Dynamical Classification of a Family of Birational Maps of C^2 via Algebraic Entropy
Anna Cima, Sundus Zafar

TL;DR
This paper classifies a family of birational maps of C^2 based on their algebraic entropy, analyzing degree growth patterns to understand their dynamical behavior.
Contribution
It introduces a dynamical classification method for a 9-parametric family of birational maps using degree growth analysis, extending previous studies.
Findings
Identified conditions for periodic, linear, quadratic, and exponential degree growth.
Computed the dynamical degree for various parameter settings.
Included known birational maps as special cases.
Abstract
This work dynamically classifies a 9-parametric family of birational maps f : C2 -> C2. From the sequence of the degrees dn of the iterates of f, we find the dynamical degree delta(f) of f. We identify when dn grows periodically, linearly, quadratically or exponentially. The considered family includes the birational maps studied by Bedford and Kim in [4] as one of its subfamilies.
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Taxonomy
TopicsNonlinear Waves and Solitons · Quantum chaos and dynamical systems · Mathematical Dynamics and Fractals
Dynamical Classification of a Family of Birational Maps of via Algebraic Entropy111Acknowledgements.
The first author is supported by Ministry of Economy, Industry and Competitiveness of the Spanish Government through grants MINECO/FEDER MTM2016- and also supported by the grant -SGR- from AGAUR, Generalitat de Catalunya. The GSD-UAB Group is supported by the Government of Catalonia through the SGR program. It is also supported by MCYT through the grant MTM
Anna Cima*(1)* and Sundus Zafar*(1)*
(1) Dept. de Matemàtiques, Facultat de Ciències,
Universitat Autònoma de Barcelona,
08193 Bellaterra, Barcelona, Spain
[email protected], [email protected]
Abstract
This work dynamically classifies a parametric family of birational maps From the sequence of the degrees of the iterates of we find the dynamical degree of . We identify when grows periodically, linearly, quadratically or exponentially. The considered family includes the birational maps studied by Bedford and Kim in [4] as one of its subfamilies.
Mathematics Subject Classification 2010: 14E05, 26C15, 34K19, 37B40, 37C15, 39A23, 39A45.
Keywords: Birational maps, Algebraic entropy, First Integrals, Fibrations, Blowing-up, Integrability, Periodicity, Chaos.
1 Introduction
In this work we consider the family of fractional maps of the form:
[TABLE]
where the parameters are complex numbers.
This family of maps can be extended to the projective plane by considering the embedding into projective space. The induced map has three components which are homogeneous polynomials of degree two. For general values of the parameters the three components don’t have a common factor: we say that these maps have degree two. Similarly we can define the degree of for each It can be seen that if is a birational map, then the sequence of its degrees satisfies a homogeneous linear recurrence with constant coefficients (see [18] for instance or Section 3). This is governed by the characteristic polynomial of a certain matrix associated to The other information we get from is the dynamical degree which is it’s largest real root, and is defined as
[TABLE]
see [3, 4, 5, 6, 17, 18]. The logarithm of this quantity has been called the algebraic entropy.
The application of algebraic entropy in the field of dynamical systems has been growing in recent years, see for instance [3, 4, 5, 6, 7, 8, 11, 17, 18]. On the other hand, the study of the dynamics generated by birational mappings in the plane is also a current issue, see for instance [1, 3, 4, 5, 17] also [14, 15, 16, 20, 21, 22, 23, 25, 24, 28].
It is known (see [26]) that the algebraic entropy is an upper bound of the topological entropy, which in turn is a dynamic measure of the complexity of the mapping.
The algebraic entropy for the maps (1) highly depends on the choice of parameters. For this reason our study includes all the possible values of the parameters of to determine the growth rate and Therefore the results that we get can be seen as a dynamical classification of family (1). Furthermore, they generalize the results obtained in [4], which the authors consider the subfamily of (1)with and
Birational mappings have an indeterminacy set of points where is ill-defined as a continuous map. This set is given by:
[TABLE]
On the other hand, if we consider one irreducible component of the determinant of the Jacobian of , it is known (see Proposition in [17]) that reduces to a point in . The set of these curves which are sent to a single point is called the exceptional locus of and it is denoted by
It is known that the dynamical degree depends on the orbits of the indeterminacy points of the inverse of under the action of see [18, 19, 27]. Indeed, the key point is whether the iterates of such points coincide with any of the indeterminacy points of
Generically our map has three indeterminacy points. The exceptional locus is formed by three straight lines, each two of them intersecting on a single indeterminate point of . We call them non degenerate mappings. But there is a subfamily such that the exceptional locus is formed by only two straight lines. We call these mappings degenerate mappings and they are studied in the paper [10]. Hence we are not going to consider them here.
To find and and to study its behaviour, we use a Theorem of Bedford and Kim (see [3]) to find the characteristic polynomial which provides .
The results obtained in this paper are the starting point for studying the dynamic properties of the elements of family (1). We can expect certain types of behaviors, for instance, if we want to know the mappings which are globally periodic, we have to look at the ones whose sequence of degrees is periodic. To find the mappings that are integrable (i. e., mappings that preserve the level curves of some rational function) or mappings that preserve some fibrations, we have to look for the mappings whose sequence of degrees grows linearly or quadratically in see [18]. We can encounter chaos whenever grows exponentially. As a continuation of this work, in the following articles, ”Zero entropy for some birational maps of ”, see [9], and ”Finding invariant fibrations for some birational maps of ”, see [10], we give all the maps of type (1) which have zero entropy in the particular cases in the first one and for the degenerate cases in the second one, giving explicitly the invariants when they exist.
The details of prerequisites and results of this work can be found in [12].
The article is organized as follows: The main results are announced in Section The preliminary results which include the basic settings of the work, some background of birational maps and Picard group and the structure of the orbits’lists are introduced in Section In Section we give the proof of the results. Finally in Section we present the rest of the zero entropy mappings which are not included in the two mentioned papers [9] and [10].
2 Main results
The results that we find are presented in the following theorems and . In all of them we consider that the coefficients of the map are such that is a birational map and has degree two (see Lemma 5).
Consider the family of fractional maps :
[TABLE]
where the parameters are complex numbers. We call
[TABLE]
the extension of to the projective plane, where
[TABLE]
The indeterminacy set of is with
[TABLE]
where for
By calling the inverse of and by its extension on also a indeterminacy set exists: with
[TABLE]
[TABLE]
We denote by the golden mean, which is the largest root of the polynomial
Theorem 1**.**
Let be a birational degree two non degenerate map of type (1) and suppose that are all non zero. Then either,
- (i)
If it exists such that then the characteristic polynomial associated with is
[TABLE]
* is given by the largest root of the polynomial and grows quadratically.*
- (ii)
If no such exists then and grows quadratically.
Notice that Theorem 1 says us that family (1) generically has dynamical degree equal .
Theorem 2**.**
Let be a birational degree two non degenerate map of type (1) and suppose that . Then are non zero and the following hold:
Assume that and let be the extension of after blowing-up the points If for some then the characteristic polynomial associated with is given by
[TABLE]
and the sequence of degrees of is periodic with period If no such exists then the characteristic polynomial associated with is
[TABLE]
and the sequence of degrees grows linearly. 2. 2.
Assume that and let be the induced map after blowing up the point Then the following hold:
- •
If for some and for all then the characteristic polynomial associated with is given by
[TABLE]
and
- –
for the sequence of degrees is bounded,
- –
for the sequence of degrees grows linearly,
- –
for the sequence of degrees grows exponentially.
- •
Assume that for some Let be the induced map after we blow-up the points If for all then the characteristic polynomial associated with is given by
[TABLE]
and the sequence of degrees grows exponentially. Furthermore as
- •
If and for some then the characteristic polynomial associated with is given by
[TABLE]
and
- –
for the sequence of degrees grows exponentially for all
- –
for the sequence of degrees is periodic or grows quadratically;
- –
for the sequence of degrees is periodic.
- •
Assume that and for all Then the characteristic polynomial associated with is given by
[TABLE]
and the sequence of degrees grows exponentially with
Theorem 3**.**
Let be a birational degree two non degenerate map of type (1) and suppose that . Then are non zero and the following hold:
Let be the map for and let be the induced map after blowing up the points If for some then the characteristic polynomial associated with is given by
[TABLE]
and
- •
for the sequence of degrees is periodic of period and respectively;
- •
for the sequence of degrees it grows quadratically or it is periodic of period ;
- •
for the sequence of degrees grows exponentially.
If no such exists then the characteristic polynomial associated with is given by
[TABLE]
and the sequence of degrees grows exponentially with 2. 2.
Let be the map for and let be the induced map after blowing up the point Then the following hold:
- •
If for some then the characteristic polynomial associated with is given by
[TABLE]
and the sequence of degrees has exponential growth rate. Furthermore as
- •
If for some then the characteristic polynomial associated with is given by
[TABLE]
and for :
- –
The sequence of the degrees grows linearly when
- –
The sequence of the degrees grows exponentially when
For there are no such mappings.
- •
Assume that and for all Then the characteristic polynomial associated with is given by
[TABLE]
and the sequence of degrees grows exponentially with
Theorem 4**.**
Let be a birational degree two non degenerate map of type (1) and suppose that and Then:
Assume that and let be the induced map after blowing up the point Then the following hold:
- •
If for some and for all then the characteristic polynomial associated with is given by
[TABLE]
and for :
- –
The sequence of the degrees grows linearly for
- –
The sequence of the degrees grows exponentially for .
For there are no such mappings.
- •
If for some and for all then the characteristic polynomial associated with is given by
[TABLE]
and the sequence of degrees has exponential growth rate. Furthermore as
- •
If and for some then and
- –
for the characteristic polynomial associated with is
- –
for the characteristic polynomial associated with is
- •
If and for all then the characteristic polynomial associated with is given by
[TABLE]
and the sequence of degrees grows exponentially with 2. 2.
Assume and let be the induced map after blowing up the point If there exists some such that then the characteristic polynomial associated with is given by
[TABLE]
and for all the sequence of degrees grows linearly. If no such exists then the characteristic polynomial associated with is given by and grows linearly.
3 Preliminary results
3.1 Settings
Consider
[TABLE]
The exceptional locus of is where
[TABLE]
[TABLE]
and the exceptional locus of is where
[TABLE]
It is easy to see that maps each to where the are defined in (5) and that the inverse of maps to for see (4). To specify this behaviour we write (also ).
We are interested in the mappings (1) when they are birational maps which are not degree one maps. Next lemma informs about the set of parameters which are available in this study. Also the degenerate case and the non degenerate cases are distinguished. We recognize the non degenerate case when has three distinct exceptional curves. When has two exceptional curves of such type, then we are in degenerate case.
Recall that a birational map is a map with rational components such that there exists an algebraic curve and another rational map such that in
Lemma 5**.**
Consider the mappings
[TABLE]
Then:
- (a)
The mapping is birational if and only if the vectors are linearly independent and and either or
- (b)
The mapping is degenerate if and only if or
Proof.
The conditions in (a) are necessary for to be invertible as if the vectors are linearly dependent then the second component of is a constant, also if or then only depends on or on If and then only depends on .
Now assume that conditions are satisfied. Then the inverse of which formally is
[TABLE]
is well defined. Furthermore the numerators of the determinants of the Jacobian of and are
[TABLE]
and
[TABLE]
respectively. It is easily seen that conditions imply that both (6) and (7) are not identically zero. Hence, in where is the algebraic curve determined by the common zeros of (6) and (7).
To see (b) we know that since maps to this implies that the points are not all distinct. Since we have two possibilities: or Condition writes as and From (a), the vector Hence must be zero. In a similar way it is seen that if and only if
3.2 Birational mappings and Picard group
Given the birational map let be the extension of at and consider and To get rid of indeterminacies we do a series of blowups. More precisely, if we perform the blowingup at the points
Given a point let be the blowing-up of at the point Then,
[TABLE]
and if then
[TABLE]
Given the point (resp. ) we are going to represent it by (resp. by or by if it is convenient). After every blow up we get a new expanded space and the induced map Hence in this work we deal with complex manifolds obtained after performing a finite sequence of blow-ups. Indeterminacy sets and exceptional locus can also be defined if we consider meromorphic functions defined on complex manifolds. If is a complex manifold we are going to consider the Picard group of denoted by Then is generated by the class of where is a generic line in As usual, given a curve on the strict transform of is the adherence of in the Zariski topology, and we denote it by If the base points of the blow-ups are and then it is known that is generated by where is a generic line in (see [3, 4]). Furthermore induces a morphism of groups with the property that for any complex curve
[TABLE]
where is the algebraic multiplicity of at
On the other hand, if is a birational map defined on then there is a natural extension of on which we denote by And induces a morphism of groups, just by taking classes of preimages. The interesting thing here is that
[TABLE]
where is the degree of By iterating we get the corresponding formula by changing by and by In order to deduce the behavior of the sequence it is convenient to deal with maps such that
[TABLE]
Maps satisfying condition (9) are called Algebraically Stable maps (AS for short), (see [18]).
In order to get AS maps we will use the following useful result showed by Fornaess and Sibony in [19] (see also Theorem 1.14) of [18]:
[TABLE]
It is known (see Theorem 0.1 of [18]) that one can always arrange for a birational map to be AS considering an extension of If it is the case and we call the characteristic polynomial of then since and is the term of we get that
[TABLE]
i. e., the sequence satisfies a homogeneous linear recurrence with constant coefficients. The dynamical degree is then the largest real root of
The following result is useful in our work. It is a direct consequence of Theorem 0.2 of [18]. Given a birational map of let be its regularized map so that the induced map satisfies Then
Theorem 6**.**
(See [18]) Let be a birational map, be its regularized map and let Then up to bimeromorphic conjugacy, exactly one of the following holds:
- •
The sequence grows quadratically, is an automorphism and preserves an elliptic fibration.
- •
The sequence grows linearly and preserves a rational fibration. In this case cannot be conjugated to an automorphism.
- •
The sequence is bounded, is an automorphism and preserves two generically transverse rational fibrations.
- •
The sequence grows exponentially.
In the first three cases while in the last one Furthermore in the first and second, the invariant fibrations are unique.
3.3 Lists of orbits.
We derive our results in the non-degenerate case by using Theorem 7 below, established and proved in [3]. The proof of that is based in the same tools explained in the above paragraph. In order to determine the matrix of the extended map in the Picard group, it is necessary to distinguish between different behaviors of the iterates of the map on the indeterminacy points of its inverse.
The theorem is written for a general family of quadratic maps of the form As we will see the maps of family (1), when the triangle is non-degenerate, are linearly conjugated to such a maps. Here is an invertible linear map and is the involution in as follows:
[TABLE]
We find that the involution has an indeterminacy locus and a set of exceptional curves , where for and with and Let the elements of this set are determined by for see [3].
To follow the orbits of the points of we need to understand the following definitions and construction of lists of orbits in order to apply the result of Theorem 7.
We assemble the orbit of a point under the map as follows. For a point we say that the orbit . Now consider that there exits a such that its iterate belongs to for some , whereas all the other iterates of under are never in . This is to say that for some the orbit of reaches an exceptional curve of or an indeterminacy point of We thus define the orbit of as and we call it a singular orbit. If for some in turns out that and all of its iterates under are never in for all we set as and is non singular orbit. We now make another characterization of these orbits. Consider that a singular orbit reaches an indeterminacy point of , this is to say that but its not in We call such orbits as singular elementary orbits and we refer them as SE-orbits. To apply Theorem 7 we need to organize our SE orbits into lists in the following way.
Two orbits and are in the same list if either or that is, if the ending index of one orbit is the same as the beginning index of the other. We have the following possibilities:
- •
Case 1: One SE-orbit, Then we have the list If we say that is a closed list. Otherwise it is an open list.
- •
Case 2: Two SE-orbits, and In this case we can have either two closed lists,
and
or one open and one closed list
and
or a single list
which is closed if and an open list otherwise.
Notice that we cannot have two open lists because there are at most three SE-orbits.
- •
Case 3: Three SE orbits: In this case we can have either three closed lists
and and
or two closed lists
and
or one closed list
We now define two polynomials and which we will use to state theorem 7. Let denote the sum of the number of elements of an orbit and let denote the sum of the numbers of elements of each list If is closed then and if is open then Now we define for different lists as follows:
[TABLE]
Theorem 7**.**
([4]) If , then the dynamical degree is the largest real zero of the polynomial
[TABLE]
Here runs over all the orbit lists.
4 Proof of the results
is a non-degenerate when the sets have the three elements, each two of them intersecting on distinct points of presented in section . In this section we consider this to do the following study.
We consider the involution introduced in section , and two invertible linear maps and of such that sends each to and for Then the mapping is quadratic and sends each to Therefore must be of the form with for each that is where =diag Calling we get that that is the mappings and are linearly conjugated. Calling for we are going to identify each with
From now on we are going to assume that is birational (see conditions in Lemma 5), that has degree two and that it is not not degenerated (i. e., The exceptional set of and can be seen in the following figure:
The mapping is bijective from to The only points in which have preimage by are with which have as preimages and respectively.
To prove the results we use the following strategy. First we perform the necessary blow-up’s in order to have an extension of that is and it is AS. Then we construct the lists of the orbits of points and we apply Theorem 7. We now give the proofs of Theorems to . They are as follows.
Proof of Theorem
Proof.
The conditions on the parameters imply that with and Since , thus we find that their orbits are and which are singular but not elementary. Now it remains to analyze the behavior of iterates of . We claim that and It is so because if then, since it would imply or that is or Similarly, implies or Therefore the only possibility is that any iterate of reaches Thus we assume the following cases:
- (a)
Assume that for all Then the map is itself AS. Hence, 2. (b)
Now assume that for some Thus we have a SE orbit of which is: In this case we have only one list which is open. That is:
[TABLE]
To find the characteristic polynomial we use Theorem 7. We find that , and Then the is the largest root of the characteristic polynomial
Observe that for all the values of the above polynomial has always the largest root This is because and therefore there always exists a root such that Hence has exponential growth rate. 2. 2.
Proof of Theorem
Assume that From Lemma 5 we know that and are non zero. We distinguish two cases, depending on
- •
Consider the case when Observe that and Hence we blow up the points to get the exceptional fibres Let be the new space and let be the extended map on . In order to know we see (resp. ) as (resp. ), we evaluate (resp. ) and take limits again. We get:
[TABLE]
and
[TABLE]
Then the map sends the curve and We observe that no new point of indeterminacy is created therefore and Assume that there exists such that Then we blow up getting the exceptional fibres which we call Set the extended map. Performing the blow up at since is sent to via we have that Then Hence is an AS map and also an automorphism. Now we have two closed lists as follows
[TABLE]
[TABLE]
Then by using Theorem 7 we find that the characteristic polynomial associated to is If is even then has the factor and Hence the sequence of degrees is where are constants and are the roots of polynomial By looking at we see that does not grow quadratically or exponentially. As our map is an automorphism then by using the results from Diller and Favre in [18] we see that also cannot have linear growth. Therefore we must have Hence the sequence of degrees must be periodic. This implies that i.e. the sequence of degrees is periodic with period If is odd then is also periodic of period
If for all then we have two lists which are open and closed as follows:
[TABLE]
Then is determined by the polynomial and The sequence of degrees is
- •
Now consider that The parameters are all non zero. Observe that The orbit of is SE. By blowing up we get the exceptional fibre and the new space The induced map sends the curve Observe that now and
We see that and the exceptional curve We observe that the collision of orbits discussed in preliminaries is happening here. The orbit of under is as follows:
[TABLE]
After some iterates we can write the expression of for all as Observe that for some value of it is possible that This happens when the following condition is satisfied for some
[TABLE]
For such the orbit of is SE. By blowing up the points of this orbit we get the new space and the induced map Then under the action of we have
[TABLE]
Then and
Now if the orbit of is SE and if that is the orbit of is also SE for some then we have three SE orbits. If condition is not satisfied then with the extended map we have Therefore we have two options: or
We claim that for all Assume that and assume that for Since and if then would be greater than zero and since it would imply that or which is not the case (recall that the only points in which have a preimage are and ).
Contrarily, if it exists some such that for but then must be equal to or that is, or The second case is not possible as is a fixed point. In the first case which implies that and Hence the orbit of must be SE and that condition must be satisfied for which is a contradiction. It implies that the only available possibility for to be SE is to have that for some After the blow up process we get
[TABLE]
The extended map is an automorphism when we have three SE orbits.
The above discussion gives us three different cases.
- –
One orbit: This happens when with the conditions that and for all Therefore we have only one list which is open that is By using theorem 7 we find that which is given by the greatest root of the polynomial Therefore it has exponential growth.
- –
Two orbits : It is the case when and for all By organizing the orbits into lists we have one closed list By utilizing theorem 7 we find that the characteristic polynomial associated to is For and the sequence of degrees satisfies and respectively which corresponds towards boundedness of .
For we get the polynomial Looking at the first degrees we get that the sequence of degrees is
For we observe that and Hence always has a root and the result follows.
- –
Two orbits : When we have and for all then there is one open and one closed list and We observe that for all the values of the polynomial has always a root Therefore has exponential growth.
- –
Three orbits: In this case we have for a certain We have two closed lists as follows:
[TABLE]
[TABLE]
From theorem 7 we can write The map is an automorphism for all the values According to Diller and Favre in [18] the growth of degrees of iterates of an automorphism could be bounded, quadratic or exponential but it cannot be linear as in such a case the map is never an automorphism. For this we observe the behavior of around we consider it’s Taylor expansion near
[TABLE]
Thus vanishes at and has a maximum on it Since always exists a root greater than one. If then the pairs are in the set:
For when is even the sequence of degrees is
[TABLE]
where are constants and ’s are the roots of polynomial different from If is odd then
[TABLE]
where are constants and ’s are the roots of polynomial Since is an automorphism for all using [18] we have and also This implies that i. e., the sequence of degrees is periodic with period The argument for the proof of other values of follows accordingly. 3. 3.
Proof of Theorem
From hypothesis and from Lemma 5 we know that and therefore and cannot be zero. There exist two different cases to study depending on
- •
Consider that Then and We get new space by blowing up and are the exceptional fibres on these points respectively. The extended map sends and Therefore the orbits of and are SE. No new indeterminacy points have appeared therefore and If for some then the orbit of is SE. Let be the extended map on new space we get after blowing up the points of orbit of Then sends Then is an AS map and is an automorphism.
We see that we have one closed list and by utilizing Theorem 7 the characteristic polynomial associated to is For the sequence of degrees where are the two roots of Hence satisfies i.e., it is periodic of period For the argument for the proof is similar with periods and accordingly. When the sequence of degrees As is an automorphism, from Theorem 6, the sequence of degrees does not grow linearly. Then either, and grows quadratically or and is periodic of period
For there always exists a root of Hence the sequence of degrees grows exponentially for such values of .
Now suppose that no exists such that In this case is given by the greatest real root of the polynomial .
- •
Now consider that Observe that in general for any and Thus is not a SE orbit. Now We blow up the point Therefore the orbit of is SE. Let be the new space after blowing up and let be the exceptional fibre at this point. The induced map sends the curve Then and
The curve and Note that As the only points on which have preimages are and Then if the orbit of reaches at some iterate of then should be equal to either or As hence This implies that for all but it is possible that Then in general there are two possibilities: for some or for some In both cases the orbit of is SE.
Now if there exists some such that then to get we blow-up all the points of the orbit of The extended map sends This shows that is an AS map.
Now we have one open list and the characteristic polynomial associated to is Observe that for all the values of the polynomial always has the largest root Hence grows exponentially and approaches to the value as
Also if there exists some such that then is an AS map. We have one closed list and the characteristic polynomial associated to is Note that there are no mappings for As therefore is not possible. For we have two possibilities. First when then the condition But the orbit of can never reach because and Now if then we have the condition In this case but it is clear that therefore is not possible.
For we get the polynomial and the sequence of degrees is Looking at the first degrees we get For we observe that always has a root and the result follows. 4. 4.
Proof of Theorem
Considering the hypothesis we know that therefore from lemma 5 the parameters and one of at the same moment can be zero. Hence two different cases, and are considered as follows:
- •
Consider that and
Observe that Let be the new space we get after blowing up the point and let be the exceptional fibre at this point. The induced map sends the curves Hence and Note that is not indeterminate for and therefore orbit of collides with But we observe that for all as However it is possible that for some If there exists such then we blow up the points of the orbit of to get the exceptional fibres ’s. Let be the new space. Then the extended map sends Now and The exceptional curve But the orbit of can never reach as . Thus the orbit of is not SE. Hence the map is AS.
In this case we have one closed list by using Theorem 7 the characteristic polynomial associated to is The proof for all values of is similar to the last part of theorem 3.
Now assume that for all such that the orbit of is not SE then for some it is possible that In this case after the blow up of the orbit of in the extended space the induced map acts as Thus the orbit of is SE and the map is AS.
We have one open list and the characteristic polynomial associated to is We observe that for all the values of the polynomial always the largest root and grows exponentially.
We now consider the case when for some we have and
We claim that must be different from Assume that and for any and Because otherwise these points can have multiple preimages. Then gives the condition that implies that as is bijective except for some particular points. But this gives a contradiction as all ’s must be different in this case. Now if there exists some or such that or then there is collision of orbits. This gives that either, or which shows that
Now consider that Then the orbit of must collides with the orbit of Because if not then this claims that for all As then for some we can write This gives As has unique preimage and there is no collision this implies that no orbit enters any or Therefore the points and have unique preimages. Then for we can find the preimages by iterating times with This gives us which implies that for some which gives contradiction to our claim. This implies that in the case when or we always have collision of orbits of with or with
Now for we must have for some Then we see that:
[TABLE]
This implies that the orbit of is no more SE. Hence two SE orbits are the orbits of and This shows that the characteristic polynomial is in this case. Similarly, in the second case the characteristic polynomial is
Finally, if and for any then we have one SE orbit and the characteristic polynomial is given by Then the dynamical degree
- •
Now consider from Lemma 5 we have non zero. Observe that is not an indeterminate for and is a fixed point of Hence the orbit of is not SE.
Now After blowing up the point to get the exceptional fibre the induced map for new space sends the curve Now and The exceptional curve Note that for all as Then for some it is possible that In this case the orbit of is SE. Let be the expanded space we get after blowing up the orbit of the observe that now is an AS map but is not an automorphism as still collapses.
In this case we have one closed list and one open and the characteristic polynomial associated to is
Now if no such exists so that then we have one open list is given by the largest root of the polynomial which is one.
5 Zero entropy cases
From the results of Theorems 1, 2, 3 and 4 we can present the maps with zero algebraic entropy.
Looking at Theorem 1 we see that the maps which satisfy their hypothesis have not zero entropy. From Theorem 2 we find very interesting maps with zero entropy. This case is studied in detail in the paper [9], giving all the prescribed invariant fibrations and also recognizing which of such a maps are periodic and/or integrable.
Among the mappings satisfying the hypothesis of Theorem 3 we have the ones with After an affine change of coordinates this maps can be written as
[TABLE]
These are the maps which we deal when we want to study a linear fractional recurrence of order two, and they are analized in paper [4]. When the only case with dynamical degree equals one is when where is the mapping induced by after blowing up the point To find the maps with this condition in principle we have two possibilities, with or without collision of orbits. When then the condition never is satisfied. It is because and the only points on which have preimage by are and and we see that If that is if then
[TABLE]
Hence, condition is satisfied for and we get the uniparametric family of mappings
[TABLE]
Since the corresponding sequence of degrees grows linearly, preserves a unique rational fibration. In fact,
[TABLE]
satisfies When for some then defining we see that , that is is integrable. We observe that we also know that these maps never are periodic maps as the degrees grow linearly.
In a similar way, we find
[TABLE]
which satisfies the hypothesis of Theorem 4 with and has the unique invariant fibration
[TABLE]
with the property As before when then is a first integral of
Finally, if satisfies the hypothesis of Theorem 4 with and has zero entropy, after an affine change of coordinates can be written as
[TABLE]
Clearly is an invariant fibration satisfying When then calling we have that is a first integral of Also when and the maps are integrable.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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- 5[5] Bedford, E. and Kim, K. The dynamical degrees of a mapping, Proceedings of the Workshop Future Directions in Difference Equations, Colecc. Congr. 69 Univ. Vigo (2011), 3–13.
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