The limit of the Hermitian-Yang-Mills flow on reflexive sheaves
Jiayu Li, Chuanjing Zhang, Xi Zhang

TL;DR
This paper investigates the long-term behavior of the Hermitian-Yang-Mills flow on reflexive sheaves, establishing a key isomorphism with the double dual of the associated graded sheaf, thus answering a significant open question.
Contribution
It proves the asymptotic limit of the flow is isomorphic to the double dual of the graded sheaf from the Harder-Narasimhan-Seshadri filtration, clarifying the flow's limiting behavior.
Findings
The limiting reflexive sheaf matches the double dual of the graded sheaf.
The result confirms a conjecture by Bando and Siu.
Provides a detailed analysis of the flow's asymptotics.
Abstract
In this paper, we study the asymptotic behavior of the Hermitian-Yang-Mills flow on a reflexive sheaf. We prove that the limiting reflexive sheaf is isomorphic to the double dual of the graded sheaf associated to the Harder-Narasimhan-Seshadri filtration, this answers a question by Bando and Siu.
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Taxonomy
TopicsGeometry and complex manifolds · Algebraic Geometry and Number Theory · Geometric Analysis and Curvature Flows
The limit of the Hermitian-Yang-Mills flow on reflexive sheaves
Jiayu Li
Key Laboratory of Wu Wen-Tsun Mathematics
Chinese Academy of Sciences
School of Mathematical Sciences
University of Science and Technology of China
Hefei, 230026
and AMSS, CAS, Beijing, 100080, P.R. China
,
Chuanjing Zhang
School of Mathematical Sciences
University of Science and Technology of China
Hefei, 230026,P.R. China
and
Xi Zhang
Key Laboratory of Wu Wen-Tsun Mathematics
Chinese Academy of Sciences
School of Mathematical Sciences
University of Science and Technology of China
Hefei, 230026,P.R. China
Abstract.
In this paper, we study the asymptotic behavior of the Hermitian-Yang-Mills flow on a reflexive sheaf. We prove that the limiting reflexive sheaf is isomorphic to the double dual of the graded sheaf associated to the Harder-Narasimhan-Seshadri filtration, this answers a question by Bando and Siu.
Key words and phrases:
reflexive sheaves, Harder-Narasimhan-Seshadri filtration, Hermitian-Yang-Mills flow.
AMS Mathematics Subject Classification. 53C07, 58E15.
The authors were supported in part by NSF in China, No. 11625106, 11571332, 11131007.
1. Introduction
Let be a compact Kähler manifold and a coherent sheaf on . The -degree and the -slope of are defined by
[TABLE]
and
[TABLE]
where is the first Chern class of . We say that a torsion free coherent sheaf is -stable (-semi-stable) in the sense of Mumford-Takemoto if for every proper coherent sub-sheaf we have
[TABLE]
We denote by the set of singularities where is not locally free. It is well known that the coherent sheaf can be seen as a holomorphic vector bundle on . A Hermitian metric on the sheaf is called *admissible * if it is a Hermitian metric which is defined on the holomorphic vector bundle and satisfies: (1) is square integrable; (2) is uniformly bounded, where is the curvature tensor of Chern connection with respect to , and denotes the contraction with the Kähler metric . A Hermitian metric on the holomorphic vector bundle is said to be -Hermitian-Einstein if it satisfies the following Einstein condition on , i.e.
[TABLE]
where .
The Donaldson-Uhlenbeck-Yau theorem ([37, 14, 15, 45]) states that, if is locally free on the whole , i.e. , the -stability of implies the existence of -Hermitian-Einstein metric on . This theorem has several interesting and important generalizations and extensions ([29, 20, 39, 4, 7, 18, 6, 21, 2, 3, 8, 25, 27, 28, 36, 34, 35], etc.). In [7], Bando and Siu introduced the notion of admissible Hermitian metrics on torsion-free sheaves, and proved the Donaldson-Uhlenbeck-Yau theorem on stable reflexive sheaves. In fact, they obtained a long time solution of the Hermitian-Yang-Mills flow on , i.e. satisfies:
[TABLE]
where is an initial metric which will be described in section in details. The above Hermitian-Yang-Mills flow was introduced and studied by Donaldson in [14, 15]. Bando and Siu have shown that is admissible for every . Furthermore, they proved that: if the reflexive coherent sheaf is -stable, then along the Hermitian-Yang-Mills flow, converges to subsequently in weak -topology and is an admissible -Hermitian-Einstein metric. There are also some results on the existence of approximate solution of Hermitian-Einstein equation (1.1) on a semi-stable holomorphic bundle and a semi-stable Higgs bundle, see references [26, 23, 10, 11, 31] for details. Recently, the authors ([33]) obtain the existence of admissible approximate -Hermitian-Einstein structure on an -semi-stable reflexive sheaf, i.e. they proved that, if the reflexive sheaf is -semi-stable, along the Hermitian-Yang-Mills flow (1.2), we have
[TABLE]
as .
For an unstable torsion-free coherent sheaf , one can associate a filtration ([26], [5]) by sub-sheaves
[TABLE]
such that every quotient sheaf is torsion-free and -stable, which is called the Harder-Narasimhan-Seshadri filtration of the reflexive sheaf (abbr. HNS-filtration). Moreover, and the associated graded object
[TABLE]
is uniquely determined by the isomorphism class of and the Kähler class .
If the reflexive sheaf is not stable, Bando and Siu ([7]) proved that: there exists a subsequence along the Hermitian-Yang-Mills flow (1.2) such that as . By Uhlenbeck’s theorem ([44, 45]), taking suitable complex gauge transformations one can choose a subsequence so that Chern connections weakly in -topology outside a closed subset of Hausdorff codimension at least . Since is parallel, we can decompose according to the eigenvalues of on . Then we obtain a holomorphic orthogonal decomposition
[TABLE]
every admits a Hermitian-Einstein metric and can be extended to a reflexive sheaf. In [7], Bando and Siu propose an interesting question: whether
[TABLE]
Atiyah and Bott ([1]) first raised the same question for Riemann surfaces case, which has been proved by Daskalopoulos ([12]). When is locally free on the whole , the conjecture was confirmed by Daskalopoulos and Wentworth ([13]) for Kähler surfaces case; by Jacob ([24]) and Sibley ([38]) for higher dimensional case. The above Atiyah-Bott-Bando-Siu conjecture is also valid for Higgs bundles, see references [46, 30, 32] for details. In this paper, we study the asymptotic behavior of the Hermitian-Yang-Mills flow (1.2) on a reflexive sheaf , and give a confirm answer to the above Bando-Siu’s question. We obtain the following theorem.
Theorem 1.1**.**
Let be a reflexive sheaf on a compact Kähler manifold , and be the solution of the Hermitian-Yang-Mills flow (1.2) on with the initial metric . We have a family of integrable connections
[TABLE]
on for , where satisfies , is the singularity set of and is the Chern connection with respect to the initial metric , such that:
(1) For every sequence there exists a subsequence such that, converges, modulo gauge transformations, to a Yang-Mills connection on a Hermitian vector bundle over in -topology as , where is a closed set of Hausdorff codimension at least . Furthermore, the limiting can be extended to the whole as a reflexive sheaf with a holomorphic orthogonal splitting
[TABLE]
where is an admissible Hermitian-Einstein metric on the reflexive sheaf .
(2) Moreover, the extended reflexive sheaf is isomorphic to the double dual of the graded sheaf associated to the HNS-filtration of , i.e. we have
[TABLE]
We now give an overview of our proof. The conclusion in the the part (1) of Theorem 1.1 is stronger than that in Theorem 4 in [7], because we prove that the convergence holds not only for every sequence but also in much stronger topology, i.e. in -topology. To prove the part (1), we follow Hong-Tian’s argument in [22]. Even though the global approach is similar, some key estimates require new analytical ideas because the base manifold in our case is not compact. For examples: to prove that as in Proposition 2.4; to analyze the limiting behavior of the Yang-Mills flow on in Theorem 3.3.
To prove the second part of Theorem 1.1, we will use the basic idea in [13] for a locally free sheaf in the Kähler surface case, but there are two points where we need new arguments for reflexive sheaves case. The first one is to prove that the HN type of the limiting sheaf is in fact equal to that of ; and the second one is to construct a non-zero holomorphic map from any stable quotient sheaf in HNS-filtration of to the limiting sheaf.
The first one is closely related to the existence of an -approximate critical Hermitian metric (as defined in [13]). When is locally free, Sibley ([38]) constructs a resolution of the HNS-filtration of by subbundles, i.e. there exists a finite sequence of blow-ups with smooth centers such that the pullback bundle has a filtration by subbundles, where is the composition of the blow-ups involved in the resolution. The metric is degenerate along the exceptional divisor , where is the singularity set of the HNS-filtration of , and it can be approximated by a family of Kähler metrics on . Since every quotient subbundle is -stable for small , one can use Donaldson-Uhlenbeck-Yau theorem to take the direct sum of the Hermitian-Einstein metrics on quotient subbundles in the resolution. By choosing any fixed smooth Hermitian metric on over a neighborhood of such that is uniformly bounded, Sibley uses Daskalopoulos and Wentworth’s cut-off argument ([13]) to obtain a smooth -approximate critical Hermitian metric on the locally free sheaf . In our case, is only reflexive, we can not find such smooth metric . So we can not use Sibley’s result directly, and need new arguments to obtain a smooth -approximate critical Hermitian metric, see Proposition 4.2 and Proposition 4.5 for details. Furthermore, in Lemma 5.2, we prove the continuous dependence of the Hermitian-Yang-Mills flow (1.2) on initial metrics, this is fully nontrivial for noncompact base manifolds case. Then we can follow Daskalopoulos and Wentworth’s trick (Lemma 4.3 in [13]) to prove that the HN type of the limiting sheaf is in fact equal to that of .
For the second one, we use Donaldson’s idea ([15]) to construct a nonzero holomorphic map to the limiting bundle as the limit of the sequence of gauge transformations defined by the Yang-Mills flow. There are many difficulties to obtain uniform estimates, because we have no uniform -bound on the mean curvature (i.e. ) of the induced connection for subsheaves. Using the resolution of singularities, we can pull back the HNS-filtration to by subbundles. Evolving the induced Hermitian metric on the subbundle by the Hermitian-Yang-Mills flow with respect to the Kähler metric , by the result in [7], we can get a uniform -bound on the mean curvature and a local uniform -estimate of the evolved Hermitian metrics. Using these estimates and following the argument in Proposition 4.1 in [32], we can obtain a local uniform -estimate of a sequence of holomorphic maps and then construct a nonzero holomorphic map to the limiting bundle. It should be pointed out that in Proposition 4.1 in [32], we need the assumption that the pulling back geometric objects including the complex gauge transformations and induced metrics on the subsheaves can be extended smoothly on the whole . This assumption may not be satisfied in our case, so we modify the argument in [32] suitably to the case that the geometric object we consider can be approximated by a sequence of smooth ones, see Proposition 6.1 for details.
This paper is organized as follows. In Section 2, we recall Bando and Siu’s regularization on the reflexive sheaf and some basic estimates for the Hermitian-Yang-Mills flow, and we prove that along the Hermitian-Yang-Mills flow, as . In section 3, we analyze the limiting behavior of the Yang-Mills flow on and give a proof for the part (1) of Theorem 1.1. In section 4 and section 5, we obtain an -approximate critical Hermitian metric and prove that the HN type of the limiting sheaf is in fact equal to that of the initial one. In the last section, we construct a non-zero holomorphic map between sheaves and complete the proof of Theorem 1.1.
2. Analytic preliminaries and basic estimates
In this section, we first recall Bando and Siu’s regularization on the reflexive sheaf, and then give some basic estimates for the Hermitian-Yang-Mills flow. Let be a compact Kähler manifold of complex dimension , and be a reflexive sheaf on . The singularity set of will be denoted by . Bando and Siu ([7]) proved that: there is a regularization on the reflexive sheaf , by successively blowing up with smooth center finite times such that the pull-back of to modulo torsion is locally free and the composition
[TABLE]
is biholomorphic outside , where , and . It is easy to see that the holomorphic vector bundle is isomorphic to on , where is the torsion sheaf of .
It is well known that every is Kähler ([17]). As in [7], we fix arbitrary Kähler metrics on and set
[TABLE]
for all , where and . Bando and Siu (Lemma 3 in [7]) derived a uniform Sobolev inequality for , by using Cheng and Li’s estimate ([9]), they obtained the following uniform upper bounds of the heat kernels.
Proposition 2.1**.**
(Proposition 2 in [7])* Let be a compact Kähler manifold, and be a single blow-up with smooth centre. Fix a Kähler metric on and set , where . Let be the heat kernel with respect to the metric . Then, for any , there exists a constant independent of , such that*
[TABLE]
for every and , where is the distance between and with respect to the metric . There also exists a constant such that
[TABLE]
for every and , where is the Green function with respect to the metric .
Given a smooth Hermitian metric on the bundle , we denote the corresponding Chern connection by , and the corresponding curvature form by .
[TABLE]
where is a uniform constant independent of . So there exists a uniform constant such that
[TABLE]
for all .
We consider the evolving metric along the Hermitian-Yang-Mills flow (1.2) on the holomorphic bundle over with the fixed smooth initial metric and with respect to the Kähler metric , i.e. it satisfies
[TABLE]
where . For simplicity, set:
[TABLE]
Along the heat flow (2.7), we have the following estimates (the proof can be found in Siu’s lecture notes [41]):
[TABLE]
[TABLE]
[TABLE]
[TABLE]
Using the maximum principle and the above inequalities, we derive
[TABLE]
[TABLE]
and
[TABLE]
for all and .
After obtaining local uniform -bounds on , Bando and Siu ([7]) get the following lemma.
Lemma 2.2**.**
([7])* By choosing a subsequence, converges successively to a long time solution of the Hermitian-Yang-Mills flow (1.2) on in -topology as . Furthermore, is admissible and satisfies:*
[TABLE]
[TABLE]
for all , and .
Denote by the Chern connection on the holomorphic bundle with respect to the initial metric . Let , using the identities
[TABLE]
then we can rewrite (1.2) as
[TABLE]
Let’s consider the Hermitian vector bundle . We denote by the space of connections of compatible with , by the space of unitary integrable connections of , i.e.
[TABLE]
and by (resp. G, where ) the complex gauge group (resp. unitary gauge group) of the Hermitian vector bundle . acts on the space as follows: let and ,
[TABLE]
In [15], Donaldson has shown that the Hermitian-Yang-Mills flow (1.2) is formally gauge-equivalent to the Yang-Mills flow, i.e. we have the following proposition:
Proposition 2.3**.**
There is a family of complex gauge transformations satisfying , where is the long time solution of the Hermitian-Yang-Mills flow (1.2) with the initial metric , such that is a long time solution of the Yang-Mills flow with the initial connection , i.e. it satisfies:
[TABLE]
It is well known that
[TABLE]
[TABLE]
and then
[TABLE]
[TABLE]
For simplicity, set
[TABLE]
and
[TABLE]
In the following we will prove that as . When is locally free, i.e. , this was prove by Donaldson and Kronheimer ([16]). In the case that is only reflexive, we need new arguments because the base manifold is non-compact.
Proposition 2.4**.**
Let be the long time solution of the Hermitian-Yang-Mills flow (1.2) with the initial metric , then as .
Proof. As that in the beginning of this section, there is a finite sequence of blowing up with smooth center, where , such that is locally free on , where is the composition of the sequence of blow-ups. The initial Hermitian metric is a smooth metric on . By induction, we can assume that there is just one blow-up, i.e. . Set , where is a fixed Kähler metric on . Let be the long time solution of the Hermitian-Yang-Mills flow (1.2) on the holomorphic bundle over with the fixed smooth initial metric and with respect to the Kähler metric , i.e. it satisfies
[TABLE]
Lemma 2.2 says that converges to the long time solution of the Hermitian-Yang-Mills flow (1.2) on in -topology as . We also denote by the Chern connection on the holomorphic vector bundle with respect to the smooth metric . Let be the long time solution of the Yang-Mills flow on the Hermitian vector bundle over the Kähler manifold , i.e.
[TABLE]
Set
[TABLE]
By the uniform bound on the heat kernel (2.3) and (2.14), there exists a uniform constant such that
[TABLE]
for any and . Direct computations show that
[TABLE]
where is a uniform constant. So we know that there exists a uniform constant such that
[TABLE]
for any and .
Of course the formula (2.10) yields
[TABLE]
According to Fatou’s lemma, we get
[TABLE]
This implies that and both are monotonically nonincreasing with respect to . Then we must have
[TABLE]
and
[TABLE]
as .
For any , there exists , such that . From the formula (2.35), it follows that
[TABLE]
for any . Applying Fatou’s lemma again, we derive
[TABLE]
for any . This together with (2.38) means that , as .
Now we recall other Hermitian-Yang-Mills type functionals which are introduced in [13]. For any , let , where is the Lie algebra of the unitary group , are the eigenvalues of , and is a real number. For a given real number , define the Hermitian-Yang-Mills type functionals as follows:
[TABLE]
Let be the long time solution of the Yang-Mills flow (2.30) on the Hermitian vector bundle over the Kähler manifold . For any smooth convex ad-invariant function , we have
[TABLE]
whose proof can be found in [13] (Proposition 2.25). From [1] (Proposition 12.16), we know that is a convex function on and it can be approximated by a family of smooth convex ad-invariant functions as . Integrating (2.42) gives that is nonincreasing along the Yang-Mills flow, for any . Since converges to the long time solution of the Hermitian-Yang-Mills flow (1.2) outside in -topology as , and is uniformly bounded for any and , it is easy to see that as and is also nonincreasing. So we obtain the following lemma.
Lemma 2.5**.**
Let be the long time solution of the Yang-Mills flow (2.22) on the Hermitian vector bundle , then is nonincreasing.
Clearly Fatou’s lemma tells us
[TABLE]
and then it holds that
[TABLE]
for all . For simplicity, in the sequel we set
[TABLE]
Let be a smooth function with support in , we have
[TABLE]
Integrating over with respect to on both sides of (2.46) and using the inequality (2.44), we deduce the following local energy estimate.
Lemma 2.6**.**
(Lemma 5 in [22])* Let be the long time solution of the Yang-Mills flow (2.22) on the Hermitian vector bundle . For any with and for any two finite numbers , we have*
[TABLE]
where is a uniform constant.
3. The limit behaviour of the Yang-Mills flow
In this section, we consider the limit behaviour of the Yang-Mills flow (2.22) on the Hermitian bundle . We first recall the monotonicity inequality and the -regularity theorem obtained by Hong and Tian in [22]. For a fixed point , denote
[TABLE]
The fundamental solution of (backward) heat equation with singularity at is
[TABLE]
Denote the exponential map centered at on by , and set
[TABLE]
In the following, we denote , where is the distance from to the closed set , is the injective radius of . Let be a cut-off function such that on , outside and . Let be the long time solution of the Yang-Mills flow (2.22) on the Hermitian vector bundle with initial value . Set
[TABLE]
The same argument in [22], only replacing the energy inequality by the above inequality (2.44) concludes the following monotonicity inequalities.
Theorem 3.1**.**
(Theorem 2 and 2’ in [22])* Let be the long time solution of the Yang-Mills flow (2.22) with initial connection on . Then for any fixed , , and for and with , we have*
[TABLE]
where is a positive constant which depends only on and the geometry of . Furthermore, if and is a cut-off function satisfying , on , on , then we have
[TABLE]
for any , where is a positive constant depending only on the geometry of .
Using the above monotonicity inequality (3.6), Hong and Tian obtain the following -regularity theorem.
Theorem 3.2**.**
(Theorem 4’ in [22])* Let be the long time solution of the Yang-Mills flow (2.22) with initial connection on , and be a positive number. There exist positive constants such that for any , if it holds that*
[TABLE]
where , then for any , we have
[TABLE]
where depends only on the geometry of , and .
Using the above -regularity theorem, we can analyze the limiting behavior of the Yang-Mills flow (2.22) on . We will modify Tian’s argument (Proposition 3.1.2 in [42]) and Hong-Tian’s argument (Proposition 6 in [22]) to be suitable for the non-compact case.
Theorem 3.3**.**
Let be the long time solution of the Yang-Mills flow (2.22) with initial connection on the Hermitian vector bundle over . Then for every sequence , there exists a subsequence such that as , converges, modulo gauge transformations, to a solution of the Yang-Mills equation on a Hermitian vector bundle in -topology outside , where is a closed set of Hausdorff complex codimension at least and .
**Proof. ** By Proposition 2.4, we know that as , and then
[TABLE]
as , for any . Choosing small enough and assuming that
[TABLE]
where is determined later. Using the local energy estimate (2.47) gives us that , it holds that
[TABLE]
and
[TABLE]
Then (3.10) implies that, for sufficiently large ,
[TABLE]
where we choose and is the constant determined in Theorem 3.2. Therefore, we obtain
[TABLE]
for any and sufficiently large , where is a uniform constant.
Applying (3.14), (2.47) and Moser’s parabolic estimate to the following inequality
[TABLE]
we derive for sufficiently large ,
[TABLE]
and then
[TABLE]
where and is small enough. Setting
[TABLE]
and repeating the above argument, we know that (3.10) implies
[TABLE]
for and sufficiently large .
We set
[TABLE]
[TABLE]
for any and . By the standard diagonal process, we can choose a subsequence which also is denoted by such that for each , converges to a closed subset as . From (3.19), it is easy to see that for . Define
[TABLE]
Claim 3.1**.**
* is closed.*
**Proof. ** Suppose and set . For any , we have , for sufficiently large, and for sufficiently large. Then it follows that
[TABLE]
for and sufficiently large. Together with (3.14), fixing small , for any , we get
[TABLE]
when is small enough and is large enough. Clearly implies that, for and sufficiently large, and
[TABLE]
for all . Then for all , this means that and concludes the proof of Claim 3.1.
Claim 3.2**.**
The Hausdorff codimension of is at least 4.
Proof. Since the sheaf is torsion-free, it is well known that the Hausdorff codimension of is at least 4 and the -dimensional Hausdorff measure is finite (i.e. ). The definition says that
[TABLE]
[TABLE]
Because is monotonically nonincreasing with respect to , for all . Since is compact, for an arbitrary , there exists a finite cover of , , such that and . Then we can find a positive number such that . So it follows that and is closed. Set
[TABLE]
Suppose that . Let , we can find a finite collection of geodesic balls such that is a cover of , for all , and for . For every point , suppose that and take large enough such that , then for sufficiently large, there are such that . It is easy to see that is a finite covering of and for .
Choosing sufficiently large , , we know
[TABLE]
for every . Repeating the argument in the proof of (3.19) yields
[TABLE]
for every . Summing over and using the inequality (2.44), we get
[TABLE]
and then
[TABLE]
It implies that
[TABLE]
Letting , we obtain is finite. This concludes the proof of Claim 3.2.
Given a compact subset , we suppose for some . For any point , as that in the proof of Claim 3.2, we know that, there is such that
[TABLE]
for sufficiently large. Since is compact, we can cover it by a finite union of balls such that every ball satisfies the above estimate (3.34). So it follows that is uniformly bounded. Uhlenbeck’s Theorem (Theorem 3.6 in [43]) implies that there exists a subsequence of , modulo gauge transformations, converging to a connection weakly in -topology outside , where is a solution of the Yang-Mills equation on a Hermitian vector bundle which is isometric to outsides . Furthermore, by standard parabolic regularity techniques and using Hong-Tian’s argument (Proposition 6 in [22]), we know that converges to in -topology outside . This concludes the proof of Theorem 3.3.
From the estimates (2.16) and (2.17), we see that is uniformly bounded for . Through the same argument as that in Corollary 2.12 in [13] (or Corollary 3.12 in [30]), we have the following corollary.
Corollary 3.4**.**
Let be a sequence of connections along the Yang-Mills flow (2.22) with the limit , then:
(1) strongly in as for all , and consequently
[TABLE]
(2) for .
In the sequel, we call an Uhlenbeck limit of . Since is a solution of the Yang-Mills equation, i.e. it satisfies
[TABLE]
by the Kähler indentity, we have
[TABLE]
i.e. is parallel. On the other hand, , we can decompose according to the eigenvalues of and obtain a holomorphic orthogonal decomposition: on . Let be the eigenvalues of , be the restrictions of to and , it is easy to see that is a Hermitian-Einstein connection on , i.e. it satisfies
[TABLE]
Of course (2.44) means that
[TABLE]
Since the singularity set is of Hausdorff codimension at least , by Theorem 2 in Bando and Siu’s paper [7], we know that every can be extended to the whole as a reflexive sheaf (which is also denoted by for simplicity), and can be smoothly extended over the place where the sheaf is locally free. Therefore, we deduce the following proposition.
Proposition 3.5**.**
The limiting can be extended to the whole as a reflexive sheaf with a holomorphic orthogonal splitting
[TABLE]
and is an admissible Hermitian-Einstein metric on the reflexive sheaf for any .
4. -approximate critical Hermitian metric
In this section, we first recall the Harder-Narasimhan-Seshadri filtration of reflexive sheaves ([26], v.7.15, 7.17, 7.18; or [5], section 7). Then we prove the existence of -approximate critical Hermitian metric. We will modify Daskalopoulos and Wentworth’s cut-off argument ([13]) and Sibley’s trick ([38]) to be suitable for the reflexive sheaf case.
Let be a reflexive sheaf over a compact Kähler manifold . If is not -stable, there is a filtration of by coherent sub-sheaves
[TABLE]
such that the quotients are torsion-free, -semi-stable and . We call it the Harder-Narasimhan filtration (abbr. HN-filtration) of . The associated graded sheaf is uniquely determined by the isomorphism class of and the Kähler class .
Definition 4.1**.**
For a reflexive sheaf of rank over a compact Kähler manifold , construct a nonincreasing -tuple of numbers
[TABLE]
from the HN-filtration by setting: , for . We call the Harder-Narasimhan type of .
**Remark: ** For a pair , of -tuple’s satisfying , , and , we define:
[TABLE]
Moreover, for every -semistable quotient sheaf , there is a further filtration, which is called by the Seshadri filtration, by subsheaves
[TABLE]
such that the quotients are torsion-free and -stable, for each . We call this double filtration the Harder-Narasimhan-Seshadri filtration (abbr. HNS-filtration) of the sheaf . The associated graded sheaf: is uniquely determined by the isomorphism class of and the Kähler class .
In the following, we denote the Harder-Narasimhan-Seshadri filtration (or HNS-filtration) of simply by:
[TABLE]
where each is a saturated subsheaf of . Set
[TABLE]
and refer to it as the singularity set of the HNS-filtration, where for each . Since every is torsion-free, it is well known that is a complex analytic subset of complex codimension at least two.
By Hironaka’s flattening theorem ([19] or [7]), there is a finite sequence of blowing ups along compact sub-manifolds such that, if we denote by the composition of all the blowing ups, then is locally free.
Proposition 4.2**.**
Let , then we can get a filtration of from the HNS-filtration of :
[TABLE]
such that, for every , is a reflexive sheaf, is torsion free and isomorphic to the sheaf outside . Furthermore, every quotient sheaf in the filtration (4.7) is -stable* for any , and .*
Proof. Pulling back the following exact sequences:
[TABLE]
we get
[TABLE]
Set , . Then we can obtain the following exact sequence:
[TABLE]
Set , and then is reflexive. Clearly the definition gives the following exact sequences:
[TABLE]
Consider
[TABLE]
Of course means that is a subsheaf of . Hence the following commutative diagram holds (all the horizontal sequences are exact):
[TABLE]
where we define the map by the commutation (it is easy to check that is well-defined). Moreover, a simple diagram shows that is injective. Noting that and , considering the following sequences:
[TABLE]
we can see is a subsheaf of .
Consider the following commutative diagram (all the vertical and horizontal sequences are exact):
[TABLE]
where we define the map by the commutation and it is easy to check is well-defined (moreover, is surjective). The snake lemma tells us and then is torsion free (because is torsion free). By a similar argument as that in Theorem 4.9, Proposition 4.10, Proposition 4.12 in [38], it is easy to see that , and in the filtration (4.7) is -stable for any and .
Let be a smooth Hermitian metric on the holomorphic bundle , and be a filtration of by saturated subsheaves:
[TABLE]
For each and the metric , we have the associated unitary projection onto , where is an -bounded Hermitian endomorphism. For convenience, set . Given real numbers and a filtration , we define an -bounded Hermitian endomorphism of by
[TABLE]
The Harder-Narasimhan projection is the -bounded Hermitian endomorphism defined above in the particular case where is the HN-filtration and .
Definition 4.3**.**
Fix and . An --approximate critical Hermitian metric on a holomorphic bundle over a compact Kähler manifold is a smooth metric such that
[TABLE]
where is the Chern connection determined by .
Now recall the following lemma which was proved by Sibley in [38] (Lemma 5.3).
Lemma 4.4**.**
Let be a compact Kähler manifold of complex dimension , and be a blow-up along a smooth complex sub-manifold of complex co-dimension where . Let be a Kähler metric on , and consider the family of Kähler metrics , where . Then for any , we have , and the -norm of is uniformly bounded in , i.e. there is a positive constant such that
[TABLE]
for all .
Fixing a number , for , using the Hölder inequality, we have
[TABLE]
Taking limit in (4.10) and using (4.9) yield
[TABLE]
Repeating the argument in (4.10) and taking limit successively, we know that there exists a positive constant such that
[TABLE]
for all , where is a uniform constant.
Proposition 4.5**.**
Let be a reflexive sheaf on a smooth compact Kähler manifold , and be the HNS-filtration of by saturated subsheaves:
[TABLE]
where every quotient is torsion-free and -stable. Let be the composition of a finite sequence of blowing ups along compact sub-manifolds such that is locally free. Then there exists a positive constant such that, for any and any , there is a smooth metric on such that
[TABLE]
where is the -slope of and is the Chern connection on with respect to the metric .
Proof. Consider the filtration of over which is constructed in Proposition 4.2. Every quotient sheaf in the filtration (4.7) is -stable for all . Following Sibley’s argument ([38]), we can construct a resolution of the filtration (4.7) such that the pullback bundle has a filtration by subbundles, which away from the exceptional divisor is precisely the filtration (4.7). Using Daskalopoulos and Wentworth’s cut-off argument ([13]) and Sibley’s trick ([38]), we can obtain an -approximate critical Hermitian metric on the holomorphic vector bundle over the Kähler manifold (Theorem 5.12 in [38]). Given and any , for every small , there exists a smooth Hermitian metric on such that
[TABLE]
We choose a smooth metric satisfying (4.15) for some and which will be chosen later. For simplicity, denote . A straightforward computation shows that
[TABLE]
Clearly the Chern-Weil theory implies
[TABLE]
Setting , we know that is bounded uniformly. In the sequel, we always assume that . From the definition of , it follows that
[TABLE]
Direct calculations show that
[TABLE]
where , since and , we have . Let be a neighborhood of the singularity set . Since is degenerate only along , there must exist a positive constant depending only on such that on for all . On the other hand, we can suppose that on for some positive constant . Now suppose that , then we get
[TABLE]
where is a uniform constant. On the other hand, we know
[TABLE]
where , and note that the condition on gives us .
Combining (4.18), (4.19), (4.20) and (4.21), we derive
[TABLE]
where . This together with (4.12) implies
[TABLE]
where is a uniform constant. We may choose such that small enough first, and then and both sufficiently small so that
[TABLE]
By (4.12) and the fact that as , we may choose small enough so that the second and third terms in (4.16) are both smaller than , hence it follows that
[TABLE]
5. The HN type of the Uhlenbeck limit
Let be a reflexive sheaf on a smooth Kähler manifold , be a solution of the Hermitian-Yang-Mills flow (1.2) on with the initial metric , and be the related Yang-Mills flow (2.22) on the Hermitian vector bundle . Let be an Uhlenbeck limit. From Theorem 3.3, we know that is a smooth Yang-Mills connection on the Hermitian bundle over , and is parallel, then the constant eigenvalues vector of is just the HN type of the extended Uhlenbeck limit sheaf . Denote by the HN type of the reflexive sheaf . In this section, we will show that the HN type of the limiting sheaf for the Hermitian-Yang-Mills flow (1.2) is in fact equal to the HN type of the reflexive sheaf , i.e. .
Lemma 5.1**.**
Let be the long time solution of the Yang-Mills flow (2.22) on a complex vector bundle of rank with a Hermitian metric . Let be a coherent subsheaf of . Suppose there is a sequence , modulo gauge transformations, such that in as , where , and the eigenvalues of are constant almost everywhere. Then: .
Proof. Because , we may assume that is saturated. As before, let be the composition of a finite sequence of blowups resolving the sheaf , i.e. such that is locally free. Considering the exact sequence
[TABLE]
we get the following exact sequences
[TABLE]
and
[TABLE]
where . Setting , since is biholomorphic outside and codim, we have on .
Let be the long time solution of the Hermitian-Yang-Mills flow (2.7) on the holomorphic bundle over with the fixed smooth initial metric and with respect to the Kähler metric . Clearly Lemma 2.2 and Proposition 2.3 say that converges successively to the long time solution of the Hermitian-Yang-Mills flow (1.2) as , and . Let (resp. ) denote the orthogonal projection onto (resp. ) with respect to the Hermitian metric (resp. ). Using the Gauss-Codazzi equation and Fatou’s lemma, we derive
[TABLE]
for . By a result from linear algebra (Lemma 2.20 in [13]), we obtain . So it holds that . Letting concludes the proof of the lemma.
Combining (2.9), Lemma 2.2 and Corollary 3.4, we know
[TABLE]
and then
[TABLE]
i.e.
[TABLE]
Let be the HNS-filtration of the reflexive sheaf . Applying Lemma 5.1 yields:
[TABLE]
for all . Of course Lemma 2.3 in [13] means
[TABLE]
For further consideration, we show the continuous dependence of the Hermitian-Yang-Mills flow (1.2) on initial metrics.
Lemma 5.2**.**
Let and be two smooth metrics on the holomorphic bundle over , and . If is the long time solution of the Hermitian-Yang-Mills flow (1.2) on with the initial metric respectively for , then for any ,
[TABLE]
where is a continuous function satisfying as .
Proof. Let be the long time solution of the Hermitian-Yang-Mills flow (1.2) on the holomorphic bundle over with the smooth initial metric and with respect to the Kähler metric , where . Set
[TABLE]
It is easy to check that
[TABLE]
[TABLE]
[TABLE]
and
[TABLE]
The inequality (5.15) together with the maximum principle gives us
[TABLE]
In the following, we assume that is small enough. Suppose is the eigenvalue of for , then
[TABLE]
[TABLE]
and
[TABLE]
A direct computation shows that
[TABLE]
Set . Clearly (5.18) implies that
[TABLE]
From (2.13), it follows that there exists a uniform constant such that
[TABLE]
for any and . Combining (5.14) and (5.19), we get
[TABLE]
By straightforward calculations, we deduce
[TABLE]
and
[TABLE]
Recall that
[TABLE]
we have
[TABLE]
Then it holds that
[TABLE]
The inequalities (2.14), (5.22) and (2.3) tell us that there must exist uniform constants and such that
[TABLE]
[TABLE]
for , and
[TABLE]
[TABLE]
for . The above inequalities together with (5.28) yield
[TABLE]
where is a uniform constant. For simplicity, set
[TABLE]
Using (5.24), we obtain
[TABLE]
On the other hand, we have
[TABLE]
and then
[TABLE]
Integrating this over gives
[TABLE]
and then
[TABLE]
By (5.33), (5.29), (5.30) and (5.23), we immediately get that
[TABLE]
for any , where is a uniform constant. For any , (5.38), (5.31), (5.32), (5.23) and (5.40) imply that
[TABLE]
where is a uniform constant. Since converges to the long time solution outside in -topology as , (5.40) and (5.41) mean the inequality (5.10).
From Lemma 2.5, we see that is nonincreasing along the Yang-Mills flow (2.22). Note that Corollary 3.4 says we can choose a sequence , such that
[TABLE]
Then we have
[TABLE]
for any and any . In the following we assume that , and set , where . Using Proposition 4.5, Lemma 5.2, and following the argument in Theorem 4.1 in [13], we can obtain . We give a proof briefly for readers’ convenience.
Theorem 5.3**.**
Let be a reflexive sheaf on a smooth Kähler manifold , be a solution of the Hermitian-Yang-Mills flow (1.2) on with the initial metric , and be the related Yang-Mills flow (2.22) on the Hermitian vector bundle . Assume that is an Uhlenbeck limit of , and is the corresponding Hermitian vector bundle defined on . Then there is a constant such that
[TABLE]
for all and all ; and the HN type of the reflexive sheaf is the same as that of , i.e. .
**Proof ** As before, let be the composition of a finite sequence of blowups resolving the sheaf , i.e. such that is locally free. Firstly, since the norm is equivalent to the -norm on , we have
[TABLE]
This together with Proposition 4.5 gives us that for any and any there is on the bundle such that
[TABLE]
For fixed and , since the image of the degree map on line bundles is discrete, we can define such that
[TABLE]
where runs over all possible HN types of torsion-free sheaves on with the rank of .
Let be a smooth Hermitian metric on the holomorphic vector bundle , be the solution of the Hermitian-Yang-Mills flow (1.2) on with the initial metric and be the solution of the related Yang-Mills flow (2.22) on the Hermitian vector bundle with the initial connection . Let be an Uhlenbeck limit along the Yang-Mills flow (2.22). Assume that satisfies:
[TABLE]
Combining (5.43), Lemma 2.5 and (5.9), we obtain:
[TABLE]
Hence we must have . This shows that the result holds if the metric satisfies (5.47).
For any fixed , we denote by the set of smooth Hermitian metrics on satisfying that, there is such that
[TABLE]
for all . From (5.45) and the discussion above, we see is nonempty. In Lemma 5.2, we have proved the continuous dependence of the Hermitian-Yang-Mills flow (1.2) on initial metrics, this implies the openness of . By Lemma 2.2 and (2.43), and are uniformly bounded along the Yang-Mills flow (2.22) for . On the other hand, the Uhlenbeck compactness theorem (Theorem 5.2 in [45]) is also valid for the non-compact case, i.e. on the non-compact Kähler manifold . So we can follow the argument in Lemma 4.3 in [13] to show that is closed. The proof is exactly the same, we omit it. Since the space of smooth metrics on is connected, we conclude that every metric is in . Then it follows that for any metric on . With Proposition 2.24 in [13], we know . This concludes the proof of Theorem 5.3.
Let be the long time solution of the Hermitian-Yang-Mills flow (1.2) with the initial metric , and be the solution of the related Yang-Mills flow (2.22) with the initial connection . As that in Proposition 2.3, we have , where is a family of complex gauge transformations satisfying . Consider the following HN-filtration of by saturated sheaves
[TABLE]
Let be the orthogonal projection onto with respect to the Hermitian metric , and . It is easy to check that: ; , . From (5.4), it can be seen that . Using Theorem 5.3 and following the same argument in [13] (Proposition 4.5), we deduce the following lemma.
Lemma 5.4**.**
Let be a reflexive sheaf on a smooth Kähler manifold , and satisfy the same assumptions as that in Theorem 5.3. Assume that is an Uhlenbeck limit of , and is the corresponding Hermitian vector bundle defined on .
(1) Let be the HN-filtration of the reflexive sheaf , then there is a sequence of which converges to strongly in outside as tends to .
(2) Assume the sheaf is semi-stable and is the Seshadri filtration of , then converges to a filtration strongly in outside as tends to , the rank and degree of is equal to the rank and degree of for all and .
6. Proof of theorem 1.1.
In this section, we will prove the part (2) of Theorem 1.1 inductively on the length of the HNS-filtration. The inductive hypotheses are following:
Inductive hypotheses: Let be a torsion-free sheaf on a compact Kähler manifold , be a saturated sub-sheaf of .
(1) There is a sequence of connections on the Hermitian bundle such that in -topology off as , where is a complex analytic subset of with complex codimension at least and satisfies .
(2) for some complex gauge transformations and is uniformly bounded in , where is the Chern connection on with respect to the metric .
(3) There exists a sequence of blow-ups with smooth center: and an exact sequence of holomorphic vector bundles
[TABLE]
over , such that the composition is biholomorphic outside , and are isomorphic to and outside respectively, where , .
(4) Set and define Kähler metrics on as that in (2.2). For every , there exists a sequence of metrics on such that in -topology outside as , is uniformly bounded, and , where is a constant independent of . Furthermore, is uniformly bounded, where is the induced Chern connection on .
*(5) Two torsion-free sheaves and have the same HN type. *
Now we construct non-zero holomorphic maps from subsheaves in the HNS-filtration of to the limiting reflexive sheaf . We get a nonzero holomorphic map which we need by limiting a sequence of holomorphic maps. The key problem is to obtain local uniform -estimate of this sequence of holomorphic maps. We will follow the argument in Proposition 4.1 in [32] to handle this problem. There is a difference in the assumption for our case, so we write a proof briefly of the following proposition for readers’ convenience.
Proposition 6.1**.**
Let be a torsion-free sheaf on a compact Kähler manifold , be a saturated sub-sheaf of . Assume that the conditions (1), (2), (3), (4) in the above inductive hypotheses are satisfied. Let be the holomorphic inclusion, then there is a subsequence of , up to rescale, converges to a non-zero holomorphic map in -topology off as .
**Proof. **By induction, we can assume that is a single blow-up with smooth centre. Fix a Kähler metric on and set for . On the blow-up , let and be the solutions of the following Hermitian-Yang-Mills flow on holomorphic bundles and with the fixed initial metrics and and with respect to the metric , i.e. they satisfy the following heat equation
[TABLE]
where is defined in condition (4) among the inductive hypotheses. A direct computation yields
[TABLE]
[TABLE]
and
[TABLE]
The maximum principle implies that
[TABLE]
[TABLE]
and
[TABLE]
for any . By [7] (Lemma 4), the heat kernels have a uniform bound for . Following Bando and Siu’s argument ([7]), we could choose a subsequence of (and the same for ) which converges to (resp. ) a solution of the Hermitian-Yang-Mills flow (6.2) on (resp. ) over as tends to [math]. Combining (6.6), (6.7), (6.8) and the condition (4), we derive
[TABLE]
and
[TABLE]
for all outside and , where is the heat kernel of and is a uniform constant which is independent of .
From (6.9), it follows that
[TABLE]
for all and . Then
[TABLE]
and
[TABLE]
for all and .
Denote , and then the heat equation (6.2) yields
[TABLE]
Integrating the above inequality and using the condition (4), we have
[TABLE]
and then
[TABLE]
On the other hand, it holds that
[TABLE]
on , for all . Here, we should note that .
For any compact subset , the condition (1) implies that is uniformly bounded on . By (6.16), (6.17), (6.9) and the Moser’s iteration, there must exist a uniform constant such that, for all ,
[TABLE]
Define the holomorphic map by , where is the induced connection on by the connection . It is easy to check that
[TABLE]
where is the induced metric on by the metric . Set
[TABLE]
Clearly (6.13) means that there is a constant such that
[TABLE]
for all . Using (6.21) and (6.18), we obtain a local uniform -estimate on , i.e. for any compact subset , there is a constant such that
[TABLE]
for all . By the above local uniform -bound of and the assumption that in -topology outside as , the elliptic theory implies that there exists a subsequence of (for simplicity, also denoted by ) such that converges to a holomorphic map in -topology outside as . Now we only need to prove that is non-zero. Since is of Hausdorff complex codimension at least , for any small , we can choose a compact subset such that
[TABLE]
Of course the local uniform estimate (6.18) gives us that there is a positive constant such that
[TABLE]
for all and . Then
[TABLE]
Therefore is a non-zero holomorphic map. This concludes the proof of Proposition 6.1.
A proof of Theorem 1.1 Let be the Harder-Narasimhan-Seshadri filtration of , be the associated graded object, where is torsion-free for each . We refer to as the singularity set of the HNS-filtration, it is a complex analytic subset of with complex codimension at least .
According to Hironaka’s flattening theorem ([19]), there is a finite sequence of blowing ups along compact sub-manifolds such that if we denote by the composition of all the blowing ups, then is locally free. By Proposition 4.2, we can get a filtration of :
[TABLE]
such that, for every , is a reflexive sheaf, is torsion free and isomorphic to the sheaf outside . By Sibley’s result on the resolution of filtration (Proposition 4.3 in [38]), there is a finite sequence of blowing ups along complex submanifolds whose composition enjoys the following properties. There is a filtration
[TABLE]
by subbundles. If we write for the image of , then . If , then we have and . Now set , we know and . It is easy to see that is biholomorphic outside , and are isomorphic to and outside respectively.
Let be the long time solution of the Hermitian-Yang-Mills flow (1.2) on the holomorphic vector bundle with the initial metric , and be the solution of the related Yang-Mills flow (2.22) on the Hermitian vector bundle with the initial connection . We have , where satisfies . Note that Lemma 2.2 says there is a sequence of heat flows on the holomorphic vector bundle which converges successively to in -topology outside as . In the sequel, we denote by the pull back metric on the bundle .
Theorem 3.3 and Proposition 3.5 imply the part (1) of Theorem 1.1. So we only need to prove the part (2) of Theorem 1.1. We assume there is a sequence of connections which converges to in -topology outside as . Let be the first -stable sub-sheaf corresponding to the above HNS-filtration, , and . Using the formulas (2.12), (5.4), Lemma 2.2, Theorem 5.3, and considering the metrics , one can check easily that the conditions (1), (2), (3), (4) in the above inductive hypotheses are satisfied. Based on Theorem 3.3, we suppose that there exists a sequence of isomorphisms
[TABLE]
such that in -topology outside as . Let be the holomorphic inclusion, by Proposition 6.1, then there is a subsequence of , up to rescale, converging to a non-zero holomorphic map outside as . Applying Hartog’s theorem, we can extend to the whole as a sheaf homomorphism.
Let be the orthogonal projection onto with respect to the Hermitian metric , and . Set . From Lemma 5.4, we know that strongly in outside as , and determines a subsheaf of , with and . Because for all , we see that in the limit , and then
[TABLE]
Moreover, Theorem 5.3 tells us that and have the same HN type, and then the subsheaf is -semistable. Recalling that is -stable, with the result in [26] (V.7.11; 7.12), we observe that the non-zero holomorphic map must be injective, then
[TABLE]
and is an -stable subsheaf of .
Let be a local frame of , and . We derive
[TABLE]
for any , where is the inverse of the matrix . Because in -topology as , and is injective, we can prove that in -topology off as .
Consider the orthogonal holomorphic decomposition , where . Let be the projection onto with respect to the metric . Using Lemma 5.12 in [12], we can choose a sequence of unitary gauge transformations such that and in -topology on as . It is easy to check that , and the unitary gauge transformation satisfies .
Set , then we have . Denote by the induced bundle isomorphisms on , and consider the induced connections on
[TABLE]
and the complex gauge transformation
[TABLE]
Then it holds that
[TABLE]
and
[TABLE]
where we have used the facts and . By the definition, it is easy to check that in -topology as , and , where denotes the induced metric on the quotient by . Combining (5.4) and Lemma 2.2, we get that is uniformly bounded for . So inductive hypotheses (1) and (2) are satisfied.
Let , then (6.27) implies the inductive hypothesis (3). Considering the induced metric on the quotient by , from the formulas (2.12), (5.4) and Lemma 2.2, we see that the inductive hypothesis (4) is valid. Using Theorem 5.3 and Lemma 5.4, one can check easily that the inductive hypothesis (5) is also valid. Repeating the above argument, we obtain an isomorphism
[TABLE]
on . By the uniqueness of reflexive extension in [40], we know that can be extended to a sheaf isomorphism on the whole . This completes the proof of Theorem 1.1.
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