Approximation of the Euclidean ball by polytopes with a restricted number of facets
Gil Kur

TL;DR
This paper demonstrates that polytopes with exponentially many facets can approximate the Euclidean ball in high dimensions, providing bounds that are nearly optimal and closing previous research gaps.
Contribution
It establishes nearly optimal bounds for approximating the Euclidean ball by polytopes with a restricted number of facets, advancing understanding in high-dimensional convex geometry.
Findings
Existence of polytopes with N facets approximating the Euclidean ball within specific bounds
Bounds are optimal up to absolute constants
Approximation quality improves with exponential facets in dimension
Abstract
We prove that there is an absolute constant such that for every and there exists a polytope with at most facets that satisfies and where is the -dimensional Euclidean unit ball. This result closes gaps from several papers of Hoehner, Ludwig, Sch\"utt and Werner. The upper bounds are optimal up to absolute constants. This result shows that a polytope with an exponential number of facets (in the dimension) can approximate the -dimensional Euclideanβ¦
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Approximation of the Euclidean ball by polytopes with a restricted number of facets
Gil Kur
Weizmann Institute of Science
Rehovot, Israel
E-mail: [email protected]
Abstract
We prove that there is an absolute constant such that for every and there exists a polytope in with at most facets that satisfies
[TABLE]
and
[TABLE]
where is the -dimensional Euclidean unit ball. This result closes gaps from several papers of Hoehner, Ludwig, SchΓΌtt and Werner. The upper bounds are optimal up to absolute constants. This result shows that a polytope with an exponential number of facets can approximate the -dimensional Euclidean ball with respect to the aforementioned distances.
β β 2010 Mathematics Subject Classification: Primary 52A22; Secondary 60D05.β β Keywords and phrases: Random polytopes, approximation, convex bodies.
1 Introduction
Let be a convex body in with boundary and everywhere positive Gaussian curvature . First, in [3] it was shown that
[TABLE]
where denotes the surface measure of and is a constant that depends only on the dimension. In [9], Zador proved that Later, Ludwig [5] showed a similar formula for arbitrarily position polytopes, namely
[TABLE]
where is a positive constant that depends only on the dimension. In [6], it was shown that Specifically, they proved that for every polytope in with facets
[TABLE]
For more details, please see Theorem 2 in [6].
The estimate for implies that which until this paper, was the best-known upper bound for . Clearly, there is a gap of a factor of a dimension between the upper and lower bounds for . In this paper, we prove that removing the circumscribed restriction improves the order of approximation by a factor of dimension. Specifically, we show that for all there is a polytope in with at most facets, which is generated from a random construction, that satisfies
[TABLE]
where is a positive constant that depends only on the dimension and is bounded by an absolute constant. A corollary of this result is that which closes the aforementioned gap in the estimates for from [5, 6]. This inequality also shows that one can approximate the -dimensional Euclidean ball in the symmetric volume difference by an arbitrarily positioned polytope with an exponential number of facets. This phenomena holds for the Hausdorff metric and the Banach-Mazur distance; see [1, 2].
When is large enough, we improve the bound from Eq. (1.2) to
[TABLE]
which implies that
[TABLE]
We also optimize the argument of Theorem 2 in [6] and prove that
Recently, Hoehner, SchΓΌtt and Werner [4] considered a polytopal approximation of the ball with respect to the surface area deviation, which is defined for any two compact sets with measurable boundary as follows:
[TABLE]
It was also shown that for all polytopes in with facets,
[TABLE]
where is a natural number that depends only on the dimension and is a positive absolute constant. We show that this bound is optimal up to an absolute constant, by using the aforementioned random construction to find a polytope in with at most facets that satisfies
[TABLE]
where are the constants that were defined in Eq. (1.2).
Notations and Preliminary Results
is the centered Euclidean unit ball. is the Lebesgue measure,i.e. volume, of a set Similarly is the surface area of the set . denotes the the convex hull of the set denotes the complementary set of
The symmetric volume difference between two sets is denoted by .
The surface area deviation :=
We denote by the affine surface area of convex body and by the uniform measure on the Throughout the paper denote positive absolute constants that may change from line to line. We shall use the following auxiliary results.
Lemma 1.1**.**
[TABLE]
Theorem 1.2** (Isoperimetric inequality).**
If be a convex body, then
[TABLE]
Theorem 1.3** (Affine isoperimetric inequality [7]).**
Let be a convex body with and let denote the affine surface area of . Then
[TABLE]
Theorem 1.4** (Theorem 1 in [5]).**
[TABLE]
Theorem 1.5** (Theorem 2 in [6]).**
Assume that , and let be a polytope in with at most facets. Then there exists such that
[TABLE]
2 Main results
Theorem 2.1**.**
Let be the polytope with at most facets that is best-approximating for with respect to the symmetric volume difference. Then for all ,
[TABLE]
where and It follows that
[TABLE]
Remark 2.2**.**
The bound on can be improved from to This causes a change to the constant before . The proof is slightly different from the proof of Theorem 2.1, and for completeness we provide a sketch of the proof in Section 6.
In [6], it was shown that We optimize their argument to obtain the following result.
Theorem 2.3**.**
Let polytope in with at most facets satisfies
[TABLE]
and therefore .
Theorem 2.4**.**
Let be the polytope with at most facets that is best-approximating for with respect to the surface area deviation. Then for all
[TABLE]
where
Remark 2.5**.**
The proof of Theorem 2.4 implies that when , there is a polytope in with at most facets that satisfies both
[TABLE]
and
[TABLE]
where and
Remark 2.6**.**
In Theorem 2.4 the bound of the number of facets can be improved from to This causes a change to the constant before .
Remark 2.7**.**
The author conjectures that in Theorem 2.4 the estimate for the constant before the can be improved.
2.1 Asymptotic results
In this section, we present some asymptotic results. First, let be the polytope with at most facets that is best-approximating for with respect to the symmetric volume difference. The following corollaries are consequences of Theorem 2.1, Lemma 1.5 and Remark 2.2.
Corollary 2.8**.**
If and the dimension is large enough, then
[TABLE]
We conjecture that the limit exists.
Corollary 2.9**.**
Let be a sequence that satisfies Then
[TABLE]
Remark 2.10**.**
It can be easily proven that if . Then,
[TABLE]
2.2 Conjectures
Due to symmetry considerations, we believe that Remark 2.10 can be strengthened to:
Conjecture 2.11**.**
If and the dimension is large enough, then
[TABLE]
In order to present the last conjecture, we use a standard argument to show that if the dimension is fixed and the number of facets tends to infinity, then among all convex bodies with the same volume, the Euclidean ball is the hardest to approximate.
For this purpose, let be a convex body in , and assume without loss of generality that . Then
[TABLE]
where the first and the last equalities follow from Lemma 1.4, and the inequality follows from the affine isoperimetric inequality (Lemma 1.3). The author believes that the limit in Eq. (2.3) is unnecessary, i.e.
Conjecture 2.12**.**
Fix and , and let be a convex body in . Then
[TABLE]
Observe that by Theorem 2.1 there is a polytope with facets that gives an -approximation of the -dimensional Euclidean ball, i.e. Lemma 1.5 then implies that this result is optimal, up to an absolute constant. If Conjecture 2.12 holds, then it follows that all convex bodies can be approximated by polytopes with an exponential number of facets with respect to the symmetric volume difference.
Remark 2.13**.**
Macbeath [8] showed that if and , then for every convex body in
[TABLE]
3 Proofs
For the proofs of Theorems 2.1 and 2.4 we may assume that is even. We also denote by the uniform probability measure on and recall that
3.1 Proof of Theorem 2.1
First, choose a random from the uniform distribution on the sphere, and define the random slab of width as the set . Then, the probability that a point lies outside of a random slab with width equals
[TABLE]
where the first term is the volume of the spherical cap and the second is the volume of the cone with as its apex, and both sets have the common base
For shorthand, we denote by and the probability by Let be the random polytope that is generated by the intersection of independent random slabs with the same width . Observe that with probability one, is bounded and has facets.
By independence, the probability that a point lies inside the random polytope equals
[TABLE]
Using Fubini and polar coordinates, we express the expectation of the random variable as
[TABLE]
The expectation can be expressed similarly, and thus
[TABLE]
Now we set to be
[TABLE]
where is a positive absolute constant that will be determined later.
From now on, we use the notation instead of . We split the the proof of Theorem 2.1 into two main lemmas that give upper bounds for the two terms in Eq. (3.2).
Lemma 3.1**.**
[TABLE]
Lemma 3.2**.**
[TABLE]
First we show that Theorem 2.1 follows from the two aforementioned lemmas, and then we prove them.
Proof of Theorem 2.1
Lemmas 3.1 and 3.2 give the upper bound
[TABLE]
Now we optimize over and derive that the minimum is achieved at This follows from the fact that
[TABLE]
The main part of the theorem follows from the fact that there is polytope , a realization of , whose symmetric volume difference is no more than . Finally, we give an upper bound for . Observe that by Lemma 1.4 and Eq. (3.5),
[TABLE]
and hence
[TABLE]
β
Now we turn our attention to the proofs of the main lemmas. We denote by , and we use the following lemma which is proven in Section 6.
Lemma 3.3**.**
Let . Then
[TABLE]
3.2 Proof of Lemma 3.2
Let us split Eq. (3.4) into five parts:
[TABLE]
Next, we estimate these integrals in a series of lemmas.
Lemma 3.4**.**
[TABLE]
Proof.
By Lemma 3.3, if then
[TABLE]
Hence,
[TABLE]
β
Lemma 3.5**.**
[TABLE]
Proof.
Since is a decreasing function of we need to derive a lower bound for First, by Lemma 3.3 applied to we get that
[TABLE]
Hence,
[TABLE]
β
Lemma 3.6**.**
[TABLE]
Proof.
By Eq. (3.1),
[TABLE]
where . Hence,
[TABLE]
Again, using the fact that the previous expression is no more than
[TABLE]
Now we use that and the fact that on to derive that the previous expression equals
[TABLE]
β
Lemma 3.7**.**
[TABLE]
Proof.
Recalling that is decreasing in we derive that
[TABLE]
In order to continue, we derive an upper bound for Using the fact that
[TABLE]
and also that and it holds that
[TABLE]
Now we continue from the end of Eq. (3.11) to derive that
[TABLE]
where we used the assumption that β
The next lemma is proven in Section 6 and will be used to prove Lemma 3.9 below.
Lemma 3.8**.**
Assume that . Then
[TABLE]
Lemma 3.9**.**
[TABLE]
Proof.
We have that
[TABLE]
β
Putting everything together, Lemma 3.2 now follows from all of the lemmas that were proven in this subsection, and finally we derive that
[TABLE]
β
3.3 Proof of Lemma 3.1
First, we split the integral of Eq. (3.3) into two parts
[TABLE]
Next, we estimate the first integral.
Lemma 3.10**.**
[TABLE]
Proof.
For , we use Lemma 3.3 to estimate and derive that
[TABLE]
Hence,
[TABLE]
Using the equality , where , we obtain
[TABLE]
β
We now estimate the second integral in Eq. (3.1).
Lemma 3.11**.**
[TABLE]
Proof.
Using Lemma 3.3 with we get that
[TABLE]
Therefore,
[TABLE]
β
4 Proof of Theorem 2.4
Recall that we want to find an upper bound for , where is a polytope in with at most facets that minimizes the surface area deviation with the Euclidean ball.
For this purpose, choose a polytope from the random construction that was used in Theorem 2.1 which satisfies both:
[TABLE]
and
[TABLE]
First, we find a lower bound for
Lemma 4.1**.**
[TABLE]
Proof.
By definition, satisfies the inequality
[TABLE]
and by the isoperimetric inequality (Lemma 1.2)
[TABLE]
The lemma follows. β
Finally, we prove an upper bound for .
Lemma 4.2**.**
[TABLE]
Proof.
By the definition of the symmetric volume difference, satisfies the inequality
[TABLE]
By volume considerations, we notice that the origin is in the interior of . Hence, by the cone-volume formula,
[TABLE]
where in the last equality we used the fact all the facets have the same height Now we use both Eqs. (4.3) and (4.4) to derive that
[TABLE]
Since the lemma follows. β
Proof of Theorem 2.4.
The theorem now follows by using Lemmas 4.1 and 4.2 and the definition of the surface area deviation:
[TABLE]
β
5 Proof of Theorem 2.3
Let be the polytope in with at most facets that minimizes the symmetric volume difference with the -dimensional Euclidean unit ball. In Theorem 2 of [6], it was shown that
[TABLE]
where denote the facets of By Lemma 9 in [6], each facet of satisfies
[TABLE]
We define to be the height such that From this definition, we know that and Thus
[TABLE]
We formulate an optimization problem, whose target function is smaller than the right-hand side of Eq. (5.1) and the constraint is the surface area of our polytope,
[TABLE]
where
[TABLE]
Using Lagrange multipliers and the separability of both and the constraints, we derive that the minimum is achieved at the point
[TABLE]
We conclude that
[TABLE]
where we used the isoperimetric inequality (Lemma 1.2), Theorem 2.1 (which implies ) and Hence, by taking
[TABLE]
so by Stirlingβs inequality we obtain , as desired. β
ACKNOWLEDGMENTS
I would like to express my sincerest gratitude to Prof. Boβaz Klartag for the inspiring discussions, and also to Prof. Gideon Schechtman and Dr. Ronen Eldan. Also I express my gratitude to my friend Prof. Steven Hoehner and Ms. Anna Mendelman for editing the content of this paper.
6 Technical lemmas and loose ends
Recall that
[TABLE]
where . The integral is the volume of the cap, and the second term is the volume of the cone whose common base is When , is very close to 1. When is close to 1, the volume of the cone is significantly larger than the volume of the cap. The following lemma formalizes this.
Lemma 6.1**.**
Assume that . Then for all ,
[TABLE]
Proof.
Observe that which implies that . Hence,
[TABLE]
β
Now we can complete all the missing details from the proof of Theorem 2.1. First we prove Lemma 3.3.
Lemma**.**
Assume that Then it holds that
[TABLE]
Proof.
Using Lemma 6.1 and the fact that both and are of the order , we derive that
[TABLE]
β
The following is proof the of Lemma 3.8.
Lemma**.**
For all , it holds that
[TABLE]
Proof.
We have
[TABLE]
where in the last equality we used the fact that . Continuing from the previous line, we obtain
[TABLE]
β
Sketch of the proof of Remark 2.2
We give short proofs of the modifications needed so that Theorem 2.1 holds when the random polytope has at most facets. For this purpose, we modify Lemmas 3.1 and 3.2 so that they will hold when For both the aforementioned lemmas, we need to estimate the volume of a spherical cap with height . For this purpose, we shall use the following integration by parts identity:
[TABLE]
Lemma 6.2**.**
Let be a number that may depend on the dimension . Then the following holds:
[TABLE]
Proof.
Let . Then
[TABLE]
where the second equality follows from Eq. (6.5). Taking the limit of both sides of the previous inequality as yields the lemma. β
Now we show how to modify the proof of Lemma 3.2; Lemma 3.1 can be obtained by similar modifications. For this purpose, we need to derive a lower bound for . First, we show that the volume of aforementioned cone is larger than the volume of the spherical cap.
Lemma 6.3**.**
Assume that and . When the dimension is sufficiently large, it holds that
[TABLE]
Proof.
Applying Lemma 6.2 with yields
[TABLE]
β
Now we modify Lemma 3.2. Using Lemma 6.3, one can repeat the proof of Lemma 3.3 to derive the following
Lemma 6.4** (Modification of Lemma 3.3).**
Assume that and . Then
[TABLE]
Finally we show how to modify Lemma 3.2.
Lemma 6.5** (Modification of Lemma 3.2).**
[TABLE]
Proof.
We define and split into three parts:
[TABLE]
We handle the third integral in the same way as in the Lemma 3.2. Moreover, the second integral is negligible:
[TABLE]
Finally, using the lower bound for that was proven in Lemma 6.4, we can handle the first integral as we did in Lemma 3.2 to derive that
[TABLE]
β
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