On two functions arising in the study of the Euler and Carmichael quotients
Florian Luca, Min Sha, Igor E. Shparlinski

TL;DR
This paper studies two arithmetic functions linked to Euler and Carmichael quotients, exploring their relationships, frequency of vanishing, and typical and extreme values to deepen understanding of these quotients.
Contribution
It introduces and analyzes two functions related to Euler and Carmichael quotients, revealing their properties and behaviors in new ways.
Findings
Identified relations between the two functions.
Characterized the frequency of vanishing of the functions.
Described typical and extreme value behaviors.
Abstract
We investigate two arithmetic functions naturally occurring in the study of the Euler and Carmichael quotients. The functions are related to the frequency of vanishing of the Euler and Carmichael quotients. We obtain several results concerning the relations between these functions as well as their typical and extreme values.
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On two functions arising in the study of the Euler and Carmichael quotients
Florian Luca
School of Mathematics, University of the Witwatersrand, Private Bag X3, Wits 2050, South Africa, and Department of Mathematics, Faculty of Sciences, University of Ostrava, 30. dubna 22, 701 03 Ostrava 1, Czech Republic
,
Min Sha
School of Mathematics and Statistics, University of New South Wales, Sydney, NSW 2052, Australia
and
Igor E. Shparlinski
School of Mathematics and Statistics, University of New South Wales, Sydney, NSW 2052, Australia
Abstract.
We investigate two arithmetic functions naturally occurring in the study of the Euler and Carmichael quotients. The functions are related to the frequency of vanishing of the Euler and Carmichael quotients. We obtain several results concerning the relations between these functions as well as their typical and extreme values.
Key words and phrases:
Euler quotient, Carmichael quotient, Carmichael function, Euler function, greatest common divisor
2010 Mathematics Subject Classification:
11A25, 11K65, 11N36
1. Introduction
For a positive integer , let be the exponent of the multiplicative group modulo , which is the so-called Carmichael function of , and let be the Euler function of . If the prime factorization of is
[TABLE]
then
[TABLE]
where for a prime power we have with except the case when and in which .
Given an integer relatively prime to , the integer
[TABLE]
is called the Euler quotient of with base , which is a generalization of the classical Fermat quotient; besides, the integer
[TABLE]
is called the Carmichael quotient of with base . Some arithmetic properties of the numbers and appear in [1] and [19], respectively. For example, if the integers are coprime to , it is shown in [1, Proposition 2.1] and [19, Proposition 2.2], respectively, that
[TABLE]
and
[TABLE]
if furthermore , then and .
In particular, we can define two group homomorphisms:
[TABLE]
and
[TABLE]
For a positive integer with prime factorization (1.1), recall that the radical of is defined to be the product of all distinct prime factors of :
[TABLE]
By [1, Proposition 4.4], the image of the morphism is d(m){{\mathchoice{\hbox{\sf\textstyle Z\kern-3.99994ptZ}}{\hbox{\sf\textstyle Z\kern-3.99994ptZ}}{\hbox{\sf\scriptstyle Z\kern-2.10002ptZ}}{\hbox{\sf\scriptscriptstyle Z\kern-0.99998ptZ}}}}/m{{\mathchoice{\hbox{\sf\textstyle Z\kern-3.99994ptZ}}{\hbox{\sf\textstyle Z\kern-3.99994ptZ}}{\hbox{\sf\scriptstyle Z\kern-2.10002ptZ}}{\hbox{\sf\scriptscriptstyle Z\kern-0.99998ptZ}}}}, where
[TABLE]
where if and otherwise. The image of the morphism can also be determined. The related result in [19, Proposition 4.3] concerning the image of is not correct and should be replaced by the statement that the image of is f(m){{\mathchoice{\hbox{\sf\textstyle Z\kern-3.99994ptZ}}{\hbox{\sf\textstyle Z\kern-3.99994ptZ}}{\hbox{\sf\scriptstyle Z\kern-2.10002ptZ}}{\hbox{\sf\scriptscriptstyle Z\kern-0.99998ptZ}}}}/m{{\mathchoice{\hbox{\sf\textstyle Z\kern-3.99994ptZ}}{\hbox{\sf\textstyle Z\kern-3.99994ptZ}}{\hbox{\sf\scriptstyle Z\kern-2.10002ptZ}}{\hbox{\sf\scriptscriptstyle Z\kern-0.99998ptZ}}}}, where
[TABLE]
(see Proposition 4.3 in the arXiv version of [19]). So, . Moreover, by [19, Proposition 2.1], we get
[TABLE]
which implies that . Clearly, we have
[TABLE]
Furthermore, by [19, Corollary 4.3], we have
[TABLE]
Some questions about and have been studied in [19]. For example, in the proof of [19, Proposition 4.5] it has been shown that . Further, it is shown in [19, Section 4] that under the assumption of the existence of infinitely many Sophie-Germain primes, we have
[TABLE]
Here, using a result and some arguments from [9], we make these inequalities more precise as follows:
Theorem 1.1**.**
We have:
- (i)
For any integer ,
[TABLE]
- (ii)
For infinitely many integers ,
[TABLE]
When is square-free, it is easy to see that . Our next result is to show that this is almost always true.
Theorem 1.2**.**
The set of positive integers such that is of asymptotic density .
More precisely, according to the proof of Theorem 1.2, for sufficiently large and for all positive integers outside a subset of cardinality , we have
[TABLE]
where , and we have assumed that has the prime factorization (1.1). Furthermore, we can replace by in (1.3). Indeed, it is easy to see that the set of positive integers not exceeding and divisible by a prime in the interval has asymptotic density 0 by considering the reciprocal sum of the primes in the interval and using the Mertens formula
[TABLE]
with some constant , see [13, Equation (2.15)].
Finally, since and for almost all , it makes sense to ask which values are possible for and . One may conjecture that for each fixed positive integers and with there exists such that . We now establish this for large families of pairs but also show that this conjecture is false in general.
Before we formulate our next result we need to recall that the notations and , are equivalent to for some constant . As usual, means that , and means that .
Recall that Linnik’s Theorem asserts that there exists a positive number , known as Linnik’s constant, such that, if denotes the smallest prime in the arithmetic progression for integers with , then . It is known [4] that for almost all integers . Currently, the best general estimate is , due to Xylouris [25] (see also [24] for , which improves the previous bound of Heath-Brown [11]); see also Section 6 below for further comments on the choice of .
Theorem 1.3**.**
We have:
- (i)
Given any positive integer , there exists such that .
- (ii)
Given any positive integer , there exists such that .
- (iii)
Let be two positive integers such that . Assume that . Then, there exists such that .
We remark that the co-primality assumption in Theorem 1.3 (iii) might be strong. Because Erdős [8] has shown that the set of positive integers with is of asymptotic density 0. However, when the assumption in Theorem 1.3 (iii) does not hold, the situation becomes unstable. We give some examples as follows.
Theorem 1.4**.**
We have:
- (i)
Let be an odd positive integer greater than . Then, there does not exist an integer such that or .
- (ii)
Let be two odd primes such that and . Then, there exists an integer such that .
Remark 1.5**.**
From the proofs in Sections 4 and 5, one can see that for each result in Theorem 1.3 and in Theorem 1.4 (ii), there are infinitely many such integers if we drop the boundedness condition. **
2. Proof of Theorem 1.1
The closely related function
[TABLE]
for square-free integers has been studied in [9]. For example, it is shown in [9, Theorem 5.1] that for all square-free integers we have
[TABLE]
and for infinitely many square-free integers we have
[TABLE]
Since for square-free , by (2.2) there are infinitely many integers such that
[TABLE]
Here, we want to establish a similar result for , as well as a non-trivial upper bound for .
We start with an observation that a modification of the argument in the proof of [9, Theorem 5.1] allows us to obtain the following improvement upon (2.1).
Lemma 2.1**.**
For any square-free integer and , we have
[TABLE]
Proof.
First, the case can be checked directly, and thus we can assume that . Now, suppose that has the prime factorization (1.1) such that
[TABLE]
In the proof of [9, Theorem 5.1] it has been showed that the desired result is true when one of the following conditions holds:
- (1)
, 2. (2)
is odd.
So, to complete the proof, in the sequel we assume that is even, that is,
[TABLE]
If , then we must have since . In this case, we have and . So, the result can also be checked directly.
Now, we assume that , and then . Then, we deduce that
[TABLE]
since is even, see (2.3). Besides, also by (2.3), we have
[TABLE]
So
[TABLE]
Thus, the result follows if
[TABLE]
Since , the inequality (2.4) is implied in the following inequality
[TABLE]
which is definitely true since , and we conclude the proof. \sqcap$$\sqcup
We are now ready to prove Theorem 1.1.
Proof of Theorem 1.1.
(i) We write , where . If , then with and . It is easy to check this case by a direct computation. In the following, we assume that .
On one hand,
[TABLE]
where we have used the fact that (this is obvious for , and when , then is even, so ). On the other hand,
[TABLE]
Using Lemma 2.1 (note that ), we have
[TABLE]
Using (2.5) for and using (2.6) otherwise, we complete the proof.
(ii) Let be the -th iterate of the Euler function at . By convention, we set and . For positive integer , define to be the following square-free integer:
[TABLE]
From [15, Theorem 3], there is a set of positive integers having asymptotic density 1, such that for , , we have
[TABLE]
Put , where we remark that . Then
[TABLE]
so
[TABLE]
Note that the function is increasing for large . Applying to both sides of (2.7), we derive
[TABLE]
So, by (2.8), we have
[TABLE]
as through such numbers. Besides, noting that and that is square-free, for each prime factor of , by the definition of , we obtain
[TABLE]
So, we have , which together with (2.9) yields
[TABLE]
as . \sqcap$$\sqcup
3. Proof of Theorem 1.2
Although the result in [14, Lemma 2] is enough for the proof of Theorem 1.2, we want to take this opportunity to generalize it, which is of independent interest and might have further applications.
It is shown in [14, Lemma 2] that there exists a positive constant such that on a set of asymptotic density of positive integers , is a multiple of all prime powers . The proof of [16, Lemma 2.1] enhances this result as follows (note that the particular residue class of prime factors plays no role in this proof):
Lemma 3.1**.**
For sufficiently large , all but positive integers have the property that for any prime power , has at least two distinct prime factors congruent to modulo .
Now we are ready to prove Theorem 1.2. This proof follows some of the arguments in [14].
Proof of Theorem 1.2.
Let be the set of positive integers which fail the condition of Lemma 3.1. Then we have
[TABLE]
as . First we show that for almost all , does not have large prime factors. To do this, for a sufficiently large real number we put
[TABLE]
and let
[TABLE]
If , then and . So, there is a prime factor of such that . Hence, for some positive integer . The number of such is . Summing this up over all primes congruent to modulo and then over all primes and using the Brun-Titchmarsh theorem (see [13, Theorem 6.6]) coupled with partial summation, we obtain
[TABLE]
as .
Let be the set of having a prime divisor in the interval . Writing , for and fixing , we get that there are possible choices for . Hence, using the Mertens formula (1.4), we obtain
[TABLE]
as .
Now, let be the set of which are not in such that is divisible by some prime power . If , since is not in , it follows that , and since is not in , it follows that ; hence, . If , then we must have , and since , we have or ; so we have , and either or . Thus, has a square-full divisor or . Fixing , the number of such is . So, we deduce that
[TABLE]
as .
We see from (3.1), (3.2), (3.3) and (3.4) that for the exceptional set
[TABLE]
we have
[TABLE]
as . From now on, we assume that , and assume that has the prime factorisation as in (1.1). Looking at
[TABLE]
we claim that
[TABLE]
Indeed, since , it follows that if , then . Further, if , then since , by Lemma 3.1, we have , and so from , we deduce that because , and thus divides because . This yields the claim.
Finally, we look at
[TABLE]
Let be the set of positive integers for which there exist a prime and an integer such that and . Thus, each has a square-full divisor , so as in (3.4) we deduce that
[TABLE]
as .
Let . We still assume that has the prime factorisation (1.1). For a prime factor , from the above discussion, we have , and then because , and so . If , then because , and thus , which, together with and Lemma 3.1, implies that there exists a prime factor of such that . Thus, . Hence, we have
[TABLE]
This completes the proof. \sqcap$$\sqcup
4. Proof of Theorem 1.3
(i) Choose an odd prime . By Linnik’s Theorem, the smallest such prime satisfies
[TABLE]
By construction, we have .
Now, take
[TABLE]
Clearly, we have
[TABLE]
and then noticing , we have
[TABLE]
So, we can construct an integer such that
[TABLE]
(ii) We first write such that
[TABLE]
We then choose an odd prime satisfying
[TABLE]
By Linnik’s Theorem, the smallest such prime satisfies
[TABLE]
By construction, we can write
[TABLE]
with
[TABLE]
Take
[TABLE]
Clearly, we get
[TABLE]
In addition, note that
[TABLE]
for some integer dividing , and so
[TABLE]
Then,
[TABLE]
where we use the identity
[TABLE]
Thus, if is even, we obtain
[TABLE]
while if is odd, we get
[TABLE]
Hence, we always have , and so
[TABLE]
We conclude the proof by noticing that we can make .
(iii) Denote . If is even, then since , we must have for some integer . Then, from the assumption , we see that . For , by choosing , we get . If , by choosing a prime such that and (for example, ) and putting , we obtain .
In the following, we assume that is odd. We choose an odd prime such that
[TABLE]
Write . By construction, we have .
Now, let . Since and , it is easy to see that
[TABLE]
and
[TABLE]
As in the above, by Linnik’s Theorem, we can choose
[TABLE]
5. Proof of Theorem 1.4
(i) By contradiction, assume that there exists an integer such that and . That is, we have
[TABLE]
and
[TABLE]
Note that and is odd.
Write . Note that we must have . If is even, then , and so . Thus, by (5.1), which contradicts the fact that is odd. So, must be odd.
Then it is easy to see that the integer is even. So, by (5.2). This contradicts the fact that is odd. Hence, such an integer does not exist.
Similarly, by contradiction, we can also show that there is no positive integer such that .
(ii) We choose an odd prime such that
[TABLE]
Write . By construction, we have .
Now, let . Since and , it is easy to see that
[TABLE]
and
[TABLE]
As before, by Linnik’s Theorem, we can choose
[TABLE]
6. Comments
We see from the proof of Theorem 1.3 that its bounds depend on the smallest prime in some specific arithmetic progressions and thus in many cases, the value of can be chosen to be smaller than that implied by the general results of Xylouris [24, 25].
For example, in Theorem 1.3 (i) the result depends on the smallest prime . We have already mentioned that [4] allows the value of for almost all . One however can do better with a result of Mikawa [17] that allows to take for almost all in the statement of Theorem 1.3 (i).
Furrthermore, in Theorem 1.3 (ii) the result depends on the smallest prime . The result of Baker [3] (see also [2]), which gives a version of the Bombieri–Vinogradov theorem for square moduli, implies that for almost all the statement of Theorem 1.3 (ii) holds with any fixed .
We also recall that there are concrete families of moduli which admit a better value of . For example, by the result of Chang [6, Corollary 11] one can take any for moduli without large prime divisors. For example, this is true for all powers of a fixed prime number.
It is also likely that one can use the above results to improve Theorems 1.3 (ii) andl 1.4 (ii) for almost all values of the parameters involved.
We remark that the additivity of the Carmichael quotients implies that for any integer the exponential function is a multiplicative character of the group ({{\mathchoice{\hbox{\sf\textstyle Z\kern-3.99994ptZ}}{\hbox{\sf\textstyle Z\kern-3.99994ptZ}}{\hbox{\sf\scriptstyle Z\kern-2.10002ptZ}}{\hbox{\sf\scriptscriptstyle Z\kern-0.99998ptZ}}}}/m^{2}{{\mathchoice{\hbox{\sf\textstyle Z\kern-3.99994ptZ}}{\hbox{\sf\textstyle Z\kern-3.99994ptZ}}{\hbox{\sf\scriptstyle Z\kern-2.10002ptZ}}{\hbox{\sf\scriptscriptstyle Z\kern-0.99998ptZ}}}})^{*}. For a prime , this has been observed and used by Heath-Brown [12, Theorem 2] (see also [21]) in the classical case of Fermat quotients modulo a prime . The same approach also works for the Carmichael quotients, and combined with the Burgess bound (see [13, Theorem 12.6]) allows to study the distribution of values , , modulo . One can also study their algebraic and additive properties (see [7] and [10], respectively, for the case of Fermat quotients). Furthermore, using that the set (1.2) is a subgroup of ({{\mathchoice{\hbox{\sf\textstyle Z\kern-3.99994ptZ}}{\hbox{\sf\textstyle Z\kern-3.99994ptZ}}{\hbox{\sf\scriptstyle Z\kern-2.10002ptZ}}{\hbox{\sf\scriptscriptstyle Z\kern-0.99998ptZ}}}}/m^{2}{{\mathchoice{\hbox{\sf\textstyle Z\kern-3.99994ptZ}}{\hbox{\sf\textstyle Z\kern-3.99994ptZ}}{\hbox{\sf\scriptstyle Z\kern-2.10002ptZ}}{\hbox{\sf\scriptscriptstyle Z\kern-0.99998ptZ}}}})^{*} one can obtain analogues of several other results about the distribution of its elements, in particular about the smallest element which does not belong to this set (see [5, 18, 20, 22, 23] and references therein).
Acknowledgements
The authors are very grateful to the referee for valuable comments, suggestions and especially for pointing out the error in [19, Proposition 4.3] and for suggesting establishing the results in Theorem 1.3 (i) and (ii).
This paper started during a visit of F. L. to the School of Mathematics and Statistics of the University of New South Wales in January 2016. This author thanks that Institution for hospitality and support. Part of this work was also done when F. L. was visiting the Max Planck Institute for Mathematics in Bonn, Germany in 2017. He thanks this institution for hospitality. In addition, he was also supported by grants CPRR160325161141 and an A-rated researcher award both from the NRF of South Africa and by grant no. 17-02804S of the Czech Granting Agency. The research of the second and third authors was supported by the Australian Research Council Grant DP130100237.
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