Polynomial Rings Over Commutative Reduced Hopfian Local Rings
Alpesh M. Dhorajia, Himadri Mukherjee

TL;DR
This paper characterizes when polynomial rings over commutative, reduced, local rings are Hopfian, showing the equivalence with the base ring, and provides examples of non-Noetherian Hopfian domains.
Contribution
It proves that for reduced local rings, the Hopfian property is preserved under polynomial extension, answering a specific open question and expanding understanding of Hopfian rings.
Findings
R is Hopfian iff R[x] is Hopfian for reduced local rings
Finite dimensional domains are Hopfian
Provides examples of non-Noetherian Hopfian domains
Abstract
In this paper we prove that if is a commutative, reduced, local ring, then is Hopfian if and only if the ring is Hopfian. This answers a question of Varadarajan, in the case when is a reduced local ring. We provide examples of non-Noetherian Hopfian commutative domains by proving that the finite dimensional domains are Hopfian. Also, we derive some general results related to Hopfian rings.
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**Polynomial Rings Over Commutative Reduced Hopfian Local Rings
** Alpesh M. Dhorajia and Himadri Mukherjee
Birla Institute of Technology and Science Pilani, India
alpesh, himadrim@goa.bits-pilani.ac.in
Abstract: In this paper we prove that if is a commutative, reduced, local ring, then is Hopfian if and only if the ring is Hopfian. This answers a question of Varadarajan 1.1, in the case when is a reduced local ring. We provide examples of non-Noetherian Hopfian commutative domains by proving that the finite dimensional domains are Hopfian. Also, we derive some general results related to Hopfian rings.
AMS subject classification: 13A99; 13B25; 54C35.
Key words: Hopfian Rings; Clean Rings; Local Rings.
1 Introduction
All the rings considered in this paper are commutative with identity. A object is an object such that any epimorphism of onto is necessarily an automorphism. The dual notion is that of a - object, which is an object such that every monomorphism from into is necessarily an automorphism. The notion of Hopfian groups was introduces by Baumslag in [4], the notion of Hopfian group. Hiremath, introduced the concept of Hopfian rings and Hopfian modules and in [9], he proved the following: Let be a boolean ring and be a space of all the maximal ideals of equipped with hull-kernel topology, if is a Hopfian then is a co-Hopfian, in the sense that every injective continuous map from into is homeomorphism. The notion of Hopfian and co-Hopfian have been studied in the categories of groups, rings, modules and topological spaces. Since then the question has been generalized not only to other categories but also has been weakened and strengthened in quest of finding a classification by many researchers ([2], [7], [8], [10], [11], [14]).
In [16], Varadarajan has studies quite intensively the Hopfian and co-Hopfian objects and he asked several interesting questions which are still open. He asked if the analogue of Hilbert’s basis theorem is valid for Hopficity of polynomial ring. More precisely, he asked the following:
Problem 1.1
Let be a commutative ring, whether Hopfian, implies the polynomial ring Hopfian?
In [17], Varadarajan answered the above question positively in the case if is a boolean ring. More precisely, he proved that if is a boolean Hopfian ring then the polynomial ring is also Hopfian. In this paper, we extend Varadarajan’s result by proving: If is a commutative reduced clean ring, then is Hopfian implies that the polynomial ring is also Hopfian. In [15], Tripathi shows that if is a ring such that for all , then is Hopfian if and only if is Hopfian, where is a some fixed positive integer . Further, in [14], Tripathi and Zvengrowski generalized the above result to the ring in which every element satisfies for some positive integer depending on . They have also shown that there are infinite class of examples of Hopfian rings that are non Noetherian rings. We explore some more examples of commutative non-Noetherian Hopfian domains by proving if is a commutative domain of finite dimensional then is Hopfian.
A commutative ring is said to be if every element of can be written as a sum of a unit and an idempotent. The notion of a clean ring was introduced by Nicholson ([13]) and has been studied extensively since then by many researchers (see [1], [6], [5], [12]). We prove that if is a commutative reduced clean ring, then Hopfian implies Hopfian. As a corollary we derive that for a reduced commutative local ring , is Hopfian if and only if is Hopfian. It is well known that the boolean ring is a clean.
In section , we show that if a finite dimensional integral domain with unity then it is Hopfian. As an application, we get an example of a Hopfian commutative non-Noetherian integral domain. This example settles query of Varadarajan (see [17]) and will extend the known classes of Hopfian rings. In section , we prove the results regarding the Hopfian vs Hopfian question, which generalize the results of [9, 14, 17]. More precisely, we prove that if is a commutative clean Hopfian ring, then the polynomial ring is also Hopfian (see 3.8).
2 Hopficity of a General Ring
Throughout this paper we assume that our ring is commutative and contains a non-zero identity. We prove the following observation which is crucial ingredient for the main result of this section.
Proposition 2.1
Let be a commutative domain and is an onto ring homomorphism. Let and for . Then
* .*
* If for some , then .*
Proof
We prove the result by using induction on . Since is a domain is a prime ideal. First we show that . Let . Since , . Clearly, and hence . Therefore . Suppose for some . We prove that . Let . Since , . As , we have . Therefore . Hence .
We show that if for some , then . As is a surjective ring homomorphism and , we have . By induction hypothesis, . Now to show . Let . Since , we have . Therefore . Hence and as , . Therefore .
It is easy to see that the Noetherian rings are Hopfian. In the following theorem we extend this known class of Hopfian rings to include the domains which are finite dimensional non-Noetherian.
Theorem 2.2
If is a finite dimensional commutative integral domain then is Hopfian.
Proof
Let be a surjective ring homomorphism from onto . To show is an automorphism. Let and for . By 2.1 , ’s are prime ideals for all . Since is surjective ring homomorphism, we have increasing chain of prime ideals of . Since is of finite dimensional, there exists a positive integer such that . By 2.1 , , i.e. . Hence is an automorphism.
Remark 2.3
Note that the statement of the above theorem can be generalized to include the rings which are infinite dimensional but with no infinite strictly increasing ascending chain of prime ideals. We have included a question at the end of this section in this regard.
Remark 2.4
In above result, the hypothesis integral domain and finite dimension conditions are essential, as we have the following examples.
Example 2.5
Let be the polynomial ring with infinitely many variables and let be an ideal of , where is a field. Let be a quotient ring. Then . Let be a ring homomorphism from onto defined by and for . Clearly, is an onto ring homomorphism from to but not an automorphism. Therefore is not Hopfian.
Example 2.6
Let be the polynomial ring with infinitely many variables, where is a field. Clearly is not finite dimensional. Define a ring homomorphism from onto by and for . Clearly is an onto ring homomorphism, but not injective, hence not an automorphism. Therefore is not Hopfian.
We have the following example of finite dimensional commutative non-Noetherian Hopfian domain, which gives positive answer to the query of K. Varadarajan (see [16]). Note that it is easy to see that all the commutative Noetherian rings are Hopfian rings.
Example 2.7
By 2.2, Nagata’s example of finite dimensional non Noetherian domain is Hopfian.
Proposition 2.8
Let be a commutative Hopfian domain. Suppose is surjective ring homomorphism. If then is an automorphism.
Proof
First, we show that the restriction map from into is also surjective. Let and suppose such that . We show that . Let , where . Let , where . Since , we have . Since is an onto ring homomorphism from to , . Since is a domain, , and hence for . Therefore . Hence restriction of on is an onto ring homomorphism from onto . Since is a Hopfian ring, the restriction of over is an automorphism from to .
To show is an automorphism, it is enough to show , where such that is unit in . Let , where such that . Therefore . Since is domain, again we have for . Since and , for . Since , we have is unit and hence . Therefore is an automorphism from to .
Corollary 2.9
Let be a commutative Hopfian integral domain. Suppose is surjective ring homomorphism. If there exists an automorphism such that then is an automorphism.
In the light of the theorem 2.2 we would like to ask the following question.
Question 2.10
Does there exist a Hopfian commutative integral domain that contains a strictly increasing infinite chain of prime ideals?
3 The Hopficity of
Our main goal here is to prove that for a commutative reduced local ring , is Hopfian if and only if is. We will prove which by showing the same result for a general class of rings namely the clean rings. Note that this will also generalize Varadarajan’s result([17], Theorem 2).
Theorem 3.1
Let be a boolean ring. If is Hopfian, then is a Hopfian ring.
Throughout this section we assume that the ring is always commutative, reduced and with identity. The main theorem of this section is the following:
Theorem 3.2
Let be a commutative reduced clean ring. If is Hopfian, then is Hopfian ring.
Definition 3.3
An element is called clean if it may be written as the sum of a unit and an idempotent. If every element of is clean then we say that is a clean ring.
In proving 3.2, we follow the terminology and techniques developed by Varadarajan in ([17]). Let denote a commutative ring with identity and . Then . We denote any element of as a column vector
[TABLE]
Then the multiplication in is given by the following formula:
[TABLE]
Any -homomorphism can be represented by a matrix, i.e.
[TABLE]
where , , and . For any and , we have
[TABLE]
In view of this we have the following lemma.
Lemma 3.4
Let be a commutative reduced clean ring. If is a ring homomorphism, then .
Proof
It is enough to show that . By contradiction, suppose for some , , where for and for some . Since is a clean ring , where is a unit and is an idempotent in . As is a ring homomorphism, . Since is a unit, is a unit in . Since is reduced, by ([3], Ex. 2, p-10), we have . Therefore the degree of is . Since is an idempotent, , we have . Since is a ring homomorphism . Since is a reduced, the degree of is , where . Since , a contradiction and hence the degree of is zero. Therefore . Hence .
Remark 3.5
In view of the above lemma, has the following expression:
[TABLE]
Lemma 3.6
Let be a commutative reduced clean ring and
[TABLE]
be a surjective ring homomorphism. Then for every positive integer , , where .
Proof
We prove by induction on . It is trivial for . Assume . Suppose for some . Now consider the following expression:
[TABLE]
Applying (i.e. matrix expression of ) on both sides of the above expression, we get
[TABLE]
Substituting the value of using the induction hypothesis, the result follows.
Proposition 3.7
Let be a commutative reduced clean ring and
[TABLE]
be a surjective ring homomorphism. Then , where is a unit and is a surjective ring homomorphism.
Proof
Since , suppose , where . Since is a surjective ring homomorphism, it is easy to see that the -homomorphism is onto. Hence there is a polynomial , such that . By 3.6, , where . Therefore . Hence , i.e. . Therefore is unit in . Since is reduced and by ([3], Ex. 2, p-10), is a unit and for , i.e. , where is a unit in .
To show is a surjective ring homomorphism. In equation (1), by setting and applying on both sides, we get for all . Now, to show is onto. Let . By the above paragraph, there exists a unit such that . Since the -homomorphism is surjective, there is a polynomial such that . Suppose , where and for some . Therefore, we get
[TABLE]
Since is a polynomial of degree with leading coefficient a unit for , we have for . Therefore . Since , . Hence , i.e. is onto.
Theorem 3.8
Let be a commutative reduced clean Hopfian ring. Then is a Hopfian ring.
Proof
Let be any surjective ring homomorphism. Write . By 3.4, has the following expression:
[TABLE]
where , and . By 3.7, is a surjective ring homomorphism and , where is a unit. Since is Hopfian, it follows that is an automorphism.
[TABLE]
Suppose , then with and for some . We know that for , where is unit for all . Therefore is a polynomial with leading coefficient . Since is an isomorphism, we see that and hence . Thus implies that . Also since is an isomorphism, implies . Hence is an isomorphism.
Note that a boolean ring is a clean ring which is reduced. As a result we derive 3.1 as a corollary. The following result is well known, we give the proof for sake of completeness.
Lemma 3.9
If is a commutative local ring, then is clean ring.
Proof
Let . Let be a maximal ideal. If , then , where is a unit and [math] is an idempotent. If , then , where is a unit and is an idempotent in .
Remark 3.10
It is easy to see that if is Hopfian, then is Hopfian.
Theorem 3.11
Let be a commutative reduced local ring, is Hopfian if and only if the polynomial ring is Hopfian.
Proof
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