On the average number of divisors of reducible quadratic polynomials
Kostadinka Lapkova

TL;DR
This paper derives an asymptotic formula for the average number of divisors of reducible quadratic polynomials, revealing that the main term's coefficient is independent of the discriminant when it is a perfect square.
Contribution
It provides a new asymptotic formula for divisor sums of reducible quadratic polynomials and establishes effective upper bounds with a consistent main term.
Findings
Main term coefficient is independent of the discriminant for perfect squares.
Asymptotic formula for divisor sums of reducible quadratics.
Effective upper bounds matching the main term.
Abstract
We give an asymptotic formula for the divisor sum for integers of the same parity. Interestingly, the coefficient of the main term does not depend on the discriminant as long as it is a full square. We also provide effective upper bounds of the average divisor sum for some of the reducible quadratic polynomials considered before, with the same main term as in the asymptotic formula.
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Taxonomy
TopicsAnalytic Number Theory Research · Advanced Mathematical Identities · Algebraic Geometry and Number Theory
On the average number of divisors
of reducible quadratic polynomials
Kostadinka Lapkova
Graz University of Technology
Institute of Analysis and Number Theory
Kopernikusgasse 24/II, 8010 Graz, Austria
(Date: 17.10.2016)
Abstract.
We give an asymptotic formula for the divisor sum for integers of the same parity. Interestingly, the coefficient of the main term does not depend on the discriminant as long as it is a full square. We also provide effective upper bounds of the average divisor sum for some of the reducible quadratic polynomials considered before, with the same main term as in the asymptotic formula.
Key words and phrases:
number of divisors, quadratic polynomial, Dirichlet series
2010 Mathematics Subject Classification:
Primary 11N56; Secondary 11D09
1. Introduction
Let denote the number of positive divisors of the integer and be a polynomial. There are many results on estimating average sums of divisors
[TABLE]
one of which was obtained by Erdős [9], who showed that for an irreducible polynomial and for any , we have
[TABLE]
Here the implied constants can depend both on the degree and the coefficients of the polynomial. When is a quadratic polynomial Hooley [15] and McKee [18], [19] obtained asymptotic formulae for the sum (1.1). When no asymptotic formulae for (1.1) are known. A certain progress in this direction was made by Elsholtz and Tao in §7 of [8].
When the polynomial is reducible the behavior is a little bit different. Ingham [16] considered the additive divisor problem and proved that for a fixed positive integer the following asymptotic holds
[TABLE]
as , where for . Later Hooley [15] predicted that
[TABLE]
but only recently Dudek [6] provided the exact value of the constant , namely . The first aim of this paper is to extend Dudek’s work and to find the exact values of for any integer . Actually we find the main term in the asymptotic formula for (1.1) for slightly more general polynomials for integers , such that is even.
For integers and we define
[TABLE]
The main result we need for the asymptotic estimate of the average divisor sum (1.1) for reducible quadratic polynomials is the following Theorem, which is of interest of its own.
Theorem 1**.**
For any integer we have the asymptotic formula
[TABLE]
as .
From Theorem 1 we can deduce our asymptotic result.
Theorem 2**.**
*Let be integers with the same parity. Then we have the asymptotic formula *
[TABLE]
as .
Clearly the reducible quadratic polynomials of the type considered in (1.2) are covered by Theorem 2, this is the case . It is very interesting that the constants in the formula (1.2) are uniform for . This would be no surprise if there is a relation of the function with a certain class number, which would not change if we factor the positive discriminant with a full square. Such a correspondence was described by McKee in [18], [19], [20], however, only for square-free discriminants.
Hooley [15] suggested one possible way to get to the values and prove Theorem 2, namely to start from Ingham’s work [16]. However we follow Dudek’s method which relies on a Tauberian theorem. Let for a multiplicative function we denote the Dirichlet series . In order to find the value Dudek uses information for the function and then a Tauberian theorem for the Dirichlet series . It turns out that all the necessary information for for any integer can be extracted from section §4 from Hooley’s paper [14]. There Hooley investigates the Dirichlet series . Actually his further investigations can also lead to a proof of Theorem 2 with an explicit error term. However, we would use these further investigations, more precisely formula (11) from [14], only in the next part of the present paper where we estimate explicitly from above the average divisor sum , much in the spirit of our earlier paper [17].
The motivation to consider also explicit upper bounds for the sum of divisors (1.1) for quadratic polynomials comes from their application in Diophantine sets problems. Let be an integer. A set of positive integers is called a –-tuple if is a perfect square for all with . The classical and most extensively studied type of such sets are the Diophantine sets . In our paper [17] we gave a similar explicit upper bound for the sum (1.1) for an irreducible quadratic polynomial of certain type, which allowed to improve the maximal possible number of -quadruples. We believe that in a similar way the upper bounds which will be given by Theorem 3 and Corollary 4 stated below can be useful for estimating the number of , or other - sets, which are investigated in a number of papers, e.g. [2], [10], [11], [12], [13].
We have the following theorem.
Theorem 3**.**
Let be integers with the same parity and factor as for some even and odd . Assume that . Let and . Then for any integer we have
[TABLE]
where
[TABLE]
Remark 1**.**
When and close to , i.e. we have relatively few summands, one can adjust the upper bound by subtracting the negative quantity . In order to estimate well enough this quantity, however, we need to establish also a strong effective lower bound of the sum , a task we do not pursue here.
The first important feature of Theorem 3 is that under the condition
[TABLE]
we can provide an explicit upper bound with the same main term as in the asymptotic formula from Theorem 2, because . Second feature of Theorem 3 is that it provides bounds for a larger family of quadratic reducible polynomials than the most studied case up to now, this for , which satisfies condition (1.4). Indeed, an immediate observation is that when we have only one divisor , . For the case , which also includes the polynomials for integer , in particular , we obtain the following corollary.
Corollary 4**.**
For any integer we have the following claims:
- i)
Let be a nonnegative integer. Then
[TABLE] 2. ii)
[TABLE]
Previous explicit upper bounds for the average number of divisors of were obtained by Elsholtz, Filipin and Fujita [7] with . Trudgian [22] improved this to , Cipu [4] got and very recently Cipu and Trudgian [5] also achieved the best leading coefficient using different method than ours. The main goal of all these papers is to bound the maximal possible number of Diophantine quintuples. In another recent paper, estimating the number of -quintuples, Bliznac and Filipin [2] showed that .
2. Asymptotic formula
In [6] Dudek uses the following Tauberian theorem (Theorem 2.4.1 in [3]).
Lemma 1**.**
Let be a Dirichlet series with non-negative coefficients converging for . Suppose that extends analytically at all points on apart from , and that at we can write
[TABLE]
for some and some holomorphic in the region and non-zero there. Then
[TABLE]
with
[TABLE]
where is the usual Gamma function.
The key information which we need in order to extend the result of [6] is contained in the following lemma. We write when but .
Lemma 2**.**
Fix the integer parameter and write simply for the function . Let be such that for , and , . Then for the value of the function at prime powers we have the following cases.
- (i)
**
[TABLE] 2. (ii)
**
[TABLE] 3. (iii)
**
[TABLE]
Proof.
The lemma follows from section §4 of Hooley’s paper [14], more precisely his cases , and . There the values of the function are examined for a general integer parameter . Note that the condition that is square-free, which is imposed in the theorems of [14], is not required in §4 [14].∎
Proof of Theorem 1.
Let us fix the integer parameter . Consider the function
[TABLE]
Clearly , hence the Dirichlet series is absolutely convergent for and we can write it as an Euler product
[TABLE]
From the following computations it will become clear that is absolutely convergent for .
According to Lemma 2 for the factors we obtain the following cases.
- (i)
. Then
[TABLE] 2. (ii)
. Then we get
[TABLE] 3. (iii)
. In this case we have
[TABLE]
We use (2.2) and the fact that for
[TABLE]
so we can write
[TABLE]
It is clear that is holomorphic function in the half-plane , though it is not obvious that it is non-zero there. By Lemma 3 below it follows that this is indeed true, because the finitely many factors for and but are non-zero for . Then fulfills the conditions of Lemma 1, with , so we obtain
[TABLE]
with
[TABLE]
By (ii) in the case we have
[TABLE]
By (iii) in the case we get
[TABLE]
Now from (3.2) and (2) plugged in the definition of it follows that . From (2.6) it follows that and Theorem 1 follows from (2.5). ∎
Lemma 3**.**
If or the functions have no zeros in the half-plane .
Proof.
We will verify the claim in elementary way with few cases to consider. First, we observe that from Lemma 2 it follows that for and we have for every integer . Let us write , with . Then we easily obtain
[TABLE]
When and , let us assume that . In this case
[TABLE]
and the expression in the second brackets should be zero, therefore
[TABLE]
Using triangle inequalities for the absolute values of both sides of (2.9) and the simple fact for , we see that the absolute value of the expression on the left-hand side of (2.9) is at least , while the absolute value of the expression on the right-hand side of (2.9) is less than when - a contradiction. When (2.9) gives which has no solutions for , again by a simple comparison of the absolute values. Thus the assumption that when is wrong.
It remains to check the case . Assume that for . Then from
[TABLE]
we necessarily have
[TABLE]
The left-hand side of (2.10) does not depend on and we can see, again using triangle inequalities and the simple fact that and , that its absolute value is at least . On the other hand, the right-hand side of (2.10) equals and its absolute value is at most for . This gives - a contradiction. The cases can be dealt in a similar way, substituting the corresponding value of in (2.10), and then arranging the expressions in an equation with absolute values on the two sides which cannot be equal. Thus the assumption for is wrong and this completes the proof of the Lemma. ∎
Proof of Theorem 2.
Let us write and
[TABLE]
Let . Note that is positive for and increasing. By Dirichlet hyperbola method we have
[TABLE]
Recall that . We notice that and the condition is equivalent to . If we denote
[TABLE]
clearly we have
[TABLE]
Then we proceed in the standard way.
[TABLE]
We have that is a full square of an integer, so we can apply Theorem 1. As it follows that
[TABLE]
Therefore we get
[TABLE]
Again using Theorem 1 and Abel’s summation we get
[TABLE]
The statement of Theorem 2 follows from plugging the latter asymptotic formula into (2.13). ∎
3. Explicit upper bound
First we will repeat the argument of Hooley [14] so that we recreate his formula (11) in the identity (3.5). We present the details of the argument for the sake of clarity and to work out precisely the specific quantities for our special case of a square-full discriminant . In this section we will again sometimes omit in the notation for the function , since is fixed. Recall (2.1) where for we denoted . Also let for and be such that for , and , .
In case when we can continue the expression (ii) in the following way:
[TABLE]
because is a full square and , and is the Jacobi symbol.
If we notice that and the last sum over from (3) equals exactly , so we can rewrite in a similar way also the factors (2.2). For we obtain
[TABLE]
The identity (iii) for case when can be continued as
[TABLE]
where
[TABLE]
and a direct calculation shows that
[TABLE]
From (3), (3.2) and (3) and we obtain
[TABLE]
where and we used that . Now recall that with even and odd , so we can finally write
[TABLE]
where
[TABLE]
We introduce the character
[TABLE]
Here
[TABLE]
is or [math], depending on whether the condition holds. This means that the character is actually the principal character modulo , i.e.
[TABLE]
Now we can write
[TABLE]
We note that
[TABLE]
and from (3.8) and the uniqueness of Dirichlet series expansion it follows that for every we have
[TABLE]
By (3.5) valid for , again using the uniqueness of Dirichlet series expansion, it follows that for the coefficients of the corresponding Dirichlet series we have the identity
[TABLE]
We summarize the results up to now in the following lemma.
Lemma 4**.**
Let for integers and , such that . Given the definitions (1.3), (3.4), (3.6) and (3.7), for any and , we have the identities
[TABLE]
and
[TABLE]
3.1. Proof of Theorem 3
Using the notation (2.12), and again the Dirichlet hyperbola method, we have
[TABLE]
We used that . One can achieve more precise upper bound for positive by more careful argument at this point. We made a cruder step by summing over all instead of considering only those which satisfy simultaneously and .
From the definition of the quantity in (2.12) it is clear that
[TABLE]
Therefore
[TABLE]
In the sequel we will estimate explicitly the sum for any . From this we can easily extract also an explicit upper bound of the sum through Abel’s summation. To achieve our goal we will use Lemma 4 and the Dirichlet convolution representation it provides in a similar way as in our previous paper [17], where Lemma 2.1 played a key role by providing a comfortable Dirichlet convolution. In the current case, however, we do not have factoring in familiar multiplicative functions directly of the function for a square-free , rather of another multiplicative function in the presentation of for a square-full . From one side this makes the argument more technical than in [17], from the other side the character sums we consider in the present case are much simpler because we deal just with the principal character .
From Lemma 4 it follows that
[TABLE]
We concentrate first on estimating the innermost sum.
3.1.1. Estimation of
Let and fix a divisor of . By the Dirichlet convolution representation in Lemma 4 it follows that
[TABLE]
By (3.7) for a real , and writing temporarily for the conductor of the principal character , we have
[TABLE]
Let us use the notation
[TABLE]
Then the inequality (3.1.1) can be written as
[TABLE]
Plugging this in (3.12) we get
[TABLE]
At this step we need to have for every divisor . First we see that if is odd, then
[TABLE]
Indeed, we notice that all divisors of which are at least can be presented as for and , with when , because is odd. Thus
[TABLE]
Then for every we indeed have
[TABLE]
because we have assumed the condition (1.4).
Now we can use an upper bound due to Ramaré (Lemma 3.4 [21]).
Lemma 5**.**
(Ramaré, [21]) Let be a real number. We have
[TABLE]
Using also the trivial bound for the last sum in (3.1.1), we get
[TABLE]
3.1.2. Estimation of
Now we plug the latter bound in the first identity from Lemma 4. Using that , we get
[TABLE]
By a direct calculation using (3.4), or by (2) and (3), we see that
[TABLE]
Therefore we can bound the partial sums of by and we obtain
[TABLE]
where
[TABLE]
and
[TABLE]
For the constant we have the following crucial upper bound which would guarantee the right main term.
Lemma 6**.**
Let be an odd integer satisfying . Then the constant defined in (3.20) satisfies the inequalities
[TABLE]
Proof.
From (3.16) it follows that
[TABLE]
Then
[TABLE]
When we take out the contribution of from the first sum and of and from the second sum we get
[TABLE]
If there are divisors which are greater than , then the innermost sums satisfy with contribution at least from . Then
[TABLE]
In particular, when , we have . When , by the condition (1.4) we know that for every we have . Note that in this case there is at least one prime divisor such that and we have the strict inequality . Then by (3.20) we surely have . ∎
From Lemma 6 and (3.19) we arrive at
[TABLE]
From (3.16) and the analogous observation we check by a direct calculation that . Therefore
[TABLE]
3.1.3. Estimation of
Write . By (3.21) and Abel’s summation formula we have
[TABLE]
Now using (3.21) and (3.1.3), the inequality (3.10) turns into
[TABLE]
where . This proves Theorem 3.
3.2. Proof of Corollary 4
Instead of directly applying Theorem 3 we will take use of the specific form of and . This way we can gain better minor terms coefficients, whereas the main coefficient remains the right one. When , i.e. , then clearly we have only one divisor of and a single character to consider : which is at even numbers and [math] at odd. Then
[TABLE]
From (3.12) and Lemma 5 we get
[TABLE]
Then by Lemma 4, the latter inequality and (3.18) we see that
[TABLE]
From the last inequality and applying Abel’s summation we obtain
[TABLE]
and the statement of follows after a decimal approximation of the second coefficient.
For the proof of we note that
[TABLE]
Clearly and by (3.9) it follows that
[TABLE]
The second statement of Corollary 4 follows from applying the inequality to the innermost sum.
3.3. Examples
To provide an explicit upper bound for the average divisor sum over any reducible quadratic polynomial with where is odd, is even, Theorem 3 requires the condition (1.4) for the divisors of . In Corollary 4 we showed an improved such upper bound, which is valid when and . In this subsection we would give some more examples when Theorem 3 holds.
- I.
is a prime. Indeed, then
[TABLE] 2. II.
for integer . Indeed, if and condition (1.4) fails. If we need to have
[TABLE]
which is equivalent to , or further to . The latter is true because . 3. III.
and . Like in example II. one sees that if the sum . Then one easily obtains the second condition on starting from the necessary inequality
[TABLE]
Thus when we can have any .
Funding.
This work was supported by the Austrian Science Fund (FWF) [ T846-N35]; and partially by the National Research, Development and Innovation Office (NKFIH) [K104183].
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1]
- 2[2] M. Bliznac, A. Filipin, Upper bound for the number of D ( 4 ) 𝐷 4 D(4) -quintuples, Bull. Aust. Math. Soc. , to appear
- 3[3] A. C. Cojocaru, M. R. Murty, An introduction to sieve methods and their applications , Cambridge University Press, 2006
- 4[4] M. Cipu, Further remarks on Diophantine quintuples, Acta Arith. 168 (2015), 201–219.
- 5[5] M. Cipu, T. Trudgian, Searching for Diophantine quintuples, Acta Arith. , published online 18 May 2016
- 6[6] A. Dudek, On the number of divisors of n 2 − 1 superscript 𝑛 2 1 n^{2}-1 , Bull. Aust. Math. Soc. 93 (2016), no. 02, 194–198
- 7[7] C. Elsholtz, A. Filipin, Y. Fujita, On Diophantine quintuples and D ( − 1 ) 𝐷 1 D(-1) -quadruples, Monatsh. Math. 175 (2014), no. 2, 227–239
- 8[8] C. Elsholtz, T. Tao, Counting the number of solutions to the Erdős-Straus equation on unit fractions, J. Aust. Math. Soc. 94 (2013), no. 1, 50–105
