Three Dimensional View of the SYK/AdS Duality
Sumit R. Das, Antal Jevicki, Kenta Suzuki

TL;DR
This paper presents a 3D interpretation of the SYK model's spectrum, showing it can be viewed as a scalar coupled to gravity in a three-dimensional space, supporting the idea of a 3D bulk dual.
Contribution
It introduces a novel 3D scalar-gravity framework that reproduces the SYK spectrum and its corrections, advancing the understanding of the SYK/AdS duality.
Findings
Spectrum matches bi-local propagator at strong coupling
Leading 1/J correction aligns with known SYK propagator corrections
Supports the conjecture of a 3D bulk dual for the SYK model
Abstract
We show that the spectrum of the SYK model can be interpreted as that of a 3D scalar coupled to gravity. The scalar has a mass which is at the Breitenholer-Freedman bound of AdS, and subject to a delta function potential at the center of the interval along the third direction. This, through Kaluza-Klein procedure on AdS, generates the spectrum reproducing the bi-local propagator at strong coupling. Furthermore, the leading correction calculated in this picture reproduces the known correction to the poles of the SYK propagator, providing credence to a conjecture that the bulk dual of this model can be interpreted as a three dimensional theory.
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††institutetext: 1Department of Physics and Astronomy, University of Kentucky, Lexington, KY 40506, U.S.A.††institutetext: 2Department of Physics, Brown University, 182 Hope Street, Providence, RI 02912, U.S.A.
Three Dimensional View of the SYK/AdS Duality
Sumit R. Das1
Antal Jevicki2
Kenta Suzuki2
Abstract
We show that the spectrum of the SYK model can be interpreted as that of a 3D scalar coupled to gravity. The scalar has a mass which is at the Breitenholer-Freedman bound of AdS2, and subject to a delta function potential at the center of the interval along the third direction. This, through Kaluza-Klein procedure on AdS, generates the spectrum reproducing the bi-local propagator at strong coupling. Furthermore, the leading correction calculated in this picture reproduces the known correction to the poles of the SYK propagator, providing credence to a conjecture that the bulk dual of this model can be interpreted as a three dimensional theory.
UK/17-03
BROWN-HET-1713
1 Introduction
Recently, the Sachdev-Ye-Kitaev (SYK) model Kitaev:2015 ; Kitaev:2014 ; Sachdev:2015efa ; Polchinski:2016xgd ; Maldacena:2016hyu ; Jevicki:2016bwu ; Jevicki:2016ito ; Davison:2016ngz , which arose from Sachdev-Ye model Sachdev:1992fk ; Georges:1999 ; Sachdev:2010um ; Sachdev:2010uj , has emerged as a useful laboratory to understand the origins of AdS/CFT duality. Related models have been studied Danshita:2016xbo ; Erdmenger:2015xpq with extensions Gross:2016kjj ; Gu:2016oyy ; Berkooz:2016cvq ; Fu:2016vas ; Fu:2016yrv ; Garcia-Alvarez:2016wem ; Hartnoll:2016mdv ; Nishinaka:2016nxg ; Turiaci:2017zwd ; Jian:2017unn ; Chew:2017xuo and generalizations in the form of tensor type models Witten:2016iux ; Gurau:2016lzk ; Klebanov:2016xxf ; Peng:2016mxj ; Ferrari:2017ryl ; Itoyama:2017emp ; Peng:2017kro . Interesting random matrix theory interpretations have been studied in You:2016ldz ; Garcia-Garcia:2016mno ; Cotler:2016fpe ; Liu:2016rdi ; Krishnan:2016bvg ; Garcia-Garcia:2017pzl ; Li:2017hdt . The model is notable for several reasons. It features an emergent reparametrization and conformal invariance in the IR. The out-of-time-order correlators exhibit quantum chaos, with a Lypunov exponent characteristic of black holes, thus providing an example of the butterfly effect Shenker:2013pqa ; Leichenauer:2014nxa ; Shenker:2014cwa ; Maldacena:2015waa ; Polchinski:2015cea ; Caputa:2016tgt ; Gu:2016hoy ; Perlmutter:2016pkf ; Anninos:2016szt ; Turiaci:2016cvo .
Like vector models, the SYK model is solvable at large . Vector models, in general, at large can be expressed in terms of bi-local fields, and it was proposed in Das:2003vw that these bi-local fields in fact provide a bulk construction of the dual higher spin theory Klebanov:2002ja , with the pair of coordinates in the bi-local combining to provide the coordinates of the emergent AdS space-time.
The simplest proposal of Das:2003vw was implemented nontrivially in three dimensions giving an understanding of bulk higher spin fields Koch:2010cy ; Koch:2014mxa ; Koch:2014aqa . In the one dimensional SYK case Jevicki:2016bwu ; Jevicki:2016ito such bulk mapping is realized in its simplest form, with the bi-local times mapped to AdS2 space-time, thus providing an elementary example (in addition to the matrix model Das:1990kaa ) of how a Large quantum mechanical model grows an additional dimension.
Nevertheless, and despite great interest, the precise bulk dual of the SYK model is still ununderstood. It has been conjectured in Jensen:2016pah ; Maldacena:2016upp ; Engelsoy:2016xyb ; Forste:2017kwy that the gravity sector of this model is the Jackiw-Teitelboim model Teitelboim:1983ux ; jackiw of dilaton-gravity with a negative cosmological constant, studied in Almheiri:2014cka , while Mandal:2017thl provides strong evidence that it is actually Liouville theory. (See also Cvetic:2016eiv ; Diaz:2016kkn ; Hashimoto:2016dfz ; Blake:2016jnn ; Mezei:2017kmw ; Diaz:2017cnz ) It is also known that the matter sector contains an infinite tower of particles Polchinski:2016xgd ; Maldacena:2016hyu ; Jevicki:2016bwu . Recently, couplings of these particles have been computed by calculating six point functions in the SYK model Gross:2017hcz .
In this paper, we provide a three dimensional interpretation of the bulk theory. The zero temperature SYK model corresponds to a background AdS, where is a finite interval whose size needs to be suitably chosen. There is a single scalar field coupled to gravity, whose mass is equal to the Breitenlohner-Freedman bound Breitenlohner:1982bm of AdS2. The scalar field satisfies Dirichlet boundary conditions at the ends and feels an external delta function potential at the middle of the interval. Alternatively, one can consider half of the interval with Dirichlet condition at one end, and a nontrivial boundary condition determining the derivative of the field at the other end. 111We thank Edward Witten for a clarification on this point. The background can be thought of as coming from the near-horizon geometry of an extremal charged black hole which reduces the gravity sector to Jackiw-Teitelboim model with the metric in the third direction becoming the dilaton of the latter model Maldacena:2016upp . The strong coupling limit of the SYK model corresponds to a trivial metric in the third direction, while at finite coupling this acquires a dependence on the AdS2 spatial coordinate. With a suitable choice of the size of the interval and the strength of the delta function potential we show that at strong coupling, (i) the spectrum of the Kaluza-Klein (KK) modes of the scalar is precisely the spectrum of the SYK model and (ii) the two point function 222Note that this two point function is not the same as the standard AdS2 propagator. We thank Juan Maldacena for discussions about this point. with both points at the center of the interval is in precise agreement with the strong coupling bi-local propagator, using the simplest identification of the AdS coordinates proposed in Das:2003vw . For finite coupling, we adopt the proposal of Maldacena:2016upp ; Engelsoy:2016xyb , and show that to order , the poles of the propagator shift in a manner consistent with the explicit results in Maldacena:2016hyu .
In section 2, we review relevant aspects of the bilocal formulation of the model. In section 3, we discuss the three dimensional interpretation. Section 4 contains some concluding remarks.
2 Overview of SYK
In this section, we will give a brief review of the Large formalism and results along Jevicki:2016bwu ; Jevicki:2016ito . The Sachdev-Ye-Kitaev model Kitaev:2015 is a quantum mechanical many body system with all-to-all interactions on fermionic sites (), represented by the Hamiltonian
[TABLE]
where are Majorana fermions, which satisfy . The coupling constant are random with a Gaussian distribution with width . The generalization to analogous -point interacting model is straightforward Kitaev:2015 ; Maldacena:2016hyu . After the disorder averaging for the random coupling , there is only one effective coupling in the effective action. The model is usually treated by replica method. One does not expect a spin glass state in this model Sachdev:2015efa so that we can restrict to the replica diagonal subspace Jevicki:2016bwu . The Large theory is simply represented through a (replica diagonal) bi-local collective field:
[TABLE]
where we have suppressed the replica index. The corresponding path-integral is
[TABLE]
where is the collective action:
[TABLE]
Here the trace term comes from a Jacobian factor due to the change of path-integral variable, and the trace is taken over the bi-local time. One also has an appropriate order measure . This action being of order gives a systematic expansion, while the measure found as in Jevicki:2014mfa begins to contribute at one-loop level (in ). Other formulations can be employed using two bi-local fields. These can be seen to reduce to after elimination.
In the above action, the first linear term represents a conformal breaking term, while the other terms respect conformal symmetry. In the IR limit with strong coupling , the collective action is reduced to the critical action
[TABLE]
which exhibits an emergent reparametrization symmetry
[TABLE]
with an arbitrary function . This symmetry is responsible for the appearance of zero modes in the strict IR critical theory. This problem was addressed in Jevicki:2016bwu with analog of the quantization of extended systems with symmetry modes Gervais:1975pa . The above symmetry mode representing time reparametrization can be elevated to a dynamical variable introduced according to Gervais:1975yg through the Faddeev-Popov method, leading to a Schwarzian action for this variable Jevicki:2016ito proposed by Kitaev, and established first at quadratic level in Maldacena:2016hyu :
[TABLE]
where the coefficient , with representing the strength of the first order correction, established in numerical studies by Maldacena and Stanford Maldacena:2016hyu . The details of the non-linear evaluation are give in Jevicki:2016ito .
For the rest of this paper we proceed with . Fluctuations around the critical IR background can be studied by expanding the bi-local field as Jevicki:2016bwu
[TABLE]
where is the fluctuation and the critical IR background solution is given by
[TABLE]
where we defined . With a simple coordinate transformation
[TABLE]
the bi-local field
[TABLE]
can be then considered as a field in two dimensions . Expand the fluctuation field as
[TABLE]
in a complete orthonormal basis
[TABLE]
with are a complete set of modes given in Eq.(77), which diagonalizes the quadratic kernel Polchinski:2016xgd . Then, the quadratic action can be written as
[TABLE]
where the normalization factor is
[TABLE]
and the kernel is given by
[TABLE]
After a field redefinition Jevicki:2016bwu the effective action can be written as
[TABLE]
featuring the Bessel operator
[TABLE]
The operator is in fact closely related to the laplacian on AdS2,
[TABLE]
where and in (10) are the Poincare coordinates in AdS2. This, therefore, realizes the naive form of the proposal of Das:2003vw . However the action for is non-polynomial in derivatives.
To understand the implications of this, consider the bi-local propagator, first evaluated in Polchinski:2016xgd . From the above effective action, one has that the poles are determined as solutions of , they represent a sequence denoted by as
[TABLE]
Therefore, the bi-local propagator is written as residues of poles as
[TABLE]
where is the greater (smaller) number among and . The residue function is defined by
[TABLE]
Since that are zeros of , near each pole , we can approximate as
[TABLE]
where can be determined from residue of at . Explicitly evaluating these residues, the inverse kernel is written as an exact expansion
[TABLE]
The effective action near a pole labelled by is that of a scalar field with mass, , () in AdS2:
[TABLE]
where the metric is given by . It is clear from the above analysis that a spectrum of a sequence of 2D scalars, with growing conformal dimensions is being packed into a single bi-local field. In other words the bi-local representation effectively packs an infinite product of AdS Laplacians with growing masses. An illustration of how this can happen is given in the appendix A, relating to the scheme of Ostrogradsky. It is this feature which leads to the suggestion that the theory should be represented by an enlarged number of fields, or equivalently by an extra Kaluza-Klein dimension.
For finite coupling, the poles of the propagator is shifted. This has been calculated by Maldacena:2016hyu in a expansion.
3 3D Interpretation
According to Maldacena:2016upp and Engelsoy:2016xyb , the bulk dual of the SYK model involves Jackiw-Teitelboim theory of two dimensional dilaton gravity, whose action is given by (upto usual boundary terms)
[TABLE]
where is a constant, and is a dilaton field. The zero temperature background is given by AdS2 with a metric
[TABLE]
and a dilaton
[TABLE]
where is a parameter which scales as . In the following we will choose, without loss of generality, .
This action can be thought as arising from a higher dimensional system which has extremal black holes, and the AdS2 is the near horizon geometry Maldacena:2016upp . The three dimensional metric, with the dilaton being the third direction, is given by
[TABLE]
This is in fact the near-horizon geometry of a charged extremal BTZ black hole.
3.1 Kaluza-Klein Decomposition
We will now show that the infinite sequence of poles in the previous section from the Kaluza-Klein tower of a single scalar in a three dimensional metric (29) where the direction is an interval . The action of the scalar is
[TABLE]
where , with the constant and the size to be determined. This is similar to Horava-Witten compactification on Horava:1995qa with an additional delta function potential. 333See also Georgi:2000ks ; Carena:2002me . We are grateful to Cheng Peng for bringing this to our attention. The scalar satisfies Dirichlet boundary conditions at the ends of the interval.
We now proceed to decompose the 3D theory into 2 dimensional modes. Using Fourier transform for the coordinate:
[TABLE]
one can rewrite the action (30) in the form of
[TABLE]
where is the -independent part and is linear in :
[TABLE]
Here, we neglected higher order contributions of . The eigenfunctions of can be clearly written in the form
[TABLE]
Then is an eigenfunction of the operator with eigenvalue . This is a well known Schrodinger problem: the eigenfunctions and the eigenvalues are presented in detail in Appendix B.
After solving this part, the kernels are reduced to
[TABLE]
where are the solutions of
[TABLE]
while are the expectation values of operator respect to . If we choose and the solutions of (36) agree precisely with the strong coupling spectrum of the SYK model given by , as is clear from (14) and (16). This is our main observation.
For these values of , , the propagator is determined by the Green’s equation of . We now use the perturbation theory to evaluate it. This will then be compared with the corresponding propagator of the bi-local SYK theory.
3.2 Evaluation of
We start by determining the leading, zero-th order propagator obeying
[TABLE]
We first separate the scaling part of the propagator by and multiplying . Expanding in a basis of eigenfunctions ,
[TABLE]
The Green’s function is clearly proportional to and satisfies the equation
[TABLE]
where we have defined
[TABLE]
The operator which appears in (39) is the Bessel operator. Thus the Green’s function can be expanded in the complete orthonormal basis. For this, we use the same basis form as in the SYK evaluation 444This represents a modified set of wavefunctions with boundary conditions at in contrast to the standard AdS wavefunctions.:
[TABLE]
Then, substituting this expansion into the Green’s equation (37) and using Eqs.(80) and (78), one can fix the coefficient . Finally, the -integral form of the propagator is given by
[TABLE]
We now note that if we choose , which is the BF bound of AdS2, we have , and the equation which determine , (36) is precisely the equation which determines the spectrum of the SYK theory found in Polchinski:2016xgd ; Jevicki:2016bwu . With this choice, the real space zeroth order propagator in three dimensions is
[TABLE]
We now show that the above propagator with is in exact agreement with the bi-local propagator of the SYK model. The Green’s function with these end points is
[TABLE]
where we have defined
[TABLE]
Now we note that Kaluza-Klein wave function coefficient coincides in detail with the SYK one, namely:
[TABLE]
where was given in Eq.(22).
As in Eq.(80), the integration of is a short-hand notation which denotes a summation of , () and an integral of , (). The sum over these discrete values of and the integral over the continuous values can be now performed exactly as in the calculation of the SYK bi-local propagator Jevicki:2016bwu . Closing the contour for the continuous integral in Re(), one finds that there are two types of poles inside of this contour. (1): , (), and (2): , (). The contributions of the former type of poles precisely cancel with the contribution from the discrete sum over . Details of the evaluation which explicitly shows the cancelation are presented in Appendix D. Therefore, the final remaining contribution is just written as residues of poles as
[TABLE]
Altogether we have shown that mode 3D propagator is in precise agreement with the SYK bi-local propagator at large given in Eq.(21). The propagator is a sum of non-standard propagators in AdS2. While it vanishes on the boundary, the boundary conditions at the horizon are different from that of the standard propagator in AdS.
3.3 First Order Eigenvalue Shift
In this section, we study the first order eigenvalue shift due to by treating this operator as a perturbation onto the operator. The result will confirm the duality , where is defined in the dilaton background (28) and is the coupling constant in the SYK model.
Since the and directions are trivial, let us start with the kernels already solved for these two directions given in Eq.(35). The eigenfunction of operator is
[TABLE]
and using the orthogonality condition (79), its matrix element in the space is found as
[TABLE]
Now following the first order perturbation theory, we are going to determine the first order eigenvalue shift. Using the Bessel equation, the action of on the eigenfunction (48) is found as
[TABLE]
For the derivative term, we use the Bessel function identity (for example, see 8.472 of Gradshteyn:1994 )
[TABLE]
to obtain
[TABLE]
Therefore, now the matrix element is determined by integrals
[TABLE]
For the continuous mode (), the integrals might be hard to evaluate. In the following, we restrict ourself to the real discrete mode . In such case, . Therefore, the linear combination of the Bessel function is reduced to a single Bessel function as . Since
[TABLE]
we have now found the matrix element for the discrete mode is given by
[TABLE]
Next, let us focus on the zero mode () eigenvalue. In the above formula, taking the bare mass to the BF bound: as before, the zero mode first order eigenvalue shift is found as
[TABLE]
Now, we compare this result with the first order eigenvalue shift of the SYK model, which is for the zero mode found in Maldacena:2016hyu as
[TABLE]
where for . The -dependence of our result (56) thus agrees with that of the SYK model. Furthermore, this comparison confirms the duality .
Finally, we can now complete our comparison by showing agreement for the mode contribution to the propagator. We include the first order shift for the pole as
[TABLE]
For the zero mode part () of the on-shell propagator in Eq.(86), the leading order is . This contribution comes from the coefficient factor of the Bessel function, which was responsible for the double pole at . For other setting them to , we obtain the leading order contribution from the zero mode as
[TABLE]
This agrees with the order contribution of the SYK bi-local propagator of Maldacena/Stanford Maldacena:2016hyu .
4 Conclusion
In this paper we have provided a three dimensional perspective of the bulk dual of the SYK model. At strong coupling we showed that the spectrum and the propagator of the bi-local field can be exactly reproduced by that of a scalar field living in AdS with a delta function potential at the center. The metric on the interval in the third direction is the dilaton of Jackiw-Teitelboim theory, which is a constant at strong coupling. We also calculated the leading correction to the propagator which comes from the corresponding term in the metric in the third direction, and showed that form of the poles of the propagator are consistent with the results of the SYK model Maldacena:2016hyu .
This three dimensional view is a good way of re-packaging the infinite tower of states of the SYK model. Our analysis was done at the linearized level and the 3D gravity is only used to fix the background, as we did not treat them dynamically. 555We thank Juan Maldacena for a clarification regarding this point. Demonstrating full duality at the nonlinear level is an open problem. In particular it would be interesting if the three point function of bi-locals Gross:2017hcz has a related 3d interpretation.
Acknowledgements.
We acknowledge useful conversations with Robert de Melo Koch, Animik Ghosh, Juan Maldacena, Cheng Peng, Al Shapere, Edward Witten and Junggi Yoon on the topics of this paper. We also thank Wenbo Fu, Alexei Kitaev, Grigory Tarnopolsky and Jacobus Verbaarschot for relevant discussions on the SYK model. This work is supported by the Department of Energy under contract DE-SC0010010. The work of SRD is partially supported by the National Science Foundation grant NSF-PHY-1521045. AJ would like to thank the Galileo Galilei Institute for Theoretical Physics (GGI) for the hospitality and INFN for partial support during the completion of this work, within the program “New Developments in AdS3/CFT2 Holography”. We also learned of possibly related work by Marika Taylor Taylor:2017 .
Appendix A Actions non-polynomial in derivatives
To illustrate how an action which is non-polynomial in derivatives can arise let us start with the example of decoupled fields
[TABLE]
One can then introduce fields
[TABLE]
so that the Lagrangian is rearranged to
[TABLE]
where
[TABLE]
which represents a transformation preserving the determinant:
[TABLE]
Integrating ’s out, one eventually ends up with the effective Lagrangian
[TABLE]
Here all the poles are contained in the higher-order laplacian, as in Eq.(16). The opposite procedure of going from this effective action with the -th order Laplacian to the first one, requires introducing extra fields, which would correspond to the scheme introduced by Ostrogradsky.
Appendix B Schrodinger Equation
In this appendix, we consider the equation of , which is the equation:
[TABLE]
where is an eigenvalue of the equation. Since we confined the field in , we have boundary conditions: . The continuation conditions at are and the other can be derived by integrating the equation (66) over () and taking limit as
[TABLE]
Since the potential of the equation is even function, the wave function is either odd or even function of .
(i) odd: For odd parity case, a solution satisfying the boundary conditions at is given by
[TABLE]
where . For odd parity solution, to satisfy the boundary condition , we need . This implies that
[TABLE]
Then, the continuity condition (67) is automatically satisfied. The normalization constant is fixed as .
(ii) even: For even parity case, a solution satisfying the boundary conditions at is given by
[TABLE]
where . The evenness of the parity guarantees . So, we only need to impose the condition (67) on this solution. This condition gives an equation
[TABLE]
Now we set and , then we have , which is precisely the same transcendental equation determining poles of the SYK bi-local propagator (20). We denote the solutions of by , (), (). The normalization constant is fixed as
[TABLE]
Finally, let us prove the orthogonality of the parity even wave function (70):
[TABLE]
Using the solution (70) and evaluating the integral in the left-hand side, one obtains
[TABLE]
Now let’s assume . Then, the integral result can be rearranged to the form of
[TABLE]
where the final equality is due to the relation . Next, we consider case. In this case, due to the delta function identity, the result (74) is reduced to
[TABLE]
where for the equality we used Eq.(72). Therefore, now we have proven the orthogonality (73).
Appendix C Completeness Condition of
In this appendix, we summarize some properties of the Bessel function , which are used to determine the zero-th order propagator (43). The linear combination of the Bessel functions is defined by Polchinski:2016xgd
[TABLE]
which satisfies the Bessel equation
[TABLE]
In Polchinski:2016xgd , the orthogonality condition of the linear combination of the Bessel function (77) is given by
[TABLE]
where is defined in (15).
From this orthogonality condition, one can fix the normalization for the completeness condition of . Namely, dividing each by , finally we find the completeness condition as
[TABLE]
Appendix D Evaluation of the Contour Integral
In this appendix, we give a detail evaluation of the continuous and the discrete sums appearing in Eq.(44). As we defined before, the integral symbol is a short-hand notation of a combination of summation over , and integration of , . Namely,
[TABLE]
with
[TABLE]
Let us evaluate the continuous sum first. Using the symmetry of the integrand, one can rewrite the integral as
[TABLE]
We evaluate this integral by a contour integral on the complex plane by closing the contour in the Re() half of the complex plane if . Inside of this contour, we have two types of the poles. (i) at coming from the coefficient factor. (ii) at , () coming from , where . After evaluating residues at these poles, one obtains
[TABLE]
Now, one can notice that the second term exactly cancels with the contribution from . One can also repeat the above discussion for case. Therefore, combining these two cases the total contribution is now
[TABLE]
where is the greater (smaller) number among and . Then, the propagator is reduced to
[TABLE]
This agrees with the result given in Eq.(47).
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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