This paper proves the consistency of the failure of the diamond principle on certain large cardinals with reflection properties, using Radin forcing, and characterizes weak compactness in this context.
Contribution
It introduces a novel analysis of Radin forcing to establish the failure of the diamond principle on large cardinals with reflection properties and characterizes weak compactness in Radin extensions.
Findings
01
Failure of the diamond principle is consistent with strong reflection properties.
02
Characterization of weak compactness in Radin generic extensions.
03
Analysis of Radin forcing related to large cardinal properties.
Abstract
We establish the consistency of the failure of the diamond principle on a cardinal κ which satisfies a strong simultaneous reflection property. The result is based on an analysis of Radin forcing, and further leads to a characterization of weak compactness of κ in a Radin generic extension.
Equations2
Yi′={YiMS∖Yi\mboxifYi∈Uρ\mboxotherwise
Yi′={YiMS∖Yi\mboxifYi∈Uρ\mboxotherwise
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Full text
Diamonds, Compactness, and Measure Sequences
Omer Ben-Neria
Abstract
We establish the consistency of the failure of the diamond principle on a cardinal κ which satisfies a strong simultaneous reflection property.
The result is based on an analysis of Radin forcing, and further leads to a characterization of weak compactness of κ in a Radin generic extension.
1 Introduction
In pursuit of an understanding of the relations between compactness and approximation principles,
we address the following question: To what extent do compactness principles assert the existence of a diamond sequence?
The compactness principles considered in this paper are stationary reflection and weak compactness. The main result of this paper shows that a strong form of stationary reflection does not imply ◊κ.
Theorem 1**.**
It is consistent relative to a certain hypermeasurability large cardinal assumption that there exists a cardinal κ satisfying the following properties.
For every sequence S=⟨Si∣i<κ⟩ of stationary subsets in κ, there exists δ<κ such that all sets in S↾δ=⟨Si∣i<δ⟩ reflect at δ.
2. 2.
◊κ* fails.*
Let us recall the relevant definitions. Suppose that κ is a regular cardinal.
The diamond principle at ◊κ, introduced by Jensen in [9], asserts the existence of a sequence ⟨sα∣α<κ⟩ of sets sα⊂α, such that for every X⊂κ the
set {α<κ∣sα=X∩α} is stationary in κ.
We say that a stationary subset S of κ reflects at δ<κ if S∩δ is stationary in δ.
A cardinal κ is reflecting
if every stationary subset of κ reflects at some δ<κ.
The stronger reflection property in the statement of Theorem 1 will be called a strong simultaneous reflection property. It clearly implies that every family of less than κ many stationary subsets of κ simultaneously reflect at some δ<κ.
Reflecting is a compactness type property 111I.e., its contrapositive postulates that if A is a subset of κ and A∩α is non-stationary for each α, then A is not stationary in κ.. It well-known that a reflecting cardinal is greatly Mahlo, and that every weakly compact cardinal satisfies the strong simultaneous reflection property.
Although reflection is a consequence of the strong simultaneous reflection property, the two properties may coincide: Jensen [9] has shown that in L, a reflecting cardinal is weakly compact, and therefore satisfies the strong principle. In contrast,
Harrington and Shelah [6] proved that the existence of a Mahlo cardinal is equi-consistent with reflection of every stationary subset of ω2∩cf(ω), while Magidor [12] proved the stronger simultaneous reflection property for stationary subsets of ω2∩cf(ω) is equi-consistent with the existence of a weakly compact cardinal.
The relations between compactness (large cardinal) axioms and ◊ type principles have been extensively studied.
See [11] for a comprehensive discussion of the problem. It is well-known that every measurable cardinal κ carries a ◊κ sequence, and Jensen and Kunen [8] showed ◊κ holds at every subtle cardinal κ. In fact, they proved that a subtle cardinal κ satisfies the stronger approximation property - ◊κ(Reg). A ◊κ(Reg) sequence is a diamond sequence which approximates subsets X⊂κ on the (tighter set) of regular cardinals α<κ
Nevertheless, not every large cardinal assumption implies the existence of a diamond sequence.
Woodin first showed the stronger principle ◊κ(Reg) can fail at a weakly compact cardinal. The result was extended by Hauser [7] to indescribable cardinals, and by Dz̆amonja and Hamkins [4] to strongly unfoldable cardinals.
Each of these results is established from the minimal relevant large cardinal assumption 222E.g., the existence of a weakly compact cardinal κ with ¬◊κ(Reg) is equi-consistent with the existence of a weakly compact cardinal., which are all compatible with V=L, and have been shown to be insufficient for establishing the violation of the full diamond principle:
Jensen [10] has shown ¬◊κ at a Mahlo cardinal κ implies the existence of 0#, and Zeman [16] improved the lower bound of the assumption to the existence of an inner model K with a Mahlo cardinal κ, such that for every ϵ<κ, the set {α<κ∣oK(α)≥ϵ} is stationary in κ.
Zeman’s argument indicates that establishing the consistency of ¬◊κ via forcing, requires changing the cofinality of many cardinals below κ.
Indeed, starting from certain hypermeasurability (large cardinal) assumptions,
Woodin [2] has shown ¬◊κ is consistent with κ being inaccessible, Mahlo, or greatly Mahlo cardinal.
Woodin’s argument is based on Radin forcing R(U) introduced in [15], which adds a closed unbounded subset to κ consisting of indiscernibles associated with ultrafilters on κ from a measure sequence U. Theorem 1
is based on Woodin’s strategy, and relies on an analysis of Radin forcing. The analysis also leads to a characterization of weak compactness of κ in a generic extension by R(U).
Extending Woodin’s result in a different direction,
it has been recently shown in [1] that the weak diamond principle, Φκ, also fails in Woodin’s model. All the results of this paper concerning the failure of ◊κ are compatible with the argument for ¬Φκ.
In in another direction, Golshani [5] has recently shown
¬Φκ is consistent with κ being the first inaccessible cardinal.
A brief summary of this paper. The rest of this Section is devoted to reviewing Radin forcing R(U) and its basic properties.
Section 2 is devoted to studying the ground model sets A⊂κ which remain stationary in a Radin generic extension.
In Section 3 we extend the analysis to arbitrary stationary subsets of κ in a generic extension, and prove Theorem 1.
Finally, in Section 4, we go beyond reflection and consider the weak compactness of κ. We introduce a property of a measure sequence U called the weak repeat property (WRP), and prove κ is weakly compact in a R(U) extension if and only if U satisfies WRP.
1.1 Additional information - Radin forcing
We review Radin forcing and its basic properties. Our presentation follows Gitik’s Handbook chapter [13]. Thus, everything in Section 1.1 (except Proposition 13) can be found in [13].
Also, we shall follow the Jerusalem forcing convention of [13], that a condition p is stronger (more informative) than a condition q is denoted by p≥q.
Definition 2**.**
Let κ be a measurable cardinal and U=⟨κ⟩⌢⟨Uα∣α<ℓ(U)⟩ be a sequence such that each Uα is a measure on Vκ (i.e., a κ-complete normal ultrafilter on Vκ).
For each β<ℓ(U), let U↾β denote the initial segment ⟨κ⟩⌢⟨Uα∣α<β⟩.
We say U is a measure sequence on κ if there exists an elementary embedding j:V→M such that for each β<ℓ(U), U↾β∈M and Uβ={X⊂Vκ∣U↾β∈j(X)}.
We will frequently use the following notations. Let ∩U denote the filter ⋂α<ℓ(U)Uα, and MS denote the set of measure sequences μ on measurable cardinals below κ. μ is of the form ⟨ν⟩⌢⟨ui∣i<ℓ(μ)⟩, where each ui is a measure on Vν. We denote ν by κ(μ),
and ∩{ui∣i<ℓ(μ)} by ∩μ.
For each i<ℓ(μ), we denote ui by μ(i).
Let U be a measure sequence on κ. We proceed to define the Radin forcing R(U).
Define first a sequence of sets An⊂MS, n<ω. Let
A0=MS, and for every n<ω, An+1={μ∈An∣An∩Vκ(μ)∈∩μ}.
Finally, set Aˉ=⋂nAn. Using the embedding j and the definition of the measures Uα, α<ℓ(U), it is straightforward to verify Aˉ∈⋂U.
Definition 3** (Radin forcing).**
R(U) consists of finite sequences p=⟨di∣i≤k⟩ satisfying the following conditions.
For every i≤k, di is either of the form ⟨κi⟩ for some κi<κ,
or of the form di=⟨μi,ai⟩ where μi is a measure sequence on a measurable cardinal κi=κ(μi)≤κ, and ai∈∩μi is a subset of (Aˉ∩Vκi)∖Vκi−1.
2. 2.
⟨κi∣i≤k⟩ is a strictly increasing sequence and κk=κ.
3. 3.
dk=⟨U,A⟩ and A⊂Aˉ.
For each i≤k we denote κi by κ(di), μi by μ(di), and ai by a(di).
For m<k, we denote p≤m=⟨di∣i≤m⟩ and p>m=⟨di∣m<i≤k⟩.
Given a condition p=⟨di∣i≤k⟩, we frequently separate the top part dk=⟨U,A⟩ from
rest, and write p=d⌢⟨U,A⟩ or p=p0⌢⟨U,A⟩,
where p0=d=⟨di∣i<k⟩. We denote the set of all lower parts of conditions by R<κ.
A condition p∗=⟨di∗∣i≤k∗⟩ is a direct extension of p=⟨di∣i≤k⟩ if k∗=k and a(di∗)⊂a(di) whenever a(di) exists.
A condition p′ is a one point extension of p if there exists j≤k and a measure sequence ν∈a(dj) such that p′=p⌢⟨ν⟩ is either ⟨di∣i<j⟩⌢⟨ν⟩⌢⟨di∣i≥j⟩ if ν=α is an ordinal, or ⟨di∣i<j⟩⌢⟨ν,a(dj)∩Vκ(ν)⟩⌢⟨di∣i≥j⟩ if ν is a nontrivial measure sequence333Note that implicitly, we are assuming here that κ(ν)>κ(dj−1) and a(dj)∩Vκ(ν)∈∩ν..
Let p,pˉ be two conditions of R(U) and n<ω. We say that pˉ is an n-extension of p, if there exists a sequence η=⟨ν1,…,νn⟩⊂MS such that
pˉ=(…((p⌢⟨ν1⟩)⌢⟨ν2⟩)…)⌢⟨νn⟩. We denote pˉ by p⌢η.
Given two conditions p,q∈R(U) we say that qextendsp, denoted q≥p, if it is obtained from p by a finite sequence of one point extensions and direct extensions. Equivalently,
q extends p if there exists a finite sequence η so that q is a direct extension of p⌢η.
Definition 4**.**
Suppose that G⊂R(U) is a V generic filter.
Define MSG={μ∈MS∣∃p∈G,p=⟨di∣i≤k⟩ and μ=μ(di) for some i<k}, and CG={κ(μ)∣μ∈MSG}.
A standard density argument shows that MSG is almost contained in every ground model set A∈⋂U and it completely determines G. In particular, V[G]=V[MSG].
CG is called the generic Radin closed unbounded set. The definition of the forcing implies that if p=d⌢⟨U,A⟩ and q=e⌢⟨U,B⟩ are two conditions in R(U) satisfying ∣d∣=∣e∣ and μ(di)=μ(ei) for each i<∣d∣, then p,q are compatible. Since ∣Vκ∣=κ, it follows R(U) satisfies κ+.c.c
Lemma 5**.**
**1. (R(U),≤,≤∗) satisfies the Prikry condition. Namely, for every condition p∈R(U) and a statement of the forcing language σ, there exists p∗≥∗p which decides σ.
For each p=d⌢⟨U,A⟩∈R(U) and m<∣d∣, the forcing R(U)/p is isomorphic to the product R(μ(dm))/p≤m×R(U)/p>m.
For every condition p=d⌢⟨U,A⟩∈R(U) and m<∣d∣, the direct extension order ≤∗ of R(U)/p>m is κm+-closed.**
Combining the last two Lemmata with a standard factorization argument, it is routine to verify R(U) preserves all cardinals.
Further analysis of R(U) relies on the notion of fat trees.
Definition 6**.**
Let μ be a measure sequence on a cardinal ν=κ(μ).
A tree T⊂[Vν]≤n, for some n<ω, is called μ-fat if
it consists of sequences of measure sequences ν=⟨ν1,…,νk⟩, k≤n, satisfying the following two conditions.
κ(ν1)<⋯<κ(νk).
2. 2.
if k<n then there exists some i<ℓ(μ) so that the set succT(ν)={ν′∣ν⌢⟨ν′⟩∈T} belongs to μ(i).
Let p∈R(U) and η=⟨ν1,…,νn⟩ be a sequence of measure sequences such that p⌢η≥p.
We say that a sequence of sets A=⟨A1,…,An⟩ is a η-measure-one sequence, if for every 1≤l≤n, such that ℓ(νl)>0, then Al∈∩νl.
Let p⌢⟨η,A⟩ be the direct extension of p′=p⌢η obtained by intersecting Al with the measure-one set ap′(νl) appearing in p′, for every l≤n with ℓ(νl)>0.
Lemma 7**.**
Suppose D is a dense open subset of R(U) and p∈R(U). Then there are pD∗=⟨d1∗,…,dn∗⟩≥∗p, a finite sequence of integers, 1≤i1<⋯<im≤n, and a sequence of trees ⟨T1,…,Tm⟩, where each Tl⊂[Vκ(νil)]≤nl is a μ(dil∗)-fat tree, satisfying the following condition: For every sequence of maximal branches ⟨ηl∣1≤l≤m⟩ with each ηl maximal in Tl, there exists a sequence of sequences of sets ⟨Al∣1≤l≤m⟩ such that for every l, Al is a ηl-measure-one sequence, and
pD∗⌢⟨η1,A1⟩⌢⟨η2,A2⟩⌢…⌢⟨ηm,Am⟩ belongs to D.
[13] utilizes Lemma 7 to prove the following result, originally due to Mitchell [14].
Theorem 8** (Mitchell).**
If otp(ℓ(U))≥κ+ then κ is regular in any R(U) generic extension.
Remark 9**.**
It is also shown in [13] that the result of Theorem 8 is optimal in the sense that κ becomes singular in all R(U) generic extensions when ℓ(U)<κ+.
A similar argument shows that if U does not contain a repeat point (see the definition below) and that cf(ℓ(U))≤κ, then κ becomes singular in the generic extension.
Definition 10**.**
A measure Uρ∈U is a repeat point if Uα⊂⋃i<ρUi for every α≥ρ. We say that U satisfies the Repeat Property (RP) if it contains a repeat point.
Theorem 11** (Mitchell).**
If U satisfies RP then κ remains measurable in a R(U) generic extension.
We conclude this Section with a proposition concerning fresh subsets of κ in a Radin/Magidor generic extensions. Although it will only be used in the last part of the paper (i.e., Lemma 31), we include it here as we believe it is of an independent interest.
Definition 12** (Joel Hamkins).**
Let V[G] be a generic extension of V. A set X⊂κ in V[G] is fresh if X∩α∈V for every α<κ.
The following result is originally due to Cummings and Woodin ([3]).
Proposition 13**.**
Let R(U) be a Radin or a Magidor forcing on a cardinal κ.
If the forcing R(U) does not change the cofinality of κ to ω then it does not add fresh subsets to κ.
Proof.
Let τ be a name of a subset of κ, such that 0R forces τ∩β∈V for every β<κ.
We introduce the following terminology to prove that τ must coincide with a set S∈V.
For a condition p=d⌢⟨U,A⟩, d=⟨di∣i<k⟩, let supp(p)={κ(di)∣i<k}, κ0(p)=max(supp(p)), and β(p) denote the R(U) name of the minimal ordinal on the Radin generic closed unbounded set CG, which is above κ0(p).
We call the condition p=d⌢⟨U,A⟩ good, if there exists S⊂κ in V such that
p⊩τ∩β(p)=Sˇ∩β(p).
We denote the set S by Sp. Let us first show that the set of good conditions is dense in R(U).
Fix p=d⌢⟨U,A⟩ in R(U). For every ν∈A of order [math] (i.e., ν=⟨κ(ν)⟩) then p⌢⟨ν⟩ has an extension q=d(ν)⌢⟨ν⟩⌢⟨U,B(ν)⟩ forcing τ∩κ(ν)=s(ν) for some s(ν)⊂κ(ν) in V. Note that d and d(ν) must have the same maximal ordinal κ(dk−1). In particular d(ν)∈Vκ0(p)+1.
Next, set d=[d(ν)]U0, B=ΔνB(ν),
and Sp=[s(ν)]U0, then there exists A(0)∈U0 such that for each ν∈A(0), d=d(ν), s(ν)=Sp∩κ(ν), and B(ν)⊂B∖Vκ(ν). Let A∗ be the set obtained from A∩B, by reducing the order [math] measure sequences to A(0). Then p∗=d⌢⟨U,A∗⟩ is good.
Let G⊂R(U) be a generic filter and suppose τG=S for every set S⊂κ inV. Working in V[G], we define an increasing sequence of good conditions ⟨pn∣n<ω⟩
in G. Let p0∈G be a good condition and denote Sp0 by S0.
Given pn∈G and Sn=Spn, we use the fact τG=Sn to find pn+1≥pn in G, such that κ0(pn+1)∩τG=κ0(pn+1)∩Sn. We may also
assume pn+1 is good and set Sn+1=Spn+1. Clearly, κ0(pn+1)>κ0(pn),
Sn+1∩κ0(pn)=Sn∩κ0(pn), and
Sn+1∩κ0(pn+1)=Sn∩κ0(pn+1).
Next, let γ=⋃n<ωκ0(pn). Since cf(κ)V[G]>ω,
γ∈CG.
By the construction of the conditions pn∈G, τG∩γ=Sn∩γ for all n<ω. Let q∈G and X⊂γ in V such that
γ∈supp(q) and q⊩τ∩γˇ=Xˇ∩γˇ.
Let us write q=d0⌢d1⌢⟨U,Aq⟩, where d0=⟨di0∣i≤k0⟩, and
κ(dk00)=γ.
Take n<ω so that κ0(pn)>supp(q)∩γ, and qn∈G be the minimal common extension of pn and q. Note that max(supp(qn)∩γ)=κ0(pn).
Pick ν∈ak0(q) with ℓ(ν)=0, so that X∩κ(ν)=Sn∩κ(ν)
and consider the extension qn⌢⟨ν⟩ of qn.
By the choice of qn≥pn, qn⌢⟨ν⟩⊩κ(ν)=β(pn),
thus qn⌢⟨ν⟩⊩τ∩κ(ν)ˇ=Sn∩κ(ν)ˇ.
This is an absurd as qn⌢⟨ν⟩≥q and therefore qn⌢⟨ν⟩⊩τ∩κ(ν)ˇ=Xˇ∩κ(ν)ˇ=Sn∩κ(ν)ˇ.
∎
2 Radin forcing and stationarity of ground model sets
We utilize Lemma 7 to determine which subsets of κ remain stationary in a generic extension by R(U).
It is known that if U is a ◃-increasing sequence of measures of length ℓ(U)<κ such that cf(ℓ(U)) is uncountable, then κ becomes singular of uncountable cofinality in a Magidor forcing extension by U, and for every X⊂κ in V, X remains a stationary subset of κ in a generic extension if and only if X∈Uτ for closed unbounded many τ<ℓ(U).
This characterization of ground model sets which remain stationary does not apply to R(U) when otp(ℓ(U))≥κ+.
Definition 14**.**
Let Z⊂MS in V. We say that Z is U-positive if Z∈Uτ for unbounded many ordinals τ<ℓ(U).
2. 2.
For a set Z⊂MS we define O(Z)={κ(μ)∣μ∈Z}.
Proposition 15**.**
Suppose that cf(l(U))≥κ+. Then for every Z⊂MS in V, if Z is U-positive then O(Z) is stationary in V[G].
Proof.
Let τ be a R(U)-name for a closed unbounded subset in κ.
We show that every condition p has an extension forcing O(Zˇ)∩τ=∅ˇ.
For a condition q=q0⌢⟨U,B⟩ where q0=⟨di∣i<k⟩, we denote supp(q0)={κ(di)∣i<k} and κ0(q)=max(supp(q0)).
For every i<κ, let Di⊂R(U) be the dense open set of all conditions q=q0⌢⟨U,B⟩ such that q⊩β˙i<κ0(q), where β˙i is the name of the i−th element of τ.
By Lemma 7, for each d∈R<κ there is a sequence of fat trees ⟨T1,…,Tm⟩ associated with d and Di. Following the notations of the Lemma, let Ti,d denote the top tree Tm if it is a U-fat tree, and Ai,d∈⋂U be the top measure-one set in the condition pDi∗.
Since cf(l(U))≥κ+, and there are at most κ many trees of the form Ti,d, there exists some α∗<ℓ(U) which is greater than the indices of all measures associated with the splitting levels of the fat trees Ti,d, i,d∈Vκ.
Define Γ={ν∈MS∣∀i,d∈Vκ(ν).Ti,d∩Vκ(ν) is a ν-fat tree }.
It follows that Γ∈⋂γ≥α∗Uγ, in particular there exists some γ≥α such that Z∈Uγ.
Define A∗=△i,dAi,d and p∗=p0⌢⟨U,A∗⟩.
Claim:* For every ν∈Γ∩Z∩A∗, p∗⌢⟨ν⟩⊩κ(ν)∈τ.
It is sufficient to verify p∗⌢⟨ν⟩⊩κ(ν)=βκ(ν). Clearly, q⊩β˙κ(ν)≥κ(ν), and since p⊩τ is closed unbounded, it is actually sufficient to show that p∗⌢⟨ν⟩⊩β˙i<κ(ν) for all i<κ(ν).
Fix i<κ(ν), and r≥p∗⌢⟨ν⟩. We claim r has an extension which forces that ‘‘βi<κ(ν)‘‘.
Suppose r=r0⌢⟨ν,b⟩⌢r1⌢⟨U,Ar⟩. Our construction of p∗ guarantees
r0∈Vκ(ν) and that every measure sequence ν in r1 belongs to Ai,r0. Moreover, as ν∈Γ, Ti,r0∩Vκ(ν) is a fat ν−tree.
Let T1,…,Tm be the sequence of fat trees associated with d=r0.
For every sequence of maximal branches t=⟨ηl∣1≤l≤m⟩ through ⟨T1,…,Tm⟩ respectively, there is a sequence of sequences of sets a=⟨Al∣1≤l≤m⟩,
such that the extension
(r0⌢⟨ν,b⟩⌢⟨U,Ai,r0⟩)⌢⟨η1,A1⟩⌢⟨η2,A2⟩⌢…⌢⟨ηm,Am⟩
belongs to Di. Denote the last condition by r0+(t,a).
Since Ti,d∩Vκ(ν) is ν-fat, there is a sequence of maximal branches t=⟨ηl∣1≤l≤m⟩ consisting only of Vκ(ν) elements, resulting in a condition r0+(t,a) which is compatible with r.
Finally, as κ0(r0+(t,a))=κ(ν) and κ0(r0+(t,a))∈Di,
r0+(t,a)⊩βi˙<κ(νˇ).
Claim* and the Proposition follow.
∎
As an immediate corollary of the Lemma, we obtain the following
result of Woodin.
Corollary 16** (Woodin).**
For every τ≤κ+, If otp(l(U)) is the ordinal exponent (κ+)1+τ then κ is τ-Mahlo in a R(U) generic extension.
The next result shows that assuming the sequence U does not contain a repeat point, the sufficient condition given in Proposition 15 for O(Z) to be stationary is also necessary.
Proposition 17**.**
Suppose U is a measure sequence of limit length which does not contain a repeat point. For every Z⊂MS, if
Z∈⋂(U∖τ)=⋂{Uρ∣τ≤ρ<ℓ(U)} for some τ<ℓ(U) then O(Z) contains a closed unbounded set in a R(U) generic extension.
Proof.
Fix Z,τ<ℓ(U) as in the statement of the Lemma. We show that for every p=p0⌢⟨U,Ap⟩∈R(U) there is a direct extension p∗=p0⌢⟨U,A∗⟩ forcing that O(Z) contains a closed unbounded set.
Since τ is not a repeat point, there exists B∈Uτ∖(⋃U↾τ).
Defining B′={μ∈MS∣∃i<ℓ(μ).B∩Vκ(μ)∈μ(i)∖(∪μ↾i)}, it is routine to verify that for every ρ<ℓ(U), U↾ρ∈j(B′) if and only if ρ>τ.
By replacing Z with Z∩B we may assume Z∈Uρ only for ρ>τ.
Next, let Z≤={μ∈MS∣Z∩Vκ(μ)∈∪μ}. It follows that Z≤∈Uρ if and only if ρ≤τ.
We define A∗=Ap∩(Z⋃Z≤), p∗=p0⌢⟨U,A∗∩A⟩, and
D˙=(MSG˙∖max(p0))∩Z. Let us show p∗⊩O(D˙) is closed unbounded in κ.
Let q=d⌢⟨U,B⟩ be an extension of p∗, and α<κ.
Since Z is unbounded in Vκ, q has a one point extension q⌢⟨ν⟩ where ν∈Z∖Vα. Thus q⌢⟨ν⟩⊩κ(ν)∈O(D˙)∖α. Finally, suppose α<κ and q⊩α is a limit point of O(D˙).
We may assume α=κ(ν) for some ν=ν(di) for some di∈d.
Since κ(ν)>max(p0), ν∈A∗⊂Z≤∪Z.
ν cannot be an element of Z≤ as otherwise, Z∩Vα∈∪ν and by substituting a(di) with a(di)∖Z, we can form a direct extension q∗≥∗q forcing α=κ(ν) is not a limit point of O(D˙). Contradiction. It follows that ν∈Z, and q⊩κ(ν)∈O(D˙).
∎
3 Stationary reflection and the failure of diamond
Woodin’s construction of a model of set theory satisfying ¬◊κ on a Mahlo cardinal κ, is based on the following result.
Theorem 18** (Woodin).**
Suppose that U is a measure sequence and 2κ>ℓ(U), and let G⊂R(U) be generic over V. If κ remains regular in V[G] then ¬◊κ holds in V[G].
We include Woodin’s elegant argument for completeness.
Proof.
Let s˙=⟨sα˙∣α<κ⟩ be a R(U)-name, and suppose that p=p0⌢⟨U,Ap⟩ is a condition forcing sα˙⊂α for all α<κ.
For each ν∈Ap, the forcing R(U)/(p⌢⟨ν⟩) factors into R(ν)/(p0⌢⟨ν⟩)×R(U)/(U,Ap∖Vκ(ν)+1), where the direct extension order of the second component is (2κ(ν))+-closed. It follows that the condition ⟨U,Ap∖Vκ(ν)+1) in second component has a direct extension ⟨U,Aν⟩ which decides the value of the set sκ(ν)˙, hence reducing the R(U) name sκ(ν)˙ to a R(ν)-name sν′˙.
Now, let A∗=Δν∈ApAν. Consider the condition p∗=p0⌢⟨U,A∗⟩
and the function s′:A∗→V, defined by s′(ν)=sν′˙.
It follows that p∗⌢⟨ν⟩⊩sκ(ν)˙=s′(ν)} for each ν∈A∗.
Consequently, for every τ<ℓ(U), j(p∗)⌢⟨U↾τ⟩⊩j(s)κ=j(s′)(U↾τ), where the last is a R(U↾τ) name of a subset of κ. Since R(U↾τ) satisfies κ+.c.c and 2κ>ℓ(U), there must exist X⊂κ such that j(p∗)⌢⟨U↾τ⟩⊩j(s′)(U↾τ)=Xˇ for every τ<ℓ(U). It follows that p∗ has a direct extension q=p0⌢⟨U,B⟩ such that
q⌢⟨ν⟩⊩s˙κ(ν)=Xˇ∩κ(ν) for every ν∈B.
Hence q forces s˙ is not a ◊κ sequence.
∎
Woodin’s argument essentially implies that every large cardinal property of κ, obtainable in a R(U) generic extension from assumptions concerning the length of U, is consistent with ¬◊κ.
Therefore, from Theorem 8 and Corollary 16, we can infer ¬◊κ is consistent when κ is inaccessible, or τ-Mahlo for some τ≤κ+. Indeed, it is well-known that under certain hypermeasurability large cardinal assumptions
we can construct a model V in which 2κ=κ++ and κ carries a measure sequence U of length κ+, or (κ+)1+τ for τ≤κ+.444I.e., using Mitchell’s version of Radin forcing [Mitchell-CUF], the assumption of a measurable cardinal with o(κ)=κ+++(κ+)1+τ suffices.
By extending the analysis of the stationary subsets of κ in R(U) generic extensions we prove the following result.
Theorem 19**.**
*Let U be a measure sequence . If cf(ℓ(U))≥κ++ then κ satisfies the strong simultaneous reflection principle in every R(U) generic extension.
*
The following family of functions play a central role in the analysis of stationary subsets of κ in a Radin generic extension.
Definition 20**.**
A measure function is a function b:MS→Vκ satisfying b(μ)∈∩μ for every μ∈MS. We denote the set of measure functions by MF.
Proof.(Theorem 19)
First, if U contains a repeat point then κ is measurable in any R(U) generic extension, and in particular satisfies the strong simultaneous reflection property. Therefore, let us assume from now on that U does not contain a repeat point.
We commence with showing
that every stationary subset S of κ in V[G] reflects.
Let S˙ be a R(U) name of S.
Working in V, for each d∈R<κ consider the condition pd=d⌢⟨U,MS∖max(d)⟩. For each μ∈MS∖max(d), the condition pd⌢⟨μ⟩ has a direct extension of the form qd(μ)=ed(μ)⌢⟨μ,bd(μ)⟩⌢⟨U,Ad(μ)⟩ deciding the statement ‘‘κ(μ)∈S˙‘‘.
Therefore, for each d, we obtain three functions, ed, bd, and Ad.
Let Ad=Δμ∈MSAd(μ)
and A=ΔdAd. Define b∗∈MF by
b∗(μ)=ΔdVκ(μ)bd(μ)={ν∈MS∩Vκ(μ)∣∀d∈Vκ(ν).ν∈bd(μ)}.
While independent of d∈R<κ, A,b∗ capture the information given by the sets Ad and measure functions bd.
Next, for an element e∈R<κ define Ze={μ∈MS∣∃A∈⋂U.e⌢⟨μ,b∗(μ)⟩⌢⟨U,A⟩⊩κ(μ)∈S˙}.
We say that e is a stationary witness of S˙ if there exists Be∈⋂U such that for every η∈MS<ω, η⊂Be the set
Ze⇂η={μ∈Ze∣η⊂b∗(μ) and b∗(μ)∩Vκ(μ′)∈∩μ′ for every μ′∈η} is U-positive.
Claim 1:
Suppose p=p0⌢⟨U,Ap⟩∈R(U) forces that S˙ is a stationary subset of κ. Then p has an extension q=e⌢⟨U,A′⟩ such that e is a stationary witness of S˙ and A′⊂Be.
By replacing p with a direct extension if needed, we may assume that Ap⊂A.
It is sufficient to show that for every generic filter G⊂R(U) which contains p, there exists q=e⌢⟨U,Ae⟩∈G such that e is a stationary witness of S˙.
To this end, work in V[G] and for each α∈S∩CG set μα∈MSG to be the unique measure sequence in MSG satisfying α=κ(μα).
For each α∈S, b∗(μα)∈⋂μα. Therefore there exists a maximal ordinal βα<α greater or equal to max(κ(p0))
such that MSG∖Vβα⊂b(μα).
By Fòdor’s Lemma, there exist β∗∈CG and S′⊂S stationary, so that β∗=βα for each α∈S′.
Let G<κ denote the set of bottom parts of generic conditions.555Namely, the set of all d∈Rκ such that d⌢⟨U,MS⟩∈G.
By a standard density argument, for each α∈S′ there exists dα=⟨diα∣i<kα⟩ extending p0, with κ(dkα−1α)=β∗, such that edα(μα)∈G<κ. By pressing down again, we can find d∗,e∈Vβ∗+1, and a stationary set S∗⊂S′ such that d∗=dα and e=ed∗(μα) for each α∈S∗.
It follows that for each α∈S∗, the condition e⌢⟨μα,b∗(μα)⟩⌢⟨U,Ap⟩ belongs to G and forces that ‘‘α∈S˙‘‘.
This implies {μα∣α∈S∗}⊂Ze, which in turn implies that Ze is U-positive. To see the last, note that otherwise,
Proposition 17 implies there is a closed unbounded set C⊂κ in V[G] which is disjoint from O(Ze)={κ(μ)∣μ∈Ze}. But this is an absurd as S∗∩C=∅.
Our next goal is to construct a set Be as described in the definition of e being a stationary witness of S˙. For this we consider sets of the form Ze⇂η for various η∈A<ω⊂MS<ω.
Let us say that η is [math]-positive if Ze⇂η is U-positive, and for an integer n≥0, say η is (n+1)-positive if the set Bηn={ν∈MS∣η⌢⟨ν⟩ is n-positive} belongs to ⋂U.
Finally, η is ω-positive if it is n-positive for each n<ω and Bηω=⋂n<ωBηn.
Let Bω={ν∈MS∣⟨ν⟩ is ω-positive}.
Sub-Claim 1.1:Bω∈⋂U.
It is sufficient to show that for every n<ω, the set
Bn={ν∈MS∣⟨ν⟩ is n-positive} belongs to ⋂U.
Suppose otherwise. Then there are α0<ℓ(U) and A0∈Uα0 such that ⟨ν0⟩ is not n-positive for each ν0∈A0. That is, for each ν0∈A0 there are Uα⟨ν0⟩ and A⟨ν0⟩∈U⟨ν0⟩ such that for each ν1∈A⟨ν0⟩, ⟨ν0,ν1⟩ is not (n−1)-positive. By continuing to unravel the statement in this manner, we can construct a U-fat tree T⊂MS≤n (see Definition 6) such that for every maximal branch η=⟨ν1,…,νn⟩ of T, Ze⇂η is not U-positive. Since T is U-fat, a standard density argument shows there exists a condition e∗⌢d⌢⟨U,A′⟩ in G such that d=⟨d1,…,dn⟩, where η=⟨μ(d1),…,μ(dn)⟩ is a maximal branch of T. Now by Proposition 17, there exists a closed unbounded set C⊂κ in V[G] which is disjoint from O(Ze⇂η).
To get a contradiction, we take α∈S∗∩C which is above max(κ(νn)). By the definition of S∗, we have that e∗⌢⟨μα,b∗(μα)⟩⌢⟨U,A∗⟩ belongs to G and therefore forces ‘‘αˇ=κ(μα)ˇ∈S˙‘‘.
Also, since the ordinals in η are all above max(e)=β∗, η⊂b∗(μα). But this means α∈O(Ze⇂η)∩C. Contradiction. ∎(Sub-Claim 1.1)
We can now define Be. First, let Δ1=Bω and for each n<ω, let Δn+1=Δn∩{μ∈Δn∣∀η=⟨μ1,…,μn⟩⊂Δn∩Vκ(μ).μ∈Bηω}.
We then set Be to be A∩(⋂nΔn). It is routine to verify Be∈⋂U and that for every increasing sequence η=⟨μ1,…,μm⟩⊂Be, Ze⇂η is U-positive.
Finally, let A′=Be∩Ap.
Then e is stationary witness of S˙ and q=e⌢⟨U,A′⟩ is an extension of p.
∎(Claim 1)
Let us show how a stationary witness of S˙, e∈R<κ, can be used to find a reflection point of S˙.
Let Be∈⋂U as in the definition of a stationary witness. For each η∈Be<ω define Ee(η)⊂ℓ(U) to be the set of accumulation points of all τ<ℓ(U) such that Ze⇂η∈Uτ.
Since each Ee(η) is closed unbounded in ℓ(U) and cf(ℓ(U))≥κ++, Ee=⋂{Ee(η)∣η⊂Ae} is also closed unbounded and there exists τ∈κ++∩cf(κ+) which is a limit point of Ee.
It follows that there exists X∈Uτ such that every ν∈X satisfies the following conditions:
cf(ℓ(ν))=κ(ν)+,
2. 2.
for every η⊂Ae∩Vκ(ν), Ze⇂η is ν-positive.
Claim 2:
For every ν∈X, the condition e⌢⟨ν,Ae∩Vκ(ν)⟩⌢⟨U,Ae⟩ forces S˙∩κ(ν) is stationary in κ(ν).
Let us denote the condition e⌢⟨ν,Ae∩Vκ(ν)⟩⌢⟨U,Ae⟩ by t. Suppose that σ is a name for a subset of κ(ν) and q is an extension of t, forcing that σ is a closed unbounded subset of κ(ν).
We separate q into parts and write q=q0⌢q1⌢⟨ν,b⟩⌢q2⌢⟨U,Aq⟩, where q0≥e, q1⌢⟨ν,b⟩≥⟨ν,Ae∩Vκ(ν)⟩, and q2⌢⟨U,Aq⟩≥⟨U,Ae⟩.
By further extending q2⌢⟨U,Aq⟩ if necessary, we may assume σ is a R(ν) name of a closed unbounded subset of κ(ν).
The rest of the proof follows the argument of the proof of Proposition 15, applied to the forcing R(ν). For each i<κ(ν) and d∈R<κ(ν) we define a ν-fat tree
Ti,d and a U set Ai,d, associated with the set Di of all R(ν) conditions r=r0⌢⟨ν,ar⟩ which force the i-th element of σ to be bounded in κ0(r)=max(r0).
We then define Γ={μ∈MS∩Vκ(ν)∣∀i,d∈Vκ(μ).Ti,d∩Vκ(μ) is a fat-μ tree }.
Since cf(ℓ(ν))≥κ(ν)+, there exists α∗<ℓ(ν) so that Γ∈⋂i≥α∗ν(i).
Let η∈MS<ω be an increasing enumeration of the measure sequences in q1. 666Namely, if q1=⟨d1,…,dk⟩ then η=⟨μ(d1),…,μ(dk)⟩. Since q extends t, η⊂Ae∩Vκ(ν), and by our assumption ν∈X, Ze⇂η must be a ν-positive.
Hence, there must exist μ∈(Ze⇂η)∩b
such that Ti,d∩Vκ(μ) is μ-fat for each i,d∈Vκ(μ).
By Claim* of Proposition 15,
q⌢⟨μ⟩ forces κ(μ)∈σ. Furthermore, the fact μ∈Ze⇂η implies q⌢⟨μ⟩ is compatible with the condition e⌢⟨μ,b∗(μ)⟩⌢⟨U,A⟩, which forces κ(μ)∈S˙. Hence q has an extension which forces σ∩S˙=∅. ∎(Claim 2)
Claims 1,2 imply that if p=p0⌢⟨U,Ap⟩ is a condition which forces S˙ is a stationary subset of κ, then p has an extension
of the form e⌢⟨ν,Be∩Vκ(ν)⟩⌢⟨U,Be⟩ forcing that S˙∩κ(ν) is stationary. It follows that in a R(U) generic extension V[G], every stationary subset of κ reflects.
For the final part of the proof we extend the argument to obtain the strong simultaneous reflection property at κ.
Suppose ⟨S˙i∣i<κ⟩ is a sequence of names of subsets of κ and p=p0⌢⟨U,Ap⟩ is a condition of R(U) forcing that each Si˙ is a stationary in κ.
For each i<κ let W(Si˙) denote the set of all e∈R<κ which are stationary witnesses of Si˙.
As shown above, for each e∈W(Si˙)
there exists Bei∈⋂U and a closed unbounded set Eei⊂ℓ(U), such that for every limit point τ∈Eei of cofinality κ+,
there exists a set X∈Uτ which consists of ν for which the condition
e⌢⟨ν,Be∩Vκ(ν)⟩⌢⟨U,Be⟩ forces
Si˙ reflects at κ(ν).
For each i<κ, define Ai=Δe∈W(Si˙)Bei={ν∈MS∣∀e∈W(Si˙)∩Vκ(ν).\vskip6.0ptplus2.0ptminus2.0ptν∈Bei} and
Ei=⋂e∈W(Si˙)Eei.
Finally, define A∗=Δi<κAi and E∗=⋂i<κEi.
We conclude that there exists a set X⊂MS which belongs to each Uτ where τ is a limit point of E∗ of cofinality κ+,
such that for every ν∈X, i<κ(ν), and e∈W(Si˙)∩Vκ(ν), the condition
e⌢⟨ν,A∗∩Vκ(ν)⟩⌢⟨U,A∗⟩ forces S˙∩κ(ν) is stationary in κ(ν).
Note that X is U-positive. Let G⊂R(U) be a generic filter containing p∗=p0⌢⟨U,A∗⟩. By Proposition 15, the set O(X)={κ(ν)∣ν∈X} is a stationary subset of κ in V[G].
For each i<κ, let Si=(Si˙)G. By Claim 1 above, W(Si˙)∩G<κ=∅. Let ei be the lexicographic minimal sequence in W(Si˙)∩G<κ, and κ(ei) denote its maximal critical point. In V[G], define f:κ→κ in V[G] by f(i)=κ(ei)+1.
Since O(X) is stationary, there exists ν∈MSG∩X such that α=κ(ν) is a closure point of f. It follows that for each i<α,
e⌢⟨ν,A∗∩Vκ(ν)⟩⌢⟨U,A∗⟩ belongs to G, hence Si∩α is a stationary subset of α. ∎(Theorem 19)
4 Weak compactness and Radin forcing
It is natural to ask whether the Radin forcing machinery can be extended to establish the consistency of ¬◊κ at a weakly compact cardinal κ.
One necessary step required towards giving an affirmative answer to this question, is to find a reasonably weak assumption of a measure sequence U which implies κ is weakly compact in a R(U) generic extension. The section will be mostly devoted to
providing a property of U, called the weak repeat property (WRP), which characterizes weak compactness of κ in a R(U) generic extension.
In the last part of the section, we return to the violation of the diamond question and discuss some natural obstructions raised by the weak compactness characterization.
Definition 21**.**
We say that a filter W⊂P(MS)
measures a set X⊂MS if X∈W or MS∖X∈W. If F⊂P(MS) is a family of sets, then we say W measures F if it measures each X∈F.
For every b∈MF and μ∈MS let Xb,μ={ν∈MS∣μ∈b(ν)}.
We say that a filter W measures a function b∈MF if it measures the family Fb={Xb,μ∣μ∈MS}. Whenever W measures b∈MF, we define [b]W={μ∈MS∣Xb,μ∈W}⊂MS.
2. 2.
Let b∈MF and W⊂P(MS) be a filter. We say that W is a repeat filter of b with respect to U if it satisfies the following conditions.
a.W is a κ-complete filter extending the co-bounded filter on MS,777Namely, for every α<κ, the set {μ∈MS∣κ(μ)>α}∈W.
b.W⊂⋃U,
c.W measures b,
d.[b]W∈∩U.
3. 3.
We say that U satisfies the Weak Repeat Property (WRP) if every b∈MF has a repeat filter with respect to U.
Let us say U satisfies the repeat property (RP) if it contains a repeat point measure.
Lemma 22**.**
RP* implies WRP. Moreover, if Uρ is a repeat point of U then
{μ∈MS∣μ satisfies WRP} belongs to Uρ and there exists τ<ρ such that U↾τ satisfies WRP.*
Proof.
Let ρ be the first repeat point on U. Then U↾ρ does not satisfy RP. Nevertheless, ⋂U↾ρ=⋂U and so κ remains regular (and even measurable) in a generic extension by R(U↾ρ)=R(U). By Remark 9, it follows that cf(ρ)≥κ+.
To establish the first assertion, note that W=Uρ is a repeat filter of every b∈MF.
Indeed, [b]Uρ∈⋂U↾ρ=⋂U.
Next, we claim that for each b∈MF there exists τ<ρ such that Uτ is a repeat filter of b with respect to both U and U↾ρ. Fix b∈MF and an enumeration ⟨Yi∣i<κ⟩ of Fb={Xb,μ∣μ∈MS}.
For each i<κ let
[TABLE]
Let Y′=Δi<κYi′. Y′∈Uρ since Uρ is normal.
Since Uρ is a repeat point there exists some τ<ρ such that
Y′∈Uτ. It follows that [b]Uτ=[b]Uρ∈⋂(U↾ρ), and thus W=Uτ∈U↾ρ is a repeat filter of b. As these witnesses are known to M, M⊨U↾ρ satisfies WRP, and {μ∈MS∣μ satisfies WRP}∈Uρ. The fact Uρ is a repeat point implies there exists τ<ρ such that
{μ∈MS∣μ satisfies WRP}∈Uτ, which in turn, implies M⊨U↾τ satisfies WRP. Since MF⊂M, it follows that U↾τ satisfies WRP in V.
∎
Theorem 23**.**
κ* is weakly compact in a R(U) generic extension if
and only if U satisfies the Weak Repeat Property.*
4.1 From the Weak Repeat Property to Weak Compactness
Suppose that U∈V is a measure sequence on κ, satisfying WRP.
Let G⊂R(U) be a generic filter over V.
To show κ weakly compact in V[G], it is sufficient to prove that for every sufficiently large regular cardinal θ>κ and N′≺Hθ[G] satisfying <κN′⊂N′, G,U∈N′, and ∣N′∣=κ, there exists a κ-complete N′-ultrafilter U′ on κ.
That is, U′ measures all the sets in P(κ)∩N and is closed under intersection of sequences of its elements of length less than κ.
Since R(U) satisfies κ+.c.c, N′ has an elementary extension of the form N[G] (i.e., N′≺N[G]≺Hθ[G]) for some N≺Hθ in V, such that
∣N∣=κ, N<κ⊂N, and U∈N.
We therefore focus on models N[G] of this form.
Lemma 24**.**
Let θ>κ be a regular cardinal, and N≺Hθ be an elementary
substructure of cardinality κ with Vκ⊂N.
If U satisfies WRP then there exists a
κ-complete filter W⊂⋃U, which measures all the subsets of MS in N and all b∈N∩MF, and which satisfies [b]W∈⋂U for every b∈N∩MF.
Proof.
Fix an enumeration ⟨bi∣i<κ⟩ of MF∩N.
Define b′∈MF by b′(μ)=△i<κ(μ)bi(μ)={ν∈Vκ(μ)∣∀i<κ(ν)ν∈bi(μ)}.
It follows that for every filter W, if W is a repeat filter of b′ then it measures
each bi and [bi]W⊃[b′]W∖Vi+1∈⋂U. Therefore if W is a repeat filter of b′ then it is also a repeat filter of each bi, i<κ.
Next, we tweak b′ to obtain b∗∈MF such that every filter W which measures b∗ also measures P(MS)∩N.
Let {Ai∣i<κ} be an enumeration of P(MS)∩N and fix an auxiliary set X⊂MS such that ∣X∣=κ and O(X)∩ρ is nonstationary in ρ for every regular cardinal ρ≤κ.
Therefore, any modification in the measure function b′ which is restricted to
X will not affect its key properties of b′ established above.
Fix an enumeration {μi∣i<κ} of X and define b∗:MS→Vκ as follows. For every ν∈MS let
b∗(ν)=(b′(ν)∖X)⊎{μi∈Vκ(ν)∣ν∈Ai}.
Clearly, b∗(ν)∖X=b′(ν)∖X∈⋂ν for each ν∈MS, thus b∗∈MF. Furthermore, for each i<κ,
Ai∖Vi={ν∣μi∈b∗(ν)}.
It follows that if W is a repeat filter of b∗ then W is a repeat filter of b′ and it measures all the sets Ai∈P(MS)∩N.
∎
Let N≺Hθ such that <κN⊂N and U∈N, and fix a repeat filter W⊂P(MS) given by Lemma 24. Working in V[G], we define an N[G]-filter UW.
Definition 25**.**
Let UW be the set of all X∈P(κ)∩N[G], for which there exists a name X˙∈N such that X=X˙G, and there are p=p0⌢⟨U,Ap⟩∈G and
b∈MF∩N such that
Given X˙,p,b as in the definition, we say p and bwitnessX∈UW, and denote the set {μ∈MS∣∃A(μ)∈⋂U.p0⌢⟨μ,b(μ)⟩⌢⟨U,A(μ)⟩⊩κ(μ)∈X˙} by Z(X˙,p,b).
Note that the definition of Z(X˙,p,b) depends only on p0,b,X˙∈N. This implies that the set Z(X˙,p,b) belongs to N and thus is measured by W.
The following two Lemmata show that UW is a κ-complete N[G] ultrafilter.
Lemma 26**.**
**1. Suppose p,b witness X∈UW. Then for every q≥p there exists some
b′∈MS∩N so that q,b′ witness X∈UW as well .
If X,Y∈N[G]∩P(κ) with X∈UW and X⊂Y, then Y∈UW.**
Proof.
1. Let X˙∈N be a R(U)-name of X such that Z(X˙,p,b)∈W.
Given q≥p=p0⌢⟨U,Ap⟩, we split q into three parts,
q=q0⌢q1⌢⟨U,Aq⟩, where q0≥p0
and q1⌢⟨U,Aq⟩≥⟨U,Ap⟩.
We have that Aq⊂Ap∖max(q1)⊂[b]W∖max(q1), and note that since q1∈N, the set Z={μ∈MS∣q1⌢⟨μ,b(μ)∖max(q1)⟩≥⟨μ,b(μ)⟩} belongs to N. Therefore Z is measured by W, and furthermore, since Ap⊂[b]W and supp(q1)⊂Ap, Z must be a member of W.
Define a function b′∈MF by setting b′(ν) to be b(ν)∖Vmax(q1)+1 if κ(ν)>max(q1), and b(ν) otherwise.
It follows that b′∈MF∩N, [b′]W=[b]W∖max(q1), and
Aq⊂[b′]W. We conclude that for each μ∈Z(X˙,p,b)∩Z, q0⌢q1⌢⟨μ,b′(μ)⟩≥p0⌢⟨μ,b(μ)⟩, hence,
by the definition of Z(X˙,p,b), there exists A(μ)∈⋂U so that
q0⌢q1⌢⟨μ,b′(μ)⟩⌢⟨U,A(μ)⟩⊩κ(μ)ˇ∈X˙.
As the last applies to every μ∈Z(X˙,p,b)∩Z∈W, where Z∩Z(X˙,p,b)∈W, we conclude q,b′ witness X∈UW.
2. Suppose p,b witness X=X˙G∈UW and Y˙∈N is a name such that
X⊂Y˙G. Since R(U) satisfies κ+.c.c and ∣N∣=κ, and κ⊂N,
there must exist some
t∈N∩G forcing X˙⊂Y˙.
Writing t=t0⌢⟨U,At⟩ we have that At∈⋂U∩N must belong to W
and
t,p∈G must be compatible. Let q≥p,t be a common extension in G, and let
b∈MS∩N so that q,b witness X∈UW via X˙, namely, Z(X˙,q,b)∈W.
For every μ∈Z(X˙,q,b), there exists some A(μ)∈⋂U
such that q0⌢⟨μ,b(μ)⟩⌢⟨U,A(μ)⟩⊩κ(μ)ˇ∈X˙.
Furthermore, if μ∈At∖max(q0) then
q0⌢⟨μ,b(μ)⌢⟨U,A(μ)∩At⟩ is an extension
of t and forces κ(μ)∈Y˙.
It follows that Z(X˙,q,b)∩At⊂Z(Y˙,q,b), thus Z(Y˙,q,b)∈W.
We conclude that q,b witness Y∈UW
∎
It follows from the first part of Lemma 26 that UW is closed under intersections of its sets, and by the second part of the Lemma that it is upwards closed under inclusions. Hence, UW is a filter on P(κ)∩N[G]. It remains to show that it is κ-complete.
We first introduce the following terminology.
Definition 27**.**
**1. **
Let D⊂R(U) be a dense set. We say D is strongly dense if for every p∈R(U), p=p0⌢⟨U,A⟩,
there exists some q∈D, q≥p such that q=q0⌢⟨U,A′⟩, and κ(q0)=κ(p0) (i.e. q0≥p0 in R<κ).
**2. **
Let D=⟨Dν∣ν<κ⟩ be a sequence of strongly dense sets, and p0∈R<κ.
Define three functions bp0,D, Bp0,D, rp0,D with domain MS: Fix some well ordering of Vκ+1 and
consider the condition p=p0⌢⟨U,MS∖Vκ(p0)⟩.
For every ν∈MS∖Vκ(p0), Let q be the first extension of p⌢ν which belongs to Dκ(ν).
Writing q=r′⌢⟨ν,a′⟩⌢⟨U,A′⟩, we set bp0,D(ν)=a′, Bp0,D(ν)=A′, and rp0,D(ν)=r′.
Since N≺Hθ, it follows that for every sequence of strongly dense sets D∈N and p0∈R<κ⊂N,
bp0,D,Bp0,D,rp0,D all belong to N as well.
Lemma 28**.**
Let λ<κ and suppose that ⟨Xi∣i<λ⟩ is a partition of κ in N[G]. Then there exists i∗<λ such that Xi∗∈UW.
Proof.
Since N<κ⊂N, there is a sequence of names ⟨Xi˙∣i<λ⟩ in N such that Xi=(Xi˙)G for each i<λ.
The claim will follow from a density argument once we show that for every p=p0⌢⟨U,Ap⟩∈R(U), there are r≥p, i∗<λ, and b∈MS∩N, such that
r,b witness Xi∗∈UW.
For every ν<κ let Dν={p′∈R(U)∣∃i<λ.p′⊩ν∈Xi˙}.
Each Dν is strongly dense,888Every p∈R(U) has a direct extension in Dν. and D=⟨Dν∣ν<κ⟩ belongs to N.
Let bp0,D,rp0,D,Bp0,D∈N be the associated functions defined above.
For each i<λ, let Zi={μ∈MS∣rp0,D(μ)⌢⟨μ,bp0,D(μ)⟩⌢⟨U,Bp0,D(μ)⟩⊩κ(μ)ˇ∈Xi˙}.
As the sets Zi, i<λ, are pairwise disjoint and belong to N, there exists a unique i∗<λ such that Zi∗∈W.
Furthermore, since W is κ-complete and measures N, there exists r0≥p0 such that {μ∈Zi∗∣rp0,D(μ)=r0}∈W.
Define Ar=Ap∩[bp0,D]W∩Δμ∈Zi∗Bp0,D(μ), and
r=r0⌢⟨U,Ar⟩. Then r≥p and Ar⊂[b]W, where b=bp0,D is in N. Furthermore,
for every μ∈Zi∗,
r0⌢⟨μ,b(μ)⟩⌢⟨U,Bp0,D⟩⊩κ(μ)ˇ∈Xi∗˙.
It follows that Zi∗⊂Z(Xi∗˙,r,b), and thus Z(Xi∗˙,r,b)∈W.
∎
4.2 From Weak Compactness to the Weak Repeat Property
Let G⊂R(U) be a generic filter.
Recall G is completely determined by its induced sequence of measure sequences, MSG={μ∈MS∣∃p=⟨di∣i≤k⟩∈G.μ=μ(di) for some i<k}.
Suppose κ is weakly compact in V[G], and fix a measure function b in V. We would like to show b has a repeat filter W in V. If U satisfies RP there is noting to show. We therefore assume U does not contain a repeat point.
Then, by Remark 9, cf(ℓ(U)) must be at least κ+ for κ to be weakly compact in a generic extension.
To accomplish this, we construct a Π11 statement φ of the structure Mb=⟨Vκ[G],∈,b,Vκ,MSG⟩ such that Mb⊨ϕ if and only if b does not have a repeat filter in V, and show that the reflections of ϕ to α<κ fail on a closed unbounded set of cardinals α<κ. Since κ is weakly compact, it follows that
Mb must satisfy ¬φ, thus b has a repeat filter.
We commence by observing that the existence of a repeat filter for b is witnessed by a family of κ many subsets of P(MS). Recall that for every b∈MF, we define Fb={Xb,μ∣μ∈MS}, where
for each ν∈MS, Xb,μ={ν∈MS∣μ∈b(ν)}. Clearly ∣Fb∣=κ.
Definition 29**.**
A subset P of P(MS) is called a repeat Prefilter of b (with respect to U) if it satisfies the following properties:
a. For every λ<κ and every sequence ⟨Xi∣i<λ⟩⊂P, the intersection ⋂i<λXi∈⋃U.
b.P⊂Fb∪{MS∖X∣X∈Fb}.
c.P measures b
. In particular,
[b]P={μ∈MS∣Xb,μ∈P} is defined.
d.[b]P∈⋂U.
It is easy to see that if W is a repeat filter of b then P=W∩(Fb∪{MS∖X∣X∈Fb}) is a prefilter of b, and that if P is a prefilter of b then its upwards closure W={Y⊂MS∣∃X∈P.X⊂Y} is a repeat filter of b.
Definition 30**.**
Working in V[G], let φ be the following statement:
For every P⊂P(MS) of cardinality κ, at least one of the following conditions hold.
φ1.P∈V
φ2. There exists λ<κ and a sequence ⟨Xi∣i<λ⟩⊂P such that
⋂i<λXi∈⋃U
φ3.P⊂Fb∪{MS∖X∣X∈Fb}
φ4.P does not measure b
φ5.P measures b and [b]P∈⋂U.
It is clear that Mb⊨φ if and only if b has a repeat prefilter.
Lemma 31**.**
φ* is equivalent to a Π11 statement over Mb=⟨Vκ[G],∈,b,Vκ,MSG⟩.*
Proof.
Since any family P⊂P(MS) of size κ can be enumerated as a subset of MS×κ, we identify P⊂MS×κ with a sequence ⟨Xi∣i<κ⟩, where Xi={ν∈MS∣(ν,i)∈P}.
φ is clearly equivalent to a statement of the form ∀P⊆(MS×κ).(φ1∨φ2∨φ3∨φ4∨φ5). It is therefore sufficient to verify each φi is equivalent to a Σω0 statement over Mb. We take each φi at a time.
(φ1). By Proposition 13, R(U) does not add fresh subsets to κ, and hence, neither to MS×κ. Therefore, φ1 is equivalent to ∃α<κ.P∩(Vα×α)∈Vκ which is clearly equivalent to a Σω0 statement over Mb.
(φ2). An easy density argument shows that for every A⊂MS in V, A∈⋃U if and only if A∩MSG is not bounded in some Vα, α<κ. Therefore, φ2 is equivalent to ∃λ<κ∃α<κ.(⋂i<λXi∖Vα)=∅, which is clearly equivalent to a Σω0 statement over Mb.
(φ3+φ4). It is straightforward to verify φ3 and φ4 are equivalent to Σω0 statement over Mb, using the fact b⊂MS×MS is a part of the augmented structure Mb.
(φ5). It is easy to see that the first part of the assertion, “ P measures b“, is equivalent to a Σω0 statement of Mb. Considering the second part, “[b]P∈U“ of φ5, note that the same density argument used for the description of φ1 shows that a V set A⊂MS belongs to ⋂U if and only if MSG is almost contained in A. Therefore the second part of φ5 is equivalent to the Mb statement
∀α<κ\vskip6.0ptplus2.0ptminus2.0pt∃μ∈MSG∖Vα\vskip6.0ptplus2.0ptminus2.0pt∃i<κ\vskip6.0ptplus2.0ptminus2.0pt∀ν∈MS.\vskip6.0ptplus2.0ptminus2.0pt(ν∈Xi⟺μ∈b(ν)).
∎
Lemma 32**.**
In V[G], there exists a closed unbounded set of α<κ
for which ⟨Vα[G],α,b,Vα,MSG⟩⊨¬φ.
Proof.
Assuming U does not contain a repeat point, Proposition
17 implies it is sufficient to show there exists τ<ℓ(U) and Z∈⋂(U∖τ), such that
in V, for every ν∈Z, the restriction b↾Vκ(ν) has a weak repeat filter with respect to ν.
Equivalently, it is sufficient to check b=j(b)↾Vκ has a weak repeat filter with respect to Uη, for every η∈[τ,ℓ(U)).
Let Fb={Xb,μ∣μ∈MS} and F∗ be the family of all intersections of length λ<κ of sets in
Fb∪{MS∖X∣X∈Fb}. Fix an enumeration ⟨Yi∣i<κ⟩ of F∗, and for each Yi which does not belong to ⋂U, let τi<l(U) be the
first τ<ℓ(U) such that Yi∈Uτ. Since cf(ℓ(U))≥κ+, τ=supi<κτi+1 is below ℓ(U).
Fix an ordinal η∈[τ,l(U)). We have that for every i<κ,
Yi∈Uη implies that Yi∈⋂U,
which in turn, implies Yi∈U↾η.
Define a prefilter P=Uη∩F∗. Since η≥τ, every intersection of λ<κ sets of P belongs to ⋃(U↾τ)⊂⋃(U↾η). It is also clear that [b]P=[b]Uη∈⋂U↾η. It follows that in V, P is a repeat prefilter for b with respect to U↾η.
Considering j:V→M, it is clear that P,b∈M and that M⊨P is a repeat prefilter with respect to b as well.
∎
4.3 Towards the failure of diamond on a weakly compact cardinal
In light of Theorem 18 and Theorem 23,
the following question is prominent.
Question 33**.**
Is it consistent there exists a measure sequence U on a cardinal κ such that U satisfies the weak repeat property and 2κ>ℓ(U)?
We conclude this Section with a discussion describing some of the obstructions to a positive answer to the above question.
The definition of the weak repeat property (WRP) and the proof of Lemma 22
suggest WRP has a natural (seemingly) stronger property which is still weaker than the existence of a repeat point (RP).
Definition 34**.**
Let us say that a measure sequence U satisfies the Local Repeat Property (LRP) if for every b∈MF there exists τ<ℓ(U) such that [b]Uτ∈⋂U.
Clearly, RP⟹LRP⟹WRP, and the proof of Lemma 22 implies that if U has a repeat point Uρ, then {μ∈MS∣μ satisfies LRP}∈Uρ.
Moreover, it is not difficult to see LRP is equivalent to the variant of WRP which restricts the possible repeat filters W to the normal ones.
Observation 35**.**
Let us say that a measure sequence U satisfies WRP+ if every b∈MF has a repeat filter W which is normal (i.e., closed under diagonal intersections). Then WRP+ is equivalent to LRP.
Proof.
Suppose U satisfies WRP+, and let b∈MF and W a normal repeat filter of b. Let P be the restriction of W to Fb∪{MS∖X∣X∈Fb} where Fb={Xν,b∣ν∈MS}.
P has size κ and measures b and [b]P=[b]W∈⋂U. Let X∗ be a diagonal intersection of the sets in P. Then X∗∈W⊂⋃U, thus X∗∈Uρ for some ρ<ℓ(U). Since every X∈P is almost contained in X∗, it follows that [b]Uρ=[b]P∈⋂U.
∎
Albeit natural, the LRP cannot be targeted to provide an affirmative answer to Question 33.
Proposition 36**.**
Let U be a measure sequence on a cardinal κ.
If 2κ≥ℓ(U) then U fails to satisfy the local repeat property.
Proof.
Let j:V→M be an embedding which generates the measure sequence U.
Denote 2κ by λ.
Let xκ=⟨xακ∣α<λ⟩ be an enumeration of P(κ) in M.
We may assume there is a sequence x=⟨xα∣α<κ⟩
so that xα enumerates P(α) and j(x)(κ)=xκ.
Since λ≥ℓ(U), λ>ℓ(U↾α) for every α<ℓ(U), hence the set A={μ∈MS∣2κ(μ)>l(μ)} belongs to ⋂U.
Define a measure function b∈A by taking b(μ) to be the set of all ν∈MS∩Vκ(μ) for which xℓ(μ)μ∩κ(ν)=xβν for some β>ℓ(ν).
Then for each α<ℓ(U), [b]Uα is the set of all ν∈MS so that xακ∩κ(ν)=xβν for some β≥ℓ(ν). Denoting this set by X, it is easy to see that U↾β∈j(X) for every β<α. Hence [b]Uα∈⋂(U↾α).
The same argument, applied to μ∈MS instead of U↾α shows that b∈MF.
We claim that this set does not belong to Uα
Indeed, U↾α∈j(X) if and only if j(xακ)∩κ=xακ is of the form j(x)βκ for some β>ℓ(U↾α)=α which is absurd.
∎
Acknowledgments: The author would like to thank Thomas Gilton and Mohammad Golshani for many valuable comments and suggestions which greatly improved the manuscript.
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