Distance of attractors for thin domains
Jos\'e M. Arrieta, Esperanza Santamar\'ia

TL;DR
This paper studies how attractors of a reaction-diffusion system behave as the domain shrinks to a line, providing precise convergence rates using inertial manifold estimates and Shadowing theory.
Contribution
It offers new quantitative convergence rates for attractors in thin domains, extending previous inertial manifold estimates to this setting.
Findings
Convergence rates for attractors as domain shrinks
Application of Shadowing theory to reaction-diffusion equations
Quantitative bounds on attractor distance in thin domains
Abstract
In this work we consider a dissipative reaction-diffusion equation in a -dimensional thin domain shrinking to a one dimensional segment and obtain good rates for the convergence of the attractors. To accomplish this, we use estimates on the convergence of inertial manifolds as developed previously in \cite{Arrieta-Santamaria-C0} and Shadowing theory.
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Distance of attractors for thin domains111
This research has been partially supported by grants MTM2016-75465, MTM2012-31298, ICMAT Severo Ochoa project SEV-2015-0554 (MINECO), Spain and Grupo de Investigación CADEDIF, UCM.
José M. Arrieta222Departamento de Matemática Aplicada, Universidad Complutense de Madrid, 28040 Madrid and Instituto de Ciencias Matemáticas CSIC-UAM-UC3M-UCM, C/Nicolás Cabrera 13-15, Cantoblanco, 28049 Madrid, Spain and Esperanza Santamaría333Universidad a Distancia de Madrid y Colegio San Patricio, Madrid, Spain
Abstract: In this work we consider a dissipative reaction-diffusion equation in a -dimensional thin domain shrinking to a one dimensional segment and obtain good rates for the convergence of the attractors. To accomplish this, we use estimates on the convergence of inertial manifolds as developed previously in [7] and Shadowing theory.
Keywords: Thin domain; attractors; inertial manifolds; shadowing
1 Introduction
In this work we study the rate of convergence of attractors for a reaction diffusion equation in a thin domain when the thickness of the domain goes to zero. Our domain is a thin channel obtained by shrinking a fixed domain , see Figure 1, by a factor in -directions. The thin channel collapses to the one dimensional line segment as goes to zero.
The reaction diffusion-equation in is given by
[TABLE]
where is a fixed number, the unit outward normal to and is a nonlinear term, with appropriate dissipativity conditions to guarantee the existence of an attractor .
As the parameter , the thin domain shrinks to the line segment and the limiting reaction-diffusion equation is given by
[TABLE]
which also has an attractor .
There are several works in the literature comparing the dynamics of both equations and showing the convergence of to as , under certain hypotheses. One of the most relevant and pioneer work in this direction is [20], where the authors show that when and every equilibrium of the limit problem (2.7) is hyperbolic, the attractors behave continuously and moreover, the flow in the attractors of both systems are topologically conjugate. In order to accomplish this task, the authors exploit the fact that the limit problem is one dimensional, which allows them to construct inertial manifolds for (2.3) and (2.7) which will be close in the topology. Restricting the flow to these inertial manifolds, and using that the limit problem is Morse-Smale (under the condition that all equilibria being hyperbolic, see [22]) they prove the -conjugacy of the flows. Moreover the method of constructing the inertial manifolds for fixed consists in using the method described in [Mallet-Sell]. They consider the finite dimensional linear manifold given by the span of the eigenfunctions corresponding to the first eigenvalues of the elliptic operator and let evolve this linear manifold with the nonlinear flow, which -limit set is a manifold and it is the inertial manifold, which, as a matter of fact it is a graph over the finite dimensional linear manifold. This method provides them with an estimate of the distance of the inertial manifolds of the order of for some . Later on, reducing the system to the inertial manifolds and using the general techniques to estimate the distance of attractors for gradient flows, see [19] Theorem 2.5, give them the estimate with some which depends on the number of equilibria of the limit problem and other characteristics of the problem.
Our setting is more general than the one from [20], since we consider general dimensional thin domains (not just 2-dimensional). Moreover, our approach to this problem has some differences with respect to theirs. In our case, we will also construct inertial manifolds, but we will construct them following the Lyapunov-Perron method, as developed in [34]. This method, as it is shown in [7, 8] provides us with good estimate of the distance of the inertial manifolds (which is of order , see [7]) and with the convergence of this manifolds, see [8].
Once the Inertial Manifolds are constructed and we have a good estimate of its distance we can project the systems to these inertial manifolds and obtain the reduced systems, which are finite dimensional. The limit reduced system will be a Morse-Smale gradient like system, see [16]. Then Shadowing theory and its relation to the distance of the attractors, as developed in Appendix B, will give us the key to obtain the rates of convergence of the attractors.
Let us mention that the estimate we find on the Hausdorff symmetric distance of the attractors is the following (see Theorem 2.2),
[TABLE]
which improves the one obtained in [20].
We describe now the contents of this chapter:
In section 2 we give a complete description of the thin domain , will set up the basic notation we will need. We also introduce the main result of the paper.
In section 4 we study the related elliptic problem, obtaining an estimate for the distance of the resolvent operators and proving this estimate is optimal. We postpone the proof of the main result of this section Proposition 4.1 to Appendix A.
In section 5 we analyze the nonlinearity and we prepare it for the construction of inertial manifolds. We make an appropriate cut off of the non-linear term and analyze the conditions this new nonlinearity satisfies.
In section 6 we construct the corresponding inertial manifolds, reducing our problem to a finite dimensional one.
In section 7 using the estimates on the distance of the inertial manifolds together with the shadowing result obtained in Appendix B we provide an almost optimal rate of convergence of attractors, proving the main theorem Theorem 2.2.
At the end we have included two appendices. Appendix A contains the proof of Proposition 4.1 and Appendix B contains some results on the relation of Shadowing and the distance of attractors for Morse-Smale maps.
2 Setting of the problem and main results
In this section we set up the problem, describing clearly the domain and the equations we are dealing with. We will also state our main result on the distance of attractors. We end up the section with some notation and technical results needed thereafter.
We start describing the thin domain. Let and let be the set
[TABLE]
with , and diffeomorphic to the unit ball in , , for all , see Figure 1, that is, we assume that for each , there exists a dipheomorphism
[TABLE]
We also assume that, if we define
[TABLE]
then is a diffeomorphism. The boundary of has two distinguished parts, the one formed by (the two lids of the thin domain) and the lateral boundary
Our thin channel, or thin domain will be defined by
[TABLE]
Notice that this set is obtained by shrinking the set by a factor in the -directions given by the variable . This domain gets thinner and thinner as and it approaches the one dimensional line segment given by .
We denote by the -dimensional Lebesgue measure of the set . From the hypothesis of the smoothness of the map above, see (2.2), we have that is a smooth function defined in . In particular, there exist such that for all .
Remark 2.1**.**
An important subclass of these thin domains are those whose transversal sections are disks centered at the origin of radius , that is,
[TABLE]
In this particular case, , with the Lebesgue measure of the unit ball in . The diffeomorphism defined in (2.2) is given by,
[TABLE]
We consider the following reaction-diffusion equation in , ,
[TABLE]
where is a fixed number, the unit outward normal to and a -function satisfying the following growth condition
[TABLE]
for some , and the dissipative condition,
[TABLE]
With the growth condition (2.4) we know that problem (2.3) is locally well posed in some functional space of the type for some , maybe large enough, or , see [2, 6]. With the dissipative condition and with some regularity arguments we obtain that solutions are globally defined and with the aid of the maximum principle there exist uniform asymptotic bounds in the sup norm of the solutions. That is, for any initial condition there exists a time , that may depend on and on the initial condition, such that the solution starting at after time is uniformly bounded by , that is for , with given by (2.5). This uniform asymptotic bounds together with parabolic regularity theory imply that the equation (2.3) has an attractor satisfying the uniform bound
[TABLE]
The limit problem of (2.3) is given by, see [20],
[TABLE]
and, just as the analysis above, this equation has also an attractor satisfying also the bounds
[TABLE]
Observe that the dynamical system generated by this equation has a gradient structure (see [16]) and in particular its attractor is formed by equilibria and connections among them. Moreover, if all equilibria are hyperbolic then we have only a finite number of them and the system has a Morse-Smale structure (see [22]).
Notice that in a natural way we may consider the attractor as a subset of , just by considering that any function defined in is extended to all of by .
We now introduce the main result of the paper.
Theorem 2.2**.**
Under the notations above and assuming that all equilibria of problem (2.7) are hyperbolic, we have
[TABLE]
with the symmetric Haussdorf distance in the space .
Recall that is defined as
[TABLE]
Next, we present the notation and some conditions needed for the proof.
As we have noted above, the attractors of both equations (2.3) and (2.7) have uniform bounds, as expressed in (2.6) and (2.8). This fact will allow us to cut off the nonlinearity outside the interval so that the new nonlinearity that we will still denote by has compact support and coincides with the old one in , satisfies
[TABLE]
and the dissipative condition (2.5) still holds for the new . Moreover, since the attractors for the old nonlinearity satisfy (2.6) and (2.8) and the new coincides with the old one in , then the attractors for the new equations are exactly the same as the attractors for the original equations. This means that we may assume from the beginning that the nonlinearity satisfies (2.10)
When dealing with problems where the domain varies it is sometimes convenient to make transformations, as simple as possible, so that we transform all problems to a fixed reference domain. This will imply in many instances that the parameter appears in the equation and usually it will show up as a singular parameter. In our case, we will transform problem (2.3) into a problem in the fixed set , (Figure 1). The transformation we will use is . With this transformation, the reaction-diffusion equation (2.3) is transformed into the following equation on the fixed domain ,
[TABLE]
where is the unit outward normal to .
The natural spaces to analyze (2.11) are given by,
[TABLE]
with the norm
[TABLE]
and with the usual norm .
Notice that if we define the isomorphism as
[TABLE]
its restriction to is also an isomorphism from to (or equivalently to ). Then we easily have the following identities:
[TABLE]
[TABLE]
The isomorphism also allows us how to relate easily the semigroups generated by (2.3) and (2.11) as follows: if is the semigroup generated by (2.3) and the one from (2.11), then we have
[TABLE]
The limit problem of eqution (2.11) is also given by (2.7).
The natural spaces to treat the limit problem are the following
[TABLE]
and
[TABLE]
Throughout this paper we will denote by the norm in .
Both evolution problems (2.11) and (2.7) admit an abstract formulation that we are going to overview here. Let with
[TABLE]
and with
[TABLE]
Both operators are selfadjoint, positive linear operators with compact resolvent and they are defined on separable Hilbert spaces. We denote by , with the usual norm and , with its norm defined above. Let also denote by with the graph norm and similarly for . We also consider the fractional power spaces for and , see [21]. In particular the spaces is and is defined above.
Hence, (2.11) and (2.7) can be written as
[TABLE]
and
[TABLE]
where and are the nonlinearity acting in the appropriate fractional power spaces, which will be analyzed in detail in Section 5.
We define an extension operator which maps functions defined in into functions defined in . The natural way to construct this operator is to extend the functions defined in constantly in the other variables. Therefore we denote by the transformation,
[TABLE]
In a similar fashion we may define the transformation defined as . The difference with is that lands in . As a mather of fact, .
These transformations can also be considered restricted to . In this case, we have and . These transformations can be considered too as .
To compare functions from and (and from and , respectively) we also need a projection operator , defined as follows,
[TABLE]
similary, we may define the map,
[TABLE]
and, in the same way, for , . Moreover and .
The following estimates are straightforward:
[TABLE]
[TABLE]
[TABLE]
Remark 2.3**.**
i) From [37, Theorem 16.1, pg 528] we get that the spaces of fractional power of operators and the spaces obtained via interpolation coincide and even they are isometric. This means that and with isometry. This implies that we also have
[TABLE]
For the operator we also obtain,
[TABLE]
applying exactly the same arguments.
Note that (2.19) and (2.20) show that estimates (3.3) are satisfied with .
ii) Moreover, via interpolation we easily get that if , we get with an embedding constant independent of . Hence, we also have that the embedding constant of is independent of .
We include now a technical result on the operator that will be used later.
Lemma 2.4**.**
We have the following
i) There exists a constant such that
[TABLE]
[TABLE]
ii) Let a compact set. Then,
[TABLE]
Proof.
i) Observe that,
[TABLE]
where we are using Poincare inequality in ( is the second Neumann eigenvalue in ).
Let us see that there exists a such that,
[TABLE]
If this is not the case, then there exists a sequence such that as . But for large enough is close to and therefore, by the continuity of the Neumann eigenvalues under - perturbations, see [3], we have that . But this means that is not a connected domain and therefore is not diffeomorphic to the unit ball .
Hence, we obtain the first inequality with .
For the inequality in the domain , use the estimate in and the appropriate change of variables in the integrals.
ii) Since is a compact set, for there exist such that Then, for each , there exists , such that .
Moreover, by the continuity of eigenvalues, see [7, Section 3], we have for each
[TABLE]
If we write . Then, from (2.20) we know that . This implies
[TABLE]
From (2.21), we know that there exists an such that, for ,
[TABLE]
and,
[TABLE]
for . So,
[TABLE]
[TABLE]
for .
That is, for any and a compact set,
[TABLE]
This concludes the proof.
3 Some previous results on convergence of Inertial Manifolds
In this section we are going to recall the results obtained in [7, 8] where we were able to analyze the convergence of inertial manifolds for abstract evolutionary equations under certain conditions. We were also able to obtain estimates on the distance of these inertial manifolds in the topology, see [7] and in the topology, see [8]. We refer to these two papers for details.
Hence, consider the family of abstract problems (like (2.14), (2.15))
[TABLE]
and
[TABLE]
where we assume, that is self-adjoint positive linear operator with compact resolvent on a separable real Hilbert space , that is and , are nonlinearities guaranteeing global existence of solutions of (3.2), for each and for some . Observe that for problem (3.1) we even assume that the nonlinearity depends on also.
We also assume the existence of linear continuous operators, and , such that, , and and , satisfying,
[TABLE]
for some constant . We also assume these operators satisfy the following properties,
[TABLE]
With respect to the relation between both operators, and and following [7, 8], we will assume the following hypothesis
(H1).
With the exponent from problems (3.2), we have
[TABLE]
Let us define as an increasing function of such that
[TABLE]
We also recall hypothesis (H2) from [7], regarding the nonlinearities and ,
(H2).
We assume that the nonlinear terms and for , satisfy:
- (a)
They are uniformly bounded, that is, there exists a constant independent of such that,
[TABLE] 2. (b)
They are globally Lipschitz on with a uniform Lipstichz constant , that is,
[TABLE]
[TABLE] 3. (c)
They have a uniformly bounded support for : there exists such that
[TABLE]
[TABLE] 4. (d)
is near in the following sense,
[TABLE]
and as .
The family of operators , for , are selfadjoint and have compact resolvent. This, implies that their spectrum is discrete real and consists only of eigenvalues, each one with finite multiplicity. Moreover, the fact that , , is positive implies that its spectrum is positive. So, denoting by the spectrum of the operator , we have
[TABLE]
We also denote by an associated orthonormal family of eigenfunctions, by the canonical orthogonal projection onto the eigenfunctions, , corresponding to the first eigenvalues of the operator , and by the projetion over its orthogonal complement, see [7].
If we assume that (H1) holds, then we obtain that the eigenvalues and eigenfunctions of the operator converge to the eigenvalues and eigenfunctions of . As a matter of fact, we get that
[TABLE]
and
[TABLE]
(see [7, Lemma 3.7]).
This last estimate implies easily that the set
[TABLE]
constitutes a basis in , that is, the space generated by the first eigenfunctions.
Let us denote by the isomorphism from onto , that gives us the coordinates of each vector. That is,
[TABLE]
where and .
We denote by the usual euclidean norm in , that is , and by the following weighted one,
[TABLE]
We consider the spaces and , that is, with the norm and , respectively, and notice that for and we have that,
[TABLE]
We are looking for inertial manifolds for system (3.2) and (3.1) which will be obtained as graphs of appropriate functions. This motivates the introduction of the sets defined as
[TABLE]
[TABLE]
Then we can show the following result.
Proposition 3.1**.**
([7]) Let hypotheses (H1) and (H2) be satisfied. Assume also that is such that,
[TABLE]
and
[TABLE]
Then, there exist and such that for all there exist inertial manifolds and for (3.2) and (3.1) respectively, given by the “graph” of a function and .
Remark 3.2**.**
We have written quotations in the word “graph” since the manifolds , are not properly speaking the graph of the functions , but rather the graph of the appropriate function obtained via the isomorphism which identifies with . That is, and
The main result from [7] was the following:
Theorem 3.3**.**
*([7])
Let hypotheses (H1) and (H2) be satisfied and let be defined by (3.6). Then, under the hypothesis of Proposition 3.1, if are the maps that give us the inertial manifolds for then we have,*
[TABLE]
with a constant independent of .
To obtain stronger convergence results on the inertial manifolds, we will need to requiere stronger conditions on the nonlinearites. These conditions are stated in the following hypothesis,
(H2’).
We assume that the nonlinear terms and , satisfy hipothesis (H2) and they are uniformly functions from to , and to respectively, for some . That is, , and there exists , independent of , such that
[TABLE]
[TABLE]
We can show,
Proposition 3.4**.**
([8]) Assume hypotheses (H1) and (H2’) are satisfied and that the gap conditions (3.14), (3.15) hold. Then, for any such that and (for certain , see details in [8]) the functions , and for , obtained above, which give the inertial manifolds, are and . Moreover, the norm is bounded uniformly in , for small.
The main result from [8] is the following:
Theorem 3.5**.**
([8]) Let hypotheses (H1), (H2’) and gap conditions (3.14), (3.15) be satisfied, so that we have inertial manifolds , given as the graphs of the functions , for . If we denote by
[TABLE]
then, there exists with such that for all , we obtain the following estimate
[TABLE]
where , are given by (3.6), (3.9), respectively and is a constant independent of .
4 Estimates of the elliptic part
As we mentioned in the introduction, a very important ingredient in comparing the dynamics of both problems is the convergence of the resolvent operators associated to the linear elliptic problems. In this section we will obtain these rates.
We consider the elliptic problems,
[TABLE]
and
[TABLE]
with , and , . Notice that the existence and uniqueness of solutions of the problems above is guaranteed by Lax-Milgram theorem.
We can prove the following key result.
Proposition 4.1**.**
Let and let . We define the functions and as the solutions of the linear problems (4.1) and (4.2), respectively. Then, there exist a constant independent of and such that,
[TABLE]
Proof.
Since the proof of this result is technical, we prefer to postpone its proof for later. We provide the proof of this result in Appendix A.
Remark 4.2**.**
Note that if we consider problems (4.1) and (4.2) with then, and so, we obtain the same estimate,
[TABLE]
Remark 4.3**.**
Writing this proposition in the abstract setting we get
[TABLE]
Observe that (4.4) implies that hypothesis (H1) holds for and therefore for . Moreover, estimate (4.3) shows that satisfies .
We show now, in a formal way, that the estimate obtained in Proposition 4.1 is optimal. For this, we will consider a domain having circular cross sections and with the aid of an asymptotic expansion of the solution , we will obtain that the estimates obtained are optimal.
Hence, let , with , and , so that the transversal sections of the domain are disks centered at the origin of radius . Obviously, the change of variables which takes into the fixed domain is the following,
[TABLE]
with and . This change of variables transforms the original problem into the following linear problem in (we consider the coefficient of equation ),
[TABLE]
with , where is the “lateral boundary” which is given by and
[TABLE]
The limit problem is given by
[TABLE]
with . Recall that and is the -measure of the unit ball in .
To analyze the rate of convergence of as , we express the solution of (4.5) as the series
[TABLE]
Introducing this expression in problem (4.5) we obtain,
[TABLE]
Putting in groups of powers of , we have the following equalities in ,
[TABLE]
and, from the boundary condition, we have,
[TABLE]
First, for fixed, we focus in the particular problems in in which and are involved,
[TABLE]
Both problems imply that, for each , and are constant in . It means both functions only depend on ,
[TABLE]
Since only depends on , the third condition in (4.9) and in (4.10) can be written as
[TABLE]
Integrating over in the equation and using the boundary condition, we find that in order to have solutions of (4.12) we must have (Fredholm alternative),
[TABLE]
That is,
[TABLE]
Now, since we easily get
[TABLE]
and the boundary conditions are given by
[TABLE]
This implies is the solution of the limit problem (4.7). Moreover, the function satisfies (4.12) and it is not identically 0 in general (if for instance ).
Proceeding in a similar way with and we get,
[TABLE]
and with the Fredholm alternative, the function needs to satisfy with the boundary conditions (see (4.10)). This implies that and from (4.13) we get . With an induction argument it is not difficult to see now that for all odd . Hence,
[TABLE]
where is the solution of (4.12) which is generically non zero.
Then, for small enough,
[TABLE]
[TABLE]
But,
[TABLE]
which implies that estimate from Proposition 4.1 is optimal.
5 Analysis of the nonlinear terms
In this section we focus our study in the nonlinear terms. We will analyze its differentiability properties and we will prepare the nonlinearities to apply the results on existence and convergence of inertial manifolds described in Section 3 (see also [7, 8]). As a matter of fact, we will show that with appropriate cut-off functions the new nonlinearities satisfy hypotheses (H2) and (H2’) easing our way to the construction of the inertial manifolds and to estimating the distance between them.
Recall that we denote by , for the fractional power spaces corresponding to the elliptic operators, see Section 2.
First, we analyze the properties the nonlinear terms satisfy. Remember that the nonlinearity , together with its first and second derivative satisfy the boundedness condition (2.10). We denote by the Nemytskii operator corresponding to , that is,
[TABLE]
[TABLE]
Then we have the following result.
Lemma 5.1**.**
The Nemytskii operator , , satisfies the following properties:
- (i)
* is uniformly bounded from into . That is, there exists a constant independent of such that,*
[TABLE]
- (ii)
There exists such that is uniformly in . That is, there exists a constant , such that,
[TABLE]
[TABLE]
for all and all :
Proof.
Item (i) is directly proved as follows. Since nonlinearity is uniformly bounded, see (2.10),
[TABLE]
for any and the Lebesgue measure of . So, we have the desired estimate with .
To prove item (ii), we proceed as follows.
[TABLE]
Since is globally Lipschitz, see (2.10), then,
[TABLE]
[TABLE]
taking we have, for all , that is globally Lipschitz from into with uniform constant . To show the remaining part, notice first that for , is given by the operator
[TABLE]
which is easily shown from the definition of Fréchet derivative, the Sobolev embeddings for , and the property (2.10). That is,
[TABLE]
with an intermediate point between and .
But, by (2.10) and also by the mean value theorem . This implies , for all .
Hence,
[TABLE]
Choosing we get that .
Moreover, we have that, for all ,
[TABLE]
Hence,
[TABLE]
Note that, by Hölder inequality with exponents and , (remember and , so that both , ), we have,
[TABLE]
Then, from Remark 2.3 ii) we have,
[TABLE]
Then,
[TABLE]
Next, note that, on the one side, by the mean value theorem and using 2.10, we have,
[TABLE]
On the other side, again by (2.10),
[TABLE]
Hence,
[TABLE]
for any , where we have used that if and then . Then,
[TABLE]
Taking ,
[TABLE]
Applying again the uniform embedding described in Remark 2.3 ii), we obtain
[TABLE]
Taking we have the result.
Remark 5.2**.**
i) Note that we have to impose strictly positive to guarantee the smoothness of , that is, to ensure that for small enough. As a matter of fact if , any nonlinearity which is a Nemytskii operator, as in (5.1), cannot be , unless it is linear, see [21], Exercise 1. Although in [21], the author considers the case , the argument can be easily extended to any function.
ii) if we always have that because . Only in dimensions and choosing but close enough to we may get and therefore . As a matter of fact, in dimensions we may show some higher differentiability of .
We fix with .
As we have mentioned above, one of our basic tools consists in constructing inertial manifolds to reduce our problem to a finite dimensional one. In order to construct these manifolds and following [34], we need to “prepare” the non-linear term making an appropriate cut off of the nonlinearity in the norm, as it is done in [34] .
Next, we proceed to introduce this cut off. For this, we start considering a function which is with compact support and such that
[TABLE]
for some , which in general will be large enough. We will denote this function if we need to make explicit its dependence on the parameter . With this function we define now as for , and observe that if and if and again we will denote by if we need to make explicit its dependence on .
Now, for , large enough, and , we introduce the new nonlinear terms
[TABLE]
[TABLE]
and
[TABLE]
We replace and with the new nonlinearities , and . Hence, now we have three systems, two of them in the limit space ,
[TABLE]
[TABLE]
[TABLE]
Note that, since systems (5.9) and (5.10) share the linear part and for , then the attractor related to (5.9) and (5.10) coincides and it is . Moreover, although , the nonlinearity depends on .
Remark 5.3**.**
*It may sound somehow strange the need to consider now three systems instead of the natural two (the perturbed one (5.8) and the completely unperturbed one (5.10)). The three systems meet the conditions to have inertial manifolds and we will see that they all are nearby in the topology. But, as we will see below, we will have good estimates for the distance between the inertial manifolds for systems (5.8) and (5.9) but not so good estimates for the distance between the inertial manifolds for systems (5.8) and (5.10) or (5.9) and (5.10). *
First, we analyze the properties , and satisfy.
Lemma 5.4**.**
Let , , and , be the new nonlinearities described above. Then they satisfy the following properties:
- (a)
, for all , such that , and , , for all , such that and , respectively.
- (b)
* is and , are with the one from Lemma 5.1. That is, they are globally Lipschitz from to and from to , we denote by their Lipschitz constant, and*
[TABLE]
[TABLE]
[TABLE]
with independent of .
- (c)
They are uniformly bounded,
[TABLE]
- (d)
, and have an uniform bounded support in , that is:
[TABLE]
[TABLE]
[TABLE]
- (e)
For all ,
[TABLE]
and, for any compact set , we have,
[TABLE]
[TABLE]
as .
Remark 5.5**.**
In particular, hypothesis (H2’) from Section 3 holds for the three nonlinearities, , and . Moreover, the value of and from (H2’), which depend on the nonlinearities we are considering, are the following:
[TABLE]
Proof.
(a) This follows directly from definition of , and , see (5.5)-(5.7).
(b) We proceed as follows. Since and are globally Lipschitz from to , , and from to see Lemma 5.1 and [31], Lemma 15.7, then , , , are globally Lipschitz from to and from to , respectively. So, it remains to prove estimate 5.11.
Note that, . Then, we can decompose as follows,
[TABLE]
[TABLE]
[TABLE]
[TABLE]
Since is globally Lipschitz with uniform Lipschitz constant, that we denote by , see [31, Lemma 15.7] and , see Lemma 5.1, then
[TABLE]
Moreover, by Lemma 5.1 . Hence,
[TABLE]
To obtain an estimate for , we first calculate the expression for . By definition of , see (5.4), we have for any ,
[TABLE]
where the function is defined in (5.4), ′ is the usual derivative and is the scalar product in the Hilbert space . Hence,
[TABLE]
where is the bound from Lemma 5.1 i). But,
[TABLE]
[TABLE]
[TABLE]
We first analyze . Since is a function with bounded support in , then is globally Lipschitz with Lipschitz constant . So,
[TABLE]
[TABLE]
[TABLE]
We distinguish the following cases:
- (1)
If , then
[TABLE]
- (2)
If , then , beacause
- (3)
If and , then we always have . We also distinguish two cases,
- (3.1)
If , then again and therefore .
- (3.2)
If , then . So, , and
[TABLE]
Therefore,
[TABLE]
Term can be directly estimated as follows,
[TABLE]
So
[TABLE]
Hence, putting all the information together, we get
[TABLE]
with independent of , as we wanted to prove.
To obtain the same result for and , the proof is exactly the same, step by step.
(c) This property follows from Lemma 5.1, item (i).
(d) It follows directly from the definition of and .
(e) Finally, note that . Then, for ,
[TABLE]
and, since ,
[TABLE]
[TABLE]
Moreover, for any with compact, we have,
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
in the last inequality we have applied the bound for operator obtained in (2.20).
Hence, since is a compact subset of , by Lemma 2.4 item (ii),
[TABLE]
when tends to zero.
We omit the proof of (5.16) for being equal to the proof of (5.15).
6 Inertial manifolds and reduced systems
We present the construction of inertial manifolds for problems (5.8), (5.9) and (5.10). Remember that, with these manifolds, our problem is reduced to a finite dimensional system.
The existence of these manifolds is guaranteed by the existence of spectral gaps, large enough, in the spectrum of the associated linear elliptic operators, see [34]. Moreover, these spectral gaps are going to be garanteed by the existence of the spectral gaps for the limiting problem together with the spectral convergence of the linear eliptic operators, which is obtained from (H1), see Section 3 and [7, 8].
With the notations from Section 2, by Proposition 4.1 for we have, see Remark 4.3
[TABLE]
and for , see Remark 4.2,
[TABLE]
These two estimates imply that hypothesis (H1) holds with and therefore it also holds for any . Moreover, the parameter is . In the sequel we will use the notation introduce in Section 3 with respect the eigenvalues, projections, etc..
The limit operator is of Sturm-Liouville type of one dimension. Following [20], Lemma 4.2, we know that there exists such that for all
[TABLE]
This implies that for ,
[TABLE]
Taking , we get from (6.3) and (6.4) that for each large enough, we can choose also large enough such that
[TABLE]
This means that we are in conditions to apply Proposition 3.1 obtaining that there exist and such that for all there exist inertial manifolds , and for (5.8), (5.9) and (5.10), given by the “graph” of functions ,
[TABLE]
[TABLE]
[TABLE]
If we denote by , and the time one maps of the semigroup restricted to the inertial manifolds , and , respectively, for , and and , the time one maps satisfy the following equalities,
[TABLE]
[TABLE]
[TABLE]
with , and the solutions of
[TABLE]
[TABLE]
[TABLE]
Moreover, , and satisfy the following systems in ,
[TABLE]
[TABLE]
[TABLE]
We write them in the following way:
[TABLE]
[TABLE]
[TABLE]
where
[TABLE]
are given by
[TABLE]
[TABLE]
[TABLE]
They are of compact support,
[TABLE]
and denotes a ball in of some radius centered at the origin.
We have the following result
Proposition 6.1**.**
If all equilibria of (2.7) are hyperbolic, then the time one map of (6.16) is a Morse-Smale (gradient like) map.
Proof.
Since all the equilibrium points of (2.7) are hyperbolic, by [22] the stable and unstable manifolds intersect transversally and so, the time one map of the dynamical system generated by (5.10) is a Morse-Smale (gradient like) map. In [26], Section 3.4, S. Y. Pilyugin proves that, then, the time one map corresponding to the limit system in the inertial manifold is a Morse-Smale (gradient like) map in a neighborhood of the attractor in this inertial manifold, . Then, the time one map of the limit system in generated by (6.16) is Morse-Smale (gradient like).
7 Rate of the distance of attractors
In this section we give an estimate for the distance of attractors related to (2.3) and (2.7), proving our main result, Theorem 2.2. To accomplish this, we start showing the following important results about the relation of the time one maps of the dynamical systems related to (6.14), (6.15) and (6.16) and the ones corresponding to (2.7) and (2.11).
Let us denote by the time one maps of the dynamical systems generated by (6.14), (6.15) and (6.16), respectively.
In the following result, we analyze its convergence of these time one maps.
Lemma 7.1**.**
We have,
[TABLE]
[TABLE]
as . Moreover, we have,
[TABLE]
with independent of .
Proof.
Note that , , see Lemma 5.4 item (b), and , for certain small , see Proposition 3.4. Then, it is easy to show that for small enough and
[TABLE]
with independent of . Moreover, by Lemma 5.4 item (e) we have that,
[TABLE]
and for
[TABLE]
as . Then, since we have and , see Remark 3.3 and Lemma 3.7 and Lemma 5.4 from [7], we have that
[TABLE]
Hence, (7.2), (7.3) and the fact that the support is contained in imply
[TABLE]
as , for . For this, we are using the compact embedding for all , the convergence (7.3) and the boundness of in . In particular, we have this convergence in the -topology.
With this, we obtain the desired convergence,
[TABLE]
[TABLE]
Now, since systems (5.8) and (5.9) satisfy hypotheses (H1) and (H2’), then, we can apply the results from Section 3 to obtain estimate (7.1). Hence,
[TABLE]
[TABLE]
where and are the solutions of (6.8) and (6.9) with , , and , , the solutions of (6.11) and (6.12) with , .
By Lemma 5.4 from [7], and since , we obtain,
[TABLE]
with a constant from the estimate of the distance of spectral projections, , see Lemma 3.7 from [7].
Moreover, since , (see Lemma 5.4, item (e)) applying Lemma 5.6 from [7] with and Proposition 4.1 we have
[TABLE]
Then,
[TABLE]
[TABLE]
with independent of . Last inequality is obtained applying the result on the distance of the inertial manifolds from Section 3 (see Theorem 3.3)
Remark 7.2**.**
Note that an estimate for the rate of convergence of and is not obtained in a straightforward way. More precisely, the difficulty lies in analyzing the rate of convergence of , see Lemma 2.4 ii).
We now give an estimate for the distance of the time one maps of the dynamical systems generated by (2.7) and (2.11)
Lemma 7.3**.**
Let and , , the time one maps corresponding to (2.7) and (2.11), respectively. Then, for large enough, there exists a constant such that for any , with , we have,
[TABLE]
Proof.
We have denoted previously by and the nonlinear semigroups generated by (2.11) and (2.7) respectively, so that and . Hence, with the variation of constants formula, for ,
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
But notice that since both and are Nemitskii operators of the same function then , and the third term is identically 0.
Now, since hypothesis (H1) is satisfied, applying Lemma 3.9, Lemma 3.10 from [7], Lemma 2.4, Proposition 4.1 and with Gronwall-Henry inequality, see [21] Section 7, for , we obtain,
[TABLE]
with independent of .
We show the time one maps are Lipschitz from to uniformly in .
Lemma 7.4**.**
There exists a constant independent of so that, for ,
[TABLE]
Proof.
By the variation of constants formula, for , we have
[TABLE]
[TABLE]
Applying Lemma 3.1 from [7] and Lemma 5.1, item (ii),
[TABLE]
[TABLE]
Applying Gronwall inequality, for , we have
[TABLE]
with independent of .
Then, for the time one map we obtain
[TABLE]
with independent of , which shows the result.
We proceed to prove the main result of this work.
Proof of Theorem 2.2
We obtain now a rate of convergence of attractors and of the dynamical systems generated by (2.7) and (2.11), respectively. We know that for any and any there exist a and such that,
[TABLE]
with and the time one maps corresponding to (2.7) and (2.11).
Moreover, as we have said before, for each the attractor is contained in the inertial manifold and is contained in the inertial manifolds and . We also have that although , and are manifolds close enough, we only can provide explicit rates of the distance between and as goes to zero.
The Hausdorff distance of attractors and in , is given by
[TABLE]
Then, we consider , , given by and , given by with and the “projected” attractors in corresponding to (6.11) and (6.12), respectively.
We know,
[TABLE]
[TABLE]
Applying Lemma 7.3 and Lemma 7.4, we have
[TABLE]
So, we need to estimate the norm , where,
[TABLE]
and
[TABLE]
with and the attractors corresponding to (6.11) and (6.12).
Hence, since and ,
[TABLE]
[TABLE]
[TABLE]
[TABLE]
In the last inequality we have applied the estimate of the norm of operator , see (2.20).
Since and , then
[TABLE]
[TABLE]
To estimate , note that we have studied the convergence of in terms of the distance of the resolvent operators, see (3.10) or [7, Lemma 3.7]. Then, in our case, we have,
[TABLE]
By Theorem 3.3,
[TABLE]
Hence, putting everything together,
[TABLE]
with independent of . Then,
[TABLE]
Hence,
[TABLE]
To estimate , we need to apply techniques of Shadowing Theory described in Appendix B. First, we have by Proposition 6.1, that the time one map of the system given by the ordinary differential equation (6.16) is a Morse-Smale map. Moreover, by Lemma 7.1, we can take small enough so that the time one maps corresponding to (6.14) and (6.15), and , respectivelly belong to a neighborhood of . Then, by Corollary B.7
[TABLE]
with independent of . Hence, using the estimate obtained in Lemma 7.1,
[TABLE]
Putting all together, we get
[TABLE]
Finally, applying identity (2.13), we have,
[TABLE]
with independent of . This shows Theorem 2.2.
Appendix A Appendix: Proof of Proposition 4.1
We provide in this appendix the proof of the estimates of the resolvent operators contained in Proposition 4.1.
Proof.
The proof of this result follows similar ideas as the proof of Proposition A.8 from [5].
Remember that
[TABLE]
where
[TABLE]
and
[TABLE]
with the norm
[TABLE]
So, by the change of variable theorem,
[TABLE]
and
[TABLE]
Hence, proving this Proposition is equivalent to prove the estimate
[TABLE]
where and are the solutions of the following linear problems, respectivelly,
[TABLE]
and
[TABLE]
with . Observe that .
It is known that the minima
[TABLE]
[TABLE]
with , are unique and they are attained at the solutions and . We want to compare both solutions and . We start by taking the function as a test function in (A.3). We have,
[TABLE]
[TABLE]
[TABLE]
[TABLE]
That is, we have obtained the estimate,
[TABLE]
To look for a lower bound we proceed as follows,
[TABLE]
[TABLE]
[TABLE]
[TABLE]
From above, we know that , then
[TABLE]
[TABLE]
To analyze this, we write the last equality like this,
[TABLE]
with,
[TABLE]
and
[TABLE]
If we analyze each term with detail, we observe the following,
[TABLE]
[TABLE]
[TABLE]
Since , we have,
[TABLE]
and
[TABLE]
[TABLE]
[TABLE]
That is,
[TABLE]
and
[TABLE]
where
[TABLE]
We know that,
[TABLE]
then,
[TABLE]
So, we only need to estimate and .
We start with .
[TABLE]
Then, we first estimate . For that, we study .
[TABLE]
and by the Change of Variable Theorem with , see (2.1), and the unit ball in , we have
[TABLE]
where is the Jacobian of . So,
[TABLE]
[TABLE]
[TABLE]
To estimate the right side of the above equality, we study each integral separately. We begin with the first one. Undoing the change of variable ,
[TABLE]
For the second integral we use ,
[TABLE]
undoing again the change of variable, we obtain,
[TABLE]
We estimate the last term as follows,
[TABLE]
[TABLE]
[TABLE]
Since,
[TABLE]
then, we have
[TABLE]
[TABLE]
As before, undoing the change of variable and taking account that , we obtain
[TABLE]
Then, if we put together the three obtained estimates, we have
[TABLE]
So,
[TABLE]
[TABLE]
Applying the Hölder inequality, can be estimated as follows,
[TABLE]
[TABLE]
By Lemma 2.4,
[TABLE]
so,
[TABLE]
To estimate the norm we proceed as follows. We know that is the solution of
[TABLE]
Then, for , satisfies,
[TABLE]
If we multiply by and integrate by parts, we obtain,
[TABLE]
[TABLE]
[TABLE]
Then,
[TABLE]
So,
[TABLE]
And,
[TABLE]
[TABLE]
Then,
[TABLE]
[TABLE]
[TABLE]
Note that,
[TABLE]
so,
[TABLE]
And can be estimated as follows,
[TABLE]
[TABLE]
by the Hölder inequality,
[TABLE]
Again, by Lemma 2.4,
[TABLE]
so,
[TABLE]
If we join all the estimates, then
[TABLE]
where,
[TABLE]
[TABLE]
With this,
[TABLE]
[TABLE]
By Lemma 2.4 , then
[TABLE]
[TABLE]
If we put everything together,
[TABLE]
[TABLE]
[TABLE]
[TABLE]
so,
[TABLE]
and so,
[TABLE]
that is,
[TABLE]
Appendix B Appendix: Shadowing and distance of attractors in
In this section we introduce some concepts of the known Shadowing theory. The aim of this theory is to study the relationship between trajectories of a given dynamical system and trajectories of a perturbation of it. These techniques allow us to relate the distance of attractors in with the distance of the corresponding time one maps for an ordinary differential equation and an appropriate perturbation of it. This result is described in Proposition B.5. Shadowing theory plays an important role in our work. Most of definitions we present below, can be found in [1].
Throughout this section we will denote by a Banach space, a subset which may be bounded or unbounded and a nonlinear map, no necessary continuous or differentiable.
Definition B.1**.**
A negative trajectory of a map is a sequence such that
[TABLE]
Definition B.2**.**
Let . A negative -pseudo-trajectory* of is a sequence with*
[TABLE]
We denote by the set of all negative -pseudo-trajectories of in . Note that a negative [math]-pseudo trajectory is a negative trajectory and that we always have the following inclusion
[TABLE]
An important class of negative -pseudo-trajectories of a map are given by trajectories, , of maps , with , such that for any , . This follows directly from the fact that
[TABLE]
That is,
[TABLE]
In this work we are going to need to compare the set of negative -pseudo trajectories and the set of negative trajectories of a map . An appropriate concept for this is the concept of “Lipschitz Shadowing”. Hence, we consider the space, , for , of all infinite negative sequences such that
[TABLE]
and the Banach space given by the sequences with and for all . That is,
[TABLE]
with a constant and the norm
[TABLE]
It is well known these spaces with these norms are Banach spaces.
Definition B.3**.**
A negative sequence -shadows* a negative sequence if and only if,*
[TABLE]
So, this property is commutative, that is, -shadows if and only if -shadows
If for a given sequence and we define
[TABLE]
then, we can write that a negative sequence -shadows a sequence if . Finally, the main concept we want to present in this section is the following.
Definition B.4**.**
The map has the Lipschitz Shadowing property on , if there exist constants such that for any and any negative -pseudo-trajectory of in is -shadowed by a negative trajectory of in , that is,
[TABLE]
All these concepts allow us to present the following result.
Proposition B.5**.**
Let
[TABLE]
be a dissipative Morse-Smale system. We perturbe it
[TABLE]
with such that
[TABLE]
in the topology and
[TABLE]
with and the time one maps of the discrete dynamical systems generated by the evolution equations (B.1) and (B.2), respectively. Assume that for each , and have global attractors and , respectively. Then we have
[TABLE]
with independent of .
Proof.
Since is a Morse-Smale map, in [26] the author proves that then, there exists a neighborhood of in the topology, , and numbers such that, for any map , has the Lipschitz Shadowing property on with constants , .
On one side, since has the Lipschitz Shadowing property on with parameters , then any negative -pseudo-trajectory of in , , is -shadowed by a negative trajectory of in , i.e.,
[TABLE]
Take small enough such that and . We consider with
[TABLE]
its negative trajectory under the dynamical system generated by ,
[TABLE]
As we have mentioned above, is a negative -pseudo-trajectory of in ,
[TABLE]
So, there exist such that,
[TABLE]
for all for which is defined. Since
[TABLE]
we conclude that is bounded and for this reason . With this
[TABLE]
Since has been chosen in an arbitrary way, we have
[TABLE]
where is independent of .
On the other side, since any has the Lipschitz Shadowing property on of constants , we take small enough such that and
[TABLE]
With this, we take and its negative trajectory under , . As we have mentioned before, is a negative -pseudo-trajectory of in . Since we have chosen an small such that , then has the Lipschitz Shadowing property on with parameters , that is,
[TABLE]
So, there exist such that
[TABLE]
for all for which is defined. Thus is bounded. For that, and also we have
[TABLE]
with and the elements of the sequences and respectively. That is
[TABLE]
Finally, again since have been chosen in an arbitrary way we conclude
[TABLE]
If we put together and we obtain the desired estimate,
[TABLE]
with independent of .
Remark B.6**.**
Observe that the constant in (B.3) is the constant from the Lischitz Shadowing property of the map .
An immediate consequence of the result above is the following
Corolary B.7**.**
Let be a Morse-Smale (gradient like) map which has a global attractor . Then, there exists a neighborhood of in the topology so that, for any with , its respective attractors, we have
[TABLE]
with the Lipschitz Shadowing constant from the map .
Proof.
As we mentioned in the proof of the proposition above, since is a Morse-Smale map, in [26] the author proves that there exists a neighborhood of in the topology and numbers such that, for any map , has the Lipschitz Shadowing property on with constants , . The rest of the proof follows the same lines as the proof of the proposition above.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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- 2[2] J. M. Arrieta, A. N. Carvalho, Abstract Parabolic Equations with Critical Nonlinearities and Applications to Navier-Stokes and Heat Equations Transactions of the A.M.S 352, pp. 285-310 (2000)
- 3[3] J. M. Arrieta, A. N. Carvalho, Spectral Convergence and Nonlinear Dynamics of Reaction-Diffusion Equations Under Perturbations of the Domain , Journal of Differential Equations 199, pp. 143-178 (2004).
- 4[4] J. M. Arrieta, A. N. Carvalho and F.D.M. Bezerra, Rate of Convergence of Global Attractors of Some Perturbed Reaction-Diffusion Problems , Topological Methods in Nonlinear Analysis 41 (2), pp. 229-253 (2013).
- 5[5] J. M. Arrieta, A. N. Carvalho and G. Lozada-Cruz, Dynamics in Dumbbell Domains I. Continuity of the Set of Equilibria , Journal of Differential Equations, Vol. 231, (2006).
- 6[6] J. M. Arrieta, A. N. Carvalho and A. Rodriguez-Bernal, Parabolic Problems with Nonlinear Boundary Conditions and Critical Nonlinearities , Journal of Differential Equations, Vol. 2, (1999).
- 7[7] J.M. Arrieta, E. Santamaría, Estimates on the Distance of Inertial Manifolds , Discrete and Continuous Dynamical Systems A, 34, Vol 10 pp. 3921-3944 (2014)
- 8[8] J.M. Arrieta, E. Santamaría, C 1 , θ superscript 𝐶 1 𝜃 C^{1,\theta} -Estimates on the Distance of Inertial Manifolds , ar Xiv:1704.03017 [math.AP]
