Probabilistic boundaries of finite extensions of quantum groups
Sara Malacarne, Sergey Neshveyev

TL;DR
This paper investigates the boundaries of quantum groups and demonstrates that, under certain conditions, the harmonic functions and boundaries of a quantum group relate closely to those of its quotient, with applications to quantum group duals.
Contribution
It establishes that harmonic functions on quantum groups with finite normal subgroups are invariant and that their boundaries coincide with those of the quotient, extending classical boundary results to quantum settings.
Findings
Harmonic functions are G-invariant on quantum groups with finite normal subgroups.
Poisson and Martin boundaries of quantum groups match those of their quotients under certain conditions.
Boundaries of duals of group-theoretical easy quantum groups are classical.
Abstract
Given a discrete quantum group with a finite normal quantum subgroup , we show that any positive, possibly unbounded, harmonic function on with respect to an irreducible invariant random walk is -invariant. This implies that, under suitable assumptions, the Poisson and Martin boundaries of coincide with those of . A similar result is also proved in the setting of exact sequences of C-tensor categories. As an immediate application, we conclude that the boundaries of the duals of the group-theoretical easy quantum groups are classical.
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Probabilistic boundaries of finite extensions of quantum groups
Sara Malacarne
and
Sergey Neshveyev
Department of Mathematics, University of Oslo, P.O. Box 1053 Blindern, NO-0316 Oslo, Norway
(Date: April 15, 2017; minor changes July 13, 2017)
Abstract.
Given a discrete quantum group with a finite normal quantum subgroup , we show that any positive, possibly unbounded, harmonic function on with respect to an irreducible invariant random walk is -invariant. This implies that, under suitable assumptions, the Poisson and Martin boundaries of coincide with those of . A similar result is also proved in the setting of exact sequences of C∗-tensor categories. As an immediate application, we conclude that the boundaries of the duals of the group-theoretical easy quantum groups are classical.
Introduction
The study of probabilistic boundaries of quantum random walks was initiated in the 90s by Biane [1], who considered random walks on the duals of compact Lie groups, and by Izumi [4], who developed the Poisson boundary theory for discrete quantum groups. The Martin boundary theory for discrete quantum groups was later developed by Tuset and the second author [11]. Since then the boundaries have been computed in a number of cases, see e.g. [16, 18, 3]. The situation is particularly satisfactory for amenable quantum groups, where the Poisson boundaries have been identified for a large and important class of random walks [16, 13]. On the other hand, in the nonamenable case the duals of free unitary quantum groups remain the main example of a truly noncommutative computation [18].
In this note we consider probably the simplest example of discrete quantum groups that are neither commutative nor cocommutative, namely, the crossed products , where is a discrete group and is a finite group acting on by group automorphisms. They include the duals of the group-theoretical easy quantum groups recently studied in [15]. We show that under natural assumptions both boundaries of coincide with the corresponding classical boundaries of .
It should be noted that the Poisson boundaries of certain random walks on crossed products have been already studied in [5], see also [9], and shown to be isomorphic to crossed products of Poisson boundaries. There is no contradiction here, we could have obtained a similar result if we considered degenerate random walks on that are trivial on the part.
In fact, we formulate and prove our results in a more general setting than that of crossed products. We consider a discrete quantum group with a finite normal quantum subgroup , and show that under suitable assumptions the Poisson and Martin boundaries of coincide with those of . For Poisson boundaries of genuine groups this recovers a result of Kaimanovich [7] obtained as an application of his study of covering Markov operators. We also obtain similar results for exact sequences of C∗-tensor categories in the framework of categorical random walks recently developed in [14].
Acknowledgement
The research leading to these results received funding from the European Research Council under the European Union’s Seventh Framework Programme (FP/2007-2013) / ERC Grant Agreement no. 307663. It was carried out during the authors’ visits to the University of Tokyo and Ochanomizu University. The preparation of the paper was completed during the second author’s visit to the Texas A&M University. The authors are grateful to the staff of these universities for hospitality and to Yasuyuki Kawahigashi, Makoto Yamashita and Ken Dykema for making these visits possible. Special thanks go to Makoto Yamashita for inspiring conversations.
1. Invariance of harmonic functions under finite quantum groups
Let be a discrete quantum group, with the von Neumann algebra of bounded functions and comultiplication , see e.g. [19]. Recall that this implies that is the -direct sum of full matrix algebras, where is the set of equivalence classes of irreducible representations of the dual compact quantum group . When is a genuine group, we have and the comultiplication is given by for and .
For a normal state , consider the convolution operator
[TABLE]
An element is called -harmonic if . Note that since can be thought of as a matrix of completely positive maps , it also makes sense to talk about positive harmonic elements in the algebra of all functions on .
We denote by the convolution powers of , defined inductively by . Then .
Assume now that is a finite normal quantum subgroup of . This means that is finite dimensional and either of the following equivalent conditions is satisfied [17],[8]:
- (i)
we are given a surjective normal -homomorphism respecting the coproducts such that the fixed point algebra under the left action of on coincides with the fixed point algebra under the right action ; 2. (ii)
we are given an embedding of the Hopf -algebras of regular functions on the dual compact quantum groups such that is invariant under the left and/or right adjoint action of the Hopf algebra on itself.
Then the quotient discrete quantum group is defined by letting and the coproduct to be the restriction of to .
Theorem 1.1**.**
Assume is a discrete quantum group, is a finite normal quantum subgroup of , and is a generating normal state on , meaning that . Then any positive, possibly unbounded, -harmonic function on is -invariant.
For genuine discrete groups and bounded harmonic functions this was proved by Kaimanovich [7, Theorem 3.3.1 and Corollary 3] using measure-theoretic methods.
Remark 1.2*.*
The left and right actions of are both well-defined on the algebra of all functions on . In order to see this, let us take (i) above as our main definition, so we assume that we are given a surjective normal -homomorphism respecting the coproducts. Recall that , where is the set of equivalence classes of irreducible representations of . For every fix a representative . Let be the support of , that is, we have . Then for a finite subset , which we can identify with the set of equivalence classes of irreducible representations of . The tensor products of the representations , , decompose according to the fusion rules of (and, moreover, the subcategory of generated by these representations can be identified with ). It follows that by writing if there exists such that is a subrepresentation of , we get a well-defined equivalence relation on with finite equivalence classes. If is an equivalence class, then the action of on defines by restriction an action on . From this we see that the action of on extends in an obvious way to an action on the whole algebra of functions on . Similar considerations apply to the left action . Note in passing that using the normality of it can be checked that the corresponding equivalence relation on is the same as for , see also Section 3 for a stronger statement.
Proof of Theorem 1.1.
Replacing by , which might only increase the set of harmonic elements, we may assume that is faithful.
Consider first bounded harmonic elements. As in Remark 1.2, consider the support of . Define the states
[TABLE]
Denote by the state on such that . Then, with , we have
[TABLE]
Consider the conditional expectation
[TABLE]
where is the Haar state on . It obviously commutes with and , so it suffices to show that there are no nonzero -harmonic elements in . Since is a contraction, for this, in turn, it suffices to show that the restriction of to is a strict contraction.
Since is finite dimensional and the state is faithful, there exists such that . On we have
[TABLE]
This implies that , which is what we need.
Assume now that is an unbounded positive -harmonic element. By adding we may assume that . Put . Then is again a -harmonic element. Since it is -invariant, it is also -harmonic. Since , where is the counit on , we also have . It follows that the element is bounded.
Consider the Doob transform
[TABLE]
of defined by . It is a well-defined ucp map on , and the element is -harmonic. As the element is -invariant, the operator commutes with and we have , so that . Now the same argument as in the first part of the proof applies and we conclude that . Hence is -invariant. ∎
Note that, as was already remarked by Kaimanovich [7], the normality condition in this theorem cannot be dropped. Indeed, otherwise the Poisson boundaries of free products of finite groups would be trivial, which is not true, since such free products are nonamenable except in a few trivial cases.
It is nevertheless tempting to think that Theorem 1.1 should be true in a greater generality and that under suitable irreducibility conditions any harmonic element with respect to a -equivariant ucp map on a C∗-algebra must be -invariant. However, Theorem 4.3.3 in [7] shows that the question what such optimal conditions could be is quite delicate. We will strengthen Theorem 1.1 in a somewhat different direction by showing that the main part of the argument generalizes from finite to compact quantum groups.
Proposition 1.3**.**
Let be an action of a compact quantum group with faithful Haar state on a unital C∗-algebra , and be a ucp map satisfying the following properties:
- (i)
* commutes with the unique -equivariant conditional expectation ;* 2. (ii)
* can be written as a convex combination , , of two ucp maps such that for some faithful state on .*
Then any -harmonic element in is -invariant.
The proof is based on the following lemma.
Lemma 1.4**.**
Let be a compact quantum group, be a faithful state on and be a finite dimensional unitary representation without nonzero invariant vectors. Then .
Proof.
Assume . Then there exist unit vectors such that for the linear functional on we have . In other words, for the contraction . Since is a faithful state, it follows that . Applying the counit on to the identity , we get , so , and then . Therefore is an invariant vector, which is a contradiction. ∎
Proof of Proposition 1.3.
As in the proof of Theorem 1.1, it suffices to show that if is -harmonic, then . Put and consider as a right pre-Hilbert -module with the inner product . Note that since the Haar state on is assumed to be faithful, the conditional expectation is faithful as well. We will show that for any state on . Assume this is not the case for some .
First of all note that by Schwarz’s inequality for ucp maps we have
[TABLE]
for all . In particular,
[TABLE]
It follows that if we replace by any weak∗ limit point of the states as , then this might only increase the value of at . Therefore we may assume that is -invariant, or equivalently, -invariant.
Consider now the Hilbert space defined by the space equipped with the pre-inner product . Then becomes a left unitary -comodule. In other words, there exists a unitary representation of such that if denotes the canonical map, then
[TABLE]
for all , and hence
[TABLE]
The representation has no nonzero invariant vectors, since there are no nonzero -invariant vectors in . Decomposing into a direct sum of finite dimensional representations, by Lemma 1.4 we conclude that
[TABLE]
for any nonzero vector . In particular, we have
[TABLE]
On the other hand, by applying inequality (1.1) to and instead of and using the -invariance of , we get
[TABLE]
But together with (1.2) this contradicts the equality . ∎
2. Probabilistic boundaries
Assume as in the previous section that is a discrete quantum group and is a normal state on . Consider the space of bounded -harmonic elements. As was shown by Izumi [4, 6], it is a von Neumann algebra with the new product
[TABLE]
It is called (the algebra of bounded measurable functions on) the Poisson boundary of . In this notation the first part of Theorem 1.1 states that if is a finite normal quantum subgroup, then for any generating normal state we have
[TABLE]
where is the restriction of to .
Recall next the definition of the Martin boundary [11]. For this we have to consider only normal states that are invariant under the left adjoint action of on . In other words, if , then we consider the states of the form
[TABLE]
where is a probability measure on and is the Woronowicz character for . These are precisely the states such that the operator leaves the center of globally invariant, so that it defines a classical random walk on . To simplify the notation we will write for .
Assume now that is generating, that is, is generating. We also assume that the classical random walk on is transient, or equivalently, the Green kernel
[TABLE]
is well-defined. This is automatically the case if is not of Kac type or, more generally, if the quantum dimension function is nonamenable. Denote by the unit in the matrix block corresponding to the counit, that is, is characterized by the property for . Then the function has no zeros, and the Martin kernel is defined as the completely positive map
[TABLE]
The antipode defines an involution on the set . For a measure on , we denote by the measure such that . If is transient, then is transient as well.
Consider the C∗-subalgebra of generated by and . Its quotient by is called the Martin boundary of , and we denote it by .
Theorem 2.1**.**
Let be a discrete quantum group, . Assume is a finite normal quantum subgroup. Consider the quotient quantum group , . Then for any transient generating finitely supported probability measure on , the embedding induces an isomorphism , where is the measure on characterized by .
Proof.
As in Section 1, consider the support of the homomorphism and the -equivariant conditional expectation . We have , and maps onto . We claim that
[TABLE]
where . This obviously proves the theorem.
Note that is exactly the projection defining the counit, so
[TABLE]
Note also that
[TABLE]
since is the projection defining the counit on and therefore we have , which can be seen by recalling that if we identify the C∗-algebra with a direct sum of full matrix algebras , then the Haar state is the sum of the traces .
Next, let be a right invariant Haar weight on . By [11, Theorem 3.3], for any state on there exists a unique, possibly unbounded, positive -harmonic function on such that
[TABLE]
where is the modular group of . By Theorem 1.1 we have . Note also that commutes with . It follows that if , then
[TABLE]
Since this is true for any , we conclude that
[TABLE]
Now, (2.3) and (2.4) show that
[TABLE]
Using (2.2) and again (2.4), for any we then get the following equalities modulo :
[TABLE]
which proves our claim. ∎
Let us give a simple class of noncommutative examples where the above results can be applied.
Example 2.2*.*
Let be a discrete group and be a finite group acting on by group automorphisms . We can then define a discrete quantum group with the algebra of bounded measurable functions and the coproduct extending the usual coproducts on and . This is a quantum group unless is an abelian group acting trivially on . The dual is a normal quantum subgroup of , with the structure homomorphism given by , and we have . We thus see that, under suitable assumptions, the Poisson and Martin boundaries of coincide with the corresponding classical boundaries of .
Note that the -invariant normal states are exactly the normal tracial states on . It is not difficult to show, see [10] for a more general statement, that such traces are given by -invariant probability measures on and tracial states on , where is the stabilizer of , such that . Namely, the trace corresponding to a pair is given by
[TABLE]
It can be checked that the trace is faithful if and only if and every trace is faithful. It follows then that, more generally, the trace is generating if the set of elements such that is faithful generates as a semigroup. It is clear also that is transient if and only if is transient. This allows one to construct many examples where the assumptions of Theorem 2.1 are satisfied.
This class of discrete quantum groups includes the duals of the group-theoretical easy quantum groups [15]. These duals are obtained by taking to be a quotient of and to be the symmetric group acting on by permuting the generators.
3. Categorical analogue
In this section we will prove an analogue of Theorem 1.1 for C∗-tensor categories. Our conventions are the same as in [12]. Briefly, we assume that the categories that we consider are small, closed under subobjects and finite direct sums, and the tensor units are simple unless explicitly stated otherwise. We also assume that the categories are strict. We denote the morphisms sets in a category by and write for .
Recall that for an object in a C∗-tensor category , the conjugate, or dual, object is an object such that there exist morphisms and solving the conjugate equations
[TABLE]
The minimum of the numbers over all solutions is called the dimension of . We denote the dimension by . A solution is called standard if . A category in which every object has a dual object is called rigid.
Fixing a standard solution of the conjugate equations for every object we can define maps
[TABLE]
which are denoted by and called partial categorical traces. They are independent of the choice of standard solutions.
Recall next the notion of a harmonic natural transformation [14]. Fix objects and and consider the space of bounded natural transformation between the functors and , that is, a uniformly bounded collection of natural in morphisms . For every object we then define an operator on by
[TABLE]
Consider the set of isomorphism classes of simple objects in , and choose for every a representative . For a probability measure on we put
[TABLE]
A natural transformation is called -harmonic if . If then it makes sense to also talk about unbounded positive -harmonic natural transformations.
Define convolution of measures on by
[TABLE]
where is the multiplicity of in . Then . We write for the th convolution power of .
We next recall a few notions from [2], with obvious modifications needed in our C∗-setting. Let be a unitary tensor functor between C∗-tensor categories. The functor is called normal, if for every object there exists a subobject such that is the largest subobject of which is trivial, that is, isomorphic to for some . We then denote by the full subcategory consisting of objects such that is trivial. A sequence
[TABLE]
of unitary tensor functors is called exact, if
- (a)
is dominant, that is, every object of is a subobject of for some ; 2. (b)
is normal; 3. (c)
defines an equivalence between and .
Given a C∗-tensor category and a full C∗-tensor subcategory , let us say that is normal if there exists an exact sequence , where is the embedding functor. Let us also say that a natural transformation between the functors and on is -invariant, if
[TABLE]
We are now ready to formulate an analogue of Theorem 1.1.
Theorem 3.1**.**
Let be a rigid C∗-tensor category, be a finite normal C∗-tensor subcategory, and be a generating probability measure on , meaning that . Then any positive, possibly unbounded, -harmonic natural transformation is -invariant.
Note that by [13, Theorem 4.1] this theorem generalizes Theorem 1.1 for -invariant , but not for arbitrary states, so formally these two results are independent. Not surprisingly, the proofs are nevertheless similar. But before we turn to the proof we need to formulate -invariance in a more analytic way.
Define a probability measure on by
[TABLE]
It is known, and is easy to see using multiplicativity and additivity of the dimension function, that for any probability measure on we have
[TABLE]
Since we can identify with a subset of , we can also view as a measure on .
Lemma 3.2**.**
For a full finite rigid C∗-tensor subcategory of a rigid C∗-tensor category , a natural transformation is -invariant if and only if .
Proof.
If is -invariant, then obviously for any probability measure on , in particular, for . Conversely, assume . It suffices to show that for all , since by applying this statement to the natural transformation (which was denoted by in [14]) we then get for all , as required. For this, in turn, consider as a functor . Then is an endomorphism of this functor, while can be considered as an operator on the space of such endomorphisms. By [14, Proposition 2.4], when , the subspace of -invariant endomorphisms consists of the elements , with , for any generating probability measure on . The same proof works in general, so for all . ∎
Assume now that we are in the setting of Theorem 3.1 and consider the corresponding exact sequence . Since is trivial for every , can be considered as a unitary fiber functor. This already implies that the dimension function on is integral and that can be identified with for a finite quantum group . Consider the object
[TABLE]
It is shown in [2, Section 5.2] that admits the structure of a commutative central algebra in . In particular, for all , which implies that
[TABLE]
for any probability measure on .
Proof of Theorem 3.1.
The proof goes along the same lines as that of Theorem 1.1. We will only consider the case of bounded natural transformations, the general case is dealt with similarly to the second part of that proof.
We may assume that . We can then write as a convex combination of two measures, with , supported on and on . By (3.1) and Lemma 3.2, the operator defines a projection onto the space of -invariant natural transformations. By (3.2) this projection commutes with and . Therefore it suffices to show that the restriction of to is a strict contraction. Since , there exists such that is a positive measure. Since on , it follows then that the norm of the restriction of to is bounded by . ∎
Remark 3.3*.*
Theorem 1.1 can be formulated by saying that, under its assumptions, any positive harmonic function on arises from that on . In a similar way Theorem 3.1 implies that any positive harmonic natural transformation of functors on arises from a natural transformation of functors on . In other words, we claim that if an endomorphism of is -invariant, then the collection of morphisms
[TABLE]
defines, necessarily uniquely, an endomorphism of . Indeed, by [2, Corollary 5.8], the category can be identified with the category of left -modules in and then the functor is given by . Note that any left -module can also be considered as an -bimodule by the commutativity of the central algebra , and this turns into a tensor category with the tensor product . It follows that our claim is equivalent to the statement that for any -invariant the morphisms are natural with respect to the -module morphisms . But this is clear, as .
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