Locally compact groups with every isometric action bounded or proper
Romain Tessera, Alain Valette

TL;DR
This paper investigates properties of locally compact groups related to their isometric actions, showing equivalences for certain classes and providing new examples of groups with these properties, including non-linear groups.
Contribution
It establishes the equivalence of properties PL and BP_{L^p} for specific classes of groups and introduces new examples of groups with property PL, expanding understanding of group actions.
Findings
Properties PL and BP_{L^p} are equivalent for abelian, amenable almost connected Lie, and certain algebraic groups.
New examples of groups with property PL, including non-linear groups, are provided.
The paper clarifies the behavior of isometric actions on different classes of groups.
Abstract
A locally compact group has property PL if every isometric -action either has bounded orbits or is (metrically) proper. For , say that has property if the same alternative holds for the smaller class of affine isometric actions on -spaces. We explore properties PL and and prove that they are equivalent for some interesting classes of groups: abelian groups, amenable almost connected Lie groups, amenable linear algebraic groups over a local field of characteristic 0. The appendix by Corina Ciobotaru provides new examples of groups with property PL, including non-linear ones.
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Locally compact groups with every isometric action bounded or proper
Romain TESSERA and Alain VALETTE
(with an appendix by Corina CIOBOTARU)
Abstract
A locally compact group has property PL if every isometric -action either has bounded orbits or is (metrically) proper. For , say that has property if the same alternative holds for the smaller class of affine isometric actions on -spaces. We explore properties PL and and prove that they are equivalent for some interesting classes of groups: abelian groups, amenable almost connected Lie groups, amenable linear algebraic groups over a local field of characteristic 0.
The appendix provides new examples of groups with property PL, including non-linear ones.
1 Introduction
Let the locally compact group act by isometries on a metric space . The action is locally bounded if is bounded for every and every compact set ; the action is bounded if every orbit is bounded. On the other hand, the action is (metrically) proper if for every .
A length function on is a non-negative function on which is bounded on compact subsets, is symmetric ( for every ), and is sub-additive: for every . Clearly if admits a locally bounded action by isometries on , then for every the function is a length function on . It is known that admits a proper length function if and only if is -compact (see Section 2 in [Co2]). In the next definition, the equivalence of the two statements is Proposition 1.2 in [Co2].
Definition 1.1**.**
(see [Co2]) A locally compact group has property PL if every locally bounded action of by isometries is either bounded or proper; equivalently, every length function on is either bounded or proper.
For , a length function on is a -type length function if it comes from a continuous affine isometric action of on some -space , i.e. for some . In the terminology of Definition 6.5 in [CDH], the invariant kernel has type on .
Definition 1.2**.**
For , a locally compact group has property if every affine isometric action of on a -space is either bounded or proper; equivalently every -type length function on is either bounded or proper.
Recall from [BFGM] that has property if every continuous affine isometric action of on a -space, has a fixed point111Property is more commonly denoted by FH and, for -compact locally compact groups, property FH is equivalent to Kazhdan’s property (T); see [BHV] for all this.. Obviously property is implied both by property PL and by property .
A surprising fact, discovered by Y. Shalom ([Sh1], Theorem 3.4), is that simple Lie groups with finite center have property . Since those have property except when locally isomorphic to or , this is really a statement about the latter two classes of groups. A stronger result was proved by Y. Cornulier ([Co2], Theorem 1.4): property PL holds for all simple algebraic groups over a local field222For isometric actions which are continuous, not just locally bounded, an even stronger result holds for simple algebraic groups over local field: a continuous isometric action either is proper or has a globally fixed point, see Theorem 6.1 in [BG].. In the same paper, it is also proved that certain semi-direct products have property PL, e.g. , where is a closed subgroup of the orthogonal group acting transitively on the unit sphere (see Proposition 1.8 in [Co2]); or , where is a non-Archimedean local field and is the invertible group of its ring of integers (Proposition 1.9 in [Co2]).
The aim of the present paper is to investigate the relation between properties PL and . It was a surprise for us that, for some interesting classes of groups, they turn out to be equivalent. For example, for abelian groups, both are equivalent to compactness:
Theorem 1.3**.**
Let be a locally compact abelian (LCA) group. The following are equivalent:
- a)
* has property PL;* 2. b)
for some (resp. every) the group has property ; 3. c)
* is compact.*
For amenable locally compact groups, we have:
Theorem 1.4**.**
Let be a locally compact group admitting a closed co-compact normal subgroup such that with a local field of characteristic 0 and (so that the compact group acts on ). The following are equivalent:
- a)
* has property PL;* 2. b)
for some (resp. every) the group has property ; 3. c)
* is infinite and it acts irreducibly on .*
Notation: We denote by the union of the class of almost connected Lie groups and the class of groups of the form , the group of -rational points of a linear algebraic group defined over a non-Archimedean local field with characteristic 0.
Theorem 1.5**.**
Let be an amenable non-compact group in . The following are equivalent:
- a)
* has property PL;* 2. b)
for some (resp. every) the group has property ; 3. c)
there exists a compact normal subgroup of such that has a closed co-compact subgroup isomorphic to for some , with infinite and acting irreducibly on .
For a group , we denote by the image of in its group of inner automorphisms. For non-amenable groups we have:
Theorem 1.6**.**
Let be a non-amenable locally compact group which is either an almost connected Lie group or a linear algebraic group over a local field of any characteristic. The following are equivalent:
- a)
* has property PL;* 2. b)
every closed normal subgroup of is either compact or co-compact; 3. c)
there exists a compact normal subgroup of such that admits a closed, co-compact, normal subgroup which is isomorphic to a direct product of simple groups, and the simple factors are permuted transitively under .
The previous result actually holds under weaker assumptions on , see Theorem 5.1 for the precise statement.
The linear algebraic groups with property FH have been characterized by S.P. Wang [Wan]. So to classify linear algebraic groups with property , we may assume that they do not have property FH.
Theorem 1.7**.**
Let be a group in . Assume that does NOT have property FH and is non-amenable. The following are equivalent:
- a)
The group has property . 2. b)
* admits a finite normal subgroup such that admits a closed, co-compact, normal subgroup which is isomorphic to a direct product of simple groups, and the simple factors are permuted transitively under . Moreover, if with is non-Archimedean, each simple factor of is a simple algebraic group of rank 1 over ; if is Lie almost connected, each simple factor of is locally isomorphic to or .*
Finally, we prove a general result about centers of -groups.
Theorem 1.8**.**
Fix . Let be a compactly generated locally compact group satisfying property but not property . Then the center of is compact.
In a previous paper [CTV], property was introduced for a locally compact group : it means that satisfies the bounded/proper alternative for affine isometric actions on Hilbert spaces, such that the linear part is a , or mixing, representation. The class of groups with is significantly larger than the class of groups with . For example, it was proved in [CTV] that every group with non-compact center (in particular every abelian group) has .
The paper is structured as follows. Section 2 contains generalities on property . In particular we prove that, for and locally compact separable, property is equivalent to every action of on a space with measured walls being bounded or proper (Proposition 2.8). Section 3 contains generalities on property PL. Theorems 1.3, 1.4, 1.5 and 1.8 are proved in section 4, which is the core of the paper. Theorem 1.6 is proved in section 5. Section 6 deals specifically with property : we prove Theorem 1.7 and make in Proposition 6.2 the connection with the Howe-Moore property, by proving that it implies property . This provides a new proof of the already mentioned Theorem 3.4 in [Sh1], stating that and have property (the original proof used the Mautner phenomenon). Since property is implied both by property PL and the Howe-Moore property, it is natural to ask for any relationship between PL and Howe-Moore, and this is an interesting open question. In the appendix, Corina Ciobotaru shows that a closed non-compact subgroup of the automorphism group of the -regular tree () that acts 2-transitively on the boundary, satisfies property PL. As a consequence of her result, all known examples of groups with the Howe-Moore property (see [Cio]) have property PL.
This paper is a natural continuation of [CTV, CCLTV], but can be read independently.
Acknowledgements: Special thanks are due to Yves Cornulier for numerous exchanges and conversations following the joint papers [CTV] and [CCLTV]; in particular he provided Example 4.10 and suggested the use of the map in the proof of Theorem 1.4. We also thank Bachir Bekka for suggesting Proposition 6.2, Yves Benoist for sharing his expertise on algebraic groups, and Pierre-Emmanuel Caprace for suggesting Theorem 5.1 as an improvement of Theorem 1.6.
2 Generalities on property
The two next results follow immediately from definitions.
Proposition 2.1**.**
Let be a locally compact group, and a closed normal subgroup.
If has property , then so does . 2. 2)
If has property , and is not compact, then has property . 3. 3)
If has property , and is compact, then has property .
Proposition 2.2**.**
Let be a closed co-compact subgroup in . If has property , then so does .
Example 2.3**.**
Let , and let act on by exchanging factors. Form the semi-direct product . Clearly does not have Property , but has Property by Theorem 1.7. This example shows that Property is not inherited by finite index subgroups.
Example 2.4**.**
Let be the universal covering group of . For every , the group does not have have property , by Proposition 2.1 (since the quotient of by the non-compact normal subgroup , does not have property ). This shows that property is not inherited by non-trivial central extensions.
Remark 2.5**.**
There are plenty of discrete groups with Property provided by discrete groups with Property FH. But we do not know any example of a discrete group with Property but without Property FH. It is a result by Peterson-Thom (Theorem 2.6 in [PT]) that, if is a countable group with non-zero first -Betti number, containing some infinite amenable subgroup (e.g. ), then there exists a 1-cocycle with respect to the regular representation, which is neither bounded or proper; so such a group does not have property , nor the weaker property .
Since a locally compact group admitting a proper isometric action on some metric space must be -compact, we have in particular:
Proposition 2.6**.**
A group with property but without property , is -compact.
Recall that a locally compact group is locally elliptic if every compact subset is contained in a compact subgroup. Observe that an locally elliptic group is amenable, as a direct limit of compact groups. For an arbitrary locally compact group, the locally elliptic radical is the unique maximal locally elliptic closed normal subgroup of ; see Example 4.D.7(7) in [CH].
Proposition 2.7**.**
Let be a -compact group with property . If is not compactly generated, then is locally elliptic and not almost connected.
Proof: Let be a compact set in , and let be the closed subgroup generated by . Upon replacing by its union with a compact neighborhood of the identity, we may assume that is an open subgroup. Let be an increasing sequence of compact subsets of , with and , and let be the subgroup generated by . By assumption . As explained e.g. in the proof of Proposition 2.4.1 of [BHV], the set carries a natural -invariant tree structure such that, for the -representation on of the set of oriented edges, there is an unbounded 1-cocycle . Actually , where is the distance in and is the trivial coset in (see Proposition 2.3.3 in [BHV]). By property , this unbounded cocycle must be proper, in particular vertex stabilizers in must be compact. So is compact, i.e. is locally elliptic. It then follows from Proposition 4.D.3 in [CH], that the connected component of identity in is compact.
Recall from [CMV] that a space with measured walls is a 4-tuple where is a set of walls on (i.e. partitions of into 2 classes), is a -algebra of subsets of and is a measure on such that, for any , the set of walls separating from is in and has finite measure.
The kernel is then a pseudo-metric on , called the wall distance.
Proposition 2.8**.**
For a locally compact group and , consider the following statements:
* has property .* 2. 2)
Every action of on a space with measured walls is either bounded or proper (when is endowed with the wall distance).
Then . The converse holds if and is separable.
Proof: follows essentially from the proof of Proposition 3.1 in [CTV] and the remark following it. We recall the main features. If acts on a space with measured walls , and is some base-point in , there is an affine isometric action of on of the space of half-spaces in , such that , the measure of the set of walls separating from . So the -action on is proper (resp. bounded) if and only if is proper (resp. bounded).
. This is a combination of results from [CDH]. Assume and separable, and let be an affine isometric action of on . Fix and set . In the terminology of Definition 6.5 in [CDH], the invariant kernel has type . By Corollary 6.11(1) in [CDH], the function is conditionally negative definite on (because ). By Theorem 6.25(2) in [CDH], since is separable there exists a median space , a point and a continuous isometric -action on such that for every . Finally, by Theorem 5.1 in [CDH], because is median it carries a structure of space with measured walls such that for every , and every isometry of is an automorphism of . So is bounded (resp. proper) if and only if the -action on is bounded (resp. proper).
3 Generalities on property PL
Let be a locally compact -compact group. Observe that, if has property PL, then every closed normal subgroup is either compact or co-compact. If is amenable with property for some , and is a closed non-compact normal subgroup, then is both amenable and property , so is compact. So also in this case every closed normal subgroup of is either compact or co-compact.
In Theorem E of [CM], Caprace and Monod obtained structural results for compactly generated, locally compact groups with the property that every non-trivial closed normal subgroup is co-compact. If is not compact, then falls into one of the following three cases:
is isomorphic to a semi-direct product where is a compact subgroup of acting irreducibly on ; 2. 2.
is a compact extension of a quasi-product of finitely many non-compact, pairwise isomorphic, topologically simple groups, permuted transitively by ; 3. 3.
is discrete and residually finite.
Lemma 3.1**.**
Let be a non-compact, locally compact group. Assume either that has property PL, or that is amenable with property for some .
- a)
If is not compactly generated, then is locally elliptic. 2. b)
If is compactly generated, then is compact and every non-trivial closed normal subgroup of is co-compact.
Proof: If is not compactly generated, the result follows from Proposition 2.7 (as PL implies ). If is compactly generated, then every closed normal subgroup of is either compact or co-compact: this is obvious if has property PL; if is amenable with property , this follows from the fact that any non-compact compactly generated amenable group admits a proper action on . In particular is compact, and is a non-compact group, without non-trivial compact normal subgroup, and every non-trivial closed normal subgroup co-compact.
For almost connected Lie groups, Lemma 3.1 cleans things up, as those are compactly generated. An immediate consequence of Lemma 3.1 and the Caprace-Monod theorem, is:
Proposition 3.2**.**
Let be a non-compact almost connected real Lie group. Assume that either has property PL, or that is amenable with property for some . There is a compact normal subgroup of such that:
- a)
if is amenable, then is isomorphic to a semi-direct product where is a compact subgroup of acting irreducibly on ; 2. b)
if is non-amenable, then is a compact extension of a product of finitely many non-compact, pairwise isomorphic, simple Lie groups, permuted transitively by .
**
4 Amenable groups
4.1 Semi-direct products
For a LCA group, we denote by its Pontryagin dual, and by the trivial character. Set .
Proposition 4.1**.**
Fix . Let be a LCA group, and let be a compact group of automorphisms. Let be an infinite -invariant Radon measure on . Assume that, for every compact subset , we have
[TABLE]
For , set:
[TABLE]
Then is an unbounded -type length function on .
Proof: Let be the space of -measurable functions on , modulo equality -almost everywhere. We define a linear representation of on by
[TABLE]
(). Observe that has no non-zero fixed vector. View the space as a subspace of : it is invariant under , that induces an isometric representation of on . Let be the translation by the constant function 1 on , so that for . Define an affine action of on by:
[TABLE]
More precisely, for :
[TABLE]
Observe that the constant function -1 is the only fixed point of in .
By assumption is in for every , so is -invariant, and defines a continuous affine isometric action of on . Then is indeed a -type length function on . Since , the action has no fixed point in , so that is unbounded. Indeed, this follows from the fact that an isometric action on with bounded orbits fixes a point: this is a consequence of the center lemma for , and of [BGM] for ).
Remark 4.2**.**
Suppose that ; every continuous character on is of the form , for some (where denotes the usual scalar product), so for we have
[TABLE]
[TABLE]
Using and the Cauchy-Schwarz inequality, we see that, to ensure the finiteness condition (1), it is sufficient that has a -th moment, i.e. .
We will apply Proposition 4.1 to semi-direct products , with finite. In the case and trivial, the next result is due to Edelstein (Theorem 2.1 in [Ede]); for and trivial, see Corollary 5.3 in [CTV].
Theorem 4.3**.**
Let be a non-compact, -compact LCA group, and let be a finite group of automorphisms of . For every , the semi-direct product does not have property .
Proof: We will use Proposition 4.1 to construct a specific unbounded -type length function on , which will turn out to be not proper. Let be a strictly increasing sequence of compact subsets of , with . Clearly we may assume that each is -invariant. For , let be the unique integer such that , so that .
Claim: There exists sequences in , and in such that:
- •
- •
for we have: ;
- •
for every .
Taking the Claim for granted, we define the measure on as a sum of Dirac masses:
[TABLE]
Then is an infinite -invariant Radon measure on . Moreover for we have a uniform bound:
[TABLE]
[TABLE]
where the inequality follows from the Claim and for . Then by Proposition 4.1:
[TABLE]
() defines an unbounded -type length function on . To show that it is not proper, we show that remains bounded along the unbounded sequence in . But by the Claim:
[TABLE]
[TABLE]
as for . So , so the sequence is bounded.
It remains to prove the Claim. Assume that and have been constructed. As is not compact, so that is not discrete, we find such that . Let be the subgroup of generated by the ’s, with . Let denote the inclusion of into . We then have the dual homomorphism with compact. Since has dense image (see Corollaire 6 in Chap II.1.7 of [Bou]), and is not compact, in any complement of a compact set in we can find with arbitrarily close to the trivial element in . In particular we can find with with , i.e. for .
Remark 4.4**.**
Say that in Theorem 4.3, and assume that the finite group stabilizes some proper, closed, unbounded subgroup of (think of as either a proper linear subspace, or a lattice). Then the proof of Theorem 4.3 becomes much simpler. Indeed let be a non-zero vector such that the character is in the annihilator . Set then . Then the measure on has finite -th moment, so by remark 4.2 and Proposition 4.1 the function defines an unbounded -type length function on . On the other hand, pick any non-zero vector , and set . We claim that . Indeed observe that for , so that as in remark 4.2:
[TABLE]
[TABLE]
using the bound for . So we have
[TABLE]
establishing the claim. The choice of the weights in defining and the sequence , is inspired by the proof of Theorem 2.1 in [Ede]. We will come back to finite groups stabilizing a lattice in , in Corollary 6.3 below.
Here is a noteworthy consequence of Theorem 4.3.
Corollary 4.5**.**
Let be an infinite, finitely generated, virtually abelian group. Then does not have property , for every .
Proof: Write as the central term of a short exact sequence
[TABLE]
with finite. We claim that embeds as a co-compact lattice in a semi-direct product . Since does not have property (by Theorem 4.3), the Corollary follows from Proposition 2.2.
To prove the claim, let be the 2-cocycle on describing the extension (2). The group becomes an -module through the conjugation action of , and for some section of the map . Now the -action on canonically extends to , and the law
[TABLE]
defines on the structure of an almost connected Lie group in which embeds as a co-compact lattice. Since , the extension
[TABLE]
splits, so that . This proof was inspired by the proof of Theorem 1 in [AK].
4.2 Abelian groups
The following Lemma can be deduced from the proof of Proposition 2.5.9 in [BHV] (where it is proved for solvable groups and ). We include the simple proof for locally compact abelian (LCA) groups.
Lemma 4.6**.**
Fix . A LCA group has property if and only if is compact.
Proof: One implication is trivial. For the non-trivial one, let be a LCA group with property . We consider two cases:
- •
is discrete. Assume by contradiction that is infinite. Since every infinite abelian group has a countably infinite quotient (see Theorem 2.5.2 in [Rud]), we may assume that is countably infinite with property . But a countable group with property is finitely generated (by Corollary 2.4.2 in [BHV]), hence is isomorphic to , with and finite abelian. But such a group does not have property , so a contradiction is reached.
- •
is arbitrary. By structure theory for LCA groups (see Theorem 2.4.1 in [Rud]), admits an open subgroup of the form , for some and some compact group . The group is discrete with property , so it is finite by the first case of the proof, i.e. has finite index in . So has property too (by Proposition 2.5.7 in [BHV]). This clearly forces , so is compact.
Proof of Theorem 1.3: Implications are clear. We prove by contradiction. So suppose there is a non-compact LCA group with property , for some . As is not compact, does not have property , by Lemma 4.6. Since has property , the group must be -compact, by Proposition 2.6. But this contradicts Theorem 4.3.
From Theorem 1.3 we deduce immediately:
Corollary 4.7**.**
Let be a locally compact group with property , for some . Then is compact.
4.3 Centers: proof of Theorem 1.8
Let be a compact generating subset of . Since does not have property , it admits an affine isometric action on some -space with non-zero displacement:
[TABLE]
Indeed, this follows from [Gro, 3.8.D], taking the “energy” to be . In other words, letting and be respectively the linear part and cocycle part of , we have that is non-trivial in reduced first cohomology. Let denote as usual the center of . By [BFGM, Proposition 2.6], we have a -invariant continuous decomposition , where is the space of -invariant vectors, and the space of -invariant vectors. The projection of on is a group homomorphism , which by Corollary 4.7 is zero. Observe then that the projection of on vanishes on . Indeed, the cocycle relation shows that is a -invariant vector for all . So assuming by contradiction that is not compact, by property the affine action corresponding to is bounded, so it has a fixed point and is a coboundary. Finally, as the center is non-compact, the projection is trivial in by [BRS, Corollary 5], finally implying that itself is an almost coboundary: this is a contradiction.
Note that the above proof really needs to appeal to Proposition 2.6 of [BFGM] and to Corollary 5 of [BRS].
4.4 Proof of Theorem 1.4
Lemma 4.8**.**
Let be a local field of characteristic 0, , and an infinite compact subgroup of , acting irreducibly on . Denote by the Lie algebra of . For every non-zero , there exists such that .
Proof: Contraposing, we assume that there is a non-zero vector such that for every , and will show that is finite. Let be the space of vectors such that for every : this is clearly a -invariant subspace, so by irreducibility we have . This implies and hence is finite.
The next lemma says that, if is as in Theorem 1.4, it is close to being a semi-direct product.
Lemma 4.9**.**
Let be as in Theorem 1.4. There exists a compact subgroup of such that .
Proof: If , it is a classical fact (see Theorem 2.3 in Chapter III of [Hoc]) that any extension of a finite-dimensional real vector space by a compact group, is split. For non-Archimedean, we observe that is locally elliptic and appeal to the fact that local ellipticity is preserved by extensions (see Proposition 4.D.4(2) in [CH]): hence is locally elliptic. So if is a compact set that surjects onto by the quotient map , the set is contained in a compact subgroup of , and clearly .
Example 4.10**.**
Let be the following closed subgroup of the Heisenberg group over :
[TABLE]
Then is a central extension of by . The extension is not split as is not abelian. However we have where is the Heisenberg group over .
Proof of Theorem 1.4: The implication is obvious.
Assume that has property . By Proposition 2.8 we may assume . By Lemma 4.9, we can write for some compact subgroup of . Observe that is normal in . Denote by and the quotient maps. Then the map
[TABLE]
is well-defined and is a continuous surjective homomorphism. So the semi-direct product has property and Theorem 4.3 implies that is infinite. If is a non-zero -invariant linear subspace in , then is a normal subgroup in . By Proposition 2.1, the quotient has property , so it is compact as is also amenable. Hence , i.e. acts irreducibly on .
Set . Assume that acts irreducibly on and is infinite, so that its Lie algebra is non-zero. We proceed in several steps.
- •
For , set . We claim that the image of contains some open set in . For this, it is enough to show that the differential has rank for some . But for we have:
[TABLE]
By Lemma 4.8, we find such that . As is a cyclic vector for (because acts irreducibly), we find such that is a basis of . This means that has rank .
- •
Endow with the norm . For , set . By the previous point, the image of contains some open set around 0. Let denote the radius of the largest open ball centered at 0 and contained in the image of . Since depends smoothly on , the function on the unit sphere of , is bounded below by some positive .
- •
As in Lemma 4.9, write . Let be a length function on , let be such that . For , the relation in implies:
[TABLE]
Assume that is not proper, so that there is a sequence in , with , and a constant such that for every . Fix , and choose large enough so that . This implies that is in the image of , say for suitable . Then
[TABLE]
[TABLE]
Finally for we have: , meaning that is bounded.
4.5 Proof of Theorem 1.5
The implication is trivial while follows from Theorem 1.4 together with the fact that property PL is stable under extensions with compact kernels (see Lemma 3.1 in [Co2]).
To prove , let be non-compact amenable in , with property . We will repeatedly appeal to what Proposition 2.1 says for amenable groups: if a locally compact amenable group has property , then every closed normal subgroup is either compact or co-compact. The case of almost connected Lie groups follows from Proposition 3.2(a) and Theorem 4.3, so we may focus on the algebraic case, i.e. with a non-Archimedean local field of characteristic 0. Let be the valuation ring of and be a uniformizer, so that
Let be the Zariski-connected component of identity, and its unipotent radical. We proceed in two steps:
- •
We claim that the unipotent radical is non-trivial. Suppose by contradiction that it is trivial, i.e. is reductive. Consider the Levi decomposition ; as is non-compact amenable, is compact/anisotropic and the radical is a non-compact torus, say with . Let be the unique maximal compact subgroup of : then is the unique maximal compact subgroup of , so it is normal in . The quotient contains with finite index. Because of the assumption has property , contradicting Corollary 4.5.
- •
, i.e. is abelian (otherwise is a non-compact and non-co-compact closed normal subgroup in ). So for some . Since is normal in , it is co-compact. The result then follows from in Theorem 1.4.
5 Non-amenable groups: proof of Theorem 1.6
It is actually possible to weaken the assumption of Theorem 1.6 rather drastically. For this we need two more definitions.
A locally compact group is locally linear if it admits an open subgroup which is linear over some local field. We also define the class of elementary groups as the smallest class of locally compact totally disconnected groups containing all discrete groups, all profinite groups, and closed under group extensions and directed unions of open subgroups.
Theorem 5.1**.**
Let be a non-amenable locally compact group. Assume moreover that is either an almost connected Lie group, or a non-elementary locally linear totally disconnected group. The following are equivalent:
- a)
* has property PL;* 2. b)
every closed normal subgroup of is either compact or co-compact; 3. c)
there exists a compact normal subgroup and a closed co-compact normal subgroup of , with , such that is isomorphic to a direct product of simple algebraic groups over some local field , and the simple factors are permuted transitively under .
In particular Theorem 5.1 applies to any non-amenable group of the form , the group of -rational points of a linear algebraic group defined over a non-Archimedean local field of any characteristic.
Proof of Theorem 5.1:
Let be as in c). By Lemma 3.1 in [Co2], it is enough to show that has property PL. So let be an unbounded length function on , we show that is proper. As is co-compact, is unbounded. So there exists some index such that is unbounded. Say . By assumption, for , there exists such that . Then, for we have by the triangle inequality: , so that is unbounded too. By Theorem 1.4 in [Co2], is proper for every . By Lemma 1.7 in [Co2], is proper. So is proper.
We already observed that, in a locally compact -compact group with property PL, every closed normal subgroup is either compact or co-compact.
The Lie group case follows immediately from the already quoted Caprace-Monod theorem (Theorem E in [CM]) and the discussion preceding Proposition 3.2.
For the totally disconnected case, we appeal to a structural result by Caprace and Stulemeijer (Corollary 1.2 in [CS]): if is totally disconnected and locally linear, there exists closed characteristic subgroups such that is elementary, (if non-trivial) is a product of topologically simple algebraic groups over local fields (in particular is compactly generated and abstractly simple), and is elementary. In view of the assumption that is non-elementary, is non-trivial, hence non-compact, in our case. If we assume that all closed normal subgroups of are either compact or co-compact, we get that is compact and is co-compact. Finally acts transitively on the simple factors of , since a proper orbit would allow to construct a closed normal subgroup of that is neither compact nor co-compact.
6 Property in particular
6.1 Proof of Theorem 1.7
The implication is clear: if has the described form, then by Theorem 1.6 the group has property PL, a fortiori it has property .
The proof of is very similar in spirit to the proof of in Theorem 1.6. Let be either an almost connected Lie group, or , a linear algebraic group over a local field of characteristic 0. Let be the Lie algebra of , let be a Levi decomposition, write , where stands for the compact/anisotropic factors, and stands for the non-compact/isotropic factors. Assume non-amenable, so that .
Suppose that has property but not FH. Then admits a proper isometric action on a Hilbert space, i.e. has the Haagerup property. By Theorem 1.10 in [Co1], this implies , and all simple factors of have -rank 1, and are locally isomorphic to or if or if is Lie and almost connected. By property , any quotient of by a closed non-compact normal subgroup, must have property FH (see Proposition 2.1). We now distinguish the two cases.
6.1.1 The algebraic case
Let be the Zariski-connected component of identity of . The radical is compact. Suppose not: as is characteristic in , it is a closed non-compact subgroup of , and the quotient does not have property FH, contradicting property of .
Let (resp. ) be the Zariski-connected subgroup of corresponding to (resp. ). Since is a characteristic ideal in , the subgroup is characteristic in , hence normal and co-compact in . Finally acts transitively on the simple factors of , since a proper orbit would allow to construct a quotient of by a closed non-compact normal subgroup, not having property FH. Let be the center of ; then the subgroup is the desired subgroup of .
6.1.2 The Lie case
Let be a non-amenable, almost connected Lie group with and without FH. Let be a Levi decomposition of the connected component of identity of . Then is compact (otherwise, as above, there is a quotient by a non-compact normal subgroup, not having FH), so is a compact torus, and is reductive.
Let and be the analytic subgroups corresponding to and respectively. Note that is closed in because is compact. The subgroup is characteristic in hence normal in , so is co-compact in . As above, permutes the simple factors of transitively.
Set , the center of . Since is normal in and does not have property FH, the subgroup must be finite. As in the algebraic case, we set , and it is the desired subgroup of .
6.2 Link with the Howe-Moore property
Let be a closed subgroup of the locally compact group . We recall Definition 1.3 of [CCLTV]:
Definition 6.1**.**
The pair has the relative Howe-Moore property if every unitary representation of , either has -invariant vectors, or is such that is a -representation. The group is a Howe-Moore group if the pair has the relative Howe-Moore property.
Proposition 6.2**.**
Let be a closed, co-compact normal subgroup of . If the pair has the relative Howe-Moore property, then has property . In particular every Howe-Moore group has property .
Proof: Let be a unitary representation of , and let be a 1-cocycle with respect to . Set . Assuming that has the Howe-Moore property, we must prove that is either bounded or proper. So suppose that is unbounded.
By Schönberg’s theorem, for , the function is positive definite on . So there exists a Hilbert space and a unitary representation of on , with a cyclic vector , such that:
[TABLE]
for every .
Claim: has no non-zero -fixed vector.
To see this, let be the space of -fixed vectors in , and be its orthogonal complement. We must show that . Observe that and are -invariant, as is normal in . For , write in the decomposition . As is cyclic, it is enough to show that . But, for :
[TABLE]
As is unbounded, we can find a sequence in such that . Then . On the other hand, coefficients of on are , by the Howe-Moore property for . So . Hence , proving the claim.
From the claim, plus the fact that has the Howe-Moore property, we deduce that is a -function. This is equivalent to saying that is proper.
We will see in Example 6.4 below that the converse of Proposition 6.2 does not hold in general.
We revisit semi-direct products of the form , where and is a closed subgroup of the unitary group . Denote by the connected component of identity of .
Corollary 6.3**.**
Consider the following statements:
- a)
* acts irreducibly on .* 2. a’)
The pair has the relative Howe-Moore property. 3. b)
* is infinite and acts irreducibly on .* 4. b’)
* has property .* 5. c)
* stabilizes no proper closed unbounded subgroup of .* 6. d)
* acts irreducibly on .*
Then . If is connected, all those statements are equivalent.
Proof: follows immediately from Theorem 4.5 in [CCLTV].
follows by observing that, if acts irreducibly, then is non-trivial, hence infinite.
is Theorem 1.4 above.
If the semi-direct product has property then every closed normal subgroup of is either compact or co-compact. This rules out any proper closed unbounded -invariant subgroup of .
is trivial, and so is when .
In general the implications cannot be reversed, as the following examples show.
Example 6.4**.**
Let be the semi-direct product , where acts by flipping the two factors. Then acts on , with the first (resp. second) copy of acting by rotations on the first (resp. second) copy of , and flipping the two copies of . Then acts irreducibly on but acts reducibly. So does not hold in general. Since has property but the pair does not have the relative Howe-Moore property, the same example shows that the converse of Proposition 6.2 fails in general. 2. 2.
Let denote the cyclic group of order . Let act on by rotations of angles a multiple of . For , the group stabilizes no proper closed unbounded subgroup of . So does not hold in general. 3. 3.
Consider the same action of by rotations on , this time with : the action is irreducible but stabilizes a lattice in . So does not hold in general.
7 Groups acting on trees with property PL
Appendix by Corina CIOBOTARU
In this appendix we prove that closed non-compact subgroups of that act -transitively on have property . Beside linear examples as , the latter family of groups contains examples of non-compact locally compact groups that are non-linear, at least in characteristic 0: those are the universal groups introduced by Burger–Mozes in [BM, Section 3].
We denote by a -regular tree, with , and by its group of automorphisms, which is a locally compact group with respect to the compact-open topology. Let be the group of all type-preserving automorphisms of . By a type-preserving automorphism of we mean one that preserves an orientation of that is fixed in advance; this is the same as saying that the automorphism acts without inversion. We denote by the set of endpoints of (they are also called the ideal points of ) and we call the boundary of . For every two points we denote by the unique geodesic between and in .
For and we define
[TABLE]
In particular, . For we define and . Notice that can contain hyperbolic elements; if this is the case then .
For the remaining of the appendix we consider to be a closed non-compact subgroup of that acts -transitively on . One easily sees [Tit] that contains at least one hyperbolic element. Typical examples of such subgroups are and the universal groups introduced by Burger–Mozes in [BM, Section 3]. Those groups are moreover topologically simple. We will see below that the universal groups are not linear.
Definition 7.1**.**
Let be a hyperbolic element of . Corresponding to we define the set
[TABLE]
Notice that is a subgroup of . It is called the contraction group corresponding to , and in general it is not a closed subgroup of . In the same way, but using we define . For example are closed when and not closed when is the universal group of Burger–Mozes.
Let us recall some important properties of , when is –transitive on . Let us fix for what follows a hyperbolic element of and denote by the translation axis of , where are the repelling and respectively, the attracting endpoints of . Without loss of generality, we can assume from now on that is of translation length (see [Cio, Example 4.10] where 2-transitivity is explicitly used). We fix a vertex . One has the following Cartan decomposition (see e.g. Ciobotaru [Cio, Example 4.10]): , where and .
Note that is a closed subgroup of containing . Notice also that each element of either is elliptic, thus fixing pointwise the axis , or it is hyperbolic and thus translating along the axis . Moreover, every element is of the form , for some and some . For the latter decomposition we used the fact that has translation length .
By [Cio, Proposition 4.11], we have that
[TABLE]
Moreover, by [Cio, Proposition 4.15 and Corollary 4.17] we have
[TABLE]
Notice that , , and are closed subgroups of , and that .
The following lemma says that hyperbolic elements in are boundedly generated by .
Lemma 7.2**.**
*(See the proof of [CC, Lemma 3.5])
For every hyperbolic element there exist hyperbolic and such that , has same translation length as and is a product of elements from and .*
Proof: As in the proof of [CC, Lemma 3.5] we start with a basic observation. Let be a bi-infinite geodesic line in , with . Then the intersection is a geodesic ray , with a vertex in . We claim that there is some mapping to and fixing pointwise. Indeed, because and are opposite to in and is -transitive on we obtain that is transitive on by [CC, Lemma 3.5]; there exists an element with the desired property. By the same argument applied to the pair of bi-infinite geodesic lines and , we deduce the existence of mapping to and fixing pointwise.
Next we claim that for every vertex there exists , product of three elements from and , such that fixes and swaps to : i.e. and . Indeed, fix a vertex . Because is -regular with , there exists with . Moreover, we also have that . By the above claim, we can find an element fixing pointwise and mapping to . Similarly, there are elements both fixing pointwise and such that and . Now we set . By construction fixes the vertex , and is the product of three elements from and . Moreover we have
[TABLE]
and
[TABLE]
so that swaps and .
Let now be a hyperbolic element, thus of translation length , for some (recall that is type-preserving). Fix and let be the midpoint of the segment . Because has even translation length, is a vertex of . By our second claim above, there exist , each being product of three elements from and , such that , and , for . We claim that is a hyperbolic element of translation length and it is a product of six elements from and . Indeed, and , so . Moreover, and thus is hyperbolic as desired. In particular, we obtain that fixes pointwise the bi-infinite geodesic line , thus . By taking the conclusion follows.
Proposition 7.3**.**
*(cf. Cornulier [Co2, Proposition 4.1])
Let be a length function on . If is non-proper on , then is bounded on and also on .*
Proof: Let be a compact neighborhood of the identity element in , so that is bounded by a constant on .
Suppose that the length function is not proper on . Then there exists an unbounded sequence such that is bounded by a constant . Then, for every , we can write , for some and some . We obtain that is bounded by a constant and that (by extracting a subsequence), when . By replacing with (as is symmetric) and by taking one can suppose that . Therefore, for large enough we have that . We obtain that , for every . As and because is compact as a closed subgroup of , the function is also bounded on . The conclusion follows.
Corollary 7.4**.**
Let be a closed non-compact subgroup of that acts -transitively on . Then has property .
Proof: Let be a length function on . If is non-proper, then by Proposition 7.3 we have that is bounded on and . As and is bounded on the compact subgroups , and , it is enough to prove that remains bounded on the set of all hyperbolic elements in . This follows by applying the bounded generation result of Lemma 7.2 to every hyperbolic element of . Thus is bounded on as desired.
As we have mentioned above, beside , examples of closed non-compact subgroups of that are topologically simple and act -transitively on are the universal groups introduced by Burger–Mozes in [BM, Section 3]. These groups are defined as follows.
Definition 7.5**.**
Let be the set of unoriented edges of the tree . Let be a function whose restriction to the star of every vertex is a bijection. Such a function is called a legal coloring of the tree .
Definition 7.6**.**
Let be a subgroup of permutations of the set and let be a legal coloring of . The universal group, with respect to and , is defined as
[TABLE]
By one denotes the subgroup generated by the edge-stabilizing elements of , and . Moreover, Amann [Amm, Proposition 52] tells us that the group is independent of the legal coloring of .
Immediately from the definition one deduces that and are closed subgroups of . Notice that, when is the full permutation group , then and , the latter group being an index , simple subgroup of (for this see Tits [Tit]).
An important property of these groups is that and act –transitively on the boundary if and only if is –transitive. Moreover, is either trivial or it is a topologically simple group (see [BM, Amm]).
Moreover, the group is not linear. This is because has Tits’ independence property (see Amann [Amm]); this implies by Caprace-De Medts [CD, Section 2.6] that the contraction groups corresponding to hyperbolic elements are not closed. By Wang [Wan, Theorem 3.5(ii)] we know that the contraction groups corresponding to a -adic Lie group are closed, thus one obtains the non-linearity of in characteristic 0. In particular, when is -transitive, we conclude that the universal group is non-linear (in characteristic 0) and has property .
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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