Shifted convolution sums involving theta series
Qingfeng Sun

TL;DR
This paper investigates bounds for shifted convolution sums involving Hecke eigenvalues of cuspidal newforms and representations of integers as sums of two squares, with uniformity in the shift parameter.
Contribution
It provides new uniform bounds for shifted convolution sums involving theta series and automorphic forms, extending previous results to arbitrary levels and nebentypus.
Findings
Established uniform bounds for shifted sums with respect to the shift h
Extended analysis to forms of arbitrary level and nebentypus
Improved understanding of correlations between Hecke eigenvalues and sums of two squares
Abstract
Let be a cuspidal newform (holomorphic or Maass) of arbitrary level and nebentypus and denote by its -th Hecke eigenvalue. Let In this paper, we study the shifted convolution sum and establish uniform bounds with respect to the shift for .
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Taxonomy
TopicsAnalytic Number Theory Research · Advanced Mathematical Identities · Advanced Algebra and Geometry
Shifted convolution sums involving theta series
Qingfeng Sun
School of Mathematics and Statistics
Shandong University, Weihai
Weihai
Shandong 264209
China
Abstract.
Let be a cuspidal newform (holomorphic or Maass) of arbitrary level and nebentypus and denote by its -th Hecke eigenvalue. Let
[TABLE]
In this paper, we study the shifted convolution sum
[TABLE]
and establish uniform bounds with respect to the shift for .
Key words and phrases:
Shifted convolution sum, cuspidal newform , theta series
††2010 Mathematics Subject Classification: 11F27, 11F30, 11F37.
1. Introduction
The shifted convolution sum
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where and are two arithmetic functions and an integer, is an interesting and important object in analytic number theory and has been studied intensively by many authors with various applications (see for example [2], [6], [11], [13], [15]). For the arithmetic function
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which is the -th Fourier coefficient of the modular form , where is the classical Jacobi theta series
[TABLE]
the related shifted convolution problem was first studied by Luo [12]. Precisely, Luo first established a Voronoi formula for and then applying Poincaré series reduction and his Voronoi formula proved the following: Let be the normalized -th Fourier coefficient of a holomorphic cusp form of weight for . For and ,
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where
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In particular, Recently, Lü, Wu and Zhai [14] improved Luo’s result by the circle method and showed that (1.1) holds uniformly for and all , and can be taken as Moreover, for , using some new ideas, they proved that one can take For other interesting results, see [16].
In this paper, we are concerned with the shifted convolution problem of theta series with a general cusp form, that is (as in [1]) a holomorphic form of integral weight , level and nebentypus , or a Maass form of weight [math] or , level , nebentypus and Laplace eigenvalue . Suppose that is a newform and denote by its -th Hecke eigenvalue. Then we have the following result.
Theorem 1. Let be a cuspidal newform (holomorphic or Maass) of arbitrary level and nebentypus and denote by its -th Hecke eigenvalue. Assume that for any . Then for and , we have
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*uniformly for . *
The most interesting case of Theorem 1 is . Note that the best we known is (see [10]). Denote as usual. By Theorem 1, we have
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Remark 1. For , Theorem 1 is weaker than the results in [14]. In fact, the argument in Section 3 in [14] yields for .
To prove Theorem 1, we apply Jutila’s variation of the circle method (see [9]) which gives an approximation for
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Precisely, let , and . Define
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where . Then is an approximation for in the following sense (see Lemma 4 in Munshi [15]):
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We shall prove Theorem 1 in detail in Section 3.
The advantage of Jutila’s version of the circle method is the flexibility of choosing moduli and this is good for us to study a general cusp form. However, for our problem, there is some lost from (1.4). Thus, for and a holomorphic cusp form of weight or a Maass cusp form of Laplace eigenvalue for , we further prove the following result.
Theorem 2. Let be a holomorphic cusp form of weight or a Maass cusp form of Laplace eigenvalue for and denote by its -th Hecke eigenvalue. Let be a smooth function which is supported on and identically equal to 1 on with , satisfying for all integers . Then for and any , we have
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*uniformly for . *
Remark 2. For holomorphic cusp forms, Theorem 2 improves the result in Luo [12], where it is proved that
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Assume that . By Theorem 2 we have
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On taking , we obtain
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uniformly for . Thus we get the following result which improves (1.2).
Corollary 1. Let be a holomorphic cusp form of weight or a Maass cusp form of Laplace eigenvalue for and denote by its -th Hecke eigenvalue. Assume that . Then for and any , we have
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*uniformly for . *
For the proof of Theorem 2, we use a different method from [12], [14] and Theorem 1. Precisely, as in [17], we apply the classical Hardy-Littlewood-Kloosterman circle method to transform the sum in Theorem 2. Then we can apply the Voronoi formula for the cusp form and an asymptotic formula for the sum , , to get essentially three sums involving transforms of Bessel functions and some exponential sums. Finally, Theorem 2 follows from nontrivial estimates of these transforms and exponential sums.
2. Voronoi formulas
We need Voronoi formulas for both and . Let , and denote the standard -Bessel function, -Bessel function and -Bessel function, respectively. Let be a general cusp form, that is (as in [1]) a holomorphic cusp form of integral weight , level and nebentypus , or a Maass cusp form of weight [math] or , level , nebentypus and Laplace eigenvalue . Suppose that is a newform and denote by its -th Hecke eigenvalue. Then we have the following Voronoi formula for (see [1] or [4], Proposition 2.1)
Lemma 1. Let be a cusp form (holomorphic or Maass) of weight , level and nebentypus . Let and let be an integer coprime to and . If is a compactly supported smooth function on , then
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where is a constant depending only on , is the spectral parameter of in the Maass case, and
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In this formula, (i) if is induced from a holomorphic form of weight ,
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(ii) if is even, is not induced from a holomorphic form,
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(iii) if is odd, is not induced from a holomorphic form,
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has the following properties.
Lemma 2. If is a smooth function supported on () satisfying , then for any integer and any ,
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*where is the spectral parameter of in the Maass form case and if is a holomorphic form. *
Proof. We follow closely [1] (see Section 4.3 and Appendix 1). Set . Let denote either , or . Then satisfies the recurrence relations (see (6.1) in [1]),
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where the appears only for . By the definition of , we only need to prove that
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By integration by parts times with respect to and (2.4), we have
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Note that
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and by Proposition 6.2 in [1], for any ,
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Plugging these estimates into (2.6) we obtain (2.5). This proves Lemma 2.
The following Voronoi formula for is due to Luo (see [12], Lemma 2).
Lemma 3. Let be an integer coprime to , and
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If is a compactly supported smooth function on , then
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where and
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has the following properties.
Lemma 4. If is a smooth function supported on () satisfying (), then for any and any integer ,
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Proof. The proof is very similar as that of Lemma 2 and one uses the estimate (see Proposition 6.1 in [1])
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for any .
For the properties of Bessel functions, we quote the following lemma (see [3], page 920, 8.451-1, 8.451-2 and 8.451-6).
Lemma 5. For and , we have
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3. Proof of Theorem 1
Let be a smooth function which is supported on and identically equal to 1 on with to be chosen later, satisfying for all integers . Then
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where
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using the bound and for any .
Denote the first term on the right side of (3.1) by . Then we have
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where is a smooth function supported on and equals 1 if , satisfying . Let \delta(i,j)=\left\{\begin{array}[]{ll}1,&\mbox{if i=j,}\\ 0,&\mbox{otherwise}.\end{array}\right. Then
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and
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Applying Jutila’s circle method (see [9]), we approximate by
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and by
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where is defined in (1.3), is a parameter to be chosen soon, , and .
By Cauchy’s inequality and (1.4), we have, for ,
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where we have used the trivial bound and the estimate (see (4.2) in [1])
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which is uniform in . Take . We have
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In the following, we estimate in (3.3). By (1.3), we have
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where
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Now we choose the set of moduli as follows
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Then the requirement is satisfied. Applying Lemma 1 with to the -sum in (3.6), we have
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where and
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with defined in (2.1)-(2.3). Note that for , . By Lemma 2, the contribution from is negligible. Thus
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where
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Applying Lemma 3 with to the -sum in (3.9), we have
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where
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and
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Note that for , . By Lemma 4, the contribution from in the second sum in (3.10) is negligible.
Plugging (3.10) into (3.9) we obtain
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where
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Bounding the character sum. (i) is even. In this case . By our choice of in (3.7), we have, for ,
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by Weil’s bound for Kloosterman sum.
(ii) is odd. In this case . By our choice of in (3.7) and quadratic reciprocity, we have, for ,
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by the well known bound for Salié sums (see Corollary 4.10 in [8]).
Bounding . Denote . Then by Selberg’s bound . By Lemma 2, for , we have
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by the Rankin-Selberg estimate
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Recall that . Bounding the integral in (3.11) trivially and by (3.14)-(3.16), we have
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Bounding . First, for , we estimate more precisely. By (3.12) we have
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Set . By partial integration once with respect to and applying the recurrence relation , we have
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where
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Using the bound for , we have, for ,
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and
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By (3.19)-(3.21), we have
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By (3.16), (3.22) and the estimate , we have
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By (3.4), (3.5), (3.8), (3.13), (3.18) and (3.23), we have, for ,
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Note that the first term is smaller that the third term for and . Take Then
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By (3.1), (3.2) and (3.25),
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By taking in (3.26) we obtain
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This proves Theorem 1.
4. Proof of Theorem 2
Denote the sum in Theorem 2 by , By the Hardy-Littlewood-Kloosterman circle method (see for example, [8], Section 11.4), we have
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where
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and
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Note that is a periodic function of period 1. We have
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where . Dissecting the unit interval with Farey’s points of order , we have
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where the denotes that the sum is restricted by the condition , and , and are consecutive Farey fractions which are determined by the conditions
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Exchanging the order of the summation over and the integration over as in Heath-Brown [5] (see Lemma 7), we have
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where satisfies
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Here the implied constant is absolute.
For an asymptotic formula for , we quote the following result (see [18], Theorem 4.1).
Lemma 6. Suppose , and . Then we have
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where is the Gauss sum
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* is the integral*
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and satisfies
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By (4.1) and Lemma 1, we have
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where is a constant depending only on and
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with defined in (2.1)-(2.3). Denote
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Then by (4.4) and (4.10), we have
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where
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with
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The following proposition will be proved in the next section.
Proposition 1. We have
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For the exponential sum , we have the following estimate.
Proposition 2. Let , , squarefull and squarefree. We have
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Proof. Let , where , squarefull, square-free. Then we have
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By Lemma 5.4.5 in [7], we have . Thus
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To estimate , we factor as , prime. Then
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where . Thus we consider the exponential sum
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By Lemma 5.4.5 in [7], we have, for ,
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where is defined in (2.7). Thus by Weil’s bound for Kloosterman sum, we have
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It follows that
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By (4.12)-(4.14), Proposition 2 follows.
By the second derivative test for exponential integrals and the trivial estimate, in (4.6) is bounded by
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By (4.3), (4.15) and Propositions 1-2, we have, for , , squarefull and square-free,
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and
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uniformly for .
Similarly, by (4.3), (4.7), (4.15) and Propositions 1-2, we have
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and
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uniformly for .
Further, by (4.3), (4.7), (4.15) and Propositions 1-2, we have
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and
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uniformly for . By (4.2), (4.8), (4.11) and (4.16)-(4.18), Theorem 2 follows.
5. Proof of Proposition 1
Recall in (4.9) which we relabel as
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where defined in (2.1)-(2.3). Note that for , and , we have . By Lemma 5, we have
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and
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where and are absolute constants depending only on the weight or the spectral parameter . Plugging (5.2) and (5.3) into (5.1), we have
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and
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Changing variable , we have
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Denote . If , we have . By partial integration twice, we have
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and by (5.5),
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If , we have . By the second derivative test,
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and by (5.5),
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By (3.17), (5.4), (5.6) and (5.7), we have
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This proves Proposition 1.
Acknowledgements. The author is very grateful to the referee for detailed comments and valuable suggestions which bring many improvements on the original draft. This work is supported by National Natural Science Foundation of China (11101239), Young Scholars Program of Shandong University, Weihai (2015WHWLJH04) and Natural Science Foundation of Shandong Province (ZR2016AQ15).
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