Vector flows and the analytic moduli of singular plane branches
Pedro Fortuny Ayuso

TL;DR
This paper offers a geometric proof that simplifies the classification of singular plane branches by reducing their parametrizations, addressing a key gap in Zariski's approach to the moduli problem.
Contribution
It provides a geometric elementary proof that plane branches can be simplified to short parametrizations, filling a crucial gap in Zariski's moduli problem solution.
Findings
Established the existence of short parametrizations for plane branches
Connected vector flows with the analytic moduli of singularities
Filled a gap in Zariski's approach to the moduli problem
Abstract
We provide a geometric elementary proof of the fact that an analytic plane branch is analytically equivalent to one whose terms corresponding to contacts with holomorphic one-forms -- except for Zariski's -invariant -- are zero (so called "short parametrizations"). This is the main step missed by Zariski in his attempt to solve the moduli problem.
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Taxonomy
TopicsAdvanced Differential Equations and Dynamical Systems · Mathematical Dynamics and Fractals · Algebraic Geometry and Number Theory
Vector flows and the analytic moduli of singular plane branches
P. Fortuny Ayuso
Dpt. of Mathematics, University of Oviedo, Spain
To Prof. Felipe Cano on his sixtieth birthday.
Abstract.
We provide a geometric elementary proof of the fact that an analytic plane branch is analytically equivalent to one whose terms corresponding to contacts with holomorphic one-forms —except for Zarkiski’s -invariant— are zero (so called “short parametrizations”). This is the main step missed by Zariski in his attempt to solve the moduli problem.
2010 Mathematics Subject Classification:
32S05, 32S65, 14H20
1. Introduction and notation
The classification of germs of irreducible analytic plane curves (usually called branches) under analytic equivalence was an open problem until [3], where a complete description of the moduli of is given in terms of what the authors call a normal form. Since Zariski’s monograph [7] (whose English translation we use), little was achieved in terms of finding new analytic invariants before the work of Hefez and Hernandes. Their classification result uses mainly algebraic tools and is based on the Complete Transversal Theorem of [1].
Let be an analytic branch. It is well-known (see Theorem 2.2.6 of [5], for instance) that it admits a Puiseux parametrization :
[TABLE]
where and is an injective map. Moreover, after possibly an algebraic change of variables of the form , we may assume that does not divide (which we shall write ). Zariski, in [7], tries to reduce the analytic classification to finding the simplest parametrization like (1), i.e. having as many coefficients equal to [math] as possible. He finds several conditions which allow him to compute the moduli in some elementary cases albeit in a rather convoluted way. As a matter of fact, the classification result of [3] consists in completely describing those “simple” parametrizations, which they aptly call “normal forms”. Before proceeding any further, we introduce the basic notation.
Given , we may assume after an analytic change of coordinates that it has a parametrization (1). The semigroup of is the additive subsemigroup of :
[TABLE]
(which order is, for each , the intersection multiplicity of the curve with ). The conductor of is the least such that any greater than or equal to belongs to (such a is guaranteed to exist). The number satisfies
[TABLE]
where is the conductor ideal of in via the parametrization given above (for the definition of the conductor of a semigroup and the previous properties, see [2] Prop. 5.8.6 and the paragraph before, for instance).
Zariski points out that one can easily eliminate all the terms belonging to the semigroup from a Puiseux expansion. But the first strictly analytic invariant found by him is now called the -invariant:
Theorem** ([6], see also [7] pp. 22, 23).**
Either is analytically equivalent to or there is with such that is analytically equivalent to
[TABLE]
where if or for .
Even more; let be the set of contact orders of holomorphic differentials with the curve (this set is implicitly used by Zariski in [6] and [7] but a formal definition first appeared, as far as we are aware, in [3] pg. 291):
[TABLE]
(the is added for simplicity: notice that the in provides a factor , so that is always at least ). With this definition, Zariski’s invariant is just
[TABLE]
and if and only if is analytically equivalent to the cusp (these are the main results of [6]). From this starting point, Zariski in [7] tried (implicitly, as he never used explicitly) to relate the set and the analytic moduli of without success. The classification result of [3] shows how is, to all extents, the main analytic invariant:
Theorem** ([3], Theorem 2.1).**
The branch is either analytically equivalent to or and it is equivalent to a parametrization (normal form)
[TABLE]
Moreover, two such parametrizations (with and , respectively) corresponding to branches with same semigroup and same set of contacts , are equivalent if and only if there is with and .
The second part of the theorem (once the normal form has been computed) can be said to have been known by Zariski (after a careful reading of [7]). The key result is, thus, the elimination from a Puiseux expansion of all the terms such that and . Notice that there are a finite number of nonzero : if then .
The aim of this paper is to provide a geometric —dynamic— proof of this elimination step using the fact that differential forms arise from differential equations. This simple fact, overlooked by Zariski, provides a natural and elementary argument which essentially solves the moduli problem.
2. Contact Transfer. Taylor expansions.
The main tool we shall use in the rest of the paper is the “transfer of contact” between two parametric plane vectors which are colinear up to some order. Two plane vector fields , in are colinear if and only if their determinant is zero:
[TABLE]
When the components are functions of one parameter , we can speak of colinearity to some order:
Definition 1**.**
Let be holomorphic functions at . We say that and are colinear to order if
[TABLE]
for some holomorphic function (notice that may be [math]). The value will be called the contact coefficient.
The importance of this concept comes from the following simple result, to which we shall refer as the “Contact Transfer Lemma”: if two parametric vectors are colinear up to some order then they “transfer” their contact with linear forms (notice that the contact is not the same, just related):
Lemma 1** (Contact Transfer).**
Let and be two parametric vectors whose components are holomorphic at , colinear to order , with . Let and be holomorphic functions at . Then
[TABLE]
for some function holomorphic at .
Proof.
By definition, as :
[TABLE]
for some holomorphic at [math]. By direct substitution:
[TABLE]
taking common factor and distributing the parenthesis, we obtain
[TABLE]
as desired. ∎
We shall repeatedly apply the Contact Transfer Lemma when is colinear to order to the tangent vector of , say , to obtain, for some specific holomorphic functions
[TABLE]
inside a Taylor expansion depending on a parameter . As the reader will have noticed, we set and . However, to be precise, we need to introduce the required notation. Consider the ODE
[TABLE]
where and are holomorphic functions defined in an open set . Let be an initial condition. A solution of (2) with initial condition is a holomorphic function defined in a neighbourhood of such that and for any ,
[TABLE]
Assume and have been defined for all . Set, inductively,
[TABLE]
By the chain rule, a solution as above satisfies, by (2) and (3),
[TABLE]
for all . Thus, by Taylor’s Theorem, and have the following convergent expansions:
[TABLE]
In this paper we are concerned with a germ of analytic curve and a differential equation which “almost” leaves it invariant. Consider an analytic curve with , of the form , for (the rest of the expansion is irrelevant for now; here and in the rest of the paper, means “terms of order higher than the previous one”). We use the indices , to emphasize that we shall consider the points of as (parametric) initial conditions. Let be an irreducible holomorphic function at such that . From this equality, we get, by differentiation,
[TABLE]
where and denote the and partial derivatives. The irreducibility of implies that for . This gives
[TABLE]
(which makes sense because for ).
Consider the differential equations
[TABLE]
and let and be their respective solutions for the initial conditions . All the functions and are holomorphic and defined in a neighbourhood of , by the analytic dependence of the solutions of an ODE on the initial conditions (Theorem 1.1 of [4]). Notice that, by definition of differential equation, the points are all in (i.e. is invariant by ), as represents a vector field tangent to the set at all the points of .
Further Assumptions. From now on, we assume that and . We also impose that, if and , then and are colinear to order for some , with nonzero contact coefficient.
The last condition is exactly what will imply that the flow associated to leaves “almost” invariant (to order ), affecting the th component of the coordinate linearly. This is the content of the next result.
Lemma 2**.**
With the notations and hypotheses of this section, there exist holomorphic functions and in a neighbourhood of such that
[TABLE]
for some nonzero .
Proof.
Rewrite (6) for all the points in a sufficiently small neighbourhood of as
[TABLE]
and the corresponding equalities for and . These equalities hold (and the series are convergent) by the analytic dependence of the solutions of an ODE on the initial conditions. We also have the equivalents of (5) for :
[TABLE]
and for :
[TABLE]
Before proceeding any further, notice that by hypothesis. Assume that for . Because and
[TABLE]
we conclude that for all .
Using (11), the lemma is proved if we show that
[TABLE]
for holomorphic at , with , for . This is true certainly for : on one hand, ; on the other, by (9) we have:
[TABLE]
and by the hypothesis on the colinearity of and to order , we know that:
[TABLE]
with . Now, by substitution:
[TABLE]
with , as desired.
Assume the results true for and consider the case . By the Contact Transfer Lemma (Equality (1)) and the chain rule (Equality (2)), there is some such that
[TABLE]
By the induction hypothesis, for some other , hence
[TABLE]
and rewriting the derivative with respect to using the chain rule, we get
[TABLE]
The conditions and imply that . Distributing the parenthesis and simplifying, using that , and (8), we conclude that:
[TABLE]
for some holomorphic function at [math]. This proves the result for .
For , the Contact Transfer Lemma and the chain rule give again:
[TABLE]
for some . Using the induction hypothesis, we get
[TABLE]
for some . Computing the derivative with respect to using the chain rule:
[TABLE]
which, as , , and , implies
[TABLE]
for some , as desired. ∎
We shall also need the following result:
Lemma 3**.**
With the hypothesis of the previous lemma,
[TABLE]
Proof.
By hypothesis, the result is true for as and . By definition,
[TABLE]
and the result follows by induction, as , and again. The same reasoning works for . ∎
3. Reparametrization of Puiseux families
With the notation and hypothesis of the previous section, we know that
[TABLE]
for some holomorphic functions and at and . Write an irreducible Puiseux expansion of as
[TABLE]
(recall that ). We already know that for all in a neighbourhood of , so that we should be able to “rewrite” as (15) somehow for each . Indeed, by Lemma 3, has order greater than for . Then
[TABLE]
for holomorphic functions at with . This allows us to compute the th root of
[TABLE]
where is an th root of unity and is a holomorphic function at . Thus, the function
[TABLE]
satisfies
[TABLE]
This defines a change of variables whose inverse
[TABLE]
(where is a holomorphic function at and is the complex conjugate of ) is holomorphic at and provides the desired equality:
[TABLE]
valid for all in a neighbourhood of . Notice that this is true for one of the th roots of unity (for the others, each is multiplied by for another root ). This result does not mean that is composed of fixed points of , as is not the initial parameter of (15). It means that is invariant by .
We now study in this new system of coordinates. Notice that the change of variables (18) satisfies, for all :
[TABLE]
for some holomorphic function at ; this implies, by (14), as , that the solution of has the expression
[TABLE]
for some and holomorphic functions and at . Compute the th root
[TABLE]
for some holomorphic function at . Let
[TABLE]
As above, the change of variables has an inverse
[TABLE]
which satisfies, for all :
[TABLE]
for some holomorphic . As , we get, in the coordinates (again, for one of the th roots of unity ):
[TABLE]
for some function holomorphic in a neighbourhood of and .
As a consequence:
Lemma 4**.**
In the conditions of the previous section, there is an such that the curve admits a reparametrization
[TABLE]
that is, the term of order can be removed from the Puiseux expansion using the flow associated to a vector field, without modifying the previous ones.
Proof.
Take in (19). Recall that the flow is the map sending to the value at time of the solution of with initial condition .
Notice that is an autonomous system at a singular point, so that for any , there is a neighbourhood of such that converges for and . (see [4], Proposition 1.19, p. 12): hence, the argument works for whatever value . ∎
4. Elimination of terms using holomorphic vector fields
Our main result is now a corollary of the previous ones.
Theorem 1**.**
Let have a Puiseux parametrization of the form (1) with and not dividing . Then is analytically equivalent to with Puiseux parametrization
[TABLE]
Moreover, each elimination of a single term can be carried out by means of the time- flow associated to a holomorphic vector field (one for each term).
If , then is equivalent to and the argument below works anyway. Notice how after the composition of a finite number of flows, we have eliminated all the (removable) terms of order less than . The terms from on can be removed at once using a single diffeomorphism (as shown in [7], Section 1 of Chapter III). Therefore, we shall only deal with the elimination of the term of least order with and , provided the terms of lower order remain unchanged.
Proof.
Take a parametrization of like (1) (recall that does not divide ):
[TABLE]
Let be the minimum integer such that , and . By definition, there is a holomorphic differential form such that
[TABLE]
We wish to apply Lemmas 2 and 4 using the differential equation (vector field) “dual” to , and the corresponding in (9):
[TABLE]
so that we need to verify that and . Notice that the colinearity condition between and to order is provided by the contact between and . There are two cases: and .
If then, by definition of , we have . Either for and we can take with and (notice that because and does not divide ). Or (see [6] pp. 785-786 or [7] p. 23, last paragraph) we have for and we can take , for which and .
Assume that and let be as above. Write and . Substituting the parametrization of into gives
[TABLE]
If then , which is impossible. If the coefficient is not zero, then because does not divide (so that this term cannot be made zero either by any or ); but this would imply that , against the assumption. If now then so that ; however, in this case and one has the following possibilities:
- •
, which would imply that , against the assumption .
- •
, which would imply that , against the same assumption.
- •
, which would imply that , which contradicts the definition of .
Hence, we must have and from this , as otherwise . Thus, and .
We have concluded, in any case, taking and , that we are in the conditions of Lemmas 2 and 4, and the result follows considering the flow associated to (recall that this flow sends to the image at time of the solution of with initial condition ). ∎
Simply speaking, the flow corresponding to produces (after a reparametrization) a translation proportional to in the -th term of the -component of the Puiseux expansion of (and nothing before that term), which permits the elimination of this term. The terms farther than are modified holomorphically.
The proof does not work for . Take . One has:
[TABLE]
so that is the contact of with a differential form of order on each component.
Acknowledgement: The redaction of this paper has improved greatly thanks to an anonymous reviewer.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] J.W. Bruce, N.P. Kirk, and A.A. Du Plessis. Complete transversals and the classification of singularities. Nonlinearity , 10(1):253–276, 1997.
- 2[2] E. Casas-Alvero. Singularities of Plane Curves . Number 276 in London Math. Soc. Lecture Notes Series. Cambridge Univ. Press, 2000.
- 3[3] A. Hefez and M.E. Hernandes. The analytic classification of plane branches. Bull. London Math. Soc. , 43:289–298, 2011.
- 4[4] Y. Ilyashenko and S. Yakovenko. Lectures on analytic differential equations . American Mathematical Society, 2008.
- 5[5] C.T.C. Wall. Singular Points of Plane Curves . Cambridge Univ. Press, 2009. doi: https://doi.org/10.1017/CBO 9780511617560.
- 6[6] O. Zariski. Characterization of plane algebroid curves whose module of differentials has maximum torsion. Proc. Natl. Acad. Sci. USA , (56):781–786, 1966.
- 7[7] O. Zariski. The Moduli Problem for Plane Branches, with an appendix by Bernard Teissier . Univ. Lect. Series, AMS 2006. English Translation by Ben Lichtin. Original edition: Le problème des modules pour les branches planes. Appendice par Bernard Teissier . Edition Hermann, 1986.
