Gromov-Hausdorff hyperspace of nonnegatively curved $2$-spheres
Igor Belegradek (Georgia Tech)

TL;DR
This paper investigates the topological structure of the space of all nonnegatively curved 2-spheres under the Gromov-Hausdorff metric, providing insights into their geometric and topological relationships.
Contribution
It characterizes the topological properties of the Gromov-Hausdorff hyperspace of nonnegatively curved 2-spheres, a novel analysis in geometric topology.
Findings
Identifies key topological features of the hyperspace
Establishes continuity properties of the Gromov-Hausdorff metric
Provides classification results for nonnegatively curved 2-spheres
Abstract
We study topological properties of the Gromov-Hausdorff metric on the set of isometry classes of nonnegatively curved -spheres.
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The Gromov-Hausdorff hyperspace of nonnegatively curved -spheres
Igor Belegradek
Igor Belegradek
School of Mathematics
Georgia Institute of Technology
Atlanta, GA 30332-0160
Abstract.
We study topological properties of the Gromov-Hausdorff metric on the set of isometry classes of nonnegatively curved -spheres.
2010 Mathematics Subject classification. Primary 53C21, Secondary 52A20, 53C45, 54B20, 57N20. * Keywords:* nonnegative curvature, convex body, hyperspace, space of metrics, Gromov-Hausdorff, infinite dimensional topology.
1. Introduction
The Gromov-Hausdorff (GH) distance is ubiquitous in studying families of Riemannian metrics with lower curvature bounds. The simplest scenario is when all the metrics in the family live on the same manifold. We call any set of isometry classes of metrics on closed
manifold equipped with the GH distance a GH hyperspace of .
A metric is *intrinsic * if the distance between any two points is the infimum of lengths of curves joining the points. Any
Riemannian metric is intrinsic, and this property is preserved under GH limits. For let \mathcal{M}_{\scriptscriptstyle{\mathrm{curv}\geq\kappa}}^{\mathrm{\scalebox{0.54}{\mathrm{GH}}}}(N) be the GH hyperspace of intrinsic metrics of curvature on . Let \mathcal{M}_{\scriptscriptstyle{\mathrm{sec}\geq\kappa}}^{\mathrm{\scalebox{0.54}{\mathrm{GH}}}}(N), \mathcal{M}_{\scriptscriptstyle{\mathrm{sec}>\kappa}}^{\mathrm{\scalebox{0.54}{\mathrm{GH}}}}(N) be the GH hyperspaces of
Riemannian metrics on of sectional curvatures , , respectively. Topological properties of these GH hyperspaces are largely a mystery which is why it is more common to give \mathcal{M}_{\scriptscriptstyle{\mathrm{sec}>\kappa}}^{\mathrm{\scalebox{0.54}{\mathrm{GH}}}}(N) the
topology resulting in a stratified space whose strata are Hilbert manifolds [Bou75].
Our starting point is that for and the above GH hyperspaces can be identified with the -quotients of certain hyperspaces of , see Theorem 1.1 below. This is made possible by the convex surface theory.
A *hyperspace of * is a set of compacta of equipped with the Hausdorff metric. A *convex body * is a convex set with non-empty interior. The boundary of any convex body in inherits an intrinsic metric of nonnegative curvature, which we call the boundary metric. A metric that is isometric to the distance function of a
Riemannian metric is *intrinsically
*. The *Steiner point * is a way to assign a center to any convex compactum in that is continuous, -invariant, and Minkowski linear, and in fact, these properties characterize the Steiner point [Sch14, Theorem 3.3.3]. We shall work with the following hyperspaces of :
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
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One purpose of this paper is to give an exposition of fundamental (but not widely known) results of convex surface theory, which easily imply the following.
Theorem 1.1**.**
The map \mathcal{K}_{s}^{2\leq 3}/O(3)\to\mathcal{M}_{\scriptscriptstyle{\mathrm{curv}\geq 0}}^{\mathrm{\scalebox{0.54}{\mathrm{GH}}}}(S^{2}) that assigns to the congruence class of a convex compactum the isometry class of its boundary surface is a homeomorphism which restricts to homeomorphisms \mathcal{B}_{d}/O(3)\to\mathcal{M}_{\scriptscriptstyle{\mathrm{sec}\geq 0}}^{\mathrm{\scalebox{0.54}{\mathrm{GH}}}}(S^{2}) and \mathcal{B}_{p}/O(3)\to\mathcal{M}_{\scriptscriptstyle{\mathrm{sec}>0}}^{\mathrm{\scalebox{0.54}{\mathrm{GH}}}}(S^{2}).
Here the boundary surface of a -dimensional convex compactum is the double of along the boundary with the induced intrinsic metric.
Consider the *Hilbert cube * and its *radial interior *
[TABLE]
Here is the set of nonnegative integers, and the superscript refers to the product of countably many copies of a space. We have a canonical inclusion . Note that and are homeomorphic.
This paper is a sequel to [Bel] where the author used convex geometry and infinite dimensional topology to determine the homeomorphism types of , , , and also derive a number of properties of their -quotients. In particular, in [Bel, Section 6] we isolated some conditions on a hyperspace with that give the conclusion of Theorem 1.2 below with replaced by . The conditions hold, e.g., if is -compact, which includes the case . Here we verify the conditions for .
Theorem 1.2**.**
If is a subset of homeomorphic to suspension of the real projective plane, then there is a homeomorphism with .
The new ingredient, stated in Theorem 1.3 below, follows from a version of Cheeger-Gromov compactness theorem.
Theorem 1.3**.**
\mathcal{M}_{\scriptscriptstyle{\mathrm{sec}\geq 0}}^{\mathrm{\scalebox{0.54}{\mathrm{GH}}}}(S^{2})\setminus\mathcal{M}_{\scriptscriptstyle{\mathrm{sec}>0}}^{\mathrm{\scalebox{0.54}{\mathrm{GH}}}}(S^{2})* is an subset of \mathcal{M}_{\scriptscriptstyle{\mathrm{sec}\geq 0}}^{\mathrm{\scalebox{0.54}{\mathrm{GH}}}}(S^{2}) and also is a countable intersection of -compact sets.*
Theorem 1.2 together with results in [Bel] yield a number of topological properties for the quotients , , , and hence for the corresponding GH hyperspaces, as summarized below.
Theorem 1.4**.**
Let M=\mathcal{M}_{\scriptscriptstyle{\mathrm{curv}\geq 0}}^{\mathrm{\scalebox{0.54}{\mathrm{GH}}}}(S^{2}) and be the GH hyperspace of the isometry classes in represented by metrics with trivial isometry groups. Let be \mathcal{M}_{\scriptscriptstyle{\mathrm{sec}\geq 0}}^{\mathrm{\scalebox{0.54}{\mathrm{GH}}}}(S^{2}) or \mathcal{M}_{\scriptscriptstyle{\mathrm{sec}>0}}^{\mathrm{\scalebox{0.54}{\mathrm{GH}}}}(S^{2}), and let . Then
- (1)
* is a locally compact Polish absolute retract.* 2. (2)
* is an absolute retract that is neither Polish nor locally compact.* 3. (3)
Any -compact subset of has empty interior. 4. (4)
* is homotopy dense in , i.e., any continuous map can be uniformly approximated by a continuous map with image in .* 5. (5)
* is open in .* 6. (6)
If is the product of and any locally finite simplicial complex that is homotopy equivalent to , then there is a homeomorphism that takes onto . 7. (7)
The pairs and are locally homeomorphic, i.e., each point of has a neighborhood such that some open embedding takes onto . 8. (8)
, are dense but not homotopy dense in , , respectively. 9. (9)
\mathcal{M}_{\scriptscriptstyle{\mathrm{sec}\geq\kappa}}^{\mathrm{\scalebox{0.54}{\mathrm{GH}}}}(S^{2})* and \mathcal{M}_{\scriptscriptstyle{\mathrm{sec}>\kappa}}^{\mathrm{\scalebox{0.54}{\mathrm{GH}}}}(S^{2}) are weakly contractible for every .*
Let us supply some context for various items in Theorem 1.4 :
(1)–(2) We refer to [Bor67] for background on absolute retracts (AR) and absolute neighborhood retracts (ANR), and only mention here some basic facts. Any open subset of an ANR is an ANR. Being an AR is equivalent to being a contractible ANR. Any ANR is locally contractible, i.e., any neighborhood of every point contains a neighborhood of the same point such that the inclusion is null-homotopic. Any ANR is homotopy equivalent to a CW complex.
(4) Another definition of a homotopy dense subset is that there is a homotopy with and for . The two definitions are equivalent when is an ANR [BRZ96, Exercise 10 in Section 1.2].
(5)–(7) The Slice Theorem for compact Lie group actions [Bre72, Corollary II.5.5] implies that is open in and the restriction of the orbit map to the principal orbit is a principal -bundle whose base is homeomorphic to . Similarly, is the base of a principal -bundle. By [Bel, Lemma 8.2] the principal orbit for the -action on is homotopy dense in , and hence the total spaces of the above principal bundles are contractible. Thus , are homotopy equivalent to , the Grassmanian of -planes in . The claims (6)–(7) follow from the main results of [Bel] and Theorem 1.2.
(8) has a curious interpretation that there is no continuous “destroy the symmetry map” that would instantly push into , or into .
(9) The contractibility of these GH hyperspaces follow from the contractibility of \mathcal{M}_{\scriptscriptstyle{\mathrm{sec}>0}}^{\mathrm{\scalebox{0.54}{\mathrm{GH}}}}(S^{2}) and a rescaling argument.
In [Bel] the reader can find a number of open questions about the above GH hyperspaces, disguised as -orbit spaces of hyperspaces of . For example, it is unknown whether \mathcal{M}_{\scriptscriptstyle{\mathrm{curv}\geq 0}}^{\mathrm{\scalebox{0.54}{\mathrm{GH}}}}(S^{2}) is a -manifold, which by Theorem 1.4 is equivalent to the following.
Question 1.5**.**
Is \mathcal{M}_{\scriptscriptstyle{\mathrm{curv}\geq 0}}^{\mathrm{\scalebox{0.54}{\mathrm{GH}}}}(S^{2}) topologically homogeneous?
A space is *topologically homogeneous * if its homeomorphism group acts transitively.
Theorem 1.1 is proven in Section 2 while the other main results are justified in Section 3. In Section 4 we offer some remarks about the hyperspace whose structure is still quite mysterious.
2. Spaces on convex surfaces
In this section we review some fundamental properties of convex surfaces and prove Theorem 1.1.
Two subsets of are -congruent * if some isometry of takes one subset within the -neighborhood of the other one; if we call the subsets congruent. A homeomorphism of metric spaces is a -isometry* if for any . If is small we use the terms nearly congruent and nearly isometric.
A *convex surface * is either the boundary of a convex body or the double of a -dimensional convex compactum along the identity map of , each with the induced intrinsic metric. We refer to these two alternatives as the *non-degenerate * and the degenerate convex surfaces, call their intrinsic metrics the boundary metrics, and say that they *bound * , , respectively. With this definition any convex surface is homeomorphic to .
The intrinsic metric on a degenerate surface can be canonically approximated by the boundary metric of the right cylinder with base and small height.
Each convex surface bounds a unique convex compactum in which has dimension if the surface is degenerate and dimension otherwise. If two such convex compacta , are Hausdorff close, then the corresponding convex surfaces are nearly isometric. (For non-degenerate convex surfaces this is proved in [BBI01, Lemma 10.2.7] and the degenerate case reduces to the non-degenerate one by approximating with the cylinder as above).
Alexandrov, see [Ale48] or [Ale06, pp. 112 and 399] showed that an intrinsic metric isometric to a -sphere of nonnegative curvature if and only if it is isometric to a convex surface. Pogorelov proved in [Pog52] that any two isometric convex surfaces are congruent, even though his argument is commonly described as very complicated, and I hesitate to rely on it. An easier proof of this result was found by Volkov [Vol68], see [Ale06, Section 12.1] for a reprint and [BS92, Section 5.2] for an exposition of Volkov’s stability theorem which we discuss below.
Each non-degenerate convex surface has another metric obtained by restricting the distance function on ; we call the metric extrinsic. If , are non-degenerate convex surfaces with intrinsic metrics , , and extrinsic metrics , , and if is an -isometry, then Volkov stability theorem states that is an -isometry where depends onto on diameters of , and is a positive universal constant. This easily implies that , are nearly congruent, e.g., according to [ATV01, Theorem 2.2] any -isometry between compacta in can be approximated by the restriction of an isometry of with the additive error at most where depends only on and the diameters of the compacta.
To extend the result to the case of a degenerate surface we replace it with a nearby right cylinder with base , and then apply Volkov’s theorem.
If the isometry classes of two convex surfaces are GH close, then the surfaces are nearly isometric, e.g., by the Perelman stability theorem [Kap07]. (A less heavy-handed argument is as follows. For a convex surface we denote its isometry class by . If , are convex surfaces such that the sequence in the GH metric, then up to congruence has compact closure in and any limit point of the sequence with respect to the Hausdorff metric is congruent to , which by above gives the desired near isometry of and for large ).
The map given by where is the Steiner point descends to a homeomorphism of orbit spaces , see [Bel, Section 4]. Note that the homeomorphism is dimension preserving.
A * convex body * is a convex body whose boundary is a submanifold of . A function is if its th partial derivatives are -Hölder for and continuous for . As usual means .
Lemma 2.1**.**
Any convex body has boundary that is at points of intrinsically positive curvature. In particular, if the boundary metric is intrinsically of positive sectional curvature, then .
Proof.
The last statement was proved much earlier by Pogorelov and Nirenberg (independently). The boundary is the image of an isometric embedding of the distance function of a
nonnegatively curved metric on . Improving on Nirenberg’s method Guan-Li [GL94] and Hong-Zuily [HZ95] independently proved that any nonnegatively curved metric of admits a isometric embedding into that is at points of positive curvature, and moreover the embedding is the limit of a sequence of isometric embeddings of positively curved metrics on . By Hadamard theorem, see e.g., [Spi79, Chapter 2], the image of an isometric embedding of positively curved sphere bounds a convex body, and hence the same is true for the limiting isometric embedding that induces . The limiting convex body is congruent to by the the above mentioned results of Pogorelov and Volkov. ∎
The above discussion proves Theorem 1.1.
3. Proofs of main results
Proof of Theorem 1.3.
For integers , let Q_{l}^{k}\subset\mathcal{M}_{\scriptscriptstyle{\mathrm{sec}\geq 0}}^{\mathrm{\scalebox{0.54}{\mathrm{GH}}}}(S^{2}) be the subset consisting of isometry classes of metrics whose sectional curvature vanishes somewhere, the diameter is in , the injectivity radius is at least , and the
norms of the curvature tensor and of every covariant derivative of the curvature tensor of orders is at most . Its closure in \mathcal{M}_{\scriptscriptstyle{\mathrm{curv}\geq 0}}^{\mathrm{\scalebox{0.54}{\mathrm{GH}}}}(S^{2}) is compact and disjoint from \mathcal{M}_{\scriptscriptstyle{\mathrm{sec}>0}}^{\mathrm{\scalebox{0.54}{\mathrm{GH}}}}(S^{2}) because for each any sequence in subconverges in the
topology to an isometry class of a
Riemannian manifold, see e.g. [And89, Theorem 2.2], and since the sectional curvature must vanish in the limit. For each we clearly have
[TABLE]
which is in \mathcal{M}_{\scriptscriptstyle{\mathrm{sec}\geq 0}}^{\mathrm{\scalebox{0.54}{\mathrm{GH}}}}(S^{2}). The -compact set in \mathcal{M}_{\scriptscriptstyle{\mathrm{curv}\geq 0}}^{\mathrm{\scalebox{0.54}{\mathrm{GH}}}}(S^{2})
- •
consists of the isometry classes of
Riemannian manifolds,
- •
contains \mathcal{M}_{\scriptscriptstyle{\mathrm{sec}\geq 0}}^{\mathrm{\scalebox{0.54}{\mathrm{GH}}}}(S^{2})\setminus\mathcal{M}_{\scriptscriptstyle{\mathrm{sec}>0}}^{\mathrm{\scalebox{0.54}{\mathrm{GH}}}}(S^{2}),
- •
and is disjoint from \mathcal{M}_{\scriptscriptstyle{\mathrm{sec}>0}}^{\mathrm{\scalebox{0.54}{\mathrm{GH}}}}(S^{2}).
Thus \mathcal{M}_{\scriptscriptstyle{\mathrm{sec}\geq 0}}^{\mathrm{\scalebox{0.54}{\mathrm{GH}}}}(S^{2})\setminus\mathcal{M}_{\scriptscriptstyle{\mathrm{sec}>0}}^{\mathrm{\scalebox{0.54}{\mathrm{GH}}}}(S^{2}) equals as claimed. ∎
Now the results of [Bel] can be put together to yield what we claimed in the introduction. To justify this we are going to use some infinite dimensional topology terminology that can be found in [Bel, Section 3].
Proof of Theorem 1.2.
First we show that is homeomorphic to . By Lemma 2.1 we have , hence [Bel, Lemmas 6.1–6.3] show that is an AR with SDAP and also .
The -orbit maps from and onto the sets of congruence classes are continuous and proper. Taking preimage of a proper continuous map preserves being and being -compact so preimages is in and also is a countable intersection of -compact sets. Hence [Bel, Lemmas 6.6 and 6.9] imply that and is strongly -universal. These properties imply that is homeomorphic to .
Then the pair is -absorbing by [Bel, Lemma 7.1].
Also [Bel, Lemma 5.2] shows that is homeomorphic to the complement in of a -set homeomorphic to the suspension over . Since is convex and dense in , it is also homotopy dense in , see [BRZ96, Exercise 13 in 1.2]. Hence every compact subset of is a -set. If is as in the statement of Theorem 1.2, then by the knotting of -sets in -manifolds [BRZ96, Theorem 1.1.25] the set can be taken to by some homeomorphism of . The pair is -absorbing by [Bel, Lemma 7.2]. Now the uniqueness of absorbing pairs [Bel, Lemma 7.2] proves Theorem 1.2 for . The same argument works for . ∎
Proof of Theorem 1.4.
The statements (1)-(8) of Theorem 1.4 were proved in [Bel, Section 8–9] for the -quotients of an arbitrary -invariant hyperspace that is locally homeomorphic to and such that . The statement (9) was explained in [Bel, Question (g) of Section 1]. ∎
4. Remarks on the structure of
The hyperspace , which is the main object of his paper, is not well-understood, e.g., I suspect that is not convex but cannot yet prove it. This section is to shed some light on the properties of .
The moral of Theorem 1.3 is that the awkward features of disappear in , as they should because the condition of being intrinsically
makes much more sense in \mathcal{M}_{\scriptscriptstyle{\mathrm{sec}\geq 0}}^{\mathrm{\scalebox{0.54}{\mathrm{GH}}}}(S^{2}).
Recall that . It turns that is quite large.
Lemma 4.1**.**
* is dense in .*
Proof.
The convex surface , where , is but not . Its boundary metric is intrinsically
because the components of the metric tensor induced on the graph of are and for as above we have .
A small neighborhood of the origin in this surface can be patched as in [Gho01] at any point of positive curvature of every
convex surface to produce a convex surface that has positive curvature everywhere except at one point near which it the graph of . The conditions of Ghomi’s patching theorem are satisfied because in the local coordinates any positively curved surface lies above the graph of for some , and hence for small . Thus lies in the closure of in , and the claim follows by noting that by Schneider’s regularization is dense in , see e.g. [Bel, Section 4]. ∎
In Theorem 1.2 we show that is homeomorphic to . The same is true for any hyperspace such that is -compact [Bel, Theorem 6.10]. Perhaps this conclusion holds for any naturally occurring hyperspace with , and while thinking on this problem one wants an example of a hyperspace that is not homeomorphic to .
In [Bel, Theorem 6.11] one finds a hyperspace with such that embeds into the Cantor set, is open in , and is not a topologically homogeneous, and in particular, not homeomorphic to . We improve this example as follows.
Proposition 4.2**.**
There is a hyperspace with such that embeds into the Cantor set, is open in , and is not a topologically homogeneous.
Proof.
A slight modification of an example in [Iai93] gives a -dimensional convex body whose boundary is except at one point where it is but not , and such that the boundary metric is intrinsically . The curvature vanishes at and is positive elsewhere. Any slight smooth perturbation at a boundary point of positive curvature gives a body with the same properties, and in particular, there is a path of such metrics, so by the proof of [Bel, Theorem 6.11] we can pick to be a subset of a Cantor set inside this path. ∎
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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