Bonds, lone pairs, and shells probed by means of on-top dynamical correlations
Stefano Pittalis, Daniele Varsano, Alain Delgado, Carlo Andrea Rozzi

TL;DR
This paper enhances the Electron Localization Function (ELF) by incorporating antiparallel-spin electron pair correlations using density functional approximations, providing improved spatial descriptions of bonds in molecules like H2.
Contribution
It introduces a novel method that complements ELF with antiparallel-spin pair information, requiring minimal additional computational effort.
Findings
Provides a spatial description of H2 bond not available with ELF
Captures trends in other systems where ELF is less effective
Requires only a modest increase in computational resources
Abstract
The Electron Localization Function (ELF) by Becke and Edgecombe [J. Chem. Phys. {\bf 92}, 5397 (1990)] is routinely adopted as a descriptor of atomic shells and covalent bonds. Since the ELF and its related quantities find useful exploitation also in the construction of modern density functionals, the interest in complementing the ELF is linked to both the quests of improving electronic structure descriptors and density functional approximations. The ELF uses information which is available by considering parallel-spin electron pairs in single-reference many-body states. In this work, we complement this construction with information obtained by considering antiparallel-spin pairs whose short-range correlations are modeled by a density functional approximation. As a result, the approach requires only a contained computational effort. Applications to a variety of systems show that, in this…
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Bonds, lone pairs, and shells probed by means of on-top dynamical correlations
Stefano Pittalis
CNR-Istituto Nanoscienze, Via Campi 213 A, I-41125 Modena, Italy
Daniele Varsano
CNR-Istituto Nanoscienze, Via Campi 213 A, I-41125 Modena, Italy
Alain Delgado
Department of Physics, University of Ottawa, Ottawa, Ontario K1N 6N5, Canada
Carlo Andrea Rozzi
CNR-Istituto Nanoscienze, Via Campi 213 A, I-41125 Modena, Italy
Abstract
The Electron Localization Function (ELF) by Becke and Edgecombe [J. Chem. Phys. 92, 5397 (1990)] is routinely adopted as a descriptor of atomic shells and covalent bonds. Since the ELF and its related quantities find useful exploitation also in the construction of modern density functionals, the interest in complementing the ELF is linked to both the quests of improving electronic structure descriptors and density functional approximations. The ELF uses information which is available by considering parallel-spin electron pairs in single-reference many-body states. In this work, we complement this construction with information obtained by considering antiparallel-spin pairs whose short-range correlations are modeled by a density functional approximation. As a result, the approach requires only a contained computational effort. Applications to a variety of systems show that, in this way, we gain a spatial description of the bond in H2 (which is not available with the ELF) together with some trends not optimally captured by the ELF in other prototypical situations.
I Introduction
It is a great pleasure to present a work within a special issue celebrating the 65th birthday of Hardy Gross. The characterization of bonds, lone pairs, and shells in atomistic systems is one of the topics to which Hardy has dedicated particular consideration in relation to density functionals. Strikingly, picturing bonds in molecules by means of Lewis’ structures, in terms of shared valence electrons, does not demand any knowledge of quantum mechanics, if a reference to relevant empirical facts is available Lewis (1916). The task becomes challenging when we look for quantitative pictures deduced from first principles Coulson (1955).
Solutions of the Schrödinger equation can reproduce Lewis structures in terms of overlapping (possibly hybridized) atomic-like orbitals of Valence Bond Theory. But other solutions obtained within Molecular Orbital Theory challenges the former description by introducing orbitals which are delocalized throughout the molecule. A modern incarnation of Molecular Orbital Theory is the Kohn-Sham (KS) formulation of Density Functional Theory (DFT). KS-DFT builds on the electron density. This quantity does not describe pairs but just a collection of single particles. Yet, Bader showed that the Laplacian of the electron density can render the structure of atomic shells and bonds Bader (1994). However, success was not systematic. Following up other suggestions by Bader Bader and Stephens (1975); Bader et al. (1988), Becke and Edgecombe proposed the Electron Localiation Fucntion (ELF). This is an indicator that exploits the antisymmetry of a many-electron state: specifically, if an electron is localized at a given point in space, another electron cannot be brought at the same position with the same spin Becke and Edgecombe (1990).
The ELF has become a valuable tool for visualizing the chemical structure of molecules and materials Becke and Edgecombe (1990); Savin et al. (1992); Silvi and Savin (1994). Its time-dependent extension provides visual understanding of complex reactions involving the dynamics of excited electrons Burnus et al. (2005). Analyses of electron localization are also important because they offer insights for improving density functional constructions Hodgson et al. (2014). The ELF has been connected to the ability of density functional approximations to access local information on the spin-entanglement Pittalis et al. (2015), to properties of the electronic stress tensor Tao et al. (2008), and to time-dependent density functionals Durrant et al. (2015). The interpretation of the ELF, however, is not free from difficulties Savin (2005a, b). In this work, we start with the well-known observation that the ELF does not provide spatially resolved information for the Hydrogen molecule. Alternative “correlated” ELFs have already been suggested Kohout et al. (2004, 2005); Feixas et al. (2010) but they usually entail quantities beyond KS-DFT and, thus, are computationally more demanding. In this work, we make an attempt to exploit only spin-restricted occupied KS [or Hartree-Fock (HF)] orbitals and quantities which are easily computable from them.
The core of our idea is explained in full detail in Sec. II.2. Essentially, our proposal is to detect spatial inhomogeneous structures that can be related to covalent bonds, atomic shells, and lone pairs in terms of the behavior of short-range correlations. The procedure – as long as opposite spin dynamical correlations are concerned Helgaker et al. (2000) – is intended to probe the tendency of the electrons to “get together” by de-correlating. More specifically, the procedure we propose rests on a deconstruction of a DFT model for dynamical correlations Becke (1988). We show that within a contained computational effort, not only a spatial description of the bond in H2 can be recovered but also other trends not optimally captured by the ELF can be usefully complemented in other prototypical situations.
The manuscript is organized as follows: In Sec. II, we recall some basic theoretical aspects and, after a brief introduction to the ELF, we describe the Coalescent (electron) Pair Locator (CPL) and tackle the problematic case of H2. In Sec. III, we test our procedure for atoms, small organic molecules, and the uniform electron gas. In Sec. IV, we summarize the main points, draw the conclusions, and give outlooks.
II From the ELF to a new indicator based on on-top dynamical correlations
Let us start by considering the definition of the distribution of electron pairs in terms of the joint probability to find an electron at position with spin and a second electron at position with spin :
[TABLE]
Here, is a normalized wavefunction of interacting electrons and stand for the combined spatial plus spin variables . A direct calculation of requires knowledge of the wavefucntion, which, however, can be computed efficiently and accurately only for small systems. To reduce the computational burden, in this work, we regard as a density functional and adopt a simple model for it.
We should also emphasize that, in order to picture bonds, one would like to visualize domains in which the probability of finding two electrons is maximum. It turns out that the pair density in Eq. (1) is not the quantity that can be used alone. For a discussion of this point, we refer the reader to Refs. Gallegos et al. (2005); Menéndez et al. (2015). Becke and Edgecombe built the ELF by exploiting information on conditional probabilities Becke and Edgecombe (1990). In our work, we use the pair density in combination with other simple quantities.
Next, we review the procedure of the original construction of the ELF. In this way, quantities used throughout can be introduced gradually and the complementariness of our approach should also become more apparent. Then, finally, we illustrate our procedure and results. For convenience, we shall keep track of spin indices explicitly in our notation, even though we consider closed-shell ground states and carry out spin-adapted calculations111Our Kohn-Sham (or Hartree-Fock) calculations are intended as means to compute a “descriptor” of the electronic structure of the system under consideration and not necessarily to estimate the best possible total energies – thus we avoid to spuriously break spin symmetry..
II.1 ELF in a nutshell
In a single Slater Determinant (SD), electron pairs are correlated in same-spin configurations
[TABLE]
but are uncorrelated in opposite-spin configurations
[TABLE]
In Eq. (2), is the exchange-hole (x-hole) function
[TABLE]
where
[TABLE]
is the spin-dependent one-body reduced density matrix; here, the sum over states is restricted to occupied -state single-particle orbitals . The particle density of a single SD is readily obtained from the spatial diagonal of : . The x-hole is a consequence of the fact that electrons are Fermions: their state is antisymmetric under exchange of particle coordinates, which implies a non-vanishing correlation even when the Coulomb repulsions is (ideally) turned off.
Next, let us consider the conditional (cond) probability of finding an electron at distance given that a first electron is located at and assuming that both electrons have the same spin. This entails to divide the quantity defined in Eq. (2) by and set . The information on the orientation of the pair can be disregarded by performing a spherical average 222Given a generic function , its spherical average at position for a pair at distance may be defined as the integral where is an element of the solid angle. around the “reference” position . Dropping the pedantic specification to a SD in our notation, for small one finds Becke and Edgecombe (1990)
[TABLE]
where
[TABLE]
and
[TABLE]
is the double of the (positively defined) spin-dependent kinetic energy density. The expressions above may be evaluated using either HF or, ideally, exact KS single-particle orbitals. Finally, Becke and Edgecombe defined Becke and Edgecombe (1990)
[TABLE]
where
[TABLE]
and
[TABLE]
is evaluated for a Fermi gas at the local spin density 333The exact KS Slater determinant in (Spin-)DFT reproduces the interacting particle (spin-)density exactly. .
II.2 Coalescent Pair Locator
The ELF nicely reproduces the shell structure of atoms and well emphasizes covalent bonds in molecules Becke and Edgecombe (1990); Savin et al. (1997). However, at any internuclear distance, for H2 the ELF is constant in space (). This is so because only one orbital is occupied for each spin channel in H2 (thus ). Here, we show how a spatially resolved description of the bond in H2 may be recovered. In the next section, we will show that the resulting procedure can also deal with other interesting prototypical cases.
Our idea is based on the following simple picture: If the Coulomb repulsion is turned off, two electrons with opposite-spin can be placed on top of each other and may remain in that configuration. In reality, the effects of the electron-electron repulsion can increase dramatically as electrons approach each other: the electrons correlate dynamically and the wavefunction develops a cusp at the electron coalescence Helgaker et al. (2000). Although the separation between dynamical and static correlations is not universally defined, it is known to provide useful insights. Coming to our main objective, we may consider a covalent bond as a region where on-top dynamical correlations can become locally relatively weak and thus electron pairs can “get together” more favorably. Below, we empirically evaluate this picture.
The solid black curve in Fig. 1 shows the ratio:
[TABLE]
for H2 at its equilibrium distance. From Eq. (3), and, we remind that, “SD” stands for a spin-restricted Slater Determinant made of either HF or standard KS states. In our calculation, we employed the data of the on-top exchange and exchange-correlation holes available from Ref. Burke et al. (1998) constructed from a Configuration-Interaction (CI) wavefunction calculation. Also, we have exploited the fact that the HF and the CI density are practically indistinguishable for the considered case – which, at the considered inter-distance of the nuclei, we have confirmed to be a valid approximation444Yet, it has been pointed out in the literature that use of HF densities can produce counterintuitive features in the corresponding on-top hole Wang et al. (2010)..
The salient point is: the solid-black curve of Fig. 1 has a maximum where one would draw the shared “dots” in a Lewis diagram. Instead, we remind that, everywhere.
Equation (12) involves the exact on-top distribution of opposite-spin interacting pairs, . It is useful to remind that the short-range behavior of this distribution is given by Becke (1988)
[TABLE]
where depends on the reference point r. As explained above, our aim is to focus on the contributions which are due to dynamical (dyn) correlations. Thus, we replace the exact with an approximation derived from a model especially designed for dynamical correlations Becke (1988). In this model, spin-resolved correlation-hole (c-hole) functions are given for the electron-electron coupling interaction strengths . For each , the c-hole functions contain zero electrons, while the corresponding x-hole is independent and contains minus one electron. While the ultimate goal of the model is to derive an expression for the coupling averaged (DFT) c-hole, here we are interested in its implications at . A straightforward calculation gives
[TABLE]
where is defined as
[TABLE]
with being a constant to be determined (see below) and
[TABLE]
is the potential generated by the exchange-hole function – also known as the Slater potential or a half of the spin-dependent exchange energy density in the standard gauge Kümmel and Kronik (2008). In passing, we note that for systems with only two electrons in a singlet state and the DFT exchange-only and the HF solutions are, in this case, equivalent.
For any system for which we can run a DFT calculation, we can compute and, thus, we can evaluate the following expression:
[TABLE]
CPL stands for Coalescent Pair Locator, and in the following, we argue that this name may be appropriate as the CPL can detect pairs involved in bonds, atomic shells, or lone pairs. In the definition of [see Eq. (15)], we have set in order to reproduce the maximum value of the reference case in Fig. 1. Additional comments about this choice are given in Sec. III.4. Adopting the nomenclature introduced by Perdew, we may regard the expression defined in Eq. (17) as a HGGA (i.e, Hyper-Generalized-Gradient-Approximation) because it makes use of the exact exchange energy density (i.e., the Slater potential).
Getting a “maximum” by means of the approximate CPL (see the dashed-red line in Fig. 1) is a non-trivial result. To appreciate this point fully, let us also consider the dot-dashed blue line in Fig. 1. This is another approximate CPL, which is computed by specializing the previous HGGA expression to the homogeneous gas and then using the resulting expression locally on the given inhomogeneous state. This “simplification” is reminiscent of a Local Density Approximation (LDA) (see Sec. III.4 for additional explanations). Thus, we refer to this case as a CPL@LDA (regardless of which approximation has been used to generate the particle density itself). The main point here is that: the desired maximum is then replaced by a minimum! This is a consequence of the fact that an LDA relates (too) directly to the local behavior of the particle density.
Now, let us follow the behavior of the CPL as the H2 bond is stretched in Fig. 2. In these calculations, we have used both HF and CI densities to visualize the dependence of the result on the quality of the input. By increasing the interatomic distance, the local maximum at is eventually replaced by a local minimum and two local maxima appear around each H atom. Thus, Fig. 2 suggests that by stretching the molecule, the system splits into atoms. In the next section, we will show that the CPL has maxima at the center of isolated atoms.
III Further Analyses
In this section, we illustrate other salient differences of the CPL with respect to the ELF by considering prototypical systems such as isolated atoms, small organic molecules, and the uniform electron gas.
III.1 Atomic Shells
Electrons in atoms, we may say, are “packed” in shells. Figure 3 shows how the CPL highlights these structures in the case of the Ar atom. Near the center of the atom, electrons get squeezed in the 1s orbital. There the influence of the electron-electron interaction is on the average weaker relative to the nuclear attraction at the core and . Moving away from the core, the CPL exhibits a wavy behavior. This renders the idea that electrons gain some space to avoid each other but in correspondence to the shells, they get together once again. It is remarkable that, although the particle density decreases monotonically and smoothly, the CPL shows some traces of the shells even at the LDA level. In systems with only one center such as atoms, the Slater potential can very effectively be estimated within the BR89 approximation Becke and Roussel (1989). Correspondingly, the calculation of the CPL step down from the HGGA to the Meta-GGA (MGGA) rung.
Figure 3 also shows the ELF which, at a first look, seems to be the champion in this case: it detects the atomic shells rather sharply. But, we also notice that, an outer shells can have same (or higher) localization than an inner shell. This somewhat awkward behavior in the localization of shell is not suggested by the CPL.
III.2 Carbon-Carbon bonds
Let us consider again molecules: ethane, ethylene, and acetylene have single, double, and triple Carbon-Carbon (CC) bonds, respectively. The upper panel in Fig. 4 shows the CPL; the axis indicates the CC bond direction. The calculations for these cases have been done using pseudo potentials, therefore the structures due to the internal electrons are “washed” out. Here, we are mainly interested in the structures due to the valence electrons (which are properly captured by the pseudo wavefunctions beyond a cutoff). The humps in the center highlight the presence of the bonds: the localization increases at larger bond coordination numbers. The two maxima on the side are due to the electrons of the Hydrogen atoms. For C2H2 the Hydrogen’s centers are placed along the CC axis and, therefore, the electron localization results enhanced with respect to the other cases for which the Hydrogen’s centers are displaced from the CC direction.
The lower panel of Fig. 4 shows the ELF for the same molecules as in the upper panel. It is apparent that the ELF, as for atoms, tends to give sharper features. But, unattractively, it assigns higher localization to bonds with lower coordination number. The CPL, however, does not yield surface plots with different topologies for bonds with different coordination numbers as in the case for the ELF.
How about conjugate systems? For benzene, in plots not shown here, the CPL does not seem to give any alternative information with respect to the one already available with the ELF. Whether or not the ELF and the pair density itself can properly characterized the concept of aromaticity, we should point out, have been debated in the literature Steinmann et al. (2011); Wang and Baerends (2015).
III.3 Polar bonds and lone pairs
The molecule of carbon monoxide (CO) allows us to evaluate the performance of the CPL for both a polar bonds and two lone pairs. As shown in Fig. 5, both the CPL and ELF pictures are overall satisfactory. The CPL, however, seems to remark more distinctively the higher electronegativity of the oxygen atom with respect to that of the carbon atoms. Note, moving from C to O along the interatomic axis, the CPL increases progressively while a reversed trend can be observed in the ELF. Furthermore, the central peak in the CPL is (slightly) more shifted toward the Oxygen atom than the peak in the ELF .
III.4 Uniform gas
First, let us recall that the reference to the uniform gas was introduced empirically in the definition of the ELF [see Eq. (10)] in order to get meaningful plots. Moreover, for any uniform . The concept of localization for a uniform gas is properly related to Wigner crystallization. This occurs at the Wigner-Seitz radius Ceperley and Alder (1980); Drummond et al. (2004), which corresponds to a correlated regime for which neither the ELF nor the CPL – by construction – can say much. Thus, in our analysis, we shall restrict to to evaluate further aspect of the CPL not fully discussed above.
For the uniform gas, a parametrization of the pair-correlation function is available Gori-Giorgi et al. (2000) – here denoted as – to estimate the ratio [see Eq. (12)] as follows
[TABLE]
This parametrization exploits Monte Carlo results and is expected to be accurate for densities corresponding to . The CPL [see Eq. (17)] can be evaluated with plain waves straightforwardly. As a result, we get
[TABLE]
and are plotted in Fig. 6. Fitting the height of the hump for H2 in Fig. 1, we determined (and this value was then used throughout in this work). We recall that in Becke’s work reproduces the DFT correlation energies for the Helium atom Becke (1988). Here, we see hat better reproduces the initial slope of while improves the agreement at higher . These results suggest us that: (i) for the considered range of densities, dynamical correlations – as defined by the adopted model – contribute to importantly; and (ii) treating as a constant is a drastic simplification, even in the case of a uniform gas. In general, should be replaced by a density functional – the search of which is postponed to future works.
In the high-density limit (which is the weakly correlated limit) and, correctly, . In the opposite limit, and . Although tempting at first, however, cannot be taken as an indication of locally strong interactions as this value is attained in the asymptotic region of any finite system.
IV Conclusions and outlooks
Bonds, shells, and lone pairs are important inhomogeneity features of atomistic systems. The interest in the evaluations of these structures links usefully to the development of improved density functional approximations. In this work, we have proposed to probe them by exploiting the behavior of (a model of) spatially-resolved dynamical correlations. In particular, in favor of practicality, the interacting quantities were computed in a post-KS fashion. We have focused on closed-shell systems, for which static correlations are not expected to play a major role at equilibrium distances. For the considered cases, we have seen that, the approach: (i) provides a spatially resolved description of the bond in H2; (ii) points to a lower localization of the outer atomic shells; (iii) suggests higher localization of multiple Carbon-Carbon bonds; and (iv) distinctively remarks the location of elements with higher electronegativity – these are all points which would be missed in a description based solely on the ELF.
Our procedure, admittedly, rests on simple ideas and models. To enhance both transferability and accuracy, the parameter of the employed model (the constant “”) should be replaced with a proper density functional. Alternative separations of static and dynamical correlations (not inspired by DFT approximations) should also be explored. Yet, we believe that, our analysis can usefully suggests novel mixing for local hybrids schemes or new partition-DFT schemes. Connections to recent Pair-DFT developments Gagliardi et al. (2017) may also be particularly fruitful. Works along these lines are in progress.
Acknowledgements – The authors are grateful to Prof. Kieron Burke for making available data from Fig. 1 of Ref. Burke et al. (1998). SP acknowledges support by the European Community through the FP7’s MC-IIF MODENADYNA, grant agreement No. 623413. DV acknowledges partial support from EU Centre of Excellence MaX-Materials at the eXascale (H2020-EINFRA 2015, grant No. 676598).
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