** (on the domain of Gross points).**
In many literature, classical Gross points are defined on the quotient graphs of , which are equivalent to the double coset spaces via strong approximation. However, both Gross points on the tree and on the quotient graph give the exactly same result since quaternionic forms are invariant under the quotient. It seems difficult to observe Gross points at higher level on the quotient graph intuitively since the images of length line segments in the quotient graph may have very random shapes due to the complication of the quotient graph. For the computation of the graph, see [FM14]. Recently, it seems that this complication has an application to cryptography, so called isogeny based cryptography. For example, see [DFJP14, 2.2].
3.3. A simple observation: towards higher and infinite level
A natural idea toward the Gross points on a certain space at the infinite level begins with the following question.
Question 3.7**.**
How can we regard a coherent infinite sequence of classical Gross points itself as one element in a more suitable domain than the set of vertices or oriented edges of the Bruhat-Tits tree?
We recall a strong approximation result.
Proposition 3.8** ([BD05, 1.2.(16)]).**
The embedding into the -th place
[TABLE]
is a canonical bijection.
Let be the set of consecutive line segments of length with coherent orientation of without backtracking. Let be the sequence of consecutive vertices of whose stabilizers are , , , with , respectively. Thus, the whole sequence is an element of . Then the stabilizer of the whole sequence is . We observe the following statement.
Proposition 3.9**.**
The -orbit of the sequence of consecutive vertices without backtracking is .
Proof.
Since the action of on preserves distance, the -orbit of the sequence is a subset of . It suffices to show the action of on is transitive. Let be an arbitrary element of . Since acts transitively on , we may assume and . Now we apply induction on in the decreasing direction. Let be the smallest integer such that and . The stabilizer of the sequence consists of the matrices with .
Then corresponds to the homothety class of the lattice
[TABLE]
for some . Multiplying on the right, the lattice corresponding to changes to the lattice upto homothety. Since the corresponding vertex is and is in the stabilizer of the sequence , we reduce to by multiplying on the right. Repeating the process, we obtain the conclusion. ∎
Then Proposition 3.9 and the orbit-stabilizer theorem show that there exist bijections:
[TABLE]
This identification gives us a hint to define the case of .
We define
[TABLE]
Then each element here has interpretation as an infinite consecutive sequence of vertices from a vertex to a boundary of the Bruhat-Tits tree since each element has the form where . Also, admits natural quotient maps
[TABLE]
for all . Note that the stabilizer of is and the stabilizer of a boundary of , an element in , is trivial.
We are now able to give a heuristic definition of geometric Gross points and a more group-theoretic and axiomatic definition is given in 3.4.
Definition 3.10** (Heuristic definition of geometric Gross points).**
A geometric Gross point is the consecutive sequence of classical Gross points at level 0 depending on Choice 3.2, Choice 3.4, and Definition 3.5 in .
3.4. A group theoretic realization and independence
We give a more axiomatic definition of geometric Gross points. For notational convenience, let
- •
,
- •
the upper Borel subgroup of ,
- •
,
- •
, and
- •
the center of .
Then the Iwasawa decomposition implies that . We have natural projection maps
[TABLE]
and embedding
[TABLE]
We remark that we do not know how to characterize the image explicitly.
We axiomatize Definition 3.10.
Definition 3.11** (Geometric Gross points).**
Fix a central Gross point/line of conductor 1 and level 0. For , an element is a geometric Gross point of conductor if
- (1)
the image of in is under the natural projection, 2. (2)
the image of in has stabilizer under the action of via the chosen optimal embedding , and 3. (3)
the image of in does not change for all .
Proposition 3.12** (Uniqueness and Galois properties).**
**
- (1)
By the embedding, Property (1) and (3) in Definition 3.11 uniquely determines a point in . 2. (2)
The image of in is where .
Proof.
- (1)
Obvious since . 2. (2)
The image of under the natural quotient map is and a lifing to gives a length line segment whose target endpoint is . Shifting by gives the conclusion.
∎
For a given optimal embedding , we define the reversed embedding by . Then, for , we define the dual geometric Gross point to by an element as exactly same as Definition 3.11 but with the reversed embedding in Condition (2).
Proposition 3.13** (Independence of choices).**
Let , be two geometric Gross points. Then they differ only by the translation by an element of .
Proof.
We split the proof into two parts depending on whether is inert in or splits in . This is a slightly refined version of [BD01, Lemma 4.3].
- (1)
(The inert case) From [BD98, Lemma 2.7], we can deduce acts transitively on the classical Gross points of conductor for any . With [BD98, Lemma 2.8], it is easy to see that acts transitively on higher Gross points of conductor . Note that the subquotient of acts on simply transitively due to [BD01, 4.1.Step 2]. This ensures that acts on the set of Gross points at infinite level transitively. 2. (2)
(The split case) We can deduce the same conclusion for higher Gross points of conductor following the argument in [BD99, 3]. However, does not act on transitively in this case. It has 3 orbits : 0, , and . See [BD99, 7.I] for detail. However, any sequence of classical Gross points does not converges to 0 or in in this case. See [DI08, 2.2 and Figure 1] for detail.
∎
4. Comparison among Gross points
4.1. Comparison of explicit and geometric Gross points
Considering the strong approximation for quaternion algebras (Proposition 3.8), we observe more precise relations among the double coset spaces as follows:
[TABLE]
Note that is the domain for quaternionic forms of arbitrary weight and is the domain for quaternionic forms of weight two only.
Let
- •
be the explicit Gross point on defined in Definition 2.2,
- •
be the geometric Gross point on defined in Definition 3.11, and
- •
be the classical Gross point on defined in Definition 3.5.
The classical Gross points and the geometric Gross points coincide by Proposition 3.12.(2). The classical Gross points and the explicit Gross points coincide by the construction of the explicit Gross points and theta elements in [CH16, 4.1]. (cf. Choice 3.2.) Thus, these points coincide in the above diagram as follows.
[TABLE]
4.2. Comparison with other Gross points
We also consider other definitions of Gross points and the relation with them. All the Gross points here correspond to the classical one (of level 0).
Definition 4.1** (Other definitions of Gross points).**
- (1)
Consider the -points of the Gross curve of level and discriminant
[TABLE]
Following [BD96, 2.1], [Lon12, 3.1], is a Gross point of conductor on the Gross curve if . 2. (2)
Following [CV07, 5.3], [Lon12, 4.2], we define the set of Gross points by
[TABLE]
and a Gross point has conductor if . 3. (3)
The equivalence of the above descriptions comes from the map
[TABLE]
defined by . See [Lon12, 3.1] for proof.
Remark 4.2**.**
Since we start with a chosen oriented optimal embedding , all the “CM points” in the original reference become Gross points.
Then it is not difficult to check these Gross points coincide with the classical points (at least at the level of the values of quaternionic forms) by comparing two equivalent construction of theta elements of modular forms of weight two ([BD05, 1.2] with classical Gross points and [BD96, 2.7] with Gross points on Gross curves). Their relation can be summarized in the following diagram.
[TABLE]
5. Coefficients
Let be a finite extension of and . Let
[TABLE]
be the semigroup we concern to see -action. It is not as the same one as given in [PS11, 3.3]. More precisely, if then its adjugate satisfies the condition given in [PS11, 3.3]. Since we will define our left action by the adjugate right action given in [PS11, 3.3], the specialization maps will be compatible with the convention of [PS11].
5.1. Symmetric powers
Our convention is similar to but not exactly same as those of [CH16] and [PS11]. We also introduce an equivariant pairing to obtain the distribution relation later.
5.1.1. Semigroup action
Let and . They admit the left actions of and via the representation
[TABLE]
defined by
[TABLE]
where and is a homogeneous polynomial of variables of degree .
5.1.2. An (ad hoc) equivariant pairing
Consider the following perfect -equivariant pairing:
[TABLE]
where is the Kronecker delta. The equivariant property is given as follows:
[TABLE]
where . We also write .
Remark 5.1** (Normalization of -action).**
In [CH16, 2.3], the action of is unitarily normalized, i.e. the action on the both side is given by . However, the unitary normalization is not compatible with the integral theory of quaternionic forms. See 6.3 and Corollary 6.8.
The pairing itself is not expected to be -integral unless since it involves in the denominator. In other words, we have
[TABLE]
5.2. Distributions (as coefficient modules)
In order to introduce the -adic deformation of quaternionic forms, we record the standard notion of -adic distributions and fix convention here. Since distribution modules themselves are independent of types of -extensions, the argument of [PS11, 3.3 and 3.4] applies to our setting directly. See [PS11, 3] for detail.
Let be a rigid analytic or locally analytic function on . It admits right weight action of as follows :
[TABLE]
Let / be the module of -valued rigid analytic/locally analytic distributions on with left weight action of , respectively. The action is defined as dual :
[TABLE]
where or . Note that there is a natural inclusion as in [PS11, 3.1]. We regard the action as the representation where or .
The -equivariant specialization map is defined by
[TABLE]
where or . We follow [PS11, 3.4] for the convention of the specialization. Also, we defined the actions of on both sides to make the map equivariant.
Notation 5.2**.**
We omit and if there is no confusion.
6. Overconvergent quaternionic forms and control theorems
In this section, we define quaternionic forms and their overconvergent variants. We prove the control theorem to compare them. We also give a completed cohomological description of quaternionic forms.
6.1. Classical -adic quaternionic forms
Definition 6.1** (Classical -adic quaternionic forms).**
- •
A continuous function is called a -adic quaternionic form of discriminant , level , and weight if satisfies the following transformation property:
[TABLE]
where and , and is the -part of .
- •
The space of such -adic quaternionic forms is denoted by if . If , then denotes the space of -adic quaternionic forms which are not constant.
- •
If one change the level structure by , , or other level structures, one may easily define , , or spaces of quaternionic forms of various levels.
Remark 6.2**.**
Our quaternionic forms corresponds to “-adic modular forms” or “-adic avatar” (with ) in [CH16, 4.1]. See 8.1 for detail.
Let be the full Hecke algebra over acting faithfully on and be the full Hecke algebra over acting faithfully on .
We compare their structures with classical modular forms. Let or be the -new subspace of cuspforms of weight and level or whose Fourier coefficients lie in and or be the corresponding quotient Hecke algebra, respectively.
Then the Jacquet-Langlands correspondence (over fields) shows the following relation between classical modular forms and quaternionic forms.
Theorem 6.3** ([LV12, 3.3]).**
There exist isomorphisms of Hecke algebras over
[TABLE]
and (non-canonical) isomorphisms of Hecke modules
[TABLE]
as -modules and -modules, respectively. For a classical modular form , we denote the corresponding quaternionic form by .
Remark 6.4** (on Theorem 6.3).**
See also [BD07, Theorem 2.4] for cases. From this case, one can deduce the general result without any serious difficulty as in [LV12, 3.3].
6.2. Overconvergent quaternionic forms and control theorems
We mainly follow [PS11]. See also [WXZ, 3] and[LWX17, 2]. Let be either or .
Definition 6.5** (Overconvergent quaternionic forms).**
- (1)
A continuous function is a -valued overconvergent quaternionic form of discriminant , level , and weight if satisfies the following transformation property :
[TABLE]
where and , and is the -part of . 2. (2)
The space of such overconvergent quaternionic forms is written as . 3. (3)
More generally, for a -module , we similarly define -valued quaternionic forms and denote the space of such forms by and its variants.
Using the specialization map as in 5.2, we give an explicit relation between classical and overconvergent quaternionic forms for the non-critical slope case. Let be the submodule of a Hecke module of slope and be the Hecke algebra acting faithfully on the subspace of the forms of slope less than .
Theorem 6.6** (Control theorem).**
There exist -equivariant isomorphisms
[TABLE]
where the first map is induced from the natural inclusion between distributions and the second map is induced from the specialization map .
For the first isomorphism, see [PS13, Lemma 5.3]. We prove the second isomorphism in §6.5.2.
6.3. Integral normalizations and integral refinement of control theorems
We introduce an optimal integral normalizations of classical and overconvergent quaternionic forms. These will be used for the slope zero case.
Choice 6.7** (of the “explicit” integral normalizations).**
Note that all the choices implies that nonvanishing of the form modulo .
- (1)
If , then we normalize that the values of lie in but not in . 2. (2)
If , then we normalize that the values of lie in but not in .
Choice (1) and (2) are compatible under the specialization map .
Let be the slope zero submodule of a Hecke module and be the slope zero quotient of .
Corollary 6.8** (Integral refinement of Theorem 6.6).**
There exists a -equivariant isomorphism
[TABLE]
Remark 6.9**.**
This is a quaternionic analogue of [DHH*+*16, Lemma 6.4]. Note that this explicit integral normalization is not compatible with the integral normalization for Hida theory. See [DHH*+*16, Lemma 6.3] for the other integral normalization, which is more relevant to the integral Hida theory. We call the other normalization by the “canonical” integral normalization. These two integral normalizations coincide if . See the proof of [DHH*+*16, Theorem 6.8].
6.4. A cohomological interpretation
We give a cohomological interpretation of the space of quaternionic forms adapting the approach of completed cohomology à la Emerton with the “trivial” spectral sequence. See [Eme06, (3.2)]. We expect that the explicit Gross points plays the role of the functional on the completed cohomology whose values are (an half of) anticyclotomic -adic -functions as the cycle plays the same role on the completed cohomology for to produce cyclotomic -adic -functions. This idea comes from Emerton’s comment when the author gave a talk at University of Chicago.
We recall the -variant of completed cohomology for quaternion algebras.
Definition 6.10** (Completed cohomology for quaternion algebras).**
[TABLE]
Let equipped with a continuous action of an open subgroup of . We define the associated -adic local system on Hida variety as follows:
[TABLE]
For a more detailed description of the local system, see [Eme06, Definition 2.2.3] and [Eme14, 2.1.3]. Then the trivial Hochschild-Serre spectral sequence shows
[TABLE]
where as in [Eme14, 2.1.3]. Dualizing the first term, we have
[TABLE]
where is the -dual of . The first isomorphism comes from the fact is a torsion-free -module of finite rank and is also a torsion-free -module.
6.5. Proof of control theorems
The goal of this subsection is to prove Theorem 6.6 and Corollary 6.8. We follow the strategy of M. Greenberg [Gre07, 4] very closely, which studies the case of modular symbols. Note that the proof is almost identical due to Greenberg’s “geometry free” approach. Another virtue of this approach is that it is easy to see the integral nature for the slope zero subspace (Corollary 6.8). See also [Buz07b, Proposition 4] for another proof. Buzzard’s approach seems more adaptable with the setting of eigenvarieties as in [Buz07a].
6.5.1. Preliminaries on distribution modules
Let and it is known that is a -stable submodule of .
Lemma 6.11** ([Gre07, Lemma 1]).**
Let . Then the moments of are uniformly bounded. Consequently, we have
[TABLE]
Define the filtration of as follows:
[TABLE]
for .
Lemma 6.12** ([Gre07, Lemma 2]).**
For each , the submodule is -stable.
Consider the quotients
[TABLE]
for all . We call the -th approximation to the module . Note that .
Lemma 6.13** ([Gre07, Lemma 8]).**
[TABLE]
Let and let be the unique preimage of under satisfying for . We define the -th moment of by .
The specialization map naturally induces the Hecke-equivariant map between the spaces of quaternionic forms
[TABLE]
Consider two natural projections
[TABLE]
Then the induced maps and on the spaces of quaternionic forms are also -equivariant.
6.5.2. Lifting and control theorems: Proof of Theorem 6.6 and Corollary 6.8
Most argument does not concern domain, so the proofs are identical for the case of modular symbols except the convention of group actions.
Let and for convenience. Set
[TABLE]
where is the ramification index of and is the floor function.
Remark 6.14**.**
- (1)
It is known that is -stable. 2. (2)
if , i.e. slope zero.
Note that for any .
Let be an eigenform with -eigenvalue in of slope strictly less than . Assume that is normalized, i.e. .
Lemma 6.15** ([Gre07, Lemma 11]).**
- (1)
Let be such that . Then
[TABLE] 2. (2)
Let . Then
[TABLE]
Assume the existence of a lift of to such that is also a -eigenform with eigenvalue . Choose an arbitrary lift of to an element of . Since is also a lift of , Lemma 6.15.(1) implies that
[TABLE]
Now we define the one step lifting by
[TABLE]
The -equivariance of the projection maps together with the relation implies that .
Lemma 6.16** ([Gre07, Claim 1]).**
The lifted form is independent of the choice of lift used in the construction.
Proof.
The claim immediately follows from Lemma 6.15.(2). ∎
Remark 6.17**.**
We do not need to have an analogue of [Gre07, Claim 2] since it concerns the special property of the fundamental domain of modular symbols.
The following lemma says that the lift is also -equivariant.
Lemma 6.18** ([Gre07, Claim 3]).**
The lifted form is -invariant. In other words,
[TABLE]
where .
Proof.
It is a standard computation with help of Lemma 6.16. ∎
The following lemma directly follows from the -equivariance of .
Lemma 6.19**.**
* is a -eigenform with eigenvalue .*
Lemma 6.16, Lemma 6.18, and Lemma 6.19 directly imply the following proposition.
Proposition 6.20** ([Gre07, Proposition 12]).**
The lifted form is well-defined and independent of the choice of lift used in the construction. Moreover, in .
In order prove Theorem 6.6, it suffices to prove
[TABLE]
for each with . Also, due to Remark 6.14.(2), the following theorem implies Corollary 6.8 immediately.
Theorem 6.21** (Analogue of [Gre07, Theorem 9]).**
Let be an -eigenvalue acting on with noncritical slope . Then the specialization map induces an Hecke-equivariant isomorphism
[TABLE]
Proof.
A proof can be taken verbatim from that of [Gre07, Theorem 9]. We just remark that Lemma 6.13 and Lemma 6.15.(2) are used to prove the injectivity, and Proposition 6.20 is used to prove the surjectivity. ∎
7. Construction of -adic -functions
The goal of this section is to give an overconvergent construction of anticyclotomic -adic -functions as admissible distributions and reconstruct the corresponding theta elements from the distributions.
Let . We briefly recall the -admissibility of distributions on locally polynomials on and the work of Amice-Velu [AV75] and Visik [Viš76] (Theorem 7.2) on the lifting -admissible distributions on locally polynomial functions on of degree to locally analytic distributions on . Then we explicitly define the -admissible distribution on locally polynomial functions on of degree in terms of the values of quaternionic forms. Applying the lifting result, the distribution extends to a locally analytic distribution on .
7.0.1. Preliminaries on distributions
We recall the unique lifting of -admissible distributions on locally polynomial functions of degree to locally analytic distributions. See [Viš76, 1.3] and [Pol03, 2.1] for detail.
Let be the space of -valued functions on which are locally polynomials of degree .
Definition 7.1** (-admissible distributions on locally polynomials).**
A -admissible distribution on is a -linear map from to such that
[TABLE]
is for .
Let be the algebra of locally analytic distributions on with convolution product but forgetting the weight action of .
Theorem 7.2** (Amice-Velu, Visik).**
Let be a -admissible distribution on locally polynomial functions on of degree less than or equal to . Then extends uniquely to a distribution on locally analytic functions on , i.e. .
Proof.
See [AV75, Proposition II.2.4], [Viš76, Lemma 2.10 and Theorem 3.3], [MTT86, Theorem in 11], and [Ste94, (6.5) Corollary] for detail. Note that the original statement is given with distributions on rather than on . See [Viš76, 1.8 and 2.4] for the modification. ∎
7.1. The distribution
Let be a -stabilized newform of non-critical slope and be the associated integrally normalized quaternionic form in as in 6.3.
Proposition 7.3** ([PS11, Lemma 6.2]).**
All the values of are -admissible distributions.
From now on, we explicitly determine the distribution , which is an half of the -adic -function.
Definition 7.4** (The distribution).**
[TABLE]
Notation 7.5**.**
We fix notation:
[TABLE]
so that under the last identification. This one also yields the following equality at the level of twisted explicit Gross points:
[TABLE]
Due to Theorem 7.2 and Proposition 7.3, in order to determine the distribution explicitly, it suffices to compute the values
[TABLE]
explicitly for all , and .
Definition 7.6** (The -th component of an quaternionic form).**
We define the -th component of by the composition
[TABLE]
for .
First, we compare the evaluation of overconvergent quaternionic forms and the specialization map, which describe the “total measure.”
Lemma 7.7** (on the comparison of the total measure).**
Let . Then
[TABLE]
for .
Proof.
Recall the specialization map
[TABLE]
Also, the control theorem (Theorem 6.6) implies that
[TABLE]
Thus, we have
[TABLE]
Pairing with as in 5.1.2, we have the following equality of the total measure.
[TABLE]
for all . ∎
Now we compute all the values following [PS11, Proposition 6.3]. Since is an -eigenform with eigenvalue , we have
[TABLE]
For any distribution , the support of is contained in . Thus, for , we have
[TABLE]
Thus, the distribution is completely determined. Also, for , we have
[TABLE]
Let is the distribution in determined by the values
[TABLE]
Definition 7.8** (-adic -functions).**
The -adic -function is defined by the convolution product of distributions
[TABLE]
Remark 7.9**.**
Here, the convolution product can be understood as a -adic “monodromy pairing” or “height pairing” in the spirit of Gross or Gross-Zagier formula. This element is well-defined up to a nonzero constant in since all the choices defining and cancel each other.
7.2. Reconstruction of theta elements
In order to obtain the interpolation formula more explicitly, we compare our -adic -functions and those of [CH16] at the level of theta elements (finite layers).
Definition 7.10** (Theta elements).**
Let
[TABLE]
and
[TABLE]
We define the -th theta elements of by
[TABLE]
and
[TABLE]
Remark 7.11** (on the well-definedness).**
Each element is defined only up to multiplication by an element of due to the choices we made. The element
[TABLE]
is only well-defined.
Remark 7.12** (on the boundedness of coefficients).**
By construction, it is easy to observe that
[TABLE]
(cf. [CL16, Remark 2.5 and Definition 2.6], [CH16, Lemma 4.4.(1)].)
8. The weak interpolation formula
The goal of this section to prove the “weak” interpolation formula for our -adic -functions, indeed -adic theta elements. We use the interpolation formula for complex theta elements in [CH16]. Since our -adic theta elements and complex theta elements of [CH16] are only congruent modulo at explicit Gross points of conductor (Corollary 8.8), the interpolation formula is given only as a congruence formula unless the form is ordinary or of weight two.
Remark 8.1**.**
All the normalizations are slightly different from those of [CH16] mainly due to the normalization of the pairing. Also, the index is also different because [CH16] mainly focus on the central critical -values and we mainly concern the growth of the distribution we defined.
8.1. Complex quaternionic forms and -adic quaternionic forms
Using , we define the representation
[TABLE]
Then or is the eigenspace on which with eigenvalue or with eigenvalue for . (cf. [CH16, 2.3].)
Let be an open compact subgroup of .
Definition 8.2** (Complex quaternionic forms).**
A function is a complex quaternionic form of weight and level if satisfies the transformation property
[TABLE]
where and .
The space of complex quaternionic forms is denoted by . Then becomes an admissible representation of .
Let where is the ring of adeles over . For and , we define a function by
[TABLE]
where . (cf. [CH16, (2.11)].)
We define
[TABLE]
by for , and define . By [CH16, 4.1], we have
[TABLE]
for , and
[TABLE]
for where and is the fixed isomorphism .
Let be a subring of and and (via and ) be the submodules of -valued forms. If , then we have the isomorphism
[TABLE]
where and is the -part of . Furthermore, with the Jacquet-Langlands correspondence (Theorem 6.3), we identify
[TABLE]
8.2. Complex theta elements of higher weight
From now on, we assume is a -stabilized newform with -eigenvalue with non-critical slope. (cf. [CH16, 3.2].) Let
[TABLE]
for . (cf. [CH16, (3.1)].)
Let
[TABLE]
Let be the Galois group of ring class field of of conductor . It coincides with the same notation in 3.2. Here, . Let be the geometrically normalized reciprocity map.
Definition 8.3** (Complex theta elements, [CH16, Definition 4.1]).**
Fix a set of representatives of in . We define the -th complex theta element of weight by
[TABLE]
Remark 8.4**.**
Note that the index and the weight of the complex theta element are different due to Remark 8.1.
8.3. The interpolation formula for the complex theta elements
Definition 8.5**.**
Let be an anticyclotomic Hecke character of conductor and weight where . We define the (central critical twisted) -adic avatar of by
[TABLE]
with respect to the weight of . (cf. [CH16, Introduction]).
We state the interpolation formula for the complex theta element . Note that the formula is slightly different from the original one, but this is only because of the difference of the normalization.
Theorem 8.6** ([CH16, Proposition 4.3]).**
Suppose that has the conductor . For every , we have the interpolation formula
[TABLE]
where
- •
* is the Gross period defined in [CH16, (4.3)] (cf.[Kim17, Appendix]),*
- •
* is the -adic multiplier defined by*
[TABLE]
and
[TABLE]
- •
,
- •
* is the ideal of satisfying in depending on the orientation of the optimal embedding, and*
- •
* is the eigenvalue of the Atkin-Lehner involution of at .*
In [CH16, Theorem A], there are certain restrictions on weight () and slope (slope zero). However, Theorem 8.6 does not have such a restriction.
8.4. An integral comparison of complex and -adic quaternionic forms
The following proposition plays the key role in the connection between complex and -adic theta elements.
Proposition 8.7** ([CH16, Lemma 4.4]).**
Let be a subring which contains and . For , we have
- (1)
[TABLE] 2. (2)
[TABLE]
where is the -part of and is the conjugate of .
Proof.
This is [CH16, Lemma 4.4] with change of normalization of the pairing (5.1.2) and [CL16, Remark 2.5]. ∎
The following corollary is an immediate consequence.
Corollary 8.8**.**
[TABLE]
Combining Theorem 8.6 and Corollary 8.8, we have the following interpolation formula.
Corollary 8.9** (Weak interpolation formula).**
Let be a character as in Definition 8.5.
[TABLE]
If is ordinary or , then the congruence becomes equality.
Remark 8.10**.**
If the form is ordinary, then the congruence in the weak interpolation formula becomes equality by taking the limit . Then the range of interpolating characters becomes larger, namely the set of locally algebraic -adic characters of weight with as in [CH16, Theorem 4.6].
9. Speculations and questions
9.1. “Deformation” of explicit Gross points
This is inspired by [Eme06, (4.5)]. We may interpret the explicit Gross point as a functional on via the overconvergent construction:
[TABLE]
This can be regarded as a functional on a small piece (i.e. fixed weight) of the completed cohomology as in 6.4 or the corresponding eigenvariety. If we can “patch” this functional on all the weight coherently, the map would extend to the functional on the whole completed cohomology or the corresponding eigenvariety, which may produce two variable anticyclotomic -adic -functions on the eigenvariety. In the sequel paper in preparation, we construct two variable anticyclotomic -adic -functions of Hida families and study their Iwasawa theory.
Furthermore, if we work with geometry of the eigenvariety attached to a definite quaternion algebra (e.g. [Buz07a]) or uses a relevant -adic extension of Jacquet-Langlands correspondence (e.g. [HIS]) in more detail, then we may be able to generalize the main result of this article to the critical slope case as in [Bel12]. In fact, our setting prevents CM forms; thus, it would be easier than the case of modular symbols.
9.2. Growth of the size of noncommutative class numbers
It seems very interesting if we see a certain Iwasawa-theoretic phenomena in the growth behavior of the size of as . Then the study of this growth would be regarded as a “noncommutative Iwasawa theory” in a completely different sense. Maybe a -adic variation of the Eichler trace formula [Vig80, Chapitre III.5.C] would yield an asymptotic formula like Iwasawa’s formula on the -class numbers of the -cyclotomic fields.
9.3. Geometric aspect of quaternionic Hida theory
In [LV11, 2 and 6], Longo and Vigni investigate the geometric aspect of quaternionic Hida theory. If we can capture the and -level structures in the context of the Bruhat-Tits tree or its suitable coverings, then it may allow us to consider a direct connection of the Bruhat-Tits tree and quaternionic Hida theory. Also, it would naturally explain the relation between geometric Gross points and big Gross points à la Longo-Vigni [LV11, 7] in the ordinary case.
9.4. Explicit computation
One may implement an explicit overconvergent algorithm, which is expected to be as effective as one in [GM14], to improve the computation of theta elements given in [BD96, 5.1]. The explicit computation of the quotient graph [FM14] seems helpful to do this at least for the case of weight two forms. In [Grä], Peter Mathias Gräf explicitly computed Teitelbaum -invariants of -newforms. If one implement the computation of theta elements for not only -newforms but also -stabilized newforms, then it would have may arithmetic applications. For the cyclotomic case, see [DHH*+*16].
Acknowledgement
The author thanks Karl Rubin for a year-long discussion on this project. This project has started when the author was a visiting assistant professor at UC Irvine. The author thanks Robert Pollack and Glenn Stevens for the inspiration of this work; Lawrence Yong-uck Chung for helping me to understand Proposition 3.9; Ming-Lun Hsieh for pointing out various technical issues; Chol Park and Sug Woo Shin for helpful discussion. Some part of this work is inspired by the talk by Carlos de Vera Piquero at CRM, March 2015.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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