A Multilier Theorem on Anisotropic Hardy Spaces
Li-An Daniel Wang

TL;DR
This paper establishes a new multiplier theorem for anisotropic Hardy spaces, showing boundedness of certain operators under Mihlin conditions, extending classical results to anisotropic settings.
Contribution
It introduces a multiplier theorem for anisotropic Hardy spaces, generalizing the classical Taibleson-Weiss theorem to anisotropic dilations and symbols.
Findings
Boundedness of multiplier operators on anisotropic Hardy spaces.
Extension of classical multiplier theorem to anisotropic settings.
Dependence of boundedness on dilation eccentricities and symbol regularity.
Abstract
We present a multiplier theorem on anisotropic Hardy spaces. When satisfies the anisotropic, pointwise Mihlin condition, we obtain boundedness of the multiplier operator , for the range of that depends on the eccentricities of the dilation and the level of regularity of a multiplier symbol . This extends the classical multiplier theorem of Taibleson and Weiss.
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Taxonomy
TopicsAdvanced Harmonic Analysis Research · Holomorphic and Operator Theory · Mathematical Analysis and Transform Methods
A Multiplier Theorem on Anisotropic Hardy Spaces
Li-An Daniel Wang
Department of Mathematics and Statistics
Sam Houston State University
Huntsville, TX
Abstract.
We present a multiplier theorem on anisotropic Hardy spaces. When satisfies the anisotropic, pointwise Mihlin condition, we obtain boundedness of the multiplier operator , for the range of that depends on the eccentricities of the dilation and the level of regularity of a multiplier symbol . This extends the classical multiplier theorem of Taibleson and Weiss [18].
Key words and phrases:
Anisotropic Hardy spaces, Fourier transform, multipler theorem
2010 Mathematics Subject Classification:
42B30 (42B25, 42B35)
The author was supported by the departmental funds from Sam Houston State University and the Johnson Fellowship from the University of Oregon. We would also like to thank M. Bownik for his patient guidance in this project.
1. Introduction
We present a multiplier theorem (Theorem 1.2) on anisotropic Hardy space . This space was first studied by Bownik [4], and generalizes the classical Hardy space of Fefferman and Stein [14] as well as the parabolic Hardy spaces of Calderón and Torchinsky [10] with a geometry and quasinorm induced by an expansive matrix . Since the introduction of , the anisotropic structure has been extended to a number of settings: Besov [7] and Triebel-Lizorkin spaces [8], weighted anisotropic Hardy spaces [6], variable Hardy-Lorentz spaces [1], and pointwise variable anisotropy [12], to name just a few. However, the study of the Fourier transform on these further generalizations are still incomplete, given that analysis of the Fourier transform becomes substantially harder.
To state our multiplier theorem, we require a few definitions; more details are in Section 2. Let be an matrix, and . We say is a dilation matrix if all eigenvalues of satisfy . If are the eigenvalues of , ordered by their norm from smallest to largest, then define and to satisfy and . Associated with is a sequence of nested ellipsoids such that and . If is the adjoint of , then is also a dilation matrix with the same determinant and eigenvalues, with its own nested ellipsoids .
We use and to denote the Fourier and inverse Fourier transforms of respectively. We say a measurable function is a multiplier on if its associated multiplier operator, initially defined by for , is bounded . We reserve for the independent variable in the frequency domain, and denotes differentiation with respect to . For a dilation matrix , we define the dilation operator by . Henceforth, will denote a general constant which may depend on the dilation matrix and any scalar parameters , and may change from line to line, but independent of . The regularity requirement of a multiplier will be given by the following Mihlin condition.
Definition 1.1**.**
Let be a dilation matrix. Let and let . We say satisfies the anisotropic Mihlin condition of order if there exists a constant such that for all multi-indices , , all , and all ,
[TABLE]
We can now state our main result. For , the (integer) floor of is given by .
Theorem 1.2**.**
Let be a dilation matrix, , and denote . If satisfies the Mihlin condition of order and is the corresponding multiplier operator, then is bounded provided satisfies
[TABLE]
Remark 1.3**.**
We have implicitly fixed and , determining the eccentricities of our dilation matrix. However, we can always ‘tighten’ the eccentricities by defining and so that
[TABLE]
In the proof of Theorem 1.2, we will exploit this simple fact.
Remark 1.4**.**
An instructive example for the dilation matrix is by setting , so and . Then (1.2) is equivalent to , thus recovering the classical case.
As an essential class of singular integral operators, multiplier operators have been well studied for the classical Hardy space and its various extensions. We briefly discuss four classical multiplier theorems that are related to Theorem 1.2.
First, our proof of Theorem 1.2 most closely resembles that of Peetre [17] in that if satisfies a classical pointwise Mihlin condition with respect to the Euclidean norm (which condition (1.1) generalizes), then it is a multiplier on Triebel-Lizorkin and Besov-Lipschitz spaces. Second, this pointwise Mihlin condition is stronger than an integral Hörmander condition on , used in Taibleson and Weiss [18] and paired with molecular decomposition of to prove the boundedness of . Third, this Hörmander condition is equivalent to a Herz-norm condition on the inverse-Fourier transforms of smooth truncations of the multiplier , which Calderón and Torchinsky [10] used to prove the multiplier theorem in the parabolic setting. Lastly, Baernstein and Sawyer [2] further generalized this with a weaker Herz-norm condition, generalizing the previous three multiplier theorems.
For our multiplier theorem, we will assume the (strongest) Mihlin condition on to overcome the issues native to the anisotropic setting. This approach was first considered by Benyi and Bownik [3] in the study of symbols associated with pseudo-differential operators. Our Theorem 1.2 is closely related to their result, though we require minimal regularity requirement on , and we obtain a more precise range of exponents for which multiplier operators are bounded in terms of eccentricity of the dilation , as measured by and . Ding and Lan [13] extended the multiplier theorems of [2] to the spaces , though with an additional requirement that the dilation is symmetric.
The rest of the paper will be organized as follows. In Section 2, we give the background information on anisotropic Hardy spaces . In Section 3, we give the lemmas needed for the proof of Theorem 1.2, from which the theorem follows immediately. In Section 4, we provide the proofs of the lemmas as well as the molecular decomposition of .
2. Anisotropic Hardy spaces and Multiplier Operators
We now introduce the anisotropic structure and the associated Hardy spaces. Given a dilation matrix , we can find a (non-unique) homogeneous quasi-norm, that is, a measurable mapping with a doubling constant satisfying:
[TABLE]
Note that is a space of homogeneous type ( denotes the Lebesgue measure), and any two quasi-norms associated with will give the same anisotropic structure. In the isotropic setting, the ‘basic’ geometric object is the Euclidean ball , centered at with radius . This has the nice property that whenever , we have . But for a dilation matrix , we do not expect . Instead, one can construct ‘canonical’ ellipsoids , associated with , such that for all , , , and . These nested ellipsoids will serve as the basic geometric object in the anisotropic setting. Moreover, we can use the ellipsoids to define the canonical quasinorm associated with as follows:
[TABLE]
By setting to be the smallest integer so that , is a quasinorm with the doubling constant . Once is fixed, we will drop the subscript and will always denote the step norm. The anisotropic quasi-norm is related to the Euclidean structure by the following lemma of Lemarie-Rieusset [15].
Lemma 2.1**.**
Suppose is a homogeneous quasi-norm associated with dilation . Then there is a constant such that:
[TABLE]
where depends only on the eccentricities of : .
Lastly, we observe that if is the adjoint of , then is also a dilation matrix with its own (canonical) norm , though and have the same eigenvalues and eccentricities.
We denote as the Schwartz, and the space of tempered distributions. Suppose we fix such that . If , we denote the anisotropic dilation by . Then the radial maximal function on is given by
[TABLE]
The anisotropic Hardy space consists of all tempered distributions so that , with . Analogous to the isotropic setting, this definition is independent of the choice of and is equivalent to the grand maximal function formulation (see [4, Theorem 7.1]).
We now present the atomic and molecular decompositions of , which greatly simplifies the analysis of Hardy spaces. For a fixed dilation , we say is an admissible triple if , with , and satisfies . For the rest of this article, will always denote an admissible triple. A atom is a function supported on for some and , satisfying size condition , and vanishing moments condition: For ,
[TABLE]
The following theorem is the atomic decomposition of , see [4, Theorem 6.5]:
Theorem 2.2**.**
Suppose and is admissible. Then if and only if
[TABLE]
for some sequence and a sequence of atoms. Moreover,
[TABLE]
where the infimum is taken over all possible atomic decompositions.
We can also decompose with molecules, which generalize the notion of atoms.
Definition 2.3**.**
Let be admissible, and fix satisfying
[TABLE]
and define . Then we say a function is a molecule centered at if it satisfies the following size and vanishing moments conditions:
- (1)
, 2. (2)
for all .
The quantity is the molecular norm of . We say the quadruple is admissible if the triple is an admissible triple and satisfies (2.2). If we say is a molecule, then it implicitly has an admissible quadruple. A straightforward computation shows that if is an atom, then , where is a uniform constant.
The following theorem gives the molecular decomposition of Hardy spaces. It is not new, since the crucial ideas are implicit in Lemma 9.3 of [4], though our definition of molecules is more general than what is used there. For completeness, we will include the proof in the last section.
Theorem 2.4**.**
Every molecule is in , and satisfies
[TABLE]
where . Moreover, if and only if there exist molecules such that in , and . In this case, we have
[TABLE]
3. Proof of the Multiplier Theorem 1.2
In proving the multiplier operator is bounded on , we will follow this outline.
- (1)
Show that our multiplier operator is a convolution operator of a certain regularity. This is the key result of this paper, given by Lemma 3.2. 2. (2)
As is often the case with Hardy spaces, we show it suffices to verify the action of operators on atoms. As we will see in Lemma 3.3, we only need to consider atoms. 3. (3)
Lastly, by Lemma 3.4, we show that the action of this operator on atoms will produce molecules whose (molecular) norms are uniformly bounded. By Theorem 2.4, this completes the proof of Theorem 1.2.
In this section, we state these lemmas, and provide a proof of Theorem 1.2 (which follows immediately). The proofs of these lemmas are in the next section.
We start by generalizing the notion of regularity to the anisotropic setting, taken from [4].
Definition 3.1**.**
Let be admissible and let satisfy
[TABLE]
and let . We say is a Calderón-Zygmund convolution kernel of order if there exists a constant such that for all multi-indices with , and all , ,
[TABLE]
If is such a kernel, we say satisfies CZC- and its associated singular integral operator is defined by .
The following lemma is our key result.
Lemma 3.2**.**
Let and . Suppose satisfies the Mihlin condition (1.1) of order , and define by . Then is a Calderón-Zygmund convolution kernel of order provided and satisfies
[TABLE]
The general method in proving an operator is bounded is to show that is uniformly bounded on all atoms, that is, where is a atom. However, as we see in [5], in general it is not sufficient to deal with atoms, though by the work of Meda et al [16], it suffices if . This suggests that we simply need to show our operator satisfies for atoms.
However, this approach will not work for us, because of the following complication. Observe that we have the inclusions of the subspaces
[TABLE]
Suppose we use the approach outlined above, and after verifying for all atoms, we can then extend to the unique bounded extension . Next, consider the operator on the (middle) subspace , which we initially defined by . It is not clear that the extension will agree with on . Because of this uncertainty, we cannot conclude that is indeed the extension of on .
Fortunately, for multiplier operators, we have another approach, aided by a regularity result of [9, Theorem 1]. This approach also shows that it suffices, at least in our case, to verify uniform boundedness of atoms.
Lemma 3.3**.**
Suppose is an admissible triple, and is the associated multiplier operator initially defined on . Then has a a unique, bounded extention if for all atoms,
[TABLE]
where is independent of the atom .
This last lemma (and the regularity condition (3.2)) first appeared in [4, Theorem 9.8] for the more general Calderón-Zygmund operators. We give an alternate proof using Theorem 2.4.
Lemma 3.4**.**
Let . Suppose is a singular integral operator whose kernel is a Calderón-Zygmund convolution kernel of order . Then is bounded provided satisfies
[TABLE]
Now that all the pieces are here, we can prove Theorem 1.2.
Proof of Theorem 1.2.
Suppose is a multiplier satisfying the Mihlin condition (1.1) of order , and . Then by Lemma 3.2, we have a kernel of order , satisfying (3.3) such that . Then by Lemma 3.4, the operator satisfies the bound for all atoms, which by Lemma 3.3, gives a unique extension , provided is in the range (3.4), which implies the range given in Theorem 1.2.
However, if , then . To make the above argument hold, recall Remark 1.3, and let and be defined so that
[TABLE]
so that the new , defined in terms of the new eccentricities, is slightly larger, and no longer an integer. However, , and we can repeat the above argument and obtain the bound (1.2). ∎
4. Proofs of Lemmas and the Molecular Decomposition
In this section, we give the proofs of Lemma 3.2, 3.3, and 3.4, as well as the proof of Theorem 2.4. Lemma 3.2 is the key result of this paper. Lemma 3.4 and Theorem 2.4 originally appear in [4], and we reprove it here with our notion of molecules.
4.1. Proof of lemmas
Proof of Lemma 3.2.
Let satisfy the Mihlin condition of order and let satisfy (3.3). Fix such that is supported on , and for all ,
[TABLE]
By setting , we have the identity , and is supported on . We define , which is supported on , and define . Then we have
[TABLE]
We will see that the equality for also holds pointwise. We make the following reductions to prove the CZC- condition (3.2). First, it suffices to show that for all multi-index such that , , and , , which follows from the absolute convergence
[TABLE]
To prove this, it suffices to prove the above convergence for :
[TABLE]
Indeed, suppose (4.1) holds. Then if , and has the Mihlin property, then so does , with the same constant . Therefore if , then , so
[TABLE]
To prove (4.1), we decompose the sum using a well-chosen integer . Denote as the eigenvalue of with the largest norm and is the operator norm on . By the spectral theorem,
[TABLE]
Let . Then there exists an integer such that for all ,
[TABLE]
With this , we write
[TABLE]
We call and the low and high spatial terms, respectively. Starting with the high spatial terms, we fix and . Then we can fix another multi-index satisfying such that there exists a constant depending only on such that . This can be done by picking where is the unit vector in the canonical basis of and the direction is where has the largest value in norm. Define . Using Parseval’s identity, integration by parts, and a change of variables, we have
[TABLE]
which we estimate using the bound from the spectral theorem.
Then the product rule gives:
[TABLE]
By another application of the product rule, we have a uniform constant , independent of , , such that
[TABLE]
We now bound . With , elementary considerations from expressing as a sum of monomials show that there exists depending only on , such that by our choice of and ,
[TABLE]
Combining our estimates of and in (4.2), we have a constant , depending on the past constants, such that
[TABLE]
Then we have
[TABLE]
Note that with our choice of and , we can sum for if
[TABLE]
Indeed, for , there exists such that the series below converges: For depending only on , we have
[TABLE]
Turning our attention to , we start with Parseval’s identity and a change of variables. With a dimensional constant, we have
[TABLE]
Indeed, for in the unit annulus , we have , , with the eccentricity depending on the sign of . Since and , we obtain the above estimate. Returning to , we have a constant , depending only on such that
[TABLE]
with . This completes the estimate (4.1), and this proof. ∎
For the proof of Lemma 3.3, we need the following result from [9].
Theorem 4.1**.**
([9, Theorem 1]) Let . If , then is a continuous function and satisfies
[TABLE]
In particular, if , then almost everywhere and in .
Proof of Lemma 3.3.
If is a atom, it is compactly supported, so that it is in , and is well-defined. Now let , with an infinite atomic decomposition using atoms. We first establish can pass through the infinite sum:
[TABLE]
Observe that passing the operator through the infinite sum is the main issue raised by [5] and the rationale as to why the result of [16] is needed for a general sublinear operator. In our case where our operator is a multiplier, we show that we can do this directly. If we denote the right-hand term above by , then (4.3) holds if we can show in . To show (4.3), we note that by Lemma 4.1, for almost everywhere, we have . Then
[TABLE]
Since in and pointwise, we must also have , thus establishing the equality (4.3). The boundedness of follows immediately:
[TABLE]
Taking the infimum over all possible atomic decompositions, we have . Lastly, with a dense subset of , there exists a unique bounded extension such that on . ∎
Proof of Lemma 3.4.
Let satisfy (3.4) and is an admissible triple. Let be a atom supported on the ellipoid for some and . The boundedness of follows once we establish the uniform bound of the molecular norm . Note that since is a space of homogeneous type, is bounded from to for . There is a , depending only on , , and , such that
[TABLE]
By Minkowski’s inequality:
[TABLE]
The estimate for is immediate:
[TABLE]
To estimate , we require the following pointwise estimate from [4, Lemma 9.5]: Suppose is a singular integral operator whose kernel is CZC-, with satisfying (3.1). Then there exists a constant such that for every atom with support , all and ,
[TABLE]
With this estimate, we have
[TABLE]
The geometric series converges exactly when satisfies (3.4). Taking the power on both sides, we have
[TABLE]
All together, we have , as the exponent is exactly 0. ∎
4.2. Proof of Theorem 2.4
We need a few preliminary results on projections and molecules, which we state without proof as they are implicit in the proof of Lemma 9.3 of [4]. To define the projections needed, recall that given a dilation , denotes the ‘canonical’ ellipsoids so that for all , . We also define .
Definition 4.2**.**
Let and . Define to be the space of polynomials on of degree at most . If , we define as the natural projection defined by the Riesz Lemma:
[TABLE]
With these projections, we make some elementary observations. Let be an orthonormal basis of in -norm, that is, . Then the projection is given by
[TABLE]
Generally, if , then is given by
[TABLE]
If , then is given by , where is the translation operator, and there exists , depending only on and , such that for all , given ,
[TABLE]
Let be the complementary projection. Then for all , is bounded, with
[TABLE]
Furthermore, for all with , we have .
Lemma 4.3**.**
Let be a molecule centered at .
- (1)
Then as . 2. (2)
Define . Then in as .
Proof of Theorem 2.4.
We first prove estimate (2.3). Let be a molecule. Without loss of generality, we assume . Define the quantity by and and choose such that . From lemma 4.3, we have the following expression for , with convergence in :
[TABLE]
Note that for each , has vanishing moments of order up to , and has compact support. We will decompose by setting and , where has a uniform norm independent of and is a sequence of atoms. We start with . With as in 4.5, we have
[TABLE]
Scaling the measure, we obtain
[TABLE]
Note that because , we have . Continuing our estimate using the definition of , we have
[TABLE]
Therefore we have , which gives where is a atom and . For , we have
[TABLE]
Estimating the first term, we have
[TABLE]
Setting , we obtain the estimate . Next, we estimate with Minkowski’s inequality:
[TABLE]
Let a uniform bound for . By a change of variables, we have . Next, since has vanishing moments, and ,
[TABLE]
The first integral in the last expression can be computed as follows:
[TABLE]
The second integral from Holder’s inequality can be computated directly as a geometric series. With with a constant depending only on , and , and , we have
[TABLE]
This gives
[TABLE]
Then we have the following estimate on ,
[TABLE]
Finally, returning to the estimate on , we have
[TABLE]
Therefore if , , with and where is a atom supported on . Summing the coefficients, we have
[TABLE]
This establishes (2.3) with depending only on and the cube , and is independent of .
Lastly, we prove the molecular decomposition. If , then its atomic decomposition can be seen as a molecular decomposition with . Then by (2.3), we have
[TABLE]
where in the penultimate inequality, we used the fact that the molecular norm of atoms are uniformly bounded.
As for the converse, suppose has the molecular decomposition with . Then again by (2.3), we have
[TABLE]
So , and this completes our proof.
∎
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